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Administrative Proceedings

The list below provides links to notices and orders concerning the institution and/or settlement of administrative proceedings.

Second Quarter | First Quarter

Additional Archives

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Release No. Date Respondents
Second Quarter
34-69619 May 22, 2013 CoreCare Systems, Inc., et al.
34-69618 May 22, 2013 Bloggerwave, Inc., et al.
34-69616 May 22, 2013 NewTech Brake Corp.
34-69604 May 17, 2013 Centaur Management Co. LLC
See also: Proposed Plan of Distribution
* Submit Comments on Proposed Plan of Distribution
34-69601 May 17, 2013 Noonan Capital Management, LLC and Timothy George Noonan
Other Release Nos.: IA-3609, IC-30525
34-69592 May 16, 2013 Joseph Hilton a/k/a Joseph Yurkin
34-69600 May 16, 2013 Alexander Rekeda; Xavier Capdepon and Gwen Snorteland; and Delaware Asset Advisers and Wei (Alex) Wei
IA-3608 May 15, 2013 Wesley W. Wang
34-69582 May 15, 2013 Griffin Mining, Ltd., et al.
34-69580 May 15, 2013 Benda Pharmaceutical, Inc. and China Shuangji Cement Ltd.
34-69578 May 15, 2013 Avani International Group, Inc., et al.
34-69567 May 14, 2013 Ewan 1, Inc., n/k/a AccessKey IP, Inc.
IA-3607 May 9, 2013 Sandeep Goyal
IA-3606 May 9, 2013 Jesse Tortora
IA-3605 May 9, 2013 Jon Horvath
IA-3604 May 9, 2013 Spyridon Adondakis
34-69542 May 9, 2013 The Estate Vault, Inc.
34-69533 May 8, 2013 CoreCare Systems, Inc., et al.
34-69531 May 8, 2013 Enercorp, Inc., et al.
34-69529 May 7, 2013 Frank Bluestein
Other Release No.: IA-3603
34-69526 May 7, 2013 UC Hub Group, Inc.
33-9402 May 7, 2013 Ziad K. Abdelnour
Other Release No.: IC-30508
34-69515 May 6, 2013 The City of Harrisburg, Pennsylvania
34-69514 May 6, 2013 Matthew C. Devlin
Other Release No.: IA-3602
33-9401 May 3, 2013 Walter V. Gerasimowicz, Meditron Asset Management, LLC, and Meditron Management Group
Other Release Nos.: 34-69506, IA-3601, IC-30505
IA-3600 May 3, 2013 Putnam Investment Management, LLC
Other Release No.: IC-30504
IA-3599 May 3, 2013 Russell K. Cannon
IC-30502 May 2, 2013 Northern Lights Compliance Services, LLC, et al.
34-69493 May 2, 2013 Advance Nanotech, Inc., et al.
34-69492 May 1, 2013 Irwin Lipkin
Other Release No.: IA-3598
34-69486 May 1, 2013 Vincent G. Curry
34-69485 May 1, 2013 Kenneth E. Mahaffy, Jr.
34-69484 May 1, 2013 Ricardo Bonilla Rojas
34-69483 May 1, 2013 Marc Duda
Other Release No.: IA-3597
34-69472 Apr. 30, 2013 Joseph Contorinis
Other Release No.: IA-3596
34-69476 Apr. 30, 2013 Advance Nanotech, Inc., et al.
34-69475 Apr. 30, 2013 Indigo Aviation AB, et al.
34-69474 Apr. 30, 2013 Allonline.com, Inc., et al.
34-69473 Apr. 30, 2013 Advance Nanotech, Inc., et al.
34-69469 Apr. 26, 2013 Value Line, Inc., Value Line Securities, Inc., Jean Bernhard Buttner, and David Henigson
34-69466 Apr. 26, 2013 Richard Bruce Moore
34-69463 Apr. 25, 2013 SinoHub, Inc.
34-69462 Apr. 25, 2013 Timothy R. Redpath
Other Release No.: IA-3595
34-69461 Apr. 25, 2013 Michael W. Bozora
Other Release No.: IA-3594
34-69460 Apr. 25, 2013 David Miller
34-69459 Apr. 25, 2013 Actavision Ventures, Inc., American Resources Group, Inc., Audioscience, Inc., Basset Enterprises, Inc., Cybertex Enterprises, Inc. (n/k/a Synvion Corp.), and Duct Utility Construction & Technologies, Inc.
34-69447 Apr. 25, 2013 Enercorp, Inc., et al.
IA-3592 Apr. 24, 2013 Tara Bryson
34-69442 Apr. 24, 2013 Capital One Financial Corporation, Peter A. Schnall, and David A. LaGassa
Other Release No.: AAER-3456
34-69437 Apr. 23, 2013 Waddell & Reed, Inc., et al.
See also: Proposed Plan of Distribution
* Submit Comments on Proposed Plan of Distribution
34-69432 Apr. 23, 2013 Anthony Pianelli
34-69431 Apr. 23, 2013 Charles Peterein
34-69430 Apr. 23, 2013 Alfred Varricchio
34-69426 Apr. 23, 2013 Gazoo Energy Group, Coach Industries Group, and Pacificap Entertainment
34-69425 Apr. 22, 2013 HarborLight Capital Management, LLC and Dean G. Tanella
Other Release Nos.: IA-3591, IC-30474
34-69421 Apr. 19, 2013 Jennifer E. Thoennes
IA-3590 Apr. 19, 2013 Foxhall Capital Management, Inc. and Paul G. Dietrich
34-69418 Apr. 19, 2013 Oppenheimerfunds, Inc. and Oppenheimerfunds Distributor, Inc.
34-69416 Apr. 19, 2013 The Estate Vault, Inc.
34-69415 Apr. 19, 2013 Ewan 1, Inc. n/k/a AccessKey IP, Inc.
34-69414 Apr. 19, 2013 UC Hub Group, Inc.
34-69410 Apr. 19, 2013 Guilin Paper, Inc.
34-69409 Apr. 19, 2013 China Organic Agriculture, Inc.
34-69408 Apr. 19, 2013 Biopharm Asia, Inc.
34-69404 Apr. 18, 2013 Joshua J. Singer
34-69390 Apr. 18, 2013 Charles T. Fee
Other Release Nos.: IA-3588, IC-30467
IA-3589 Apr. 18, 2013 Douglas F. Whitman
IA-3587 Apr. 18, 2013 Vector Wealth Management, LLC
IA-3586 Apr. 18, 2013 Umesh Tandon
Other Release No.: IC-30446
34-69386 Apr. 17, 2013 Sunrise Solar Corporation
34-69385 Apr. 17, 2013 Xvariant, Inc. (n/k/a China Bionanometer Industries Corp.)
34-69383 Apr. 17, 2013 NewTech Brake Corp.
34-69380 Apr. 16, 2013 Noble Innovations, Inc.
34-69379 Apr. 15, 2013 Scott Reiman
Other Release Nos.: IA-3585, IC-30463
34-69377 Apr. 15, 2013 David Affeldt
34-69375 Apr. 15, 2013 Invesco Funds Group, Inc.
34-69371 Apr. 12, 2013 Robert Mouallem
34-69370 Apr. 12, 2013 New Horizon Publishing Inc.
34-69367 Apr. 11, 2013 Joseph Hilton, a/k/a Joseph Yurkin
34-69366 Apr. 11, 2013 Michael J. Turnock
IA-3584 Apr. 10, 2013 Toby G. Scammell
34-69357 Apr. 10, 2013 Largo Vista Group, Ltd., et al.
34-69355 Apr. 9, 2013 Robert David Beauchene
Other Release Nos.: IA-3581, IC-30455
34-69353 Apr. 9, 2013 James C. Fields, CPA
Other Release No.: AAER-3453
34-69352 Apr. 9, 2013 Anthony John Johnson
Other Release No.: IA-3580
34-69348 Apr. 8, 2013 Richard P. Sandru
Other Release Nos.: IA-3579, IC-30453
34-69347 Apr. 8, 2013 Timothy J. Roth
Other Release No.: IA-3578
34-69346 Apr. 8, 2013 AIM Advisors, Inc. and AIM Distributors, Inc.
34-69345 Apr. 8, 2013 Sean Nathan Healy
34-69327 Apr. 5, 2013 Koninklijke Philips Electronics N.V.
Other Release No.: AAER-3452
34-69326 Apr. 5, 2013 Eddie Douglas Austin Jr., Esq.
34-69314 Apr. 5, 2013 China North East Petroleum Holdings Limited
IA-3577 Apr. 4, 2013 David C. Lin
IA-3576 Apr. 4, 2013 Richard F. Tipton
IA-3575 Apr. 4, 2013 Edward G. Locker
IA-3574 Apr. 4, 2013 ZPR Investment Management, Inc. and Max E. Zavanelli
Other Release No.: IC-30446
34-69307 Apr. 4, 2013 Gerald "Jerry" D. Kegley
34-69306 Apr. 4, 2013 Colleen Erin Kelly Bishop (CPA)
Other Release No.: AAER-3451
34-69292 Apr. 4, 2013 Artfest International, Inc., et al.
34-69291 Apr. 4, 2013 Adzone Research, Inc., et al.
34-69290 Apr. 4, 2013 My Complete Care, Inc., et al.
34-69289 Apr. 4, 2013 Hesed Technology Co., Ltd., et al.
34-69288 Apr. 3, 2013 Morgan Asset Management, Inc., Morgan Keegan & Company, Inc.; James C. Kelsoe, Jr.; and Joseph Thompson Weller, CPA
See also: Proposed Plan of Distribution
Comments received are available for this notice.
* Submit Comments on Proposed Plan of Distribution
IA-3573 Apr. 3, 2013 George Elia
34-69283 Apr. 3, 2013 Adzone Research, Inc., et al.
34-69282 Apr. 3, 2013 My Complete Care, Inc., et al.
34-69277 Apr. 2, 2013 Eric J. Bur, CPA
Other Release No.: AAER-3450
34-69264 Apr. 2, 2013 Digital Video Systems, Inc., Electroglas, Inc., Real Data, Inc. (a/k/a Galtech Semiconductor Materials Corporation), Geocom Resources, Inc., and Goldmountain Exploration Corp.
34-69261 Apr. 1, 2013 IGIA, Inc., et al.
34-69260 Apr. 1, 2013 IdleAire Technologies Corp., et al.
First Quarter
34-69252 Mar. 28, 2013 David M. Decker, Jr.
IA-3572 Mar. 28, 2013 Jorge Gomez
34-69248 Mar. 28, 2013 Maxsys Holdings, Inc., Noble Consolidated Industries Corp., NSM Holdings, Inc., N.T. Properties, Inc., PrimePlayer, Inc., Skylyft Media Group, Inc., and Spectrum Acquisition Corp.
34-69242 Mar. 26, 2013 Wunderlich Securities, Inc., Tracy L. Wiswall, and Gary K. Wunderlich, Jr.
34-69224 Mar. 25, 2013 Susan Skaer, Esq.
34-69223 Mar. 25, 2013 IGIA, Inc., et al.
34-69214 Mar. 22, 2013 Edward L. Moskop
33-9396 Mar. 22, 2013 John Thomas Capital Management Group LLC, d/b/a Patriot28 LLC, George R. Jarkesy Jr., John Thomas Financial, Inc., and Anastasios "Tommy' Belesis
Other Release Nos.: 34-69208, IA-3571, IC-30435
34-69207 Mar. 22, 2013 Advance Nanotech, Inc., et al.
34-69206 Mar. 22, 2013 American United Gold Corporation, et al.
34-69228 Mar. 20, 2013 William G. Reeves, Esq.
34-69191 Mar. 20, 2013 Lunar Growth Corp.
34-69189 Mar. 20, 2013 Allonline.com, Inc., Bonded Motors, Inc., Cass M L Production Corp., Cyber Grind, Inc., Cygni Investments, Inc., Czech Connection, Inc., and Dynatec International, Inc.
34-69185 Mar. 20, 2013 Americas Energy Company-AECo
IA-3570 Mar. 19, 2013 Berton M. Hochfeld
33-9394 Mar. 19, 2013 Craig Berkman, d/b/a Ventures Trust LLC, John B. Kern, Face Off Acquisitions, LLC, Face Off Management, LLC, a/k/a Face Off Acquisitions Management, LLC, Ventures Trust II LLC, Ventures Trust III LLC, Ventures Trust IV LLC, Ventures Trust V LLC, Ventures Trust VI LLC, Ventures Trust Asset Fund LLC, Ventures Trust Management LLC, Ventures Trust Asset Management, LLC, a/k/a Ventures Trust II Asset Management, LLC, Assensus Capital, LLC and Assensus Capital Management, LLC
Other Release Nos.: 34-69171, IA-3569; IC-30428
34-69170 Mar. 19, 2013 My Complete Care, Inc., et al.
34-69169 Mar. 19, 2013 Maxsys Holdings, Inc., et al.
34-69168 Mar. 19, 2013 Law Enforcement Associates Corp., et al.
34-69165 Mar. 18, 2013 Bruce H. Haglund, Esq.
33-9393 Mar. 18, 2013 Banco Comercial Português, S.A.
Other Release Nos.: 34-69167, IA-3568
34-69150 Mar. 15, 2013 Centaur Management Co. LLC
34-69149 Mar. 15, 2013 Wells Fargo Brokerage Services, LLC n/k/a Wells Fargo Securities, LLC and Shawn Patrick McMurtry
34-69144 Mar. 15, 2013 Patrick Merrill Brody
34-69143 Mar. 15, 2013 Laura A. Roser
34-69138 Mar. 14, 2013 OppenheimerFunds, Inc. and OppenheimerFunds Distributor, Inc.
34-69137 Mar. 14, 2013 Cache D. Decker
34-69128 Mar. 13, 2013 Maxsys Holdings, Inc., et al.
34-69127 Mar. 13, 2013 Digital Video Systems, Inc., et al.
34-69126 Mar. 13, 2013 Digital Video Systems, Inc., et al.
34-69125 Mar. 13, 2013 Along Mobile Technologies, Inc.
34-69117 Mar. 12, 2013 Indigo Aviation AB, et al.
34-69116 Mar. 12, 2013 Adzone Research, Inc., et al.
34-69113 Mar. 12, 2013 HDL Capital Corp., et al.
34-69112 Mar. 12, 2013 New Generation Biofuels Holdings, Inc.
34-69111 Mar. 11, 2013 Kevin J. Wilcox
34-69100 Mar. 11, 2013 Christopher A. Seeley
34-69099 Mar. 11, 2013 Gazoo Energy Group, Coach Industries Group, Pacificap Entertainment
34-69097 Mar. 11, 2013 Advance Nanotech, Inc., ANTS Software, Inc., Beauty Brands Group, Inc., Chocolate Candy Creations, Inc., Crystallex International Corp., Dermaxar, Inc., e-SIM, Ltd., and EcoReady Corp.
33-9390 Mar. 11, 2013 Oppenheimer Asset Management Inc. and Oppenheimer Alternative Investment Management, LLC
33-9389 Mar. 11, 2013 State of Illinois
34-69095 Mar. 8, 2013 Stephen Shea
34-69094 Mar. 8, 2013 BDO China Dahua CPA Co., LTD., Ernst & Young Hua Ming LLP, KPMG Huazhen (Special General Partnership), Deloitte Touche Tohmatsu Certified Public Accountants LTD., and Pricewaterhousecoopers Zhong Tian CPAs Limited
34-69093 Mar. 8, 2013 Robert David Beauchene
Other Release Nos.: IA-3565, IC-30419
34-69092 Mar. 8, 2013 Fry Hensley and Company, And Nicholas L. Fry, II
Other Release Nos.: IA-3564, IC-30418
34-69091 Mar. 8, 2013 Ranieri Partners LLC and Donald W. Phillips
Other Release No.: IA-3563
34-69090 Mar. 8, 2013 William M. Stephens
Other Release No.: IC-30417
33-9388 Mar. 8, 2013 UBS Financial Services Inc. of Puerto Rico
Other Release No.: 34-69096
34-69074 Mar. 8, 2013 Lynx Acquisition, Inc., et al.
34-69065 Mar. 7, 2013 Billy Wayne McClintock
34-69057 Mar. 7, 2013 Cornerstone Capital Management, Inc., and Laura Jean Kent
34-69056 Mar. 7, 2013 Feltl & Company, Inc.
34-69051 Mar. 6, 2013 CYDE Liquidating Co.
34-69050 Mar. 6, 2013 Law Enforcement Associates Corp., et al.
34-69049 Mar. 6, 2013 Artfest International, Inc., et al.
34-69048 Mar. 6, 2013 Law Enforcement Associates Corp., et al.
34-69047 Mar. 5, 2013 IdleAire Technologies Corp., et al.
34-69046 Mar. 5, 2013 IGIA, Inc., et al.
34-69036 Mar. 5, 2013 Peak Wealth Opportunities, LLC, and David W. Dube, CPA
Other Release Nos.: IA-3562, IC-30414, AAER-3448
34-69035 Mar. 5, 2013 Advanced ID Corp., et al.
34-69024 Mar. 4, 2013 Atlantic Southern Financial Group, Inc.
34-69023 Mar. 4, 2013 ATI Liquidating, Inc. (n/k/a Aviza Technology, Inc.)
34-69022 Mar. 4, 2013 Maverick Oil and Gas, Inc.
34-69021 Mar. 4, 2013 Clean Power Technologies, Inc.
34-69015 Mar. 1, 2013 Allen R. Jacobson
34-69014 Mar. 1, 2013 Wendell A. Jacobson
IA-3560 Mar. 1, 2013 Nicholas Delbrocco
IA-3559 Mar. 1, 2013 Ward Onsa
34-69004 Feb. 28, 2013 China Wesen Recycling Technology, Inc., Chopin Venture Group, Inc.,Cogito Media Group, Inc., Crescendo Acquisition Corp., Crosswave Communications, Inc., Crown International, Inc. and Crysler Corp.
34-69001 Feb. 27, 2013 Douglas F. Vaughan
34-68993 Feb. 27, 2013 Oxford Investment Partners, LLC and Walter J. Clarke
34-68991 Feb. 27, 2013 Medis Technologies Ltd., et al.
34-68990 Feb. 26, 2013 Edward Tackaberry
34-68989 Feb. 26, 2013 Maxsys Holdings, Inc., Noble Consolidated Industries Corp., NSM Holdings, Inc., N.T. Properties, Inc., PrimePlayer, Inc., Skylyft Media Group, Inc., and Spectrum Acquisition Corp.
34-68988 Feb. 26, 2013 Aladdin Capital Management LLC and Aladdin Capital LLC and Joseph A. Schlim
34-68986 Feb. 26, 2013 My Complete Care, Inc., New Midwest Co., LLC, NRG, Inc., Nugent Aerospace, Inc., Otter Tail Ag Enterprises, LLC, Raines Lenders LP, and Sadhana Equity Investment, Inc.
IA-3556 Feb. 22, 2013 Sentinel Investment Management Corporation
34-68970 Feb. 22, 2013 Digital Video Systems, Inc., et al.
34-68968 Feb. 22, 2013 Advance Nanotech, Inc., et al.
34-68967 Feb. 22, 2013 Largo Vista Group, Ltd., et al.
34-68963 Feb. 21, 2013 James S. Tagliaferri
Other Release No.: IA-3555; IC-30402
34-68961 Feb. 20, 2013 Hesed Technology Co., Ltd., et al.
34-68956 Feb. 20, 2013 Lynx Acquisition, Inc., et al.
34-68952 Feb. 19, 2013 Virginia K. Sourlis, Esq.
34-68949 Feb. 19, 2013 Michael Lowther, CPA
Other Release No.: AAER-3445
34-68947 Feb. 19, 2013 Eco Global Corporation, Execute Sports, Inc., FacePrint Global Solutions, Inc., FinancialContent, Inc., and Firstgold Corp.
34-68946 Feb. 19, 2013 AlphaTrade.com
IA-3554 Feb. 15, 2013 Oxford Investment Partners, LLC and Walter J. Clarke
Other Release No.: IC-30385
IA-3553 Feb. 15, 2013 Oxford Investment Partners, LLC and Walter J. Clarke
Other Release No.: IC-30384
33-9385 Feb. 15, 2013 Gregg C. Lorenzo, Francis V. Lorenzo, and Charles Vista, LLC
Other Release No.: 34-68943
34-68940 Feb. 15, 2013 Guy W. Gane, Jr.
34-68931 Feb. 14, 2013 Aladdin Capital Management LLC and Aladdin Capital LLC; Joseph A. Schlim
34-68920 Feb. 13, 2013 Stephen M. Strauss
34-68914 Feb. 13, 2013 Eco Global Corporation, et al.
34-68903 Feb. 11, 2013 HDL Capital Corp., HMG Worldwide Corp., Homegold Financial, Inc., Hudson Hotels Corp., and Hurry, Inc.
34-68902 Feb. 11, 2013 Artfest International, Inc., China Advanced Meditech, Inc., Cynet, Inc., Durham Marketing Corp., Emissary Capital Group, Inc. (n/k/a Cavalier Holdings, Inc.), and ESP Enterprises, Inc. (n/k/a ESP Enterprises of LA, Inc.)
34-68893 Feb. 11, 2013 China Voice Holding Corp., et al.
34-68892 Feb. 11, 2013 IMP, Inc., Imperial Credit Industries, Inc., Inco Homes Corp., InfoCast Corp., Infospi.com, Inc. (n/k/a Infospi, Inc.), and Instaff International, Inc.
34-68869 Feb. 8, 2013 GMB Capital Management LLC (currently known as "Clearstream Investments LLC"), GMB Capital Partners LLC, Gabriel Bitran and Marco Bitran
34-68868 Feb. 8, 2013 Changed E-Mail, Inc., et al.
34-68866 Feb. 7, 2013 Gary J. Martel
Other Release No.: IA-3552
IA-3551 Feb. 7, 2013 James S. Ward, Edward G. Locker, Richard F. Tipton, and David C. Lin
34-68859 Feb. 7, 2013 Law Enforcement Associates Corp., et al.
34-68858 Feb. 7, 2013 Law Enforcement Associates Corp., et al.
34-68857 Feb. 7, 2013 Imreg, Inc., et al.
34-68856 Feb. 7, 2013 HI DEF Enterprises, Inc., et al.
34-68845 Feb. 6, 2013 Joseph J. Repko, CPA
Other Release No.: AAER-3444
IA-3550 Feb. 6, 2013 Jorge Gomez
IA-3549 Feb. 6, 2013 Arturo Allan Rodriguez Lopez a/k/a Arturo Rodriguez
IA-3548 Feb. 6, 2013 Howard B. Berger
34-68837 Feb. 6, 2013 Advanced ID Corp., et al.
34-68836 Feb. 6, 2013 Advance Nanotech, Inc., et al.
IA-3546 Feb. 5, 2013 Juno Mother Earth Asset Management, LLC
34-68828 Feb. 5, 2013 Ardsley Advisory Partners
Other Release No.: IA-3545
34-68827 Feb. 5, 2013 Kenneth Ira Starr
34-68826 Feb. 5, 2013 Kenneth Ira Starr, Esq., C.P.A.
Other Release No.: IA-3544
34-68825 Feb. 5, 2013 Henley Healthcare, Inc., et al.
34-68811 Feb. 1, 2013 Encore Clean Energy, Inc., et al.
34-68810 Feb. 1, 2013 Mitchell Segal, Esq.
IA-3543 Jan. 31, 2013 Jeffrey A. Quay
34-68796 Jan. 31, 2013 BNY Mellon Securities LCC and Mark Shaw
Note: See also the Proposed Plan of Distribution
34-68774 Jan. 30, 2013 GMB Capital Management LLC, et al.
34-68772 Jan. 30, 2013 William B. Mitchell
34-68764 Jan. 30, 2013 CentreInvest, Inc., et al.
34-68763 Jan. 30, 2013 ICP Solar Technologies, Inc., et al.
34-68756 Jan. 29, 2013 Lisa B. Hovan, CPA
Other Release No.: IA-3539; AAER-3443
34-68754 Jan. 29, 2013 Brian D. Fox
Other Release No.: AAER-3442
IA-3540 Jan. 29, 2013 Kurt S. Hovan
IA-3538 Jan. 29, 2013 Edward J. Hovan, Jr.
IA-3537 Jan. 29, 2013 IMC Asset Management, Inc.
34-68750 Jan. 29, 2013 IAS Energy, Inc., et al.
34-68749 Jan. 28, 2013 Stefan H. Benger
34-68739 Jan. 28, 2013 Henley Healthcare, Inc., Hightop Capital Corp., Hiko Bell Mining & Oil Co., Horizon Pharmacies, Inc., Horizon Resources Corp., and Hudson’s Grill of America, Inc.
34-68736 Jan. 25, 2013 John W. Adams and AIP, LLC
Note: See also the Modified Plan of Distribution
34-68738 Jan. 25, 2013 Nicolette D. Loisel
34-68737 Jan. 25, 2013 Huron Consulting Group Inc., Gary L. Burge, CPA, and Wayne F. Lipski, CPA
34-68733 Jan. 25, 2013 Gabelli Funds, LLC
34-68732 Jan. 25, 2013 Mary Beth Stevens; Paul W. Oliver, Jr.
34-68731 Jan. 25, 2013 Largo Vista Group, Ltd., et al.
34-68729 Jan. 25, 2013 Law Enforcement Associates Corp., et al.
34-68727 Jan. 25, 2013 Medis Technologies Ltd., et al.
34-68722 Jan. 24, 2013 Eric D. Rogers
34-68716 Jan. 24, 2013 HI DEF Enterprises, Inc., et al.
34-68715 Jan. 24, 2013 IAS Energy, Inc., et al.
34-68706 Jan. 23, 2013 China Wesen Recycling Technology, Inc., et al.
IA-3536 Jan. 22, 2013 Raymond Y.H. Park
IA-3535 Jan. 22, 2013 Sung Kook Hwang
34-68703 Jan. 22, 2013 Egan-Jones Ratings Company and Sean Egan
34-68688 Jan. 18, 2013 AlphaTrade.com
34-68686 Jan. 18, 2013 The Hartcourt Companies, Inc., et al.
34-68685 Jan. 17, 2013 Linda Dianne Alexander
34-68683 Jan. 17, 2013 Omnibus Order Directing the Appointment of Tax Administrator in Administrative Proceedings that Establish Distribution Funds
34-68681 Jan. 17, 2013 Desert Mining, Inc., et al.
34-68680 Jan. 17, 2013 IAS Energy, Inc., et al.
34-68679 Jan. 17, 2013 IBroadband, Inc., et al.
34-68673 Jan. 16, 2013 Larry Lee Adair, Esq.
34-68670 Jan. 16, 2013 Mark A. Gelazela and Steven E. Woods
34-68669 Jan. 16, 2013 MiddleCove Capital, LLC, and Noah L. Myers
Other Release Nos.: IA-3534, IC-30351
34-68664 Jan. 16, 2013 Eco Global Corporation, et al.
34-68661 Jan. 15, 2013 Kevin A. Howard, CPA
Other Release No.: AAER-3441
34-68649 Jan. 14, 2013 IMP, Inc., Imperial Credit Industries, Inc., Inco Homes Corp., InfoCast Corp., Infospi.com, Inc. (n/k/a Infospi, Inc.), and Instaff International, Inc.
34-68646 Jan. 14, 2013 Imreg, Inc., Innovative Holdings & Technologies, Inc., InnoVet, Inc., Institutional Properties 4, Interaction Media Corp., and International CRO Holdings Corp.
34-68628 Jan. 11, 2013 Eric Ashman, CPA
Other Release No.: AAER-3440
IA-3533 Jan. 11, 2013 I. Joseph Massoud
34-68623 Jan. 11, 2013 China Wesen Recycling Technology, Inc., et al.
34-68622 Jan. 11, 2013 IBroadband, Inc., et al.
IA-3532 Jan. 10, 2013 Kris Chellam
34-68614 Jan. 10, 2013 HearMe, et al.
34-68611 Jan. 9, 2013 Jimmie Dean Jones, CPA
Other Release No.: AAER-3438
34-68605 Jan. 9, 2013 John J. Aesoph, CPA, and Darren M. Bennett, CPA
Other Release No.: AAER-3436
34-68601 Jan. 8, 2013 China North East Petroleum Holdings Limited
34-68600 Jan. 8, 2013 UBS Financial Services Inc. of Puerto Rico
34-68599 Jan. 8, 2013 William J. Reilly, Esq.
34-68598 Jan. 7, 2013 HI DEF Enterprises, Inc., Hi-Rise Recycling Systems, Inc., Highline Industries, Inc., Hirel Holdings, Inc., Holiday RV Superstores, Inc. (n/k/a FreedomRoads RV, Inc.), Hooker Enterprises, Inc., Hospital Staffing Services, Inc., and Hotelworks.com, Inc.
34-68597 Jan. 7, 2013 Henley Healthcare, Inc., et al.
34-68593 Jan. 7, 2013 Credit Suisse Securities (USA) LLC, et al.
34-68592 Jan. 4, 2013 Stephen G. Bennett
34-68591 Jan. 4, 2013 Kenneth J. Abod, CPA
Other Release No.: AAER-3435
34-68586 Jan. 4, 2013 Gary J. Martel
34-68567 Jan. 3, 2013 Encore Clean Energy, Inc., et al.
34-68566 Jan. 3, 2013 China Voice Holding Corp., et al.
34-68565 Jan. 3, 2013 DIAS Holding, Inc., et al.
34-68564 Jan. 3, 2013 HealthSport, Inc., et al.

 

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Modified: 05/21/2013