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Administrative Proceedings

The list below provides links to notices and orders concerning the institution and/or settlement of administrative proceedings.

Second Quarter | First Quarter

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Release No. Date Respondents
Second Quarter
34-67062 May 25, 2012 Adrenalina, Affinity Technology Group, Inc., Braintech, Inc., Builders Transport, Incorporated, And Catuity, Inc.
34-67061 May 25, 2012 Telos, Inc., et al.
34-67060 May 24, 2012 Spencer C. Barasch
34-67051 May 24, 2012 Quintek Technologies, Inc., The Saint James Co., Urigen Pharmaceuticals, Inc., Valor Energy Corp., Wherify Wireless, Inc., and WinWin Gaming, Inc.
34-67049 May 23, 2012 Frank D. Edwards, CA
Other Release No.: AAER-3387
34-67048 May 23, 2012 Charles P. Morrison, CPA
Other Release No.: AAER-3386
IA-3407 May 23, 2012 James E. Putman
34-67043 May 23, 2012 Savoy Resources Corp., SNRG Corp., Standard Mobile, Inc., and VTEX Energy, Inc.
34-67042 May 22, 2012 UBS Financial Services Inc. of Puerto Rico
34-67041 May 22, 2012 Richard A. Finger, Jr.
34-67031 May 21, 2012 Jove Corp., Keiretsu, Inc., Luminart, Inc., Macten, Inc., and Netlake, Inc.
34-67030 May 21, 2012 AP Henderson Group, BPO Management Services, Inc., Capital Mineral Investors, Inc., CardioVascular BioTherapeutics, Inc., and 1st Centennial Bancorp
34-67029 May 18, 2012 Alchemy Ventures, Inc., KM Capital Management, LLC, Zanshin Enterprises, LLC, Mark H. Rogers, Steven D. Hotovec, Joshua A. Klein, Yisroel M. Wachs, Frank K. McDonald, and Douglas G. Frederick
34-67028 May 18, 2012 Alchemy Ventures, Inc., KM Capital Management, LLC, Zanshin Enterprises, LLC, Mark H. Rogers, Steven D. Hotovec, Joshua A. Klein, Yisroel M. Wachs, Frank K. McDonald, and Douglas G. Frederick
33-9324 May 18, 2012 Hunter Adams, Gregg Adams, Alan Berkun, Robert Lisnoff, James L. Bila, Leonard Bila, Christian Blake, Brian Carroll, Joseph Digirolamo, and Joseph Mannino
Other Release No.: 34-67019
34-67016 May 18, 2012 Alderox, Inc., Applied Solar, Inc., Artes Medical, Inc., AskMeNow, Inc., Blink Logic Inc., and Convergence Ethanol, Inc.
IA-3406 May 17, 2012 Copeland Wealth Management
IA-3405 May 17, 2012 Belal K. Faruki
34-67002 May 16, 2012 J. Michael Scarborough and Royal Alliance Associates, Inc.
34-66999 May 16, 2012 Worldwide Energy And Manufacturing USA, Inc.
34-66998 May 16, 2012 QPC Lasers, Inc., Sweet Success Enterprises, Inc., Trinsic, Inc., Veridicom International, Inc., Windswept Environmental Group, Inc., and Wyndstorm Corp.
34-66996 May 16, 2012 Orbit E-Commerce, Inc., Orion Ethanol, Inc., Pacificnet, Inc., PainCare Holdings, Inc., Pay88, Inc., Rahaxi, Inc., and Raven Biofuels International Corp.
Note: See also Chinese version of this Order
34-66991 May 15, 2012 John Jantzen
34-66990 May 15, 2012 Edward J. Marino
34-66988 May 15, 2012 Jetborne International, Inc., Jotan, Inc., Kamp-Rite Holdings, Inc., Key Command International Corp., Liege Holding, Inc., Lloyds Shopping Centers, Inc., Long Island Physician Holdings Corp., and Mikron Infrared, Inc.
34-66987 May 15, 2012 Vineyard National Bancorp
34-66978 May 14, 2012 Kenneth A. Wolkoff
34-66977 May 14, 2012 George Sobol
34-66960 May 10, 2012 Robert C. Pribilski
34-66955 May 10, 2012 Adrenalina, Affinity Technology Group, Inc., BrainTech, Inc., Builders Transport, Incorporated, and Catuity, Inc.
IA-3404 May 10, 2012 Martin Currie Inc. and Martin Currie Investment Management Ltd.
Other Release No.: IC-30062
34-66948 May 9, 2012 Deloitte Touche Tohmatsu Certified Public Accountants Ltd.
34-66947 May 8, 2012 Prime Capital Services, Inc., Gilman Ciocia, Inc., Michael P. Ryan, Christie A. Andersen, Eric J. Brown, Matthew J. Collins, Kevin J. Walsh, and Mark W. Wells
34-66942 May 8, 2012 Telos, Inc., MAS Acquisition XVII Corp., Tianrong Building Material Holdings, Ltd. (f/k/a MAS Acquisition XVIII Corp.), TSS Ltd., Tuff Coat Manufacturing, Inc. (f/k/a Osage Acquisition Corp.), Tultex Corp., TVA, Inc., Tyger Holding, Inc., and U.S. Energy Systems, Inc.
34-66938 May 8, 2012 One Voice Technologies, Inc., Orchestra Therapeutics, Inc., Path 1 Network Technologies, Inc., Pavilion Energy Resources, Inc. (f/k/a Global Business Services, Inc.), Pine Valley Mining Corp., Platina Energy Group, Inc., Pop N Go, Inc., and Powercold Corp.
34-66933 May 7, 2012 Telos, Inc., et al.; Tianrong Internet Products and Services, Inc.
34-66929 May 7, 2012 Jetborne International, Inc., Jotan, Inc., Kamp-Rite Holdings, Inc., Key Command International Corp., Liege Holding, Inc., Lloyds Shopping Centers, Inc., Long Island Physician Holdings Corp., Mikron Infrared, Inc.
34-66921 May 4, 2012 Anthracite Capital, Inc., Auto Data Network Inc., Avenue Group, Inc., Ckrush, Inc., Clickable Enterprises, Inc., and DCI USA, Inc.
34-66908 May 3, 2012 Airtrax, Inc., Amedia Networks, Inc., American Business Financial Services, Inc., Appalachian Bancshares, Inc., and Ariel Way, Inc.
34-66907 May 2, 2012 Matthew J. Gagnon
34-66906 May 2, 2012 SinoTech Energy Limited
34-66902 May 2, 2012 Recycle Tech, Inc.
34-66900 May 2, 2012 HydroGenetics, Inc.
34-66899 May 2, 2012 Toolex International N.V., Topjobs.Net PLC, Tribridge Enterprises Corp. (n/k/a Northern Lion Gold Corp.), Tropika International Ltd., Tsunami Media Corp., T.Z.F. International Investments, Inc., and Vantage Enterprises Corp. (n/k/a :African Gemstones Ltd.)
34-66897 May 2, 2012 AP Henderson Group, BPO Management Services, Inc., Capital Mineral Investors, Inc., CardioVascular BioTherapeutics, Inc., and 1st Centennial Bancorp
33-9321 May 2, 2012 Hydrogenetics, Inc.
33-9318 May 1, 2012 UBS Financial Services Inc. of Puerto Rico
Other Release No.: 34-66893
Note: See also the Orders Granting Waivers in this matter: 33-9319 and 33-9320
33-9317 May 1, 2012 Miguel A. Ferrer and Carlos J. Ortiz
Other Release Nos.: 34-66892, IA-30058
34-66886 May 1, 2012 TMST, Inc.
34-66882 Apr. 30, 2012 Michael J. McNerney
34-66879 Apr. 30, 2012 Edward D. Puttick, Sr.
34-66878 Apr. 30, 2012 Jetborne International, Inc., Jotan, Inc., Kamp-Rite Holdings, Inc., Key Command International Corp., Liege Holding, Inc., Lloyds Shopping Centers, Inc., Long Island Physician Holdings Corp., Mikron Infrared, Inc.
34-66876 Apr. 30, 2012 LocatePlus Holdings Corporation
34-66875 Apr. 30, 2012 New Century Resources Corp.
34-66870 Apr. 27, 2012 Berman Center, Inc., Cyberkinetics Neurotechnology Systems, Inc., and Java Detour, Inc.
34-66858 Apr. 25, 2012 Aaron M. Glasser
34-66855 Apr. 25, 2012 Jove Corp., Keiretsu, Inc., Luminart, Inc., Macten, Inc., and Netlake, Inc.
34-66854 Apr. 24, 2012 Egan-Jones Ratings Company and Sean Egan
34-66852 Apr. 24, 2012 Ryan Mark Reynolds
34-66851 Apr. 24, 2012 Eugene Science, Inc.
34-66850 Apr. 24, 2012 BIOTECH Holdings Ltd., California Oil & Gas Corp., Central Minera Corp., Chemokine Therapeutics Corp., and Global Precision Medical Inc.
34-66849 Apr. 24, 2012 Advanced BioPhotonics, Inc., Advanced Viral Research Corp., Brantley Capital Corp., Brilliant Technologies Corporation, 4C Controls, Inc., and 2-Track Global, Inc.
34-66843 Apr. 23, 2012 Asiamart, Inc.
33-9315 Apr. 20, 2012 GMB Capital Management LLC (currently known as "Clearstream Investments LLC"), GMB Capital Partners LLC, Gabriel Bitran and Marco Bitran
Other Release Nos.: 34-66837, IA-3399, IC-30040
34-66836 Apr. 20, 2012 Jetborne International, Inc., Jotan, Inc., Kamp-Rite Holdings, Inc., Key Command International Corp., Liege Holding, Inc., Lloyds Shopping Centers, Inc., Long Island Physician Holdings Corp., and Mikron Infrared, Inc.
33-9314 Apr. 19, 2012 Johnny Clifton
Other Release No.: 34-66835
34-66832 Apr. 19, 2012 Proelite, Inc. and Universal Guardian Holdings, Inc.
34-66831 Apr. 19, 2012 OX Trading, LLC, optionsXpress, Inc., and Thomas E. Stern
IA-3397 Apr. 18, 2012 Brian J. Smart
34-66828 Apr. 18, 2012 MidSouth Capital, Inc. and Mark D. Hill
Other Release No.: IA-3398, IC-30038
34-66826 Apr. 18, 2012 Brian S. Cherry
34-66824 Apr. 18, 2012 Angstrom Microsystems Corp., Bedminster National Corp., Brake Headquarters U.S.A., Inc., and Brandpartners Group, Inc.
34-66823 Apr. 18, 2012 JC Acquisition Corp., L.B. Nelson Corp., LakesideMortgage Fund LLC, and National Community Builders, Inc.
34-66822 Apr. 17, 2012 Timothy T. Page
IA-3396 Apr. 17, 2012 David E. Howard II
33-9313 Apr. 16, 2012 optionsXpress, Inc., Thomas E. Stern, and Jonathan I. Feldman
Other Release No.: 34-66815, IC-30034
34-66814 Apr. 16, 2012 Peter J. Bottini, Phillip J. Hoeh, and Kevin E. Strine
34-66803 Apr. 13, 2012 Advanced Growing Systems, Inc., Advantage Capital Development Corp., Amazon Biotech, Inc., Andover Holdings, Inc. (n/k/a Andover Energy Holdings, Inc.), Bravo! Brands, Inc., and BSML, Inc.
34-66801 Apr. 12, 2012 Alchemy Ventures, Inc., KM Capital Management, LLC, Zanshin Enterprises, LLC, Mark H. Rogers, Steven D. Hotovec, Joshua A. Klein, Yisroel M. Wachs, Frank K. Mcdonald, and Douglas G. Frederick
34-66796 Apr. 12, 2012 Jorge L. Castillo, CPA
Other Release No.: AAER-3380
34-66791 Apr. 12, 2012 Goldman, Sachs & Co.
Note: See also the Order Granting a Waiver in this matter: 33-9312
IA-3395 Apr. 12, 2012 Mark Yagalla
34-66787 Apr. 12, 2012 AP Henderson Group, BPO Management Services, Inc., Capital Mineral Investors, Inc., CardioVascular BioTherapeutics, Inc., and 1st Centennial Bancorp
34-66783 Apr. 11, 2012 New Century Resources Corp.
34-66782 Apr. 11, 2012 National Stock Transfer, Inc.
34-66779 Apr. 11, 2012 Bluepoint Linux Software Corp., China Bottles, Inc., China Hinon Biotech, Inc., China One Holding, Inc., China Private Equity Group, Corp., Chinese Manufacturers Online Corp., Long-E International, Inc., and Nano Superlattice Technology, Inc.
34-66778 Apr. 11, 2012 JMAR Technologies, Inc., Kolorfusion International, Inc., Legalopinion.com (n/k/a Drayton Richdale Corp.), Lifestream Technologies, Inc., Luna Technologies International, Inc., and Litewave Corp.
34-66775 Apr. 10, 2012 HQ Sustainable Maritime Industries, Inc.
34-66771 Apr. 9, 2012 hereUare, Inc.
34-66770 Apr. 9, 2012 China Agro-Technology Holdings LTD
IA-3394 Apr. 6, 2012 John D. Friedrich
33-9311 Apr. 6, 2012 Eric J. Brown, Matthew J. Collins, Kevin J. Walsh, and Mark W. Wells
34-66750 Apr. 5, 2012 Peter Emrich, Alberto Ferreiras, James Frankfurth, Frank Rossi, and Dana Valensky
34-66749 Apr. 5, 2012 Peter Emrich, Alberto Ferreiras, James Frankfurth, Frank Rossi, and Dana Valensky
34-66748 Apr. 5, 2012 Peter Emrich, Alberto Ferreiras, James Frankfurth, Frank Rossi, and Dana Valensky
34-66745 Apr. 5, 2012 Scott A. Wolf
34-66744 Apr. 5, 2012 Alvin C. Ramsey
IA-3391 Apr. 4, 2012 Kenneth E. Marsh, Baldwin Anderson, Robert Anthony Budion, Jeanne M. Lada, and James T. Levier
34-66739 Apr. 4, 2012 Grant M. Carroll
34-66738 Apr. 4, 2012 Daniel J. Burns
34-66737 Apr. 4, 2012 John M. Williams
Other Release No.: AAER-3377
34-66736 Apr. 4, 2012 Delilah A. Proctor
34-66735 Apr. 4, 2012 Bryan N. Polozola
34-66730 Apr. 4, 2012 BIOTECH Holdings Ltd., California Oil & Gas Corp., Central Minera Corp., Chemokine Therapeutics Corp., and Global Precision Medical Inc.
IA-3389 Apr. 3, 2012 Locust Offshore Management, LLC
34-66726 Apr. 3, 2012 Jerry L. Aubrey
IA-3388 Apr. 3, 2012 Andrey C. Hicks
34-66716 Apr. 3, 2012 ASP Ventures Corp.
34-66712 Apr. 2, 2012 Alex Martinez
Other Release No.: IA-3390
34-66707 Apr. 2, 2012 Aduddell Industries, Inc., Calypso Wireless, Inc., Capital Markets Technologies, Inc., Challenger Powerboats, Inc., and CLX Medical, Inc.
First Quarter
34-66700 Mar. 30, 2012 BNY Mellon Securities LLC and Mark Shaw
34-66694 Mar. 30, 2012 Toolex International N.V., Topjobs.Net PLC, Tribridge Enterprises Corp. (n/k/a Northern Lion Gold Corp.), Tropika International Ltd., Tsunami Media Corp., T.Z.F. International Investments, Inc., and Vantage Enterprises Corp. (n/k/a African Gemstones Ltd.)
34-66693 Mar. 30, 2012 Jetronic Industries, Inc. (n/k/a New Bastion Development, Inc.), Lions Petroleum, Inc. (n/k/a China Hongxing Agritech, Inc.), MDI, Inc., and Mobilepro Corp.
34-66692 Mar. 30, 2012 JC Acquisition Corp., L.B. Nelson Corp., Lakeside Mortgage Fund LLC and National Community Builders, Inc.
34-66691 Mar. 30, 2012 China Ventures Limited And Chinatek, Inc.
34-66690 Mar. 30, 2012 China Convergent Corp., LTD.
34-66689 Mar. 30, 2012 Thermo Tech Technologies Inc., T.V.G. Technologies Ltd., and Visual Frontier, Inc.
IC-30022 Mar. 29, 2012 Principal Mortgage Fund, Inc.
IC-30021 Mar. 29, 2012 Superior Community Capital Corporation
IC-30018 Mar. 29, 2012 International Asset Group, Inc.
IC-30015 Mar. 29, 2012 American Capital Partners Limited, Inc.
34-66687 Mar. 29, 2012 Interim Capital Corp.
Other Release No.: IC-30019
34-66685 Mar. 29, 2012 Central Capital Venture Corporation
Other Release No.: IC-30016
34-66684 Mar. 29, 2012 Andrea M. Ritchie
34-66683 Mar. 29, 2012 Joseph A. Padilla
34-66682 Mar. 29, 2012 Gary J. Yocom
34-66675 Mar. 29, 2012 Angstrom Microsystems Corp., Bedminster National Corp., Brake Headquarters U.S.A., Inc., and BrandPartners Group, Inc.
34-66673 Mar. 29, 2012 Satyam Computer Services Limited d/b/a Mahindra Satyam
34-66672 Mar. 29, 2012 Advanced BioPhotonics, Inc., Advanced Viral Research Corp., Brantley Capital Corp., Brilliant Technologies Corporation, 4C Controls, Inc., and 2-Track Global, Inc.
33-9306 Mar. 29, 2012 OLM Ventures, Inc.
Other Release Nos.: 34-66688, IC-30020
33-9305 Mar. 29, 2012 Entertainment Capital Corp.
Other Release Nos.: 34-66686; IC-30017
34-66666 Mar. 27, 2012 Rafael Sanchez
34-66655 Mar. 26, 2012 Jove Corp., Keiretsu, Inc., Luminart, Inc., Macten, Inc., and Netlake, Inc.,
34-66653 Mar. 26, 2012 Channell Commercial Corporation
34-66647 Mar. 22, 2012 Roger Greer
34-66640 Mar. 21, 2012 Jetborne International, Inc., Jotan, Inc., Kamp-Rite Holdings, Inc., Key Command International Corp., Liege Holding, Inc., Lloyds Shopping Centers, Inc., Long Island Physician Holdings Corp., and Mikron Infrared, Inc.
34-66638 Mar. 21, 2012 Derek Lopez
34-66634 Mar. 21, 2012 Brenda A. Eschbach
Other Release No.: IA-3384
34-66633 Mar. 21, 2012 American United Gold Corporation, AMS Homecare Inc., Aucxis Corp., and CYOP Systems International Inc.
34-66632 Mar. 21, 2012 American United Gold Corporation, AMS Homecare Inc., Aucxis Corp., and CYOP Systems International Inc.
34-66626 Mar. 20, 2012 Michael A. Kimelman
34-66621 Mar. 20, 2012 ProElite, Inc., and Universal Guardian Holdings, Inc.
34-66619 Mar. 20, 2012 Tempest Microsystems, Inc., Transform Logic Corp., Troy Acquisition Corp., The Troy Investment Fund, Two Way TV (US), Inc., University Real Estate Fund 12 Ltd., US Dry Cleaning Corp. (n/k/a US Dry Cleaning Services Corp.), UST Liquidating Corp., USTelematics, Inc., and Vendalux Corp.
34-66613 Mar. 16, 2012 American Unity Investments, Inc., China Display Technologies, Inc., China Wind Energy, Inc., Environment Ecology Holding Company of China, First Capital China Corporation, Fuda Faucet Works, Inc., Greater China Media & Entertainment Corp., Xechem International, Inc., and Yi Xin International Copper, Inc.
34-66612 Mar. 16, 2012 JMAR Technologies, Inc., Kolorfusion International, Inc., Legalopinion.com (n/k/a Drayton Richdale Corp.), Lifestream Technologies, Inc., Litewave Corp., and Luna Technologies International, Inc.
34-66608 Mar. 15, 2012 Eugene Science, Inc.
34-66606 Mar. 15, 2012 Asiamart, Inc.
34-66604 Mar. 15, 2012 ASP Ventures Corp.
34-66598 Mar. 14, 2012 John B. Frohling, Esq.
34-66594 Mar. 14, 2012 Sharespost, Inc. and Greg B. Brogger
33-9302 Mar. 14, 2012 Laurence Albukerk and EB Financial Group, LLC
34-66588 Mar. 14, 2012 Aduddell Industries, Inc., Calypso Wireless, Inc., Capital Markets Technologies, Inc., Challenger Powerboats, Inc., and CLX Medical, Inc.
34-66587 Mar. 14, 2012 JC Acquisition Corp., L.B. Nelson Corp., LakesideMortgage Fund LLC, and National Community Builders, Inc.
34-66586 Mar. 13, 2012 China MediaExpress Holdings, Inc.
34-66585 Mar. 13, 2012 Alissa Joelle Kueng
Other Release No.: IA-3382
34-66579 Mar. 13, 2012 Kings Road Entertainment, Inc.
34-66578 Mar. 13, 2012 Silvermex Resources Inc.
33-9301 Mar. 12, 2012 Armando Ruiz, and Maradon Holdings, LLC
Other Release No.: 34-66573, IC-29978
34-66570 Mar. 12, 2012 Tapslide, Inc., TTC Technology Corp. (f/k/a Smartire Systems Inc.), TWL Corp., TXP Corp., Valentec Systems, Inc. (f/k/a Acorn Holdings Corp.), Verdant Technology Corp., and VPGI Corp.
34-66547 Mar. 9, 2012 Richard Dalton
34-66546 Mar. 9, 2012 Advanced Growing Systems, Inc., Advantage Capital Development Corp., Amazon Biotech, Inc., Andover Holdings, Inc. a/k/a Andover Energy Holdings, Inc., Bravo! Brands, Inc., and BSML, Inc.
34-66536 Mar. 8, 2012 Airbee Wireless, Inc. (ABEW), Axial Vector Engine Corp. (n/k/a Avec Corporation) (AVEC), and Exploration Drilling International, Inc. (EXDL)
34-66535 Mar. 7, 2012 Jason Zakocs
34-66534 Mar. 7, 2012 RealFund Investment Trust
34-66533 Mar. 7, 2012 Luis Garg
34-66532 Mar. 7, 2012 Aaron M. Glasser
34-66531 Mar. 7, 2012 Brian S. Cherry
IA-3380 Mar. 7, 2012 Jason Pflaum
34-66524 Mar. 7, 2012 Prime Star Group, Inc.
34-66523 Mar. 7, 2012 China Yingxia International, Inc.
34-66519 Mar. 6, 2012 Toolex International N.V., topjobs.net PLC, Tribridge Enterprises Corp. (n/k/a Northern Lion Gold Corp.), Tropika International Ltd., Tsunami Media Corp., T.Z.F. International Investments, Inc., and Vantage Enterprises Corp. (n/k/a African Gemstones Ltd.)
34-66516 Mar. 6, 2012 James Clements
34-66510 Mar. 5, 2012 Joseph Valko
34-66509 Mar. 5, 2012 Syntax-Brillian Corporation
34-66505 Mar. 2, 2012 Heli Electronics Corp.
34-66496 Mar. 1, 2012 Strong Capital Management, Inc.
34-66492 Mar. 1, 2012 Aduddell Industries, Inc.,Calypso Wireless, Inc., Capital Markets Technologies, Inc., Challenger Powerboats, Inc., and CLX Medical, Inc.
34-66491 Mar. 1, 2012 Tempest Microsystems, Inc., Transform Logic Corp., Troy Acquisition Corp., The Troy Investment Fund, Two Way TV (US), Inc., University Real Estate Fund 12 Ltd., US Dry Cleaning Corp. (n/k/a US Dry Cleaning Services Corp.), UST Liquidating Corp., USTelematics, Inc., and Vendalux Corp.
34-66490 Feb. 29, 2012 Far Vista Interactive Corp., Herzog International Holdings, Inc., Tatonka Oil & Gas Company, Inc., Green Capital Group, Inc., Lone Star International Energy Inc., Wintech Digital System Technology Corp., House of Brussels Chocolates, Inc.
IA-3379 Feb. 28, 2012 Donald Anthony Walker Young, a/k/a D.A. Walker Young and Acorn Capital Management, LLC
34-66480 Feb. 28, 2012 Telos, Inc., Tianrong Internet Products And Services, Inc. (f/k/a MAS Acquisition XVII Corp.), Tianrong Building Material Holdings, Ltd. (f/k/a MAS Acquisition XVIII Corp.), TSS Ltd., Tuff Coat Manufacturing, Inc. (f/k/a Osage Acquisition Corp.), Tultex Corp., TVA, Inc., Tyger Holding, Inc., and U.S. Energy Systems, Inc.
34-66479 Feb. 27, 2012 Robert Chiu, (A/K/A Chi Hung Chiu)
Other Release No.: AAER-3367
34-66478 Feb. 27, 2012 Thomas R. Fry
34-66477 Feb. 27, 2012 Bevan J. Wilde
34-66476 Feb. 27, 2012 Gary W. Hansen
34-66475 Feb. 27, 2012 Michael G. Butcher
34-66474 Feb. 27, 2012 James B. Mooring
34-66473 Feb. 27, 2012 Michael W. Averett
IA-3378 Feb. 27, 2012 Damian Omar Valdez
IA-3377 Feb. 27, 2012 Shawn R. Merriman
34-66470 Feb. 27, 2012 JC Acquisition Corp., L.B. Nelson Corp., Lakeside Mortgage Fund LLC, and National Community Builders, Inc.
34-66468 Feb. 24, 2012 Mary Beth Stevens; Paul W. Oliver, Jr.
Note: See also the Final Plan of Distribution
34-66457 Feb. 24, 2012 Tornado Gold International Corp., Twin Faces East Entertainment Corp., Universal Ice Blast, Inc., US Farms, Inc., US Microbics, Inc., and Visitel Network (a/k/a PRG Group, Inc.)
34-66456 Feb. 24, 2012 American United Gold Corporation, AMS Homecare Inc., Aucxis Corp., and CYOP Systems International Inc.
IA-3375 Feb. 23, 2012 Jon Edward Hankins
34-66448 Feb. 23, 2012 Ramco Energy PLC (N/K/A Seaenergy PLC), Rti, Inc., Rtica Corp., Runcorp, Inc. (F/K/A Remote Utilities Network, Inc.), Source Scientific, Inc., Spectacular Attractions, Inc., Spectracom, Inc., Sportsco, Inc., and Stationmate, Inc. (N/K/A Oxysure, Inc.)
34-66447 Feb. 23, 2012 JMAR Technologies, Inc., Kolorfusion International, Inc., Legalopinion.com (n/k/a Drayton Richdale Corp.), Lifestream Technologies, Inc., Luna Technologies International, Inc., and Litewave Corp.
34-66446 Feb. 23, 2012 Jetronic Industries, Inc. (n/k/a New Bastion Development, Inc.), Lions Petroleum, Inc. (n/k/a China Hongxing Agritech, Inc.), MDI, Inc., and MobilePro Corp.
34-66443 Feb. 22, 2012 Robert S. Brown
34-66437 Feb. 22, 2012 Bio-Warm Corp. (n/k/a PHI Gold Corp.)
34-66436 Feb. 22, 2012 Amstem Corporation, Anesiva, Inc., Balsam Ventures, Inc., and Catcher Holdings, Inc.
34-66435 Feb. 21, 2012 Daniel J. Burns
34-66425 Feb. 17, 2012 American Skandia Investment Services, Inc.
34-66424 Feb. 17, 2012 Robert Rossi
34-66423 Feb. 17, 2012 Stephen E. Bowman
34-66419 Feb. 17, 2012 BIOTECH Holdings Ltd., California Oil & Gas Corp., Central Minera Corp., Chemokine Therapeutics Corp., and Global Precision Medical Inc.
34-66417 Feb. 17, 2012 Tornado Gold International Corp., Twin Faces East Entertainment Corp., Universal Ice Blast, Inc., US Farms, Inc., US Microbics, Inc., and Visitel Network (a/k/a PRG Group, Inc.)
34-66416 Feb. 16, 2012 George David Gordon
34-66415 Feb. 16, 2012 George David Gordon
IA-3374 Feb. 16, 2012 Michelle W. Palm
IA-3373 Feb. 15, 2012 James Davis Risher
IA-3371 Feb. 15, 2012 Robert Pinkas
34-66396 Feb. 15, 2012 Tornado Gold International Corp., Twin Faces East Entertainment Corp., Universal Ice Blast, Inc., US Farms, Inc., US Microbics, Inc., and Visitel Network (a/k/a PRG Group, Inc.)
34-66395 Feb. 14, 2012 Dustin D. White
34-66388 Feb. 13, 2012 Tempest Microsystems, Inc., Transform Logic Corp., Troy Acquisition Corp., The Troy Investment Fund, Two Way TV (US), Inc., University Real Estate Fund 12 Ltd., US Dry Cleaning Corp. (n/k/a US Dry Cleaning Services Corp.), UST Liquidating Corp., USTelematics, Inc., and Vendalux Corp.
34-66374 Feb. 10, 2012 Marc J. Riviello
34-66368 Feb. 9, 2012 Robert C. Koeller
34-66365 Feb. 9, 2012 Gregg M.S. Berger
34-66353 Feb. 7, 2012 Shaun P. Whiteley
Other Release No.: AAER-3366
34-66352 Feb. 7, 2012 Lynne Norman
Other Release No.: AAER-3365
34-66351 Feb. 7, 2012 Matthew Bell, ACA
Other Release No.: AAER-3364
34-66339 Feb. 7, 2012 EvergreenBancorp, Inc.
34-66338 Feb. 7, 2012 Broadcaster, Inc.
34-66337 Feb. 7, 2012 Advanced Mineral Technologies, Inc.
34-66336 Feb. 7, 2012 Crown Northcorp, Inc.
34-66333 Feb. 6, 2012 Gerald E. Patera
IA-3368 Feb. 6, 2012 Christopher T. Vulliez
34-66332 Feb. 6, 2012 Arthur Lin
Other Release No.: IA-3367
34-66331 Feb. 6, 2012 Telos, Inc., Tianrong Internet Products and Services, Inc. (f/k/a MAS Acquisition XVII Corp.), Tianrong Building Material Holdings, Ltd. (f/k/a MAS Acquisition XVIII Corp.), TSS Ltd., Tuff Coat Manufacturing, Inc. (f/k/a Osage Acquisition Corp.), Tultex Corp., TVA, Inc., Tyger Holding, Inc., and U.S. Energy Systems, Inc.
34-66330 Feb. 6, 2012 Steven R. Long
34-66329 Feb. 6, 2012 Stanley M. Paulic
34-66323 Feb. 6, 2012 PPOL, Inc.
34-66319 Feb. 3, 2012 Todd Leslie Treadway
34-66318 Feb. 3, 2012 Alan Labineri
34-66317 Feb. 3, 2012 Margaret Grey
34-66316 Feb. 3, 2012 Khurram Tanwir
34-66314 Feb. 2, 2012 Craig Drimal
34-66313 Feb. 2, 2012 David Plate
34-66312 Feb. 2, 2012 Dale Shafer, CPA
Other Release No.: AAER-3362
34-66304 Feb. 2, 2012 China Yingxia International, Inc.
34-66303 Feb. 2, 2012 Along Mobile Technologies, Inc.
34-66302 Feb. 2, 2012 China Convergent Corp., Ltd.
34-66300 Feb. 2, 2012 Beicang Iron & Steel, Inc.
34-66298 Feb. 2, 2012 BluePoint Linux Software Corp., China Bottles, Inc., China Hinon Biotech, Inc., China One Holding, Inc., China Private Equity Group, Corporation, Chinese Manufacturers Online Corp., Long-e International, Inc., and Nano Superlattice Technology, Inc.,
34-66296 Feb. 2, 2012 American Unity Investments, Inc., China Display Technologies, Inc., China Wind Energy, Inc., Environment Ecology Holding Company of China, First Capital China Corporation, Fuda Faucet Works, Inc., Greater China Media & Entertainment Corp., Xechem International, Inc., and Yi Xin International Copper, Inc.
34-66294 Feb. 2, 2012 Blue Earth Refineries, Inc.
34-66293 Feb. 2, 2012 China Agro-Technology Holdings Ltd.
34-66291 Feb. 2, 2012 China Ventures Limited and Chinatek, Inc.
34-66290 Feb. 2, 2012 Heli Electronics Corp.
33-9298 Feb. 1, 2012 GE Funding Capital Market Services, Inc.
33-9297 Feb. 1, 2012 GE Funding Capital Market Services, Inc.
Other Release No.: 34-66289
34-66283 Jan. 31, 2012 Jeffrey A. Wolfson, Robert A. Wolfson, and Golden Anchor Trading II, LLC (n/k/a Barabino Trading, LLC)
34-66281 Jan. 31, 2012 Thermo Tech Technologies Inc., T.V.G. Technologies Ltd., and Visual Frontier, Inc.
34-66269 Jan. 30, 2012 Christopher J. Kelly, ACA and Margaret Hebb, ACA
Other Release No.: AAER-3359
34-66268 Jan. 30, 2012 Symmetry Medical, Inc. and Fred L. Hite
Other Release No.: AAER-3358
34-66267 Jan. 30, 2012 RPM Advantage, Inc.
34-66264 Jan. 27, 2012 Airbee Wireless, Inc., Axial Vector Engine Corp. (n/k/a Avec Corporation), and Exploration Drilling International, Inc.
34-66259 Jan. 26, 2012 Theodore W. Urban
Other Release No.: IA-3366
34-66258 Jan. 26, 2012 Tamara M. Davis
34-66249 Jan. 26, 2012 Alchemy Ventures, Inc., KM Capital Management, LLC, Zanshin Enterprises, LLC, Mark H. Rogers, Steven D. Hotovec, Joshua A. Klein, Yisroel M. Wachs, Frank K. McDonald, and Douglas G. Frederick
34-66248 Jan. 26, 2012 Mercury Capital and Lisa R. Hyatt
34-66247 Jan. 26, 2012 Richard V. Rizzo
33-9296 Jan. 26, 2012 Spencer D. Mindlin, and Alfred C. Mindlin, CPA
Other Release No.: 34-66246, IA-3365, IC-29936
34-66240 Jan. 26, 2012 RMD Technologies, Inc., Rockwall Holdings, Inc., Royston Mannor Estates, Inc., Southmark Corp., Stargold Mines, Inc., Stelax Industries, Ltd., Stem Cell Innovations, Inc., and Surfect Holdings, Inc.
34-66237 Jan. 25, 2012 Bob Nguyen
IA-3364 Jan. 25, 2012 Samir Barai
IA-3363 Jan. 25, 2012 John D. Friedrich
IA-3362 Jan. 25, 2012 Alain A. Assemi
IA-3361 Jan. 25, 2012 Timothy J. Clyman
34-66236 Jan. 25, 2012 Janus Capital Management LLC
34-66233 Jan. 25, 2012 Tornado Gold International Corp., Twin Faces East Entertainment Corp., Universal Ice Blast, Inc., US Farms, Inc., US Microbics, Inc., and Visitel Network (a/k/a PRG Group, Inc.)
34-66217 Jan. 24, 2012 Shengtai Power International, Inc. and Singer Co. N.V.
34-66212A Jan. 23, 2012 1st Discount Brokerage, Inc. and Michael R. Fisher
Other Release No.: IA-3360A
34-66211 Jan. 23, 2012 e-Smart Technologies, Inc., et al.
IA-3359 Jan. 20, 2012 Noah Freeman
34-66206 Jan. 20, 2012 AXA Advisors, LLC
34-66205 Jan. 20, 2012 Leo T. Buggy
34-66198 Jan. 20, 2012 Amstem Corporation, Anesiva, Inc., Balsam Ventures, Inc., and Catcher Holdings, Inc.
34-66197 Jan. 20, 2012 Ramco Energy PLC (n/k/a SeaEnergy PLC), RTI, Inc., RTICA Corp., Runcorp, Inc. (f/k/a Remote Utilities Network, Inc.), Source Scientific, Inc., Spectacular Attractions, Inc., SpectraCom, Inc., Sportsco, Inc., and Stationmate, Inc. (n/k/a Oxysure, Inc.)
34-66196 Jan. 20, 2012 Regenesis Centers, Inc., Regenex, Inc., A.J. Ross Logistics, Inc., Southern Gourmet Products, Inc., Status Game Corp., and Suncast Network, Inc.
34-66195 Jan. 20, 2012 AEC, I, Inc., Aegir Ventures, Inc., American Toy Vending, Inc., Biometric Security Corp. (a/k/a Pender Financial Group Corp.), and Bridge-It Corp.
34-66194 Jan. 19, 2012 Derek Lopez
IA-3358 Jan. 19, 2012 Charles P. Copeland
34-66191 Jan. 19, 2012 e-Smart Technologies, Inc.
34-66185 Jan. 19, 2012 Regenesis Centers, Inc., Regenex, Inc., A.J. Ross Logistics, Inc., Southern Gourmet Products, Inc., Status Game Corp., and Suncast Network, Inc.
34-66184 Jan. 19, 2012 TapSlide, Inc., TTC Technology Corp. (f/k/a SmarTire Systems Inc.), TWL Corp., TXP Corp., Valentec Systems, Inc. (f/k/a Acorn Holdings Corp.), Verdant Technology Corp., and VPGI Corp.
34-66182 Jan. 18, 2012 Gregory Bartko, Esq.
34-66181 Jan. 18, 2012 Gregory Bartko, Esq.
Other Release No.: IA-3357
IA-3356 Jan. 17, 2012 UBS Global Asset Management (Americas) Inc.
Other Release No.: IC-29920
IA-3355 Jan. 17, 2012 Lisa B. Premo
Other Release No.: IC-29919
34-66162 Jan. 17, 2012 Charles Mark Hall
34-66161 Jan. 17, 2012 Chalmer E. Detling, II, Esq.
34-66160 Jan. 17, 2012 BSK & Tech, Inc.
34-66157 Jan. 13, 2012 1st Global Stock Transfer LLC and Helen Bagley
IA-3353 Jan. 13, 2012 RS Investment Management, Inc., RS Investment Management, L.P., G. Randall Hecht and Steven M. Cohen
Other Release No.: IC-29917
34-66154 Jan. 13, 2012 Sarang Ahuja
34-66152 Jan. 13, 2012 William R. Michael
Other Release No.: IA-3352
34-66151 Jan. 13, 2012 Don C. Winkler
34-66150 Jan. 13, 2012 Clifton K. Oram
IA-3351 Jan. 13, 2012 Cory A. Martin
34-66147 Jan. 12, 2012 William C. Tak
Other Release No.: IA-3350
34-66146 Jan. 12, 2012 Ramco Energy PLC (n/k/a SeaEnergy PLC), RTI, Inc., RTICA Corp., Runcorp, Inc. (f/k/a Remote Utilities Network, Inc.), Source Scientific, Inc., Spectacular Attractions, Inc., SpectraCom, Inc., Sportsco, Inc., and Stationmate, Inc. (n/k/a Oxysure, Inc.)
34-66144 Jan. 11, 2012 Kay Berensen-Galster
34-66143 Jan. 11, 2012 Justin William Rifkin
34-66142 Jan. 11, 2012 Lloyd V. Barriger
Other Release No.: IA-3349
34-66127 Jan. 10, 2012 Stephen M. Folan
34-66117 Jan. 6, 2012 RPM Advantage, Inc.
34-66101 Jan. 4, 2012 James L. Haley
33-9291 Jan. 4, 2012 Anthony Fields, CPA D/B/A Anthony Fields & Associates and D/B/A Platinum Securities Brokers
34-66089 Jan. 3, 2012 Clyde R. Parks
34-66088 Jan. 3, 2012 William Echeverri
34-66076 Jan. 3, 2012 Shepaug Corp., Simone Group, Inc., Skynet Holdings, Inc., Skyview Development Corp., SMC Ventures, Inc. (f/k/a Gensci Regeneration Sciences, Inc.), Sonora Diamond Corp., and Sonus Communication Holdings, Inc.

 

http://www.sec.gov/litigation/admin.shtml


Modified: 05/25/2012