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Rules of Practice

(17 CFR 201.100, et seq.)

Current Rules of Practice and Rules on Fair Funds and Disgorgement Plans

Current Rules of Practice Governing Disapproval Proceedings for SRO Proposed Rule Change Filings

Superseded Versions of the Rules of Practice

Superseded Versions of the Rules on Fair Funds and Disgorgement Plans

 

 

 

http://www.sec.gov/about/rulesofpractice.shtml


Modified: 10/16/2014