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ALJ Initial Decisions

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

Related Resources:

Date Sort ascending Respondents
Release No. 616
File Number: 3-15878
Release No. 612
File Number: 3-15885
Release No. 613
File Number: 3-15903
Release No. 614
File Number: 3-15905
Release No. 615
File Number: 3-15904
Release No. 611
File Number: 3-15758
Release No. 610
File Number: 3-15883
Release No. 609
File Number: 3-15866
Release No. 608
File Number: 3-15808
Release No. 607
File Number: 3-15784
Release No. 605
File Number: 3-15755
Release No. 606
File Number: 3-15691
Release No. 604
File Number: 3-15859
Release No. 602
File Number: 3-15263
Release No. 603
File Number: 3-15841
Release No. 601
File Number: 3-15863
Release No. 600
File Number: 3-15683
Release No. 599
File Number: 3-15249
Release No. 598
File Number: 3-15619
Release No. 597
File Number: 3-15849
Release No. 596
File Number: 3-15846
Release No. 595
File Number: 3-15798
Release No. 594
File Number: 3-15814
Release No. 593
File Number: 3-15818
Release No. 592
File Number: 3-15792
Release No. 591
File Number: 3-15813
Release No. 590
File Number: 3-15141
Release No. 589
File Number: 3-15580
Release No. 587
File Number: 3-15806
Release No. 588
File Number: 3-15781
Release No. 586
File Number: 3-15813
Release No. 585
File Number: 3-15805
Release No. 584
File Number: 3-15780
Release No. 583
File Number: 3-15711
Release No. 582
File Number: 3-15468
Release No. 581
File Number: 3-15758
Release No. 579
File Number: 3-15669
Release No. 580
File Number: 3-15715
Release No. 577
File Number: 3-15678
Release No. 578
File Number: 3-15686
Release No. 576
File Number: 3-15650
Release No. 575
File Number: 3-15443
Release No. 573
File Number: 3-15579
Release No. 574
File Number: 3-15236
Release No. 572
File Number: 3-15457
Release No. 571
File Number: 3-15757
Release No. 570
File Number: 3-15448
Release No. 569
File Number: 3-15538
Release No. 568
File Number: 3-15558
Release No. 566
File Number: 3-15461
Release No. 567
File Number: 3-15556
Release No. 564
File Number: 3-15665
Release No. 565
File Number: 3-15685
Release No. 562
File Number: 3-15581
Release No. 563
File Number: 3-15410
Release No. 561
File Number: 3-15670
Release No. 560
File Number: 3-15677
Release No. 556
File Number: 3-15445
Release No. 557
File Number: 3-15510
Release No. 558
File Number: 3-15527
Release No. 559
File Number: 3-15655
Release No. 555
File Number: 3-15666
Release No. 554
File Number: 3-15657
Release No. 553
File Number: 3-14872, 3-15116
Release No. 552
File Number: 3-15656
Release No. 551
File Number: 3-15522
Release No. 549
File Number: 3-15656
Release No. 550
File Number: 3-15302
Release No. 548
File Number: 3-15632
Release No. 547
File Number: 15633, 3-15633
Release No. 545
File Number: 3-15453
Release No. 546
File Number: 3-15649
Release No. 544
File Number: 3-15211
Release No. 543
File Number: 3-15636
Release No. 542
File Number: 3-15615
Release No. 541
File Number: 3-15249
Release No. 540
File Number: 3-15006
Release No. 539
File Number: 3-15442
Release No. 537
File Number: 3-15431
Release No. 538
File Number: 3-15576
Release No. 536
File Number: 3-15416
Release No. 535
File Number: 3-15516
Release No. 532
File Number: 3-15596
Release No. 533
File Number: 3-15575
Release No. 534
File Number: 3-15317
Release No. 530
File Number: 3-15545
Release No. 531
File Number: 3-15597
Release No. 528
File Number: 3-15577
Release No. 529
File Number: 3-15546
Release No. 515A
File Number: 3-15513
Release No. 526A
File Number: 3-15501
Release No. 527
File Number: 3-15560
Release No. 525
File Number: 3-15505
Release No. 524
File Number: 3-15447
Release No. 522
File Number: 3-15386
Release No. 519
File Number: 3-15455
Release No. 520
File Number: 3-15520
Release No. 521
File Number: 3-15515
Release No. 523
File Number: 3-15341
Release No. 518
File Number: 3-15469