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ALJ Initial Decisions

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

Related Resources:

Date Sort ascending Respondents
Release No. 715
File Number: 3-16247
Release No. 714
File Number: 3-16221
Release No. 713
File Number: 3-16005
Release No. 712
File Number: 3-15993
Release No. 711
File Number: 3-16261
Release No. 710
File Number: 3-15974
Release No. 709
File Number: 3-16105
Release No. 708
File Number: 3-15887
Release No. 707
File Number: 3-16059
Release No. 706
File Number: 3-15737
Release No. 704
File Number: 3-16043
Release No. 705
File Number: 3-15820
Release No. 703
File Number: 3-15942
Release No. 700
File Number: 3-16136
Release No. 701
File Number: 3-15649
Release No. 702
File Number: 3-16173
Release No. 699
File Number: 3-16105
Release No. 697
File Number: 3-15937
Release No. 698
File Number: 3-15848
Release No. 696
File Number: 3-16043
Release No. 695
File Number: 3-16057
Release No. 694
File Number: 3-16060
Release No. 693
File Number: 3-15255
Release No. 692
File Number: 3-16137, 3-16136
Release No. 691
File Number: 3-16135
Release No. 690
File Number: 3-15925
Release No. 689
File Number: 3-16106
Release No. 688
File Number: 3-15799
Release No. 686
File Number: 3-16052
Release No. 687
File Number: 3-16055
Release No. 685
File Number: 3-15844
Release No. 684
File Number: 3-16036
Release No. 683
File Number: 3-16053
Release No. 682
File Number: 3-16039
Release No. 681
File Number: 3-16041
Release No. 678
File Number: 3-16042
Release No. 679
File Number: 3-16053
Release No. 680
File Number: 3-16016
Release No. 676
File Number: 3-16054
Release No. 677
File Number: 3-16040
Release No. 674
File Number: 3-16018
Release No. 673
File Number: 3-15659
Release No. 675
File Number: 3-16023
Release No. 671
File Number: 3-16003
Release No. 672
File Number: 3-15625
Release No. 670
File Number: 3-16011
Release No. 669
File Number: 3-16002
Release No. 668
File Number: 3-16010, 3-16021
Release No. 667
File Number: 3-16021, 3-16010
Release No. 666
File Number: 3-15993
Release No. 665
File Number: 3-16004
Release No. 663
File Number: 3-15764
Release No. 664
File Number: 3-16024
Release No. 662
File Number: 3-15979
Release No. 661
File Number: 3-15954
Release No. 660
File Number: 3-15830
Release No. 659
File Number: 3-15862
Release No. 658
File Number: 3-15519
Release No. 657
File Number: 3-15942
Release No. 656
File Number: 3-15969
Release No. 655
File Number: 3-15934
Release No. 654
File Number: 3-15954
Release No. 653
File Number: 3-15941
Release No. 652
File Number: 3-15684, 3-15941
Release No. 647
File Number: 3-15920
Release No. 648
File Number: 3-15408
Release No. 649
File Number: 3-15446
Release No. 650
File Number: 3-15953
Release No. 651
File Number: 3-15544
Release No. 645
File Number: 3-15972
Release No. 646
File Number: 3-15864
Release No. 644
File Number: 3-14630
Release No. 643
File Number: 3-15947
Release No. 634A
File Number: 3-15923
Release No. 642
File Number: 3-15389
Release No. 640
File Number: 3-15921
Release No. 641
File Number: 3-15900
Release No. 639
File Number: 3-15932
Release No. 638
File Number: 3-15671
Release No. 637
File Number: 3-15754
Release No. 636
File Number: 3-15914
Release No. 635
File Number: 3-15901
Release No. 634
File Number: 3-15923
Release No. 631
File Number: 3-15931
Release No. 632
File Number: 3-15924
Release No. 633
File Number: 3-15882
Release No. 629
File Number: 3-15909
Release No. 630
File Number: 3-15910
Release No. 628
File Number: 3-15628
Release No. 627
File Number: 3-15005
Release No. 626
File Number: 3-15891
Release No. 624
File Number: 3-15168
Release No. 625
File Number: 3-15648
Release No. 620
File Number: 3-15868
Release No. 621
File Number: 3-15892
Release No. 622
File Number: 3-15889
Release No. 623
File Number: 3-15884, 3-15844
Release No. 619
File Number: 3-15907
Release No. 618
File Number: 3-15908
Release No. 617
File Number: 3-15665