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Compliance Outreach Program National Seminar
Tuesday, January 31, 2012 --------------

Dodd-Frank Wall Street Reform and Consumer Protection Act (Session 3)

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Additional Webcast Archives

  • Windows Media Player, Intro and Compliance and Enterprise Risk Management (Session 1) (captioned version)
  • Windows Media Player, Trading Practices (Session 2) (captioned version)
  • Windows Media Player, Dodd-Frank Wall Street Reform and Consumer Protection Act (Session 3) (captioned version)
  • Windows Media Player, Enforcement-Related Matters (Session 4) (captioned version)
  • Windows Media Player, Safety and Soundness of Client Assets/Custody and Closing Remarks (Session 5) (captioned version)

Additional Information

Webcast Links and Software

Viewing SEC live and archived webcasts requires free Adobe Flash Player or Windows Media Player software, which are usually already installed as browser plug-ins, requiring no additional installation. The players can be downloaded from the following links if needed:

Modified: 02/03/2012