|
Release Number:34-100261
|
SEC Issue Date:
|
File Number:SR-OCC-2024-007
|
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update The Options Clearing Corporation's Schedule of Fees
Comments Due: 21 days after publication in the Federal Register.
See Also -
Exhibit 5
|
|
Release Number:34-100260
|
SEC Issue Date:
|
File Number:SR-CboeEDGX-2024-031
|
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay Implementation of a New Connectivity Offering Through Dedicated Cores
Comments Due: 21 days after publication in the Federal Register.
|
|
Release Number:34-100257
|
SEC Issue Date:
|
File Number:SR-IEX-2024-09
|
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Fee Schedule Concerning Transaction Fees and Rebates
Comments Due: 21 days after publication in the Federal Register.
See Also -
Exhibit 5
|
|
Release Number:34-100255
|
SEC Issue Date:
|
File Number:SR-NASDAQ-2024-023
|
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend General 4, Rule 1240.01 (Eligibility of Other Persons to Participate in the Continuing Education Program Specified in Paragraph (c) of this Rule)
See Also -
Exhibit 5
|
|
Release Number:34-100253
|
SEC Issue Date:
|
File Number:SR-MEMX-2024-23
|
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Fee Schedule Related to the Options Regulatory Fee ("ORF")
Comments Due: 21 days after publication in the Federal Register.
See Also -
Exhibit 5
|
|
Release Number:34-100247
|
SEC Issue Date:
|
File Number:SR-MEMX-2024-21
|
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Implement an Equity Rights Program
Comments Due:
21 days after date of publication in the Federal Register.
|
|
Release Number:34-100248
|
SEC Issue Date:
|
File Number:SR-CboeBZX-2024-026
|
Details: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Permit the Generic Listing and Trading of Multi-Class ETF Shares
|
|
Release Number:34-100241
|
SEC Issue Date:
|
File Number:SR-NYSEAMER-2024-33
|
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: 21 days after publication in the Federal Register.
See Also -
Exhibit 5
|
|
Release Number:34-100244
|
SEC Issue Date:
|
File Number:SR-NYSEARCA-2024-42
|
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
|
|
Release Number:34-100242
|
SEC Issue Date:
|
File Number:SR-NYSECHX-2024-19
|
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
|
|
Release Number:34-100240
|
SEC Issue Date:
|
File Number:SR-NYSE-2024-31
|
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
|
|
Release Number:34-100245
|
SEC Issue Date:
|
File Number:SR-CboeBZX-2024-040
|
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Franklin Bitcoin ETF
Comments Due: 21 days after publication in the Federal Register.
|
|
Release Number:34-100239
|
SEC Issue Date:
|
File Number:SR-MEMX-2024-19
|
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Short Term Options Series Program in Rule 19.5, Interpretation and Policy .05
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
|
|
Release Number:34-100237
|
SEC Issue Date:
|
File Number:SR-NSCC-2024-004
|
Details: Notice of Filing of Proposed Rule Change to Decommission the DTCC Limit Monitoring Risk Management Tool
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
|
|
Release Number:34-100243
|
SEC Issue Date:
|
File Number:SR-NYSENAT-2024-16
|
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: 21 days after publication in the Federal Register.
See Also -
Exhibit 5
|
|
Release Number:34-100236
|
SEC Issue Date:
|
File Number:SR-CboeEDGA-2024-009
|
Details: Notice of Withdrawal of Proposed Rule Change to Amend its Fees Schedule to Adopt Fees for Dedicated Cores
|
|
Release Number:34-100235
|
SEC Issue Date:
|
File Number:SR-NYSEARCA-2024-39
|
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for the NYSE Arca Aggregated Lite Data Feed
Comments Due: 21 days after publication in the Federal Register.
See Also -
Exhibit 5
|
|
Release Number:34-100233
|
SEC Issue Date:
|
File Number:SR-NYSEARCA-2024-44
|
Details: Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 3, to List and Trade Shares of the Grayscale Ethereum Mini Trust
Comments Due: 21 days after publication in the Federal Register.
|
|
Release Number:34-100232
|
SEC Issue Date:
|
File Number:SR-NYSE-2024-30
|
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Proprietary Market Data Fee Schedule
Comments Due: June 24, 2024
See Also -
Exhibit 5
|
|
Release Number:34-100234
|
SEC Issue Date:
|
File Number:SR-NASDAQ-2023-035
|
Details: Notice of Withdrawal of a Proposed Rule Change to List and Trade Shares of the Hashdex Nasdaq Ethereum ETF under Nasdaq Rule 5711(i) (Trust Units)
|
|
Release Number:34-100229
|
SEC Issue Date:
|
File Number:SR-NYSEAMER-2024-31
|
Details: Notice of Filing and Immediate Effectiveness of Proposed Change to Establish Fees for the NYSE American Aggregated Lite Data Feed
Comments Due: 21 days after publication in the Federal Register.
See Also -
Exhibit 5
|
|
Release Number:34-100225
|
SEC Issue Date:
|
File Number:SR-NYSE-2024-29
|
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Fees for the NYSE Aggregated Lite Data Feed
Comments Due: 21 days after publication in the Federal Register.
See Also -
Exhibit 5
|
|
Release Number:34-100223
|
SEC Issue Date:
|
File Number:SR-ISE-2024-21
|
Details: Notice of Filing of Proposed Rule Change to Permit the Listing of Two Monday Expirations for Options on GLD, SLV, TLT, USO, and UNG
Comments Due: 21 days after publication in the Federal Register.
See Also -
Exhibit 5
|
|
Release Number:34-100219
|
SEC Issue Date:
|
File Number:SR-CboeBZX-2023-087
|
Details: Notice of Filing of Amendment No. 1 to a Proposed Rule Change to List and Trade Shares of the Invesco Galaxy Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Comments Due: 21 days after date of publication in the Federal Register.
View Received Comments
|
|
Release Number:34-100219
|
SEC Issue Date:
|
File Number:SR-CboeBZX-2023-087
|
Details: Notice of Filing of Amendment No. 1 to a Proposed Rule Change to List and Trade Shares of the Invesco Galaxy Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Comments Due: 21 days after date of publication in the Federal Register.
|
|
Release Number:34-100218
|
SEC Issue Date:
|
File Number:SR-CboeBZX-2024-018
|
Details: Notice of Filing of Amendment No. 1 to a Proposed Rule Change Relating to List and Trade Shares of the Franklin Ethereum ETF, a Series of the Franklin Ethereum Trust, Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
|
|
Release Number:34-100217
|
SEC Issue Date:
|
File Number:SR-NYSEARCA-2023-70
|
Details: Notice of Filing of Amendment No. 2 to a Proposed Rule Change to List and Trade Shares of the Grayscale Ethereum Trust
|
|
Release Number:34-100212
|
SEC Issue Date:
|
File Number:SR-NASDAQ-2023-045
|
Details: Notice of Filing of Amendment No. 2 to Proposed Rule Change to List and Trade Shares of the iShares Ethereum Trust Under Nasdaq Rule 5711(d) (Commodity-Based Trust Shares)
Comments Due: 21 days after date of publication in the Federal Register.
|
|
Release Number:34-100220
|
SEC Issue Date:
|
File Number:SR-NYSE-2024-18
|
Details: Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Amend Section 102.06 of the NYSE Listed Company Manual to Provide that a Special Purpose Acquisition Company Can Remain Listed Until Forty-Two Months from its Origin
|
|
Release Number:34-100216
|
SEC Issue Date:
|
File Number:SR-CboeBZX-2023-070
|
Details: Notice of Filing of Amendment No. 2 to a Proposed Rule Change to List and Trade Shares of the ARK 21Shares Ethereum ETF Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Comments Due: 21 days after publication in the Federal Register.
View Received Comments
|
|
Release Number:34-100213
|
SEC Issue Date:
|
File Number:SR-NYSEARCA-2024-31
|
Details: Notice of Filing of Amendment No. 1 to a Proposed Rule Change to List and Trade Shares of the Bitwise Ethereum ETF
Comments Due: June 20, 2024
|
|
Release Number:34-100215
|
SEC Issue Date:
|
File Number:SR-CboeBZX-2023-095
|
Details: Notice of Filing of Amendment No. 2 to a Proposed Rule Change to List and Trade Shares of the Fidelity Ethereum Fund Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
|
|
Release Number:34-100214
|
SEC Issue Date:
|
File Number:SR-CboeBZX-2023-069
|
Details: Notice of Filing of Amendment No. 2 to a Proposed Rule Change to List and Trade Shares of the VanEck Ethereum Trust Under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares
Comments Due: 21 days after date of publication in the Federal Register.
|
|
Release Number:34-100211
|
SEC Issue Date:
|
File Number:SR-BX-2024-016
|
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt an OTTO Protocol
Comments Due: June 20, 2024
See Also -
Exhibit 5
|
|
Release Number:34-100210
|
SEC Issue Date:
|
File Number:SR-GEMX-2024-11
|
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Cabinet Proximity Option Fee to Establish a Reservation Fee for Cabinets with Power Densities Greater Than 10 kW
Comments Due:
21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
|
|
Release Number: 34-100209
|
SEC Issue Date:
|
File Number:SR-ISE-2024-19
|
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Cabinet Proximity Option Fee to Establish a Reservation Fee for Cabinets with Power Densities Greater Than 10 kW
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
|
|
Release Number:34-100208
|
SEC Issue Date:
|
File Number:SR-NASDAQ-2024-019
|
Details: Notice of Filing of Proposed Rule Change to Rules 5605, 5615 and 5810 to Clarify and Modify Phase-In Schedules for Certain Corporate Governance Requirements and Clarify Applicability of Certain Cure Periods
Comments Due: June 20, 2024
See Also -
Exhibit 5
|
|
Release Number:34-100205
|
SEC Issue Date:
|
File Number:SR-LTSE-2024-03
|
Details: Notice of Filing of a Proposed Rule Change to Amend its Trading Rules in Connection with its Transition to a New Trading Platform
Comments Due: 21 days after publication in the Federal Register.
See Also -
Exhibit 5
|
|
Release Number:34-100204
|
SEC Issue Date:
|
File Number:SR-FINRA-2024-008
|
Details: Notice of Filing of a Proposed Rule Change to Amend FINRA Rule 12800 (Simplified Arbitration) to Clarify and Amend the Applicability of the Document Production Lists
Comments Due: June 18, 2024
View Received Comments
See Also -
Exhibit 5
|
|
Release Number:34-100203
|
SEC Issue Date:
|
File Number:SR-CboeBZX-2024-037
|
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.13 to Describe the Manner in Which the Exchange Processes Executions in Securities Priced Below $1.00 Received from Away Trading Centers Priced in Fractional Pennies
Comments Due: 21 days after publication in the Federal Register.
See Also -
Exhibit 5
|
|
Release Number:34-100200
|
SEC Issue Date:
|
File Number:SR-MRX-2024-12
|
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Cabinet Proximity Option Fee to Establish a Reservation Fee for Cabinets with Power Densities Greater Than 10 kW
Comments Due: 21 days after publication in the Federal Register.
See Also -
Exhibit 5
|
|
Release Number:34-100199
|
SEC Issue Date:
|
File Number:SR-CboeEDGA-2024-015
|
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.11 to Describe the Manner in Which the Exchange Processes Executions in Securities Priced Below $1.00 Received from Away Trading Centers Priced in Fractional Pennies
See Also -
Exhibit 5
|
|
Release Number:34-100198
|
SEC Issue Date:
|
File Number:SR-CboeEDGX-2024-025
|
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.11 to Describe the Manner in Which the Exchange Processes Executions in Securities Priced Below $1.00 Received from Away Trading Centers Priced in Fractional Pennies
Comments Due: 21 days after publication in the Federal Register
See Also -
Exhibit 5
|
|
Release Number:34-100197
|
SEC Issue Date:
|
File Number:SR-Phlx-2024-23
|
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Cabinet Proximity Option Fee to Establish a Reservation Fee for Cabinets with Power Densities Greater Than 10 kW
Comments Due: 21 days after publication in the Federal Register.
See Also -
Exhibit 5
|
|
Release Number:34-100196
|
SEC Issue Date:
|
File Number:SR-NASDAQ-2024-022
|
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Cabinet Proximity Option Fee to Establish a Reservation Fee for Cabinets with Power Densities Greater Than 10 kW
Comments Due: 21 days after publication in the Federal Register.
See Also -
Exhibit 5
|
|
Release Number:34-100202
|
SEC Issue Date:
|
File Number:SR-CboeBYX-2024-015
|
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.13 to Describe the Manner in Which the Exchange Processes Executions in Securities Priced Below $1.00 Received from Away Trading Centers Priced in Fractional Pennies
Comments Due: 21 days after publication in the Federal Register.
See Also -
Exhibit 5
|
|
Release Number:34-100195
|
SEC Issue Date:
|
File Number:SR-BX-2024-017
|
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Cabinet Proximity Option Fee to Establish a Reservation Fee for Cabinets with Power Densities Greater Than 10 kW
See Also -
Exhibit 5
|
|
Release Number:34-100194
|
SEC Issue Date:
|
File Number:SR-OCC-2024-005
|
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The Options Clearing Corporation Concerning Modifications to its Board Charter and Risk Committee Charter to Align With Recently Adopted CFTC Governance Requirements for Derivatives C
Comments Due: 21 days after publication in the Federal Register.
See Also -
Exhibit 3, Exhibit 5A, Exhibit 5B
|
|
Release Number:34-100193
|
SEC Issue Date:
|
File Number:SR-CboeBZX-2024-039
|
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments Due: June 18, 2024
See Also -
Exhibit 5
|
|
Release Number: 34-100187
|
SEC Issue Date:
|
File Number:SR-NYSECHX-2024-18
|
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its Rules Concerning Supervision to Adopt Rules Based on NYSE American Rules 3110 - Equities and 3120 - Equities
Comments Due: June 18, 2024
|
|
Release Number:34-100182
|
SEC Issue Date:
|
File Number:SR-CboeEDGX-2024-026
|
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Introduce a New Connectivity Offering Through Dedicated Cores
Comments Due: June 14, 2024
|
|
Release Number:34-100169
|
SEC Issue Date:
|
File Number:SR-LCH SA-2024-003
|
Details: Notice of Filing of Proposed Rule Change Relating to the Terms of Reference of the Board and Sub Committees
Comments Due: June 13, 2024
See Also -
Exhibit 5.1, Exhibit 5.2, Exhibit 5.3, Exhibit 5.4, Exhibit 5.5
|
|
Release Number:34-100168
|
SEC Issue Date:
|
File Number:SR-NYSE-2024-28
|
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize NYSE Rule 4530
Comments Due: 21 days after publication in the Federal Register.
See Also -
Exhibit 5
|
|
Release Number:34-100156
|
SEC Issue Date:
|
File Number:SR-BOX-2023-20
|
Details: Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 3, to Adopt Rules to Govern FLEX Equity Options and a New Order Type to Trade FLEX Equity Options on the BOX Trading Floor
See Also -
Exhibit 5 Amendment 3
|
|
Release Number:34-100147
|
SEC Issue Date:
|
File Number:SR-OCC-2024-006
|
Details: Notice of Filing of Proposed Rule Change by The Options Clearing Corporation Concerning Amendments to Its Rules and Comprehensive Stress Testing & Clearing Fund Methodology, and Liquidity Risk Management Description
Comments Due: June 11, 2024
See Also -
Exhibit 3a and Exhibit 3b, Exhibit 5a, Exhibit 5b
|
|
Release Number:34-100143
|
SEC Issue Date:
|
File Number:SR-NYSEAMER-2024-28
|
Details: Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the Connectivity Fee Schedule
Comments Due: 21 days after publication in the Federal Register.
See Also -
Exhibit 5
|
|
Release Number:34-100145
|
SEC Issue Date:
|
File Number:SR-NYSECHX-2024-17
|
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: 21 days after publication in the Federal Register
See Also -
Exhibit 5
|
|
Release Number:34-100146
|
SEC Issue Date:
|
File Number:SR-NYSENAT-2024-15
|
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: 21 days after publication in the Federal Register
See Also -
Exhibit 5
|
|
Release Number:34-100141
|
SEC Issue Date:
|
File Number:SR-FICC-2024-003
|
Details: Notice of Filing of Partial Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Partial Amendment No. 1, Concerning the Adoption of a Minimum Margin Amount at GSD
Comments Due: June 10, 2024
Rebuttal Comments Due: June 24, 2024
See Also -
Exhibit 3, Exhibit 5
|
|
Release Number:34-100138
|
SEC Issue Date:
|
File Number:SR-MRX-2024-11
|
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 6
Comments Due: June 10, 2024
See Also -
Exhibit 5
|
|
Release Number:34-100139
|
SEC Issue Date:
|
File Number:SR-GEMX-2024-10
|
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 6
Comments Due: June 10, 2024
See Also -
Exhibit 5
|
|
Release Number:34-100144
|
SEC Issue Date:
|
File Number:SR-NYSEARCA-2024-36
|
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: June 10, 2024
See Also -
Exhibit 5
|
|
Release Number:34-100137
|
SEC Issue Date:
|
File Number:SR-FICC-2024-008
|
Details: Notice of Filing of Proposed Rule Change to Modify the GSD Rules and MBSD Rules to Update Certain Member Requirements Under CCLF
See Also -
Exhibit 5
|
|
Release Number:34-100133
|
SEC Issue Date:
|
File Number:SR-ISE-2024-17
|
Details: Notice of Filing of Proposed Rule Change to Amend the Strike Interval for Options on SPDR® Gold Shares
Comments Due: 21 days after publication in the Federal Register.
See Also -
Exhibit 5
|
|
Release Number:34-100140
|
SEC Issue Date:
|
File Number:SR-FICC-2024-801
|
Details: Notice of Filing of Partial Amendment No. 1 to an Advance Notice to Adopt a Minimum Margin Amount at GSD
Comments Due: 21 days after publication in the Federal Register.
View Received Comments
See Also -
Exhibit 5, Exhibit 3
|
|
Release Number:34-100140
|
SEC Issue Date:
|
File Number:
|
Details: Notice of Filing of Partial Amendment No. 1 to an Advance Notice to Adopt a Minimum Margin Amount at GSD
Comments Due: 21 days after publication in the Federal Register.
View Received Comments
See Also -
Exhibit 5, Exhibit 3
|
|
Release Number:34-100136
|
SEC Issue Date:
|
File Number:SR-BX-2024-015
|
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BX Options 7, Section 2
See Also -
Exhibit 5
|
|
Release Number:34-100132
|
SEC Issue Date:
|
File Number:SR-Phlx-2024-21
|
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Sections 4 and 9
Comments Due:
21 days after publication in the Federal Register.
See Also -
Exhibit 5
|
|
Release Number:34-100135
|
SEC Issue Date:
|
File Number:SR-Phlx-2024-20
|
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange's Pricing Schedule at Options 7, Section 3 to Increase SPY Rebates
Comments Due: June 10, 2024
See Also -
Exhibit 5
|
|
Release Number: 34-100131
|
SEC Issue Date:
|
File Number:
|
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend MSRB Rule G-27, on Dealer Supervision, to Adopt a New Residential Supervisory Location Classification
Comments Due: June 10, 2024
See Also -
Exhibit 5
|
|
Release Number:34-100134
|
SEC Issue Date:
|
File Number:SR-CboeEDGX-2024-023
|
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments Due: 21 days after publication in the Federal Register
See Also -
Exhibit 5
|
|
Release Number:34-100130
|
SEC Issue Date:
|
File Number:SR-NASDAQ-2024-021
|
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 3
See Also -
Exhibit 5
|
|
Release Number:34-100129
|
SEC Issue Date:
|
File Number:SR-CboeBZX-2024-032
|
Details: Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule 11.28(a) to Add Four Additional Market-on-Close Cut-off Times to Cboe Market Close
Comments Due: June 20, 2024
See Also -
Exhibit 5
|
|
Release Number:34-100125
|
SEC Issue Date:
|
File Number:SR-NYSE-2024-27
|
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Price List
See Also -
Exhibit 5
|
|
Release Number:34-100126
|
SEC Issue Date:
|
File Number:SR-NYSEAMER-2024-29
|
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE American Options Fee Schedule
Comments Due: June 10, 2024
See Also -
Exhibit 5
|
|
Release Number:34-100127
|
SEC Issue Date:
|
File Number:4-631
|
Details: Notice of Designation of a Longer Period for Commission Action on the Twenty-Third Amendment to the National Market System Plan to Address Extraordinary Market Volatility
View Received Comments
|
|
Release Number:34-100142
|
SEC Issue Date:
|
File Number:SR-NYSE-2024-26
|
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: 21 days after publication in the Federal Register
See Also -
Exhibit 5
|
|
Release Number:34-100123
|
SEC Issue Date:
|
File Number:SR-ISE-2024-18
|
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Options 7
See Also -
Exhibit 5
|
|
Release Number:34-100122
|
SEC Issue Date:
|
File Number:SR-CboeBYX-2024-014
|
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule to Adopt Fees for Dedicated Cores
See Also -
Exhibit 5
|
|
Release Number:34-100121
|
SEC Issue Date:
|
File Number:SR-MRX-2024-10
|
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees for Connectivity and Co-location Services
See Also -
Exhibit 5
|
|
Release Number:34-100124
|
SEC Issue Date:
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File Number:SR-CboeEDGX-2024-024
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Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments Due: June 7, 2024
See Also -
Exhibit 5
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Release Number:34-100117
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SEC Issue Date:
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File Number:SR-NASDAQ-2024-020
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Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees for Connectivity and Co-location Services
Comments Due: June 7, 2024
See Also -
Exhibit 5
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Release Number:34-100120
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SEC Issue Date:
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File Number:SR-ISE-2024-16
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Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees for Connectivity and Co-location Services
Comments Due: June 7, 2024
See Also -
Exhibit 5
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Release Number:34-100116
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SEC Issue Date:
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File Number:SR-BX-2024-014
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Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees for Connectivity and Co-location Services
Comments Due: June 7, 2024
See Also -
Exhibit 5
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Release Number:34-100119
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SEC Issue Date:
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File Number: SR-PHLX-2024-19
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Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees for Connectivity and Co-location Services
Comments Due: 21 days after publication in the Federal Register.
View Received Comments
See Also -
Exhibit 5
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Release Number:34-100118
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SEC Issue Date:
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File Number:SR-GEMX-2024-09
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Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Fees for Connectivity and Co-location Services
Comments Due: 21 Days After Date of Publication in the Federal Register
See Also -
Exhibit 5
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Release Number:34-100109
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SEC Issue Date:
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File Number:SR-PEARL-2024-22
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Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Exchange Fee Schedule to Establish Market Data Fees
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
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Release Number:34-100112
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SEC Issue Date:
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File Number:SR-MEMX-2024-16
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Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Fee Schedule Concerning Transaction Pricing
Comments Due: June 7, 2024
See Also -
Exhibit 5
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Release Number:34-100102
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SEC Issue Date:
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File Number:SR-NYSE-2024-23
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Details: Notice of Filing of Proposed Rule Change to amend Section 703.12(II) of the NYSE Listed Company Manual to Expand the Circumstances under which Rights may be Listed on the NYSE
Comments Due: June 5, 2024
See Also -
Exhibit 5
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Release Number: 34-100099
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SEC Issue Date:
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File Number:SR-NYSENAT-2024-14
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Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: June 5, 2024
See Also -
Exhibit 5
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Release Number:34-100098
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SEC Issue Date:
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File Number:SR-NYSECHX-2024-16
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Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: June 5, 2024
See Also -
Exhibit 5
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|
Release Number:34-100097
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SEC Issue Date:
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File Number:SR-NYSEARCA-2024-35
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Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: June 5, 2024
See Also -
Exhibit 5
|
|
Release Number:34-100095
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SEC Issue Date:
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File Number:SR-NYSE-2024-25
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Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: June 5, 2024
See Also -
Exhibit 5
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|
Release Number:34-100096
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SEC Issue Date:
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File Number:SR-NYSEAMER-2024-27
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Details: Notice of Filing and Immediate Effectiveness of Proposed Change to Amend the Connectivity Fee Schedule
Comments Due: June 5, 2024
See Also -
Exhibit 5
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Release Number:34-100094
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SEC Issue Date:
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File Number:SR-LCH SA-2024-002
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Details: Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Relating to the CDSClear Select Membership Model
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Release Number:34-100092
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SEC Issue Date:
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File Number:SR-PEARL-2024-23
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Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule
See Also -
Exhibit 5
|
|
Release Number:34-100093
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SEC Issue Date:
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File Number:SR-NASDAQ-2024-018
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Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Relating to Connectivity, Surveillance and Risk Management Services
Comments Due: June 5, 2024
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|
Release Number:34-100091
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SEC Issue Date:
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File Number:SR-CBOE-2024-021
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Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments Due: June 5, 2024
See Also -
Exhibit 5
|
|
Release Number: 34-100090
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SEC Issue Date:
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File Number:SR-CboeBZX-2024-034
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Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments Due: June 5, 2024
See Also -
Exhibit 5
|
|
Release Number:34-100089
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SEC Issue Date:
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File Number:SR-C2-2024-006
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Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Amend its Fees Schedule
Comments Due: 21 days after date of publication in the Federal Register.
See Also -
Exhibit 5
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