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NYSE Arca Rulemaking

We encourage the public to submit comments on the following NYSE Arca, Inc. (NYSE Arca; formerly Pacific Exchange, Inc.) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Third Quarter |  Second Quarter |  First Quarter

NYSE Arca File Number List for 2014

Additional Archives


Chronological List
Release No. Date Details
Fourth Quarter

SR-NYSEArca-2014-112
34-73374 Oct. 16, 2014 Notice of Filing of Proposed Rule Change in Connection with the Proposed Termination of the Amended and Restated Trust Agreement, dated as of November 13, 2013 and Amended on June 2, 2014 by and Among NYSE Holdings LLC, a Delaware Limited Liability Company, NYSE Group, Inc., a Delaware Corporation, Wilmington Trust Company, as Delaware Trustee, and each of Jacques de Larosière de Champfeu, Alan Trager and John Shepard Reed, as Trustees
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NYSEArca-2014-89
34-73364 Oct. 15, 2014 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to List and Trade Shares of Eight PIMCO Exchange-Traded Funds
See also: Notice: Rel. No. 34-72937

SR-NYSEArca-2014-117
34-73362 Oct. 15, 2014 Notice of Filing of Proposed Rule Change Modifying Its Quote Mitigation Plan and Amending Rule 6.86
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NYSEArca-2014-114
34-73342 Oct. 10, 2014 Notice of Filing of Proposed Rule Change to List and Trade Shares of the iShares Interest Rate Hedged 0-5 Year High Yield Bond ETF, iShares Interest Rate Hedged 10+ Year Credit Bond ETF, and the iShares Interest Rate Hedged Emerging Markets Bond ETF Under NYSE Arca Equities Rule 8.600
Comments due: 21 days after publication in the Federal Register

SR-NYSEArca-2014-104
34-73331 Oct. 9, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Use of Derivative Instruments by Certain PIMCO Exchange-Traded Funds
Comments due: 21 days after publication in the Federal Register

SR-NYSEArca-2014-115
34-73329 Oct. 9, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Retail Liquidity Program and NYSE Arca Equities Rule 7.44 to Provide that Retail Price Improvement Orders that Are Not Priced Better Than The Best Protected Bid or Best Protected Offer Will Not be Rejected Upon Entry
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NYSEArca-2014-113
34-73321 Oct. 8, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Reflecting Changes in the Concentration Policies of ARK Innovation ETF and ARK Genomic Revolution ETF as well as a Change in the Name of the ARK Genomic Revolution ETF to the ARK Genomic Revolution Multi-Sector ETF
Comments due: 21 days after publication in the Federal Register

SR-NYSEArca-2014-30
34-73320 Oct. 8, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of Hull Tactical US ETF under NYSE Arca Equities Rule 8.600
Comments due: 21 days after publication in the Federal Register

SR-NYSEArca-2014-109
34-73288 Oct. 2, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Modify the Fees that It Charges for Routing Orders to the New York Stock Exchange LLC
Comments due: October 29, 2014
Additional Materials: Exhibit 5

SR-NYSEArca-2014-110
34-73281 Oct. 1, 2014 Notice of Filing of Proposed Rule Change Amending Rule 6.2A to Authorize the Exchange to Share Any User-Designated Risk Settings in Exchange Systems with the Clearing Member that Clears Transactions on Behalf of the User
Comments due: October 28, 2014
Additional Materials: Exhibit 5

SR-NYSEArca-2014-04
34-73282 Oct. 1, 2014 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend NYSE Arca, Inc.'s Rules by Revising the Order of Priority of Bids and Offers When Executing Orders in Open Outc
See also: Notice: Rel. No. 34-72703, Notice: Rel. No. 34-72081, Notice: Rel. No. 34-71733, Notice: Rel. No. 34-71425
Third Quarter

SR-NYSEArca-2014-108
34-73267 Sep. 30, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule 6.1A to Codify the Terms Complex BBO and Complex NBBO and To Amend Rule 6.62(y) to Revise the Definition of a PNP Plus Order
Comments due: October 27, 2014
Additional Materials: Exhibit 5

SR-NYSEArca-2014-111
34-73256 Sep. 30, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.62 (Certain Types of Orders Defined) by Deleting WAIT Orders from its Rules
Comments due: October 27, 2014
Additional Materials: Exhibit 5

SR-NYSEArca-2014-105
34-73204 Sep. 24, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31 to Amend the Functionality Relating to Post No Preference Blind Orders to Display Such Orders One Minimum Price Variation Below the Best Protected Offer for Bids and Above the Best Protected Bid for Offers
Comments due: October 21, 2014
Additional Materials: Exhibit 5

SR-NYSEArca-2014-103
34-73181 Sep. 23, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Increase in the Number of Securities Held by the Peritus High Yield ETF
Comments due: October 17, 2014

SR-NYSEArca-2014-106
34-73151 Sep. 19, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 2.100(a) to Correct Potential Ambiguities Introduced in Prior Rule Change Filings Submitted in 2013 and 2014
Comments due: October 16, 2014
Additional Materials: Exhibit 5

SR-NYSEArca-2014-102
34-73149 Sep. 19, 2014 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to List and Trade Shares of the Greenhaven Coal Fund Under NYSE Arca Equities Rule 8.200, Commentary .02
Comments due: October 16, 2014
Comments received are available for this proposal.

SR-NYSEArca-2014-100
34-73141 Sep. 18, 2014 Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of the SPDR SSgA Global Managed Volatility ETF under NYSE Arca Equities Rule 8.600
Comments due: October 15, 2014

SR-NYSEArca-2014-71
34-73082 Sep. 11, 2014 Order Approving a Proposed Rule Change to List and Trade Shares of the Treesdale Rising Rates ETF under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-72679

SR-NYSEArca-2014-20
34-73081 Sep. 11, 2014 Order Granting Approval of Proposed Rule Change, as Modified by Amendment Nos. 3 and 5, Relating to the Listing and Trading of Shares of Reality Shares DIVS ETF under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-72347, Notice: Rel. No. 34-72000, Notice: Rel. No. 34-71686

SR-NYSEArca-2014-98
34-73068 Sep. 10, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Rule 2.23 to Specify the Registration and Examination Requirements for Persons Engaged in Supervisory Activities 1 2 of the Securities Exchange Act of 1934 (the "Act") a
Comments due: October 7, 2014
Additional Materials: Exhibit 5

SR-NYSEArca-2014-96
34-73027 Sep. 9, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 2.100, Which Addresses the Exchange's Emergency Powers Revising How Certain Messages are Disseminated
Comments due: October 6, 2014
Additional Materials: Exhibit 5

SR-NYSEArca-2014-97
34-73026 Sep. 9, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.60(b) to Enhance the Functionality of the Limit Order Filter
Comments due: October 6, 2014
Additional Materials: Exhibit 5

SR-NYSEArca-2014-79
34-73022 Sep. 9, 2014 Order Granting Approval of Proposed Rule Change, as Modified by Amendments No. 1 and No. 2, to List and Trade Shares of InfraCap MLP ETF under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-72651

SR-NYSEArca-2014-95
34-73013 Sep. 5, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to (i) Change the Pricing for the Retail Liquidity Program and the Qualification Requirement for the Existing Retail Order Tier, and to Add a New Retail Order Credit under Basic Rates, and (ii) Eliminate Obsolete Pricing Tiers
Comments due: October 2, 2014
Additional Materials: Exhibit 5

SR-NYSEArca-2014-93
34-73011 Sep. 5, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Fees for Non-Display Use of NYSE Arca Integrated Fee, NYSE ArcaBook, NYSE Arca Trades, and NYSE Arca BBO, and to Establish a Fee for Managed Non-Services for NYSE Arca BBO
Comments due: October 2, 2014
Additional Materials: Exhibit 5
Comments received are available for this proposal.

SR-NYSEArca-2014-94
34-73010 Sep. 5, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Fees for Non-Display Use of NYSE Arca Options Market Data
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Comments received are available for this proposal.

SR-NYSEArca-2014-76
34-73004 Sep. 5, 2014 Order Granting Approval of Proposed Rule Change, as Modified by Amendment Nos. 1, 2, 3, 4, and 5, to List and Trade Shares of the Cambria Global Momentum ETF under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-72631

SR-NYSEArca-2014-92
34-72971 Sep. 3, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule and, through its wholly owned subsidiary NYSE Arca Equities, Inc. Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services, to Establish a Billing Practice with Respect to Billing Disputes
Comments due: September 30, 2014
Additional Materials: Exhibit 5

SR-NYSEArca-2014-99
34-72963 Sep. 3, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Operation of the NYSE Arca ETP Incentive Program, Currently Scheduled to Expire on September 3, 2014, for an Additional Year
Comments due: September 30, 2014

SR-NYSEArca-2014-91
34-72954 Sep. 2, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Listing and Trading Shares of ProShares Managed Futures Strategy; ProShares Commodity Managed Futures Strategy; and ProShares Financial Managed Futures Strategy under NYSE Arca Equities Rule 8.200
Comments due: September 29, 2014

SR-NYSEArca-2014-75
34-72942 Aug. 28, 2014 Order Granting Approval of Proposed Rule Change Amending NYSE Arca Equities Rules 7.6, 7.11, 7.16, 7.31, 7.34, 7.35, 7.37 and 7.65 to Eliminate Certain Order Types, Modifiers and Related References
See also: Notice: Rel. No. 34-72591

SR-NYSEArca-2014-89
34-72937 Aug. 27, 2014 Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of Eight PIMCO Exchange-Traded Funds under NYSE Arca Equities Rule 8.600
Comments due: September 24, 2014
See also: Order: Rel. No. 34-73364

SR-NYSEArca-2014-87
34-72915 Aug. 26, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31 to Delete Functionality Permitting Primary Only Orders and Primary Sweep Orders to be Designated with Intermarket Sweep Order Modifiers
Comments due: September 23, 2014
Additional Materials: Exhibit 5

SR-NYSEArca-2014-10
34-72901 Aug. 22, 2014 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Adopt NYSE Arca Equities Rule 8.900, Which Permits the Listing and Trading of Managed Portfolio Shares, and to List and Trade Shares of the ActiveSharesSM Large-Cap Fund, ActiveSharesSM Mid-Cap Fund, and ActiveSharesSM Multi-Cap Fund Pursuant to that Rule
See also: Order: Rel. No. 34-72255, Notice: Rel. No. 34-71895, Notice: Rel. No. 34-71588

SR-NYSEArca-2014-90
34-72889 Aug. 21, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Rules Governing the Short-Term Option Series Program to Introduce Finer Strike Price Intervals for Related Non-Short Term Options
Comments due: September 17, 2014
Additional Materials: Exhibit 5

SR-NYSEArca-2014-67
34-72895 Aug. 21, 2014 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade WBI SMID Tactical Growth Shares; WBI SMID Tactical Value Shares; WBI SMID Tactical Yield Shares; WBI SMID Tactical Select Shares; WBI Large Cap Tactical Growth Shares; WBI Large Cap Tactical Value Shares; WBI Large Cap Tactical Yield Shares; WBI Large Cap Tactical Select Shares; WBI Tactical Income Shares; and WBI Tactical High Income Shares Under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-72526

SR-NYSEArca-2014-58
34-72882 Aug. 20, 2014 Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Listing and Trading of Shares of PIMCO Short-Term Exchange-Traded Fund and PIMCO Municipal Bond Exchange-Traded Fund under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-72509

SR-NYSEArca-2014-56
34-72867 Aug. 19, 2014 Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change Relating to Listing and Trading of Shares of the PIMCO Income Exchange-Traded Fund under NYSE Arca Equities Rule 8.600
Comments due: September 15, 2014
Rebuttal comments due: September 29, 2014
See also: Notice: Rel. No. 34-72458, Notice: Rel. No. 34-72170

SR-NYSEArca-2014-86
34-72864 Aug. 19, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.70 to Make the Rule Applicable to All Transactions on the Exchange
Comments due: September 15, 2014
Additional Materials: Exhibit 5

SR-NYSEArca-2014-57
34-72853 Aug. 15, 2014 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendments No. 1 and No. 2 to List and Trade Shares of the PIMCO Foreign Bond Exchange-Traded Fund (U.S. Dollar-Hedged), PIMCO Foreign Bond Exchange-Traded Fund (Unhedged), PIMCO Global Advantage Bond Exchange-Traded Fund, and PIMCO International Advantage Bond Exchange-Traded Fund
Comments due: September 11, 2014
See also: Notice: Rel. No. 34-72531, Notice: Rel. No. 34-72180

SR-NYSEArca-2014-88
34-72847 Aug. 14, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change (1) to Reflect a Change to the Value Used by the iShares Silver Trust, ETFS Silver Trust, ETFS White Metals Basket Trust and ETFS Precious Metals Basket Trust with Respect to Calculation of the Net Asset Value of Shares of each Trust; and (2) to Reflect a Change to the Underlying Benchmark for ProShares Ultra Silver and ProShares UltraShort Silver
Comments due: September 10, 2014

SR-NYSEArca-2014-63
34-72791 Aug. 7, 2014 Notice of Withdrawal of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Relating to Lead Market Maker Rights Fees
See also: Notice: Rel. No. 34-72642, Notice: Rel. No. 34-72312

SR-NYSEArca-2014-84
34-72789 Aug. 7, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Relating to Lead Market Maker Rights Fees
Comments due: September 3, 2014
Additional Materials: Exhibit 5

SR-NYSEArca-2014-46
34-72748 Aug. 4, 2014 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to List and Trade Shares of the Fidelity Investment Grade Bond ETF, Fidelity Limited Term Bond ETF, and Fidelity Total Bond ETF Under NYSE Arca Equities Rule 8.600
Comments due: August 29, 2014
See also: Notice: Rel. No. 34-72422, Notice: Rel. No. 34-72064

SR-NYSEArca-2014-81
34-72720 Jul. 30, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule and the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services, Related to Co-location Services
Comments due: August 26, 2014
Additional Materials: Exhibit 5

SR-NYSEArca-2014-41
34-72714 Jul. 29, 2014 Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change, as Modified by Amendment Nos. 1 and 4 Thereto, Relating to Listing and Trading of Shares of the Reality Shares DIVS Index ETF under NYSE Arca Equities Rule 5.2(j)(3)
Comments due: August 26, 2014
Rebuttal comments due:  September 9, 2014
See also: Notice: Rel. No. 34-72385, Notice: Rel. No. 34-72015

SR-NYSEArca-2014-82
34-72708 Jul. 29, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Clarifying the Exchange's Use of Certain Data Feeds for Order Handling and Execution, Order Routing, and Regulatory Compliance
Comments due: August 26, 2014
Comments received are available for this proposal.

SR-NYSEArca-2014-04
34-72703 Jul. 29, 2014 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend NYSE Arca, Inc.'s Rules by Revising the Order of Priority of Bids and Offers When Executing Orders in Open Outcry
See also: Notice: Rel. No. 34-72081, Notice: Rel. No. 34-71733, Notice: Rel. No. 34-71425

SR-NYSEArca-2013-127
34-72686 Jul. 28, 2014 Notice of Filing of Amendments No. 2 and No. 3, and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, No. 2, and No. 3, to List and Trade Shares of Nine Series of the IndexIQ Active ETF Trust Under NYSE Arca Equities Rule 8.600
Comments due: August 22, 2014
See also: Notice: Rel. No. 34-72265; Notice: Rel. No. 34-71645, Notice: Rel. No. 34-71309, Notice: Rel. No. 34-70954

SR-NYSEArca-2014-71
34-72679 Jul. 28, 2014 Notice of Filing of Proposed Rule Change Proposing to List and Trade Shares of Treesdale Rising Rates ETF under NYSE Arca Equities Rule 8.600
Comments due: August 22, 2014
See also: Order: Rel. No. 34-73082

SR-NYSEArca-2013-122
34-72666 Jul. 24, 2014 Order Granting Approval of Proposed Rule Change as Modified by Amendment No. 2 Thereto Relating to the Use of Derivative Instruments by PIMCO Total Return Exchange Traded Fund
See also: Notice: Rel. No. 34-72216, Order: Rel. No. 34-71606, Notice: Rel. No. 34-71271, Notice: Rel. No. 34-70905

SR-NYSEArca-2014-59
34-72665 Jul. 24, 2014 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of the AdvisorShares Athena High Dividend ETF under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-72298

SR-NYSEArca-2014-79
34-72651 Jul. 22, 2014 Notice of Filing of Proposed Rule Change Proposing to List and Trade Shares of InfraCap Active MLP ETF under NYSE Arca Equities Rule 8.600
Comments due: August 18, 2014
See also: Order: Rel. No.34-73022
Comments received are available for this proposal.

SR-NYSEArca-2014-44
34-72645 Jul. 18, 2014 Order Granting Approval of Proposed Rule Change Relating to Listing and Trading Shares of First Trust Long/Short Equity ETF under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-72299

SR-NYSEArca-2014-63
34-72642 Jul. 18, 2014 Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Relating to Lead Market Maker Rights Fees
Comments due: August 14, 2014
Rebuttal comments due:  August 28, 2014
See also: Notice: Rel. No. 34-72791, Notice: Rel. No. 34-72312

SR-NYSEArca-2014-64
34-72641 Jul. 18, 2014 Order Granting Approval of Proposed Rule Change to List and Trade Shares of the ARK Innovation ETF, ARK Genomic Revolution ETF, ARK Industrial Innovation ETF, and ARK Web x.0 ETF under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-72314

SR-NYSEArca-2014-76
34-72631 Jul. 16, 2014 Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 and Amendment No. 2 Proposing to List and Trade Shares of the Cambria Global Momentum ETF under NYSE Arca Equities Rule 8.600
Comments due: August 12, 2014
See also: Order: Rel. No. 34-73004
Comments received are available for this proposal.

SR-NYSEArca-2014-75
34-72591 Jul. 10, 2014 Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rules 7.6, 7.11, 7.16, 7.31, 7.34, 7.35, 7.37 and 7.65 to Eliminate Certain Order Types, Modifiers and Related References
Comments due: August 6, 2014
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-72942

SR-NYSEArca-2014-30
34-72571 Jul. 9, 2014 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Relating to the Listing and Trading of Shares of Hull Tactical US ETF under NYSE Arca Equities Rule 8.600
Comments due: August 5, 2014
Rebuttal Comments due: August 19, 2014
See also: Notice: Rel. No. 34-72214, Notice: Rel. No. 34-71894
Comments received are available for this proposal.

SR-NYSEArca-2014-72
34-72560 Jul. 8, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE ArcaBook
Comments due: August 4, 2014
Additional Materials: Exhibit 5

SR-NYSEArca-2014-73
34-72542 Jul. 3, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Exclude the Date of the Annual Reconstitution of the Russell Investments Indexes for Billing Purposes When Calculating ETP Holder Average Daily Volume of Trade Activity and Consolidated ADV
Comments due: July 31, 2014
Additional Materials: Exhibit 5

SR-NYSEArca-2014-25
34-72537 Jul. 3, 2014 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, to Make Permanent Its Pilot Program Regarding Minimum Value Sizes for Opening Transactions in New Series of Flexible Exchange Options and Establish New Minimum Value Sizes Applicable to Other FLEX Transactions and FLEX Quot
Comments due: July 31, 2014

SR-NYSEArca-2014-57
34-72531 Jul. 3, 2014 Notice of Filing of Amendment No. 1 and Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to List and Trade Shares of the PIMCO Foreign Bond Exchange-Traded Fund (U.S. Dollar-Hedged), PIMCO Foreign Bond Exchange-Traded Fund (Unhedged), PIMCO Global Advantage Bond Exchange-Traded Fund, and PIMCO International Advantage Bond Exchange-Traded Fund
Comments due: July 30, 2014
See also: Notice: Rel. No. 34-72853, Notice: Rel. No. 34-72180

SR-NYSEArca-2014-67
34-72526 Jul. 2, 2014 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of WBI SMID Tactical Growth Shares; WBI SMID Tactical Value Shares; WBI SMID Tactical Yield Shares; WBI SMID Tactical Select Shares; WBI Large Cap Tactical Growth Shares; WBI Large Cap Tactical Value Shares; WBI Large Cap Tactical Yield Shares; WBI Large Cap Tactical Select Shares; WBI Tactical Income Shares; and WBI Tactical High Income Shares under NYSE Arca Equities Rule 8.600
Comments due: July 30, 2014
See also: Order: Rel. No. 34-72895
Comments received are available for this proposal.

SR-NYSEArca-2014-74
34-72525 Jul. 2, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Options Fee Schedule Relating to Manual Executions by Firms and Broker Dealers
Comments due: July 30, 2014
Additional Materials: Exhibit 5

SR-NYSEArca-2014-37
34-72523 Jul. 2, 2014 Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Listing and Trading of the Shares of iShares 2020 S&P AMT-Free Municipal Series under NYSE Arca Equities Rule 5.2(j)(3), Commentary .02
See also: Notice: Rel. No. 34-72172

SR-NYSEArca-2014-58
34-72509 Jul. 1, 2014 Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of PIMCO Short-Term Exchange-Traded Fund and PIMCO Municipal Bond Exchange-Traded Fund under NYSE Arca Equities Rule 8.600
Comments due: July 29, 2014
See also: Order: Rel. No. 34-72882
Comments received are available for this proposal.
Second Quarter

SR-NYSEArca-2014-45
34-72464 Jun. 25, 2014 Order Approving a Proposed Rule Change Governing the Continued Listing and Trading of Shares of the PowerShares Insured California Municipal Bond Portfolio, PowerShares Insured National Municipal Bond Portfolio, and PowerShares Insured New York Municipal Bond Portfolio
See also: Notice: Rel. No. 34-72139

SR-NYSEArca-2014-56
34-72458 Jun. 24, 2014 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to the Listing and Trading of Shares of the PIMCO Income Exchange-Traded Fund under NYSE Arca Equities Rule 8.600
See also: Order: Rel. No. 34-72867, Notice: Rel. No. 34-72170

SR-NYSEArca-2014-68
34-72453 Jun. 24, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reflect Changes to the Name of, and the Means of Seeking the Investment Objective Applicable to, the PIMCO Real Return Exchange-Traded Fund
Comments due: July 21, 2014

SR-NYSEArca-2014-47
34-72439 Jun. 20, 2014 Notice of Filing of Amendments No. 2 and No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by ®Amendments No. 1, No. 2, and No. 3 to List and Trade Shares of Fidelity Corporate Bond ETF Managed Shares under NYSE Arca Equities Rule 8.600
Comments due: July 17, 2014
See also: Notice: Rel. No. 34-72068
Comments received are available for this proposal.

SR-NYSEArca-2014-48
34-72434 Jun. 19, 2014 Order Granting Approval of Proposed Rule Changes Relating to Clearly Erroneous Executions
Additional File Nos.: SR-BATS-2014-014, SR-BX-2014-021, SR-BYX-2014-007, SR-CHX-2014-06, SR-EDGA-2014-11, SR-EDGX-2014-12, SR-FINRA-2014-021, SR-ISE-2014-25, SR-NASDAQ-2014-044, SR-NSX-2014-08, SR-NYSE-2014-22, SR-NYSEMKT-2014-37, SR-Phlx-2014-27
See also: Notice: Rel. No. 34-72050

SR-NYSEArca-2014-70
34-72436 Jun. 19, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Use of U.S. Exchange-Listed Options by the AdvisorShares EquityPro ETF (formerly, the Global Alpha & Beta ETF)
Comments due: July 16, 2014

SR-NYSEArca-2014-69
34-72433 Jun. 19, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Holdings in Equity Securities by the Peritus High Yield ETF
Comments due: July 16, 2014

SR-NYSEArca-2014-46
34-72422 Jun. 18, 2014 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Fidelity Investment Grade Bond ETF; Fidelity Limited Term Bond ETF; and Fidelity Total Bond ETF under NYSE Arca Equities Rule 8.600
See also: Notice/Order: Rel. No. 34-72748; Notice: Rel. No. 34-72064

SR-NYSEArca-2014-41
34-72385 Jun. 13, 2014 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment Nos. 1 and 4 Thereto, Relating to Listing and Trading of Shares of the Reality Shares DIVS Index ETF under NYSE Arca Equities Rule 5.2(j)(3)
See also: Notice: Rel. No. 34-72714, Notice: Rel. No. 34-72015

SR-NYSEArca-2014-65
34-72381 Jun. 12, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Add an Additional Requirement to Qualify for Step Up Tier 3
Comments due: July 9, 2014

SR-NYSEArca-2014-66
34-72349 Jun. 9, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reflect a Change to the Reference Index Relating to the Columbia Select Large Cap Value ETF
Comments due: July 7, 2014
Rebuttal comments due: July 18, 2014

SR-NYSEArca-2014-20
34-72347 Jun. 9, 2014 Notice of Filing of Amendment Nos. 3 and 5 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment Nos. 3 and 5, Relating to the Listing and Trading of Shares of Reality Shares DIVS ETF under NYSE Arca Equities Rule 8.600
Comments due: July 7, 2014
Rebuttal comments due: 35 days after publication in the Federal Register
See also: Order: Rel. No. 34-73081, Notice: Rel. No. 34-72000, Notice: Rel. No. 34-71686

SR-NYSEArca-2014-61
34-72342 Jun. 6, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Relating to Floor Booth Fees
Comments due: July 3, 2014
Additional Materials: Exhibit 5

SR-NYSEArca-2014-42
34-72336 Jun. 5, 2014 Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of Shares of Schwab Active Short Duration Income ETF; Schwab TargetDuration 2-Month ETF; Schwab TargetDuration 9-Month ETF; and Schwab TargetDuration 12-Month ETF under NYSEArca Equities Rule 8.600
See also: Notice: Rel. No. 34-72028

SR-NYSEArca-2014-64
34-72314 Jun. 4, 2014 Notice of Filing of Proposed Rule Change to List and Trade Shares of the ARK Innovation ETF, ARK Genomic Revolution ETF, ARK Industrial Innovation ETF, and ARK Web x.0 ETF under NYSE Arca Equities Rule 8.600
Comments due: July 1, 2014
See also: Order: Rel. No. 34-72641

SR-NYSEArca-2014-63
34-72312 Jun. 4, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Relating to Lead Market Maker Rights Fees
Comments due: July 1, 2014
See also: Notice: Rel. No. 34-72791, Notice: Rel. No. 34-72642
Additional Materials: Exhibit 5

SR-NYSEArca-2014-62
34-72309 Jun. 4, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Relating to Fees on Strategy Executions
Comments due: July 1, 2014
Additional Materials: Exhibit 5

SR-NYSEArca-2014-44
34-72299 Jun. 3, 2014 Notice of Filing of Proposed Rule Change Relating to Listing and Trading Shares of First Trust Long/Short Equity ETF under NYSE Arca Equities Rule 8.600
Comments due: June 30, 2014
See also: Order: Rel. No. 34-72645

SR-NYSEArca-2014-59
34-72298 Jun. 3, 2014 Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the AdvisorShares Athena High Dividend ETF under NYSE Arca Equities Rule 8.600
Comments due: June 30, 2014
Comments received are available for this proposal.
See also: Order: Rel. No. 34-72665

SR-NYSEArca-2013-127
34-72265 May 28, 2014 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendments No. 1 and No. 2 Thereto, to List and Trade Shares of Nine Series of the IndexIQ Active ETF Trust under NYSE Arca Equities Rule 8.600
See also: Notice and Order: 34-72686; Notice: Rel. No. 34-71645, Notice: Rel. No. 34-71309, Notice: Rel. No. 34-70954

SR-NYSEArca-2014-10
34-72255 May 27, 2014 Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Adopt NYSE Arca Equities Rule 8.900, Which Permits the Listing and Trading of Managed Portfolio Shares, and to List and Trade Shares of the ActiveSharesSM Large-Cap Fund, ActiveSharesSM Mid-Cap Fund, and ActiveSharesSM Multi-Cap Fund Pursuant to that Rule
Rebuttal comments due: July 7, 2014
See also: Notice: Rel. No. 34-72901, Notice: Rel. No. 34-71895, Notice: Rel. No. 34-71588

SR-NYSEArca-2013-122
34-72216 May 21, 2014 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change, as Modified by Amendment No. 2 Thereto, Relating to the Use of Derivative Instruments by PIMCO Total Return Exchange Traded Fund
See also: Order: Rel. No. 34-72666, Order: Rel. No. 34-71606, Notice: Rel. No. 34-71271, Notice: Rel. No. 34-70905

SR-NYSEArca-2014-30
34-72214 May 21, 2014 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Listing and Trading Shares of Hull Tactical US ETF under NYSE Arca Equities Rule 8.600
See also: Order: Rel. No. 34-72571, Notice: Rel. No. 34-71894

SR-NYSEArca-2014-60
34-72192 May 20, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to Exchange Rule 6.72 in Order to Extend the Penny Pilot in Options Classes in Certain Issues through December 31, 2014
Comments due: June 17, 2014
Additional Materials: Exhibit 5

SR-NYSEArca-2014-57
34-72180 May 16, 2014 Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of the following under NYSE Arca Equities Rule 8.600: PIMCO Foreign Bond Exchange-Traded Fund (U.S. Dollar-Hedged), PIMCO Foreign Bond Exchange-Traded Fund (Unhedged), PIMCO Global Advantage Bond Exchange-Traded Fund, and PIMCO International Advantage Bond Exchange-Traded Fund
Comments due: June 12, 2014
See also: Notice: Rel. No. 34-72853, Notice: Rel. No. 34-72531
Comments received are available for this proposal.

SR-NYSEArca-2014-37
34-72172 May 15, 2014 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Listing and Trading of the Shares of iShares 2020 S&P AMT-Free Municipal Series under NYSE Arca Equities Rule 5.2(j)(3), Commentary .02
Comments due: June 11, 2014
See also: Notice: Rel. No. 34-72523
Comments received are available for this proposal.

SR-NYSEArca-2014-56
34-72170 May 15, 2014 Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of the PIMCO Income Exchange-Traded Fund under NYSE Arca Equities Rule 8.600
Comments due: June 11, 2014
See also: Order: Rel. No. 34-72867, Notice: Rel. No. 34-72458

SR-NYSEArca-2014-55
34-72160 May 13, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Arca Rule 9.1(b) to Harmonize NYSE Arca's Rules with the Rules of Other Self-Regulatory Organizations Concerning Office Space Sharing
Comments due: June 9, 2014
Additional Materials: Exhibit 5

SR-NYSEArca-2014-54
34-72159 May 13, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Arca Equities Rule 9.1(b) to Harmonize NYSE Arca's Rules with the Rules of Other Self-Regulatory Organizations Concerning Office Space Sharing
Comments due: June 9, 2014
Additional Materials: Exhibit 5

SR-NYSEArca-2014-52
34-72157 May 13, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Name Changes of Its Ultimate Parent, IntercontinentalExchange Group, Inc., and Its Indirect Parents, IntercontinentalExchange, Inc. and NYSE Euronext Holdings LLC
Comments due: June 9, 2014
Additional Materials: Exhibit 5

SR-NYSEArca-2014-45
34-72139 May 9, 2014 Notice of Filing of Proposed Rule Change Relating to PowerShares Insured California Municipal Bond Portfolio, PowerShares Insured National Municipal Bond Portfolio, and PowerShares Insured New York Municipal Bond Portfolio
Comments due: June 5, 2014
See also: Order: Rel. No. 34-72464

SR-NYSEArca-2014-23
34-72138 May 9, 2014 Order Approving a Proposed Rule Change to List and Trade Shares of the iShares Interest Rate Hedged Corporate Bond ETF and iShares Interest Rate Hedged High Yield Bond ETF Under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-71778

SR-NYSEArca-2014-50
34-72102 May 6, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .01 to Rule 6.3. to Replace the Reference to "GOOG" with "GOOGL"
Comments due: June 2, 2014
Additional Materials: Exhibit 5

SR-NYSEArca-2014-53
34-72085 May 2, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.91 to Adopt Rules Governing an Opening Auction Process for Electronic Complex Orders and to Amend and Reorganize Existing Rules Specifying Available Electronic Complex Order types and Modifiers
Comments due: May 29, 2014
Additional Materials: Exhibit 5

SR-NYSEArca-2014-04
34-72081 May 2, 2014 Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend NYSE Arca, Inc.'s Rules by Revising the Order of Priority of Bids and Offers When Executing Orders in Open Outc
Comments due: May 29, 2014
See also: Notice: Rel. No. 34-72703, Notice: Rel. No. 34-71733, Notice: Rel. No. 34-71425

SR-NYSEArca-2014-51
34-72074 May 1, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Offering ArcaBook for Arca Options - Complex on a Standalone Basis Without Charge from May 1, 2014 through October 31, 2014
Comments due: May 28, 2014
Additional Materials: Exhibit 5

SR-NYSEArca-2014-47
34-72068 May 1, 2014 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Proposing to List and Trade Shares of Fidelity® Corporate Bond ETF Managed Shares under NYSE Arca Equities Rule 8.600
Comments due: May 27, 2014
See also: Notice: Rel. No. 34-72439
Comments received are available for this proposal.

SR-NYSEArca-2014-46
34-72064 May 1, 2014 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of Fidelity Investment Grade Bond ETF; Fidelity Limited Term Bond ETF; and Fidelity Total Bond ETF under NYSE Arca Equities Rule 8.600
Comments due: May 27, 2014 See also: Notice/Order: Rel. No. 34-72748; Notice: Rel. No. 34-72422
Comments received are available for this proposal.

SR-NYSEArca-2014-48
34-72050 Apr. 30, 2014 Notice of Filing of Proposed Rule Change Adding New Paragraphs (j) and (k) to Rule 7.10, Entitled "Clearly Erroneous Executions 1 2 Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the "Act") and 3Rule 19b-4 thereunder, notice is hereby given that, on April 21, 2014, NYSE Arca, Inc. (the "Exchange" or "NYSE Arca") filed with the Securities and Exchange Commission (the "Commission") the proposed rule change as described in Items I, II, and III below, which Items have been prepared by the self-regulatory organization. The Commission is publishing this notice to solicit comments on the proposed rule change from interested person
Comments due: May 27, 2014
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-72434

SR-NYSEArca-2014-42
34-72028 Apr. 25, 2014 Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of Schwab Active Short Duration Income ETF; Schwab TargetDuration 2-Month ETF; Schwab TargetDuration 9-Month ETF; and Schwab TargetDuration 12-Month ETF under NYSEArca Equities Rule 8.600
Comments due: May 22, 2014
See also: Order: Rel. No. 34-72336

SR-NYSEArca-2014-40
34-72018 Apr. 25, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange rules governing Letters of Guarantee and Letters of Authorization
Comments due: May 22, 2014

SR-NYSEArca-2014-41
34-72015 Apr. 24, 2014 Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of Reality Shares Isolated Dividend Growth Index ETF under NYSE Arca Equities Rule 5.2(j)(3)
Comments due: May 21, 2014
See also: Notice: Rel. No. 34-72714, Notice: Rel. No. 34-72385
Comments received are available for this proposal.

SR-NYSEArca-2014-20
34-72000 Apr. 23, 2014 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 2, to List and Trade Shares of Reality Shares Isolated Dividend Growth ETF under NYSE Arca Equities Rule 8.600
See also: Order: Rel. No. 34-73081, Notice: Rel. No. 34-72347, Notice: Rel. No. 34-71686

SR-NYSEArca-2014-19
34-71999 Apr. 23, 2014 Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 2 and 3, to List and Trade Shares of the iShares Core Allocation Conservative ETF, iShares Core Allocation Moderate ETF, iShares Core Allocation Moderate Growth ETF, and iShares Core Allocation Growth ETF under NYSE Arca Equities Rule 8.600
Comments due: May 20, 2014
See also: Notice: Rel. No. 34-71702

SR-NYSEArca-2014-39
34-71982 Apr. 21, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rules 1.1, 7.31, 7.34, 7.35, 7.37 and 7.43 to Update Rules Related to the Exchange's Order Types and Modifiers
Comments due: May 16, 2014
Additional Materials: Exhibit 5

SR-NYSEArca-2014-43
34-71965 Apr. 17, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.62 to Remove the Size Restriction on Contra-Party Participation on a Qualified Contingent Cross Order
Comments due: May 14, 2014
Additional Materials: Exhibit 5

SR-NYSEArca-2014-38
34-71960 Apr. 17, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Revising the Schedule for Implementing the Exchange's Recently Approved Retail Liquidity Program Pursuant to NYSE Arca Equities Rule 7.44
Comments due: May 14, 2014

SR-NYSEArca-2014-35
34-71946 Apr. 15, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Regarding Transaction Fees and Credits
Comments due: May 12, 2014
Additional Materials: Exhibit 5

SR-NYSEArca-2013-144
34-71938 Apr. 14, 2014 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the ETSpreads HY Long Credit Fund, the ETSpreads HY Short Credit Fund, the ETSpreads IG Long Credit Fund, and the ETSpreads IG Short Credit Fund Under NYSE Arca Equities Rule 8.600
Comments due: May 9, 2014
See also: Notice: Rel. No. 34-71618, Notice: Rel. No. 34-71266

SR-NYSEArca-2014-34
34-71933 Apr. 11, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Professional User Fees for NYSE Arca Options Market Data, Operative on April 1, 2014
Comments due: May 8, 2014

SR-NYSEArca-2014-33
34-71912 Apr. 9, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Raise the Fee and Fee Cap for Market and Auction-Only Orders Executed in an Opening, Market Order or Trading Halt Auction; Modify the Fees Charges for Routing Orders to The New York Stock Exchange LLC; and Modify Certain Credits in the Basic Rate Pricing
Comments due: May 6, 2014
Additional Materials: Exhibit 5

SR-NYSEArca-2014-28
34-71909 Apr. 9, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Amending Rule to Change the Time By Which Purchase Orders and Redemption Orders Must Be Placed with Respect to the Market Vectors Low Volatility Commodity ETF and Market Vectors Long/Short Commodity ETF
Comments due: May 6, 2014
Comments received are available for this proposal.

SR-NYSEArca-2014-10
34-71895 Apr. 7, 2014 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt NYSE Arca Equities Rule 8.900, Which Permits the Listing and Trading of Managed Portfolio Shares, and to List and Trade Shares of the ActiveSharesSM Large-Cap Fund, ActiveSharesSM Mid-Cap Fund, and ActiveSharesSM Multi-Cap Fund Pursuant to that Rule
See also: Notice: Rel. No. 34-72901, Order: Rel. No. 34-72255, Notice: Rel. No. 34-71588

SR-NYSEArca-2014-30
34-71894 Apr. 7, 2014 Notice of Filing of Proposed Rule Change Relating to Listing and Trading Shares of Hull Tactical US ETF under NYSE Arca Equities Rule 8.600
Comments due: 21 days after publication in the Federal Register
See also: Order: Rel. No. 34-72571, Notice: Rel. No. 34-72214
Comments received are available for this proposal.

SR-NYSEArca-2014-36
34-71869 Apr. 4, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period Applicable to Rule 6.65A(c), Which Addresses How the Exchange Treats Obvious and Catastrophic Errors During Periods of Extreme Market Volatility, until February 20, 2015
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NYSEArca-2014-31
34-71845 Apr. 1, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Option Trading Rules to Extend the Operation of Its Pilot Program Regarding Minimum Value Sizes for Opening Transactions in New Series of Flexible Exchange Options
Comments due: 21 days after publication in the Federal Register
Additional Materials:  Exhibit 5

SR-NYSEArca-2014-25
34-71839 Apr. 1, 2014 Notice of Filing of Proposed Rule Change to Make Permanent Its Pilot Program Regarding Minimum Value Sizes for Opening Transactions in New Series of Flexible Exchange Options and Establish New Minimum Value Sizes Applicable to Other FLEX Transactions and FLEX Quotes
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Comments received are available for this proposal.
First Quarter

SR-NYSEArca-2014-27
34-71818 Mar. 27, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.62 to Specifically Address the Number and Size of Contra-Parties to a Qualified Contingent Cross Order
Comments due: 21 days after publication in the Federal Register
Additional Materials:  Exhibit 5

SR-NYSEArca-2014-32
34-71807 Mar. 26, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposing to Extend a Pilot Program Related to Rule 7.10, Entitled "Clearly Erroneous Executions"
Comments due: 21 days after publication in the Federal Register
Additional Materials:  Exhibit 5

SR-NYSEArca-2013-141
34-71804 Mar. 26, 2014 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 2, to Adopt New NYSE Arca Equities Rule 7.25 to Create a Crowd Participant Program on a Pilot Basis to Incent Competitive Quoting and Trading Volume in Exchange-Traded Products by Market Makers Qualified with the Exchange as CPs
Comments due: 21 days after publication in the Federal Register
See also:  Notice: Rel. No. 34-71479, Notice: Rel. No. 34-71146

SR-NYSEArca-2014-21
34-71780 Mar. 24, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.44 to Change the Priority of Displayable Odd Lot Interest Within the Recently Approved Retail Liquidity Program
Comments due: 21 days after publication in the Federal Register
Additional Materials:  Exhibit 5

SR-NYSEArca-2014-26
34-71779 Mar. 24, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Changes to the Means of Achieving the Investment Objective Applicable to the db-X Ultra-Short Duration Fund
Comments due: 21 days after publication in the Federal Register

SR-NYSEArca-2014-23
34-71778 Mar. 24, 2014 Notice of Filing of Proposed Rule Change to List and Trade Shares of the iShares Interest Rate Hedged Corporate Bond ETF and iShares Interest Rate Hedged High Yield Bond ETF under NYSE Arca Equities Rule 8.600
Comments due: 21 days after publication in the Federal Register
See also: Order: Rel. No. 34-72138

SR-NYSEArca-2014-11
34-71767 Mar. 21, 2014 Order Granting Approval of Proposed Rule Change to List and Trade Shares of the SPDR SSgA Risk Aware ETF; SPDR SSgA Large Cap Risk Aware ETF; and SPDR SSgA Small Cap Risk Aware ETF under NYSE Arca Equities Rule 8.600
See also:  Notice: Rel. No. 34-71468

SR-NYSEArca-2014-24
34-71750 Mar. 19, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Expanding the Short-Term Option Series Program
Comments due: April 15, 2014
Additional Materials:  Exhibit 5

SR-NYSEArca-2014-04
34-71733 Mar. 18, 2014 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Amend its Rules by Revising the Order of Priority of Bids and Offers when Executing Orders in Open Outcry
See also: Notice: Rel. No. 34-72703, Notice: Rel. No. 34-72081, Notice: Rel. No. 34-71425

SR-NYSEArca-2014-22
34-71722 Mar. 13, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Establish Pricing for the Retail Liquidity Program and Make Certain Changes Relating to Open Orders
Comments due: April 9, 2014
Additional Materials:  Exhibit 5

SR-NYSEArca-2014-08
34-71721 Mar. 13, 2014 Order Granting Approval of Proposed Rule Change Relating to a Corporate Action in which Its Indirect Parent, NYSE Euronext Holdings LLC, Will Become a Wholly-Owned Subsidiary of IntercontinentalExchange, Inc.
Additional File Nos.: SR-NYSEMKT-2014-10, SR-NYSE-2014-04
See also:  Notice: Rel. No. 34-71394

SR-NYSEArca-2014-19
34-71702 Mar. 12, 2014 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 2, to List and Trade Shares of the iShares Core Allocation Conservative ETF, iShares Core Allocation Moderate ETF, iShares Core Allocation Moderate Growth ETF, and iShares Core Allocation Growth ETF under NYSE Arca Equities Rule 8.600
Comments due: April 8, 2014
Comments received are available for this proposal.
See also: Notice: Rel. No. 34-71999

SR-NYSEArca-2014-20
34-71686 Mar. 11, 2014 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 2, Relating to the Listing and Trading of Reality Shares Isolated Dividend Growth ETF under NYSE Arca Equities Rule 8.600
Comments due: April 7, 2014
See also: Order: Rel. No. 34-73081, Notice: Rel. No. 34-72347, Notice: Rel. No. 34-72000
Comments received are available for this proposal.

SR-NYSEArca-2013-127
34-71645 Mar. 4, 2014 Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change Relating to the Listing and Trading of Shares of Nine Series of the IndexIQ Active ETF Trust Under NYSE Arca Equities Rule 8.600
Rebuttal comments due: April 14, 2014
Comments received are available for this proposal.
See also:  Notice and Order: 34-72686; Notice: Rel. No. 34-72265, Notice: Rel. No. 34-71645, Notice: Rel. No. 34-70954

SR-NYSEArca-2014-18
34-71635 Feb. 28, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reflect Changes to the Means of Achieving the Investment Objective Applicable to the Newfleet Multi-Sector Income ETF
Comments due: March 27, 2014

SR-NYSEArca-2014-02
34-71631 Feb. 27, 2014 Order Granting Approval of Proposed Rule Change Amending Its Rules in Order to Clarify the Applicability and Functionality of Certain Order Types on the Exchange
See also:  Notice: Rel. No. 34-71293

SR-NYSEArca-2013-144
34-71618 Feb. 26, 2014 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the ETSpreads HY Long Credit Fund, the ETSpreads HY Short Credit Fund, the ETSpreads IG Long Credit Fund and the ETSpreads IG Short Credit Fund under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-71938, Notice: Rel. No. 34-71266

SR-NYSEArca-2013-135
34-71617 Feb. 26, 2014 Order Granting Approval of Proposed Rule Change to List and Trade Shares of db-X Ultra-Short Duration Fund and db-X Managed Municipal Bond Fund under NYSE Arca Equities Rule 8.600
See also:  Notice: Rel. No. 34-70998

SR-NYSEArca-2013-122
34-71606 Feb. 24, 2014 Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change Relating to the Use of Derivative Instruments by PIMCO Total Return Exchange Traded Fund
Rebuttal Comments due: April 4, 2014
Comments received are available
See also: Order: Rel. No. 34-72666, Notice: Rel. No. 34-72216, Notice: Rel. No. 34-71271, Notice: Rel. No. 34-70905

SR-NYSEArca-2014-10
34-71588 Feb. 20, 2014 Notice of Filing of Proposed Rule Change to Adopt NYSE Arca Equities Rule 8.900, Which Permits the Listing and Trading of Managed Portfolio Shares, and to List and Trade Shares of the ActiveSharesSM Large-Cap Fund, ActiveSharesSM Mid-Cap Fund, and ActiveSharesSM Multi-Cap Fund Pursuant to that Rule
Comments due: March 19, 2014
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-72901, Order: Rel. No. 34-72255, Notice: Rel. No. 34-71895
Comments received are available for this proposal.

SR-NYSEArca-2014-17
34-71542 Feb. 12, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Regarding Transaction Fees and Credits
Comments due: March 12, 2014

SR-NYSEArca-2013-138
34-71540 Feb. 12, 2014 Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Listing and Trading of Shares of iShares Enhanced International Large-Cap ETF and iShares Enhanced International Small-Cap ETF Under NYSE Arca Equities Rule 8.600
See also:  Notice: Rel. No. 34-71186

SR-NYSEArca-2014-13
34-71503 Feb. 6, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Add A New Pricing Tier Applicable to Orders that Add Liquidity on the Exchange
Comments due: March 5, 2014
Additional Materials:  Exhibit 5

SR-NYSEArca-2014-12
34-71483 Feb. 5, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending the Fees for NYSE ArcaBook
Comments due: March 4, 2014
Additional Materials:  Exhibit 5
Comments received are available for this proposal.

SR-NYSEArca-2013-141
34-71479 Feb. 5, 2014 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Adopt New NYSE Arca Equities Rule 7.25 to Create a Crowd Participant Program on a Pilot Basis to Incent Competitive Quoting and Trading Volume in Exchange-Traded Products by Market Makers Qualified with the Exchange as CPs
See also:  Notice: Rel. No. 34-71804, Notice: Rel. No. 34-71146

SR-NYSEArca-2014-09
34-71475 Feb. 4, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Eliminate the Tape B Adding Tier and Modify the Tape B Step Up Tier
Comments due: March 3, 2014
Additional Materials:  Exhibit 5

SR-NYSEArca-2014-11
34-71468 Feb. 3, 2014 Notice of Filing of Proposed Rule Change to List and Trade Shares of the SPDR SSgA Risk Aware ETF; SPDR SSgA Large Cap Risk Aware ETF; and SPDR SSgA Small Cap Risk Aware ETF under NYSE Arca Equities Rule 8.600
Comments due: February 28, 2014
See also:  Order: Rel. No. 34-71767

SR-NYSEArca-2013-116
34-71456 Jan. 31, 2014 Order Granting Approval of Proposed Rule Change Relating to Listing and Trading of Shares of AdvisorShares International Gold ETF, AdvisorShares Gartman Gold/Yen ETF, AdvisorShares Gartman Gold/British Pound ETF, and AdvisorShares Gartman Gold/Euro ETF under NYSE Arca Equities Rule 8.600
See also:  Notice: Rel. No. 34-71076

SR-NYSEArca-2014-04
34-71425 Jan. 28, 2014 Notice of Filing of Proposed Rule Change to Amend its Rules by Revising the Order of Priority of Bids and Offers when Executing Orders in Open Outcry
Comments due: February 26, 2014
Additional Materials:  Exhibit 5
See also: 
See also: Notice: Rel. No. 34-72703, Notice: Rel. No. 34-72081, Notice: Rel. No. 34-71733
Comments received are available for this proposal.

SR-NYSEArca-2014-06
34-71409 Jan. 27, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase Its Options Regulatory Fee
Comments due: February 21, 2014
Additional Materials:  Exhibit 5

SR-NYSEArca-2014-08
34-71394 Jan. 24, 2014 Notice of Filing of Proposed Rule Change Relating to a Corporate Action in which Its Indirect Parent, NYSE Euronext Holdings LLC, Will Become a Wholly Owned Subsidiary of IntercontinentalExchange, Inc.
Comments due: February 20, 2014
Additional Materials:  Exhibit 5A, Exhibit 5B, Exhibit 5C, Exhibit 5D1, Exhibit 5D2, Exhibit 5E, and Exhibit 5F
See also:  Order: Rel. No. 34-71721

SR-NYSEArca-2014-07
34-71386 Jan. 24, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Updating the Description of the Data Included in the ArcaBook Equities Data Feed
Comments due: February 20, 2014

SR-NYSEArca-2013-137
34-71378 Jan. 23, 2014 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to List and Trade Shares of the Merk Gold Trust Pursuant to NYSE Arca Equities Rule 8.201
See also:  Notice: Rel. No. 34-71038

SR-NYSEArca-2013-132
34-71377 Jan. 23, 2014 Order Granting Approval of Proposed Rule Change, as Modified by Amendment Nos. 2 and 3 Thereto, to List and Trade Shares of Merk Hard Currency ETF under NYSE Arca Equities Rule 8.600
See also:  Notice: Rel. No. 34-70994

SR-NYSEArca-2014-03
34-71367 Jan. 22, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(b)(2) to Specify that the Exchange Would Not Apply Limit Order Price Protection to Limit Orders Entered Before Core Trading Hours that are Designated for the Core Trading Session or the Market Order Auction
Comments due: February 18, 2014
Additional Materials:  Exhibit 5

SR-NYSEArca-2014-01
34-71366 Jan. 22, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31 to Add a Minimum Execution Size Designation for Tracking Orders and MPL-IOC Orders
Comments due: February 18, 2014
Additional Materials:  Exhibit 5

SR-NYSEArca-2014-05
34-71349 Jan. 17, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Reflect a Change to the Means of Achieving the Investment Objective Applicable to the STAR™ Global Buy-Write ETF
Comments due: February 14, 2014

SR-NYSEArca-2013-92
34-71331 Jan. 16, 2014 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, to Amend NYSE Arca Equities Rules 7.31, 7.32, 7.37, and 7.38 in Order to Comprehensively Update Rules Related to the Exchange's Order Types and Modifiers
Comments due: February 13, 2014
Comments received are available for this proposal.
See also:  Notice: Rel. No. 34-70637;   Notice: Rel. No. 34-70995

SR-NYSEArca-2013-127
34-71309 Jan. 15, 2014 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to List and Trade Shares of Nine Series of the IndexIQ Active ETF Trust under NYSE Arca Equities Rule 8.600
See also:  Notice and Order: 34-72686; Notice: Rel. No. 34-72265, Notice: Rel. No. 34-71309, Notice: Rel. No. 34-70954

SR-NYSEArca-2014-02
34-71293 Jan. 14, 2014 Notice of Filing of Proposed Rule Change Amending Its Rules in Order to Clarify the Applicability and Functionality of Certain Order Types on the Exchange
Comments due: February 11, 2014
Additional Materials:  Exhibit 5
See also:  Notice: Rel. No. 34-71631

SR-NYSEArca-2013-144
34-71266 Jan. 9, 2014 Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of the ETSpreads HY Long Credit Fund, the ETSpreads HY Short Credit Fund, the ETSpreads IG Long Credit Fund and the ETSpreads IG Short Credit Fund under NYSE Arca Equities Rule 8.600
Comments due: February 5, 2014
See also: Notice: Rel. No. 34-71938, Notice: Rel. No. 34-71618

SR-NYSEArca-2013-122
34-71271 Jan. 9, 2014 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to the Use of Derivative Instruments by PIMCO Total Return Exchange Traded Fund
Comments received are available
See also: Order: Rel. No. 34-72666, Notice: Rel. No. 34-72216, Order: Rel. No. 34-71606, Notice: Rel. No. 34-70905

SR-NYSEArca-2013-135
34-71269 Jan. 9, 2014 Notice of Filing of Proposed Rule Change to List and Trade Shares of db-X Ultra-Short Duration Fund and db-X Managed Municipal Bond Fund under NYSE Arca Equities Rule 8.600
Comments due: February 5, 2014
See also:  Order: Rel. No. 34-71617

SR-NYSEArca-2013-121
34-71263 Jan. 9, 2014 Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of Shares of AdvisorShares Sage Core Reserves ETF under NYSE Arca Equities Rule 8.600
See also:  Notice: Rel. No. 34-70902

SR-NYSEArca-2013-148
34-71253 Jan. 7, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Options Rule 6.40 to Expand the Scope of the Existing Risk Limitation Mechanism to Address Multiple, Successive Triggers of the Risk Limitation Mechanism
Comments due: February 3, 2014

SR-NYSEArca-2013-118
34-71232 Jan. 3, 2014 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendments Nos. 1 and 2, to List and Trade Shares of the Market Vectors Short High-Yield Municipal Index ETF Under NYSE Arca Equities Rule 5.2(j)(3), Commentary .02
Comments due: January 30, 2014
See also:  Notice: Rel. No. 34-70871

SR-NYSEArca-2013-115
34-71221 Jan. 2, 2014 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, to Adopt Commentary .03 to Rule 6.91 to Limit the Volume of Complex Orders by a Single OTP Holder or OTP Firm During the Trading Day
Comments due: January 29, 2014
See also:  Notice: Rel. No. 34-71184, Notice: Rel. No. 34-70817


NYSE Arca File Number List for 2014
Release No. Date Details

SR-NYSEArca-2014-117
34-73362 Oct. 15, 2014 Notice of Filing of Proposed Rule Change Modifying Its Quote Mitigation Plan and Amending Rule 6.86
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NYSEArca-2014-115
34-73329 Oct. 9, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Retail Liquidity Program and NYSE Arca Equities Rule 7.44 to Provide that Retail Price Improvement Orders that Are Not Priced Better Than The Best Protected Bid or Best Protected Offer Will Not be Rejected Upon Entry
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NYSEArca-2014-114
34-73342 Oct. 10, 2014 Notice of Filing of Proposed Rule Change to List and Trade Shares of the iShares Interest Rate Hedged 0-5 Year High Yield Bond ETF, iShares Interest Rate Hedged 10+ Year Credit Bond ETF, and the iShares Interest Rate Hedged Emerging Markets Bond ETF Under NYSE Arca Equities Rule 8.600
Comments due: 21 days after publication in the Federal Register

SR-NYSEArca-2014-113
34-73321 Oct. 8, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Reflecting Changes in the Concentration Policies of ARK Innovation ETF and ARK Genomic Revolution ETF as well as a Change in the Name of the ARK Genomic Revolution ETF to the ARK Genomic Revolution Multi-Sector ETF
Comments due: 21 days after publication in the Federal Register

SR-NYSEArca-2014-112
34-73374 Oct. 16, 2014 Notice of Filing of Proposed Rule Change in Connection with the Proposed Termination of the Amended and Restated Trust Agreement, dated as of November 13, 2013 and Amended on June 2, 2014 by and Among NYSE Holdings LLC, a Delaware Limited Liability Company, NYSE Group, Inc., a Delaware Corporation, Wilmington Trust Company, as Delaware Trustee, and each of Jacques de Larosière de Champfeu, Alan Trager and John Shepard Reed, as Trustees
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NYSEArca-2014-111
34-73256 Sep. 30, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.62 (Certain Types of Orders Defined) by Deleting WAIT Orders from its Rules
Comments due: October 27, 2014
Additional Materials: Exhibit 5

SR-NYSEArca-2014-110
34-73281 Oct. 1, 2014 Notice of Filing of Proposed Rule Change Amending Rule 6.2A to Authorize the Exchange to Share Any User-Designated Risk Settings in Exchange Systems with the Clearing Member that Clears Transactions on Behalf of the User
Comments due: October 28, 2014
Additional Materials: Exhibit 5

SR-NYSEArca-2014-109
34-73288 Oct. 2, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Modify the Fees that It Charges for Routing Orders to the New York Stock Exchange LLC
Comments due: October 29, 2014
Additional Materials: Exhibit 5

SR-NYSEArca-2014-108
34-73267 Sep. 30, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule 6.1A to Codify the Terms Complex BBO and Complex NBBO and To Amend Rule 6.62(y) to Revise the Definition of a PNP Plus Order
Comments due: October 27, 2014
Additional Materials: Exhibit 5

SR-NYSEArca-2014-106
34-73151 Sep. 19, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 2.100(a) to Correct Potential Ambiguities Introduced in Prior Rule Change Filings Submitted in 2013 and 2014
Comments due: October 16, 2014
Additional Materials: Exhibit 5

SR-NYSEArca-2014-105
34-73204 Sep. 24, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31 to Amend the Functionality Relating to Post No Preference Blind Orders to Display Such Orders One Minimum Price Variation Below the Best Protected Offer for Bids and Above the Best Protected Bid for Offers
Comments due: October 21, 2014
Additional Materials: Exhibit 5

SR-NYSEArca-2014-104
34-73331 Oct. 9, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Use of Derivative Instruments by Certain PIMCO Exchange-Traded Funds
Comments due: 21 days after publication in the Federal Register

SR-NYSEArca-2014-103
34-73181 Sep. 23, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to an Increase in the Number of Securities Held by the Peritus High Yield ETF
Comments due: October 17, 2014

SR-NYSEArca-2014-102
34-73149 Sep. 19, 2014 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to List and Trade Shares of the Greenhaven Coal Fund Under NYSE Arca Equities Rule 8.200, Commentary .02
Comments due: October 16, 2014
Comments received are available for this proposal.

SR-NYSEArca-2014-100
34-73141 Sep. 18, 2014 Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of the SPDR SSgA Global Managed Volatility ETF under NYSE Arca Equities Rule 8.600
Comments due: October 15, 2014

SR-NYSEArca-2014-99
34-72963 Sep. 3, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Operation of the NYSE Arca ETP Incentive Program, Currently Scheduled to Expire on September 3, 2014, for an Additional Year
Comments due: September 30, 2014

SR-NYSEArca-2014-98
34-73068 Sep. 10, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Rule 2.23 to Specify the Registration and Examination Requirements for Persons Engaged in Supervisory Activities 1 2 of the Securities Exchange Act of 1934 (the "Act") a
Comments due: October 7, 2014
Additional Materials: Exhibit 5

SR-NYSEArca-2014-97
34-73026 Sep. 9, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.60(b) to Enhance the Functionality of the Limit Order Filter
Comments due: October 6, 2014
Additional Materials: Exhibit 5

SR-NYSEArca-2014-96
34-73027 Sep. 9, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 2.100, Which Addresses the Exchange's Emergency Powers Revising How Certain Messages are Disseminated
Comments due: October 6, 2014
Additional Materials: Exhibit 5

SR-NYSEArca-2014-95
34-73013 Sep. 5, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to (i) Change the Pricing for the Retail Liquidity Program and the Qualification Requirement for the Existing Retail Order Tier, and to Add a New Retail Order Credit under Basic Rates, and (ii) Eliminate Obsolete Pricing Tiers
Comments due: October 2, 2014
Additional Materials: Exhibit 5

SR-NYSEArca-2014-94
34-73010 Sep. 5, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Fees for Non-Display Use of NYSE Arca Options Market Data
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Comments received are available for this proposal.

SR-NYSEArca-2014-93
34-73011 Sep. 5, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Fees for Non-Display Use of NYSE Arca Integrated Fee, NYSE ArcaBook, NYSE Arca Trades, and NYSE Arca BBO, and to Establish a Fee for Managed Non-Services for NYSE Arca BBO
Comments due: October 2, 2014
Additional Materials: Exhibit 5
Comments received are available for this proposal.

SR-NYSEArca-2014-92
34-72971 Sep. 3, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule and, through its wholly owned subsidiary NYSE Arca Equities, Inc. Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services, to Establish a Billing Practice with Respect to Billing Disputes
Comments due: September 30, 2014
Additional Materials: Exhibit 5

SR-NYSEArca-2014-91
34-72954 Sep. 2, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Listing and Trading Shares of ProShares Managed Futures Strategy; ProShares Commodity Managed Futures Strategy; and ProShares Financial Managed Futures Strategy under NYSE Arca Equities Rule 8.200
Comments due: September 29, 2014

SR-NYSEArca-2014-90
34-72889 Aug. 21, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Rules Governing the Short-Term Option Series Program to Introduce Finer Strike Price Intervals for Related Non-Short Term Options
Comments due: September 17, 2014
Additional Materials: Exhibit 5

SR-NYSEArca-2014-89
34-73364 Oct. 15, 2014 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to List and Trade Shares of Eight PIMCO Exchange-Traded Funds
34-72937 Aug. 27, 2014 Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of Eight PIMCO Exchange-Traded Funds under NYSE Arca Equities Rule 8.600
Comments due: September 24, 2014

SR-NYSEArca-2014-88
34-72847 Aug. 14, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change (1) to Reflect a Change to the Value Used by the iShares Silver Trust, ETFS Silver Trust, ETFS White Metals Basket Trust and ETFS Precious Metals Basket Trust with Respect to Calculation of the Net Asset Value of Shares of each Trust; and (2) to Reflect a Change to the Underlying Benchmark for ProShares Ultra Silver and ProShares UltraShort Silver
Comments due: September 10, 2014

SR-NYSEArca-2014-87
34-72915 Aug. 26, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31 to Delete Functionality Permitting Primary Only Orders and Primary Sweep Orders to be Designated with Intermarket Sweep Order Modifiers
Comments due: September 23, 2014
Additional Materials: Exhibit 5

SR-NYSEArca-2014-86
34-72864 Aug. 19, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 6.70 to Make the Rule Applicable to All Transactions on the Exchange
Comments due: September 15, 2014
Additional Materials: Exhibit 5

SR-NYSEArca-2014-84
34-72789 Aug. 7, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Relating to Lead Market Maker Rights Fees
Comments due: September 3, 2014
Additional Materials: Exhibit 5

SR-NYSEArca-2014-82
34-72708 Jul. 29, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Clarifying the Exchange's Use of Certain Data Feeds for Order Handling and Execution, Order Routing, and Regulatory Compliance
Comments due: August 26, 2014
Comments received are available for this proposal.

SR-NYSEArca-2014-81
34-72720 Jul. 30, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule and the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services, Related to Co-location Services
Comments due: August 26, 2014
Additional Materials: Exhibit 5

SR-NYSEArca-2014-79
34-73022 Sep. 9, 2014 Order Granting Approval of Proposed Rule Change, as Modified by Amendments No. 1 and No. 2, to List and Trade Shares of InfraCap MLP ETF under NYSE Arca Equities Rule 8.600
34-72651 Jul. 22, 2014 Notice of Filing of Proposed Rule Change Proposing to List and Trade Shares of InfraCap Active MLP ETF under NYSE Arca Equities Rule 8.600
Comments due: August 18, 2014
Comments received are available for this proposal.

SR-NYSEArca-2014-76
34-73004 Sep. 5, 2014 Order Granting Approval of Proposed Rule Change, as Modified by Amendment Nos. 1, 2, 3, 4, and 5, to List and Trade Shares of the Cambria Global Momentum ETF under NYSE Arca Equities Rule 8.600
34-72631 Jul. 16, 2014 Notice of Filing of Proposed Rule Change as Modified by Amendment No. 1 and Amendment No. 2 Proposing to List and Trade Shares of the Cambria Global Momentum ETF under NYSE Arca Equities Rule 8.600
Comments due: August 12, 2014
Comments received are available for this proposal.

SR-NYSEArca-2014-75
34-72942 Aug. 28, 2014 Order Granting Approval of Proposed Rule Change Amending NYSE Arca Equities Rules 7.6, 7.11, 7.16, 7.31, 7.34, 7.35, 7.37 and 7.65 to Eliminate Certain Order Types, Modifiers and Related References
34-72591 Jul. 10, 2014 Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rules 7.6, 7.11, 7.16, 7.31, 7.34, 7.35, 7.37 and 7.65 to Eliminate Certain Order Types, Modifiers and Related References
Comments due: August 6, 2014
Additional Materials: Exhibit 5

SR-NYSEArca-2014-74
34-72525 Jul. 2, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Options Fee Schedule Relating to Manual Executions by Firms and Broker Dealers
Comments due: July 30, 2014
Additional Materials: Exhibit 5

SR-NYSEArca-2014-73
34-72542 Jul. 3, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Exclude the Date of the Annual Reconstitution of the Russell Investments Indexes for Billing Purposes When Calculating ETP Holder Average Daily Volume of Trade Activity and Consolidated ADV
Comments due: July 31, 2014
Additional Materials: Exhibit 5

SR-NYSEArca-2014-72
34-72560 Jul. 8, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE ArcaBook
Comments due: August 4, 2014
Additional Materials: Exhibit 5

SR-NYSEArca-2014-71
34-73082 Sep. 11, 2014 Order Approving a Proposed Rule Change to List and Trade Shares of the Treesdale Rising Rates ETF under NYSE Arca Equities Rule 8.600
34-72679 Jul. 28, 2014 Notice of Filing of Proposed Rule Change Proposing to List and Trade Shares of Treesdale Rising Rates ETF under NYSE Arca Equities Rule 8.600
Comments due: August 22, 2014

SR-NYSEArca-2014-70
34-72436 Jun. 19, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Use of U.S. Exchange-Listed Options by the AdvisorShares EquityPro ETF (formerly, the Global Alpha & Beta ETF)
Comments due: July 16, 2014

SR-NYSEArca-2014-69
34-72433 Jun. 19, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Holdings in Equity Securities by the Peritus High Yield ETF
Comments due: July 16, 2014

SR-NYSEArca-2014-68
34-72453 Jun. 24, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reflect Changes to the Name of, and the Means of Seeking the Investment Objective Applicable to, the PIMCO Real Return Exchange-Traded Fund
Comments due: July 21, 2014

SR-NYSEArca-2014-67
34-72895 Aug. 21, 2014 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade WBI SMID Tactical Growth Shares; WBI SMID Tactical Value Shares; WBI SMID Tactical Yield Shares; WBI SMID Tactical Select Shares; WBI Large Cap Tactical Growth Shares; WBI Large Cap Tactical Value Shares; WBI Large Cap Tactical Yield Shares; WBI Large Cap Tactical Select Shares; WBI Tactical Income Shares; and WBI Tactical High Income Shares Under NYSE Arca Equities Rule 8.600
34-72526 Jul. 2, 2014 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of WBI SMID Tactical Growth Shares; WBI SMID Tactical Value Shares; WBI SMID Tactical Yield Shares; WBI SMID Tactical Select Shares; WBI Large Cap Tactical Growth Shares; WBI Large Cap Tactical Value Shares; WBI Large Cap Tactical Yield Shares; WBI Large Cap Tactical Select Shares; WBI Tactical Income Shares; and WBI Tactical High Income Shares under NYSE Arca Equities Rule 8.600
Comments due: July 30, 2014
Comments received are available for this proposal.

SR-NYSEArca-2014-66
34-72349 Jun. 9, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reflect a Change to the Reference Index Relating to the Columbia Select Large Cap Value ETF
Comments due: July 7, 2014
Rebuttal comments due: July 18, 2014

SR-NYSEArca-2014-65
34-72381 Jun. 12, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Add an Additional Requirement to Qualify for Step Up Tier 3
Comments due: July 9, 2014

SR-NYSEArca-2014-64
34-72641 Jul. 18, 2014 Order Granting Approval of Proposed Rule Change to List and Trade Shares of the ARK Innovation ETF, ARK Genomic Revolution ETF, ARK Industrial Innovation ETF, and ARK Web x.0 ETF under NYSE Arca Equities Rule 8.600
34-72314 Jun. 4, 2014 Notice of Filing of Proposed Rule Change to List and Trade Shares of the ARK Innovation ETF, ARK Genomic Revolution ETF, ARK Industrial Innovation ETF, and ARK Web x.0 ETF under NYSE Arca Equities Rule 8.600
Comments due: July 1, 2014

SR-NYSEArca-2014-63
34-72791 Aug. 7, 2014 Notice of Withdrawal of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Relating to Lead Market Maker Rights Fees
34-72642 Jul. 18, 2014 Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Relating to Lead Market Maker Rights Fees
Comments due: August 14, 2014
Rebuttal comments due:  August 28, 2014
34-72312 Jun. 4, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Relating to Lead Market Maker Rights Fees
Comments due: July 1, 2014
Additional Materials: Exhibit 5

SR-NYSEArca-2014-62
34-72309 Jun. 4, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Relating to Fees on Strategy Executions
Comments due: July 1, 2014
Additional Materials: Exhibit 5

SR-NYSEArca-2014-61
34-72342 Jun. 6, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Relating to Floor Booth Fees
Comments due: July 3, 2014
Additional Materials: Exhibit 5

SR-NYSEArca-2014-60
34-72192 May 20, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to Exchange Rule 6.72 in Order to Extend the Penny Pilot in Options Classes in Certain Issues through December 31, 2014
Comments due: June 17, 2014
Additional Materials: Exhibit 5

SR-NYSEArca-2014-59
34-72665 Jul. 24, 2014 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of the AdvisorShares Athena High Dividend ETF under NYSE Arca Equities Rule 8.600
34-72298 Jun. 3, 2014 Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the AdvisorShares Athena High Dividend ETF under NYSE Arca Equities Rule 8.600
Comments due: June 30, 2014
Comments received are available for this proposal.

SR-NYSEArca-2014-58
34-72882 Aug. 20, 2014 Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Listing and Trading of Shares of PIMCO Short-Term Exchange-Traded Fund and PIMCO Municipal Bond Exchange-Traded Fund under NYSE Arca Equities Rule 8.600
34-72509 Jul. 1, 2014 Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of PIMCO Short-Term Exchange-Traded Fund and PIMCO Municipal Bond Exchange-Traded Fund under NYSE Arca Equities Rule 8.600
Comments due: July 29, 2014
Comments received are available for this proposal.

SR-NYSEArca-2014-57
34-72853 Aug. 15, 2014 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendments No. 1 and No. 2 to List and Trade Shares of the PIMCO Foreign Bond Exchange-Traded Fund (U.S. Dollar-Hedged), PIMCO Foreign Bond Exchange-Traded Fund (Unhedged), PIMCO Global Advantage Bond Exchange-Traded Fund, and PIMCO International Advantage Bond Exchange-Traded Fund
Comments due: September 11, 2014
34-72531 Jul. 3, 2014 Notice of Filing of Amendment No. 1 and Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to List and Trade Shares of the PIMCO Foreign Bond Exchange-Traded Fund (U.S. Dollar-Hedged), PIMCO Foreign Bond Exchange-Traded Fund (Unhedged), PIMCO Global Advantage Bond Exchange-Traded Fund, and PIMCO International Advantage Bond Exchange-Traded Fund
Comments due: July 30, 2014
34-72180 May 16, 2014 Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of the following under NYSE Arca Equities Rule 8.600: PIMCO Foreign Bond Exchange-Traded Fund (U.S. Dollar-Hedged), PIMCO Foreign Bond Exchange-Traded Fund (Unhedged), PIMCO Global Advantage Bond Exchange-Traded Fund, and PIMCO International Advantage Bond Exchange-Traded Fund
Comments due: June 12, 2014
Comments received are available for this proposal.

SR-NYSEArca-2014-56
34-72867 Aug. 19, 2014 Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change Relating to Listing and Trading of Shares of the PIMCO Income Exchange-Traded Fund under NYSE Arca Equities Rule 8.600
Comments due: September 15, 2014
Rebuttal comments due: September 29, 2014
34-72458 Jun. 24, 2014 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to the Listing and Trading of Shares of the PIMCO Income Exchange-Traded Fund under NYSE Arca Equities Rule 8.600
34-72170 May 15, 2014 Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of the PIMCO Income Exchange-Traded Fund under NYSE Arca Equities Rule 8.600
Comments due: June 11, 2014

SR-NYSEArca-2014-55
34-72160 May 13, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Arca Rule 9.1(b) to Harmonize NYSE Arca's Rules with the Rules of Other Self-Regulatory Organizations Concerning Office Space Sharing
Comments due: June 9, 2014
Additional Materials: Exhibit 5

SR-NYSEArca-2014-54
34-72159 May 13, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Deleting NYSE Arca Equities Rule 9.1(b) to Harmonize NYSE Arca's Rules with the Rules of Other Self-Regulatory Organizations Concerning Office Space Sharing
Comments due: June 9, 2014
Additional Materials: Exhibit 5

SR-NYSEArca-2014-53
34-72085 May 2, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.91 to Adopt Rules Governing an Opening Auction Process for Electronic Complex Orders and to Amend and Reorganize Existing Rules Specifying Available Electronic Complex Order types and Modifiers
Comments due: May 29, 2014
Additional Materials: Exhibit 5

SR-NYSEArca-2014-52
34-72157 May 13, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Name Changes of Its Ultimate Parent, IntercontinentalExchange Group, Inc., and Its Indirect Parents, IntercontinentalExchange, Inc. and NYSE Euronext Holdings LLC
Comments due: June 9, 2014
Additional Materials: Exhibit 5

SR-NYSEArca-2014-51
34-72074 May 1, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Offering ArcaBook for Arca Options - Complex on a Standalone Basis Without Charge from May 1, 2014 through October 31, 2014
Comments due: May 28, 2014
Additional Materials: Exhibit 5

SR-NYSEArca-2014-50
34-72102 May 6, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .01 to Rule 6.3. to Replace the Reference to "GOOG" with "GOOGL"
Comments due: June 2, 2014
Additional Materials: Exhibit 5

SR-NYSEArca-2014-48
34-72434 Jun. 19, 2014 Order Granting Approval of Proposed Rule Changes Relating to Clearly Erroneous Executions
Additional File Nos.: SR-BATS-2014-014, SR-BX-2014-021, SR-BYX-2014-007, SR-CHX-2014-06, SR-EDGA-2014-11, SR-EDGX-2014-12, SR-FINRA-2014-021, SR-ISE-2014-25, SR-NASDAQ-2014-044, SR-NSX-2014-08, SR-NYSE-2014-22, SR-NYSEMKT-2014-37, SR-Phlx-2014-27
34-72050 Apr. 30, 2014 Notice of Filing of Proposed Rule Change Adding New Paragraphs (j) and (k) to Rule 7.10, Entitled "Clearly Erroneous Executions 1 2 Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the "Act") and 3Rule 19b-4 thereunder, notice is hereby given that, on April 21, 2014, NYSE Arca, Inc. (the "Exchange" or "NYSE Arca") filed with the Securities and Exchange Commission (the "Commission") the proposed rule change as described in Items I, II, and III below, which Items have been prepared by the self-regulatory organization. The Commission is publishing this notice to solicit comments on the proposed rule change from interested person
Comments due: May 27, 2014
Additional Materials: Exhibit 5

SR-NYSEArca-2014-47
34-72439 Jun. 20, 2014 Notice of Filing of Amendments No. 2 and No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by ®Amendments No. 1, No. 2, and No. 3 to List and Trade Shares of Fidelity Corporate Bond ETF Managed Shares under NYSE Arca Equities Rule 8.600
Comments due: July 17, 2014
See also: Notice: Rel. No. 34-72068
34-72068 May 1, 2014 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Proposing to List and Trade Shares of Fidelity® Corporate Bond ETF Managed Shares under NYSE Arca Equities Rule 8.600
Comments due: May 27, 2014
See also: Notice: Rel. No. 34-72439
Comments received are available for this proposal.

SR-NYSEArca-2014-46
34-72748 Aug. 4, 2014 Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to List and Trade Shares of the Fidelity Investment Grade Bond ETF, Fidelity Limited Term Bond ETF, and Fidelity Total Bond ETF Under NYSE Arca Equities Rule 8.600
Comments due: August 29, 2014
Comments received are available for this proposal.
34-72422 Jun. 18, 2014 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Fidelity Investment Grade Bond ETF; Fidelity Limited Term Bond ETF; and Fidelity Total Bond ETF under NYSE Arca Equities Rule 8.600
34-72064 May 1, 2014 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of Fidelity Investment Grade Bond ETF; Fidelity Limited Term Bond ETF; and Fidelity Total Bond ETF under NYSE Arca Equities Rule 8.600
Comments due: May 27, 2014
Comments received are available for this proposal.

SR-NYSEArca-2014-45
34-72464 Jun. 25, 2014 Order Approving a Proposed Rule Change Governing the Continued Listing and Trading of Shares of the PowerShares Insured California Municipal Bond Portfolio, PowerShares Insured National Municipal Bond Portfolio, and PowerShares Insured New York Municipal Bond Portfolio
34-72139 May 9, 2014 Notice of Filing of Proposed Rule Change Relating to PowerShares Insured California Municipal Bond Portfolio, PowerShares Insured National Municipal Bond Portfolio, and PowerShares Insured New York Municipal Bond Portfolio
Comments due: June 5, 2014

SR-NYSEArca-2014-44
34-72645 Jul. 18, 2014 Order Granting Approval of Proposed Rule Change Relating to Listing and Trading Shares of First Trust Long/Short Equity ETF under NYSE Arca Equities Rule 8.600
34-72299 Jun. 3, 2014 Notice of Filing of Proposed Rule Change Relating to Listing and Trading Shares of First Trust Long/Short Equity ETF under NYSE Arca Equities Rule 8.600
Comments due: June 30, 2014

SR-NYSEArca-2014-43
34-71965 Apr. 17, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.62 to Remove the Size Restriction on Contra-Party Participation on a Qualified Contingent Cross Order
Comments due: May 14, 2014
Additional Materials: Exhibit 5

SR-NYSEArca-2014-42
34-72336 Jun. 5, 2014 Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of Shares of Schwab Active Short Duration Income ETF; Schwab TargetDuration 2-Month ETF; Schwab TargetDuration 9-Month ETF; and Schwab TargetDuration 12-Month ETF under NYSEArca Equities Rule 8.600
34-72028 Apr. 25, 2014 Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of Schwab Active Short Duration Income ETF; Schwab TargetDuration 2-Month ETF; Schwab TargetDuration 9-Month ETF; and Schwab TargetDuration 12-Month ETF under NYSEArca Equities Rule 8.600
Comments due: May 22, 2014

SR-NYSEArca-2014-41
34-72714 Jul. 29, 2014 Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change, as Modified by Amendment Nos. 1 and 4 Thereto, Relating to Listing and Trading of Shares of the Reality Shares DIVS Index ETF under NYSE Arca Equities Rule 5.2(j)(3)
Comments due: August 26, 2014
Rebuttal comments due:  September 9, 2014
34-72385 Jun. 13, 2014 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment Nos. 1 and 4 Thereto, Relating to Listing and Trading of Shares of the Reality Shares DIVS Index ETF under NYSE Arca Equities Rule 5.2(j)(3)
34-72015 Apr. 24, 2014 Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of Reality Shares Isolated Dividend Growth Index ETF under NYSE Arca Equities Rule 5.2(j)(3)
Comments due: May 21, 2014
Comments received are available for this proposal.

SR-NYSEArca-2014-40
34-72018 Apr. 25, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange rules governing Letters of Guarantee and Letters of Authorization
Comments due: May 22, 2014

SR-NYSEArca-2014-39
34-71982 Apr. 21, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rules 1.1, 7.31, 7.34, 7.35, 7.37 and 7.43 to Update Rules Related to the Exchange's Order Types and Modifiers
Comments due: May 16, 2014
Additional Materials: Exhibit 5

SR-NYSEArca-2014-38
34-71960 Apr. 17, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Revising the Schedule for Implementing the Exchange's Recently Approved Retail Liquidity Program Pursuant to NYSE Arca Equities Rule 7.44
Comments due: May 14, 2014

SR-NYSEArca-2014-37
34-72523 Jul. 2, 2014 Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Listing and Trading of the Shares of iShares 2020 S&P AMT-Free Municipal Series under NYSE Arca Equities Rule 5.2(j)(3), Commentary .02
34-72172 May 15, 2014 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Listing and Trading of the Shares of iShares 2020 S&P AMT-Free Municipal Series under NYSE Arca Equities Rule 5.2(j)(3), Commentary .02
Comments due: June 11, 2014
Comments received are available for this proposal.

SR-NYSEArca-2014-36
34-71869 Apr. 4, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period Applicable to Rule 6.65A(c), Which Addresses How the Exchange Treats Obvious and Catastrophic Errors During Periods of Extreme Market Volatility, until February 20, 2015
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NYSEArca-2014-35
34-71946 Apr. 15, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Regarding Transaction Fees and Credits
Comments due: May 12, 2014
Additional Materials: Exhibit 5

SR-NYSEArca-2014-34
34-71933 Apr. 11, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Professional User Fees for NYSE Arca Options Market Data, Operative on April 1, 2014
Comments due: May 8, 2014

SR-NYSEArca-2014-33
34-71912 Apr. 9, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Raise the Fee and Fee Cap for Market and Auction-Only Orders Executed in an Opening, Market Order or Trading Halt Auction; Modify the Fees Charges for Routing Orders to The New York Stock Exchange LLC; and Modify Certain Credits in the Basic Rate Pricing
Comments due: May 6, 2014
Additional Materials: Exhibit 5

SR-NYSEArca-2014-32
34-71807 Mar. 26, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposing to Extend a Pilot Program Related to Rule 7.10, Entitled "Clearly Erroneous Executions"
Comments due: 21 days after publication in the Federal Register
Additional Materials:  Exhibit 5

SR-NYSEArca-2014-31
34-71845 Apr. 1, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Option Trading Rules to Extend the Operation of Its Pilot Program Regarding Minimum Value Sizes for Opening Transactions in New Series of Flexible Exchange Options
Comments due: 21 days after publication in the Federal Register
Additional Materials:  Exhibit 5

SR-NYSEArca-2014-30

SR-NYSEArca-2014-30
34-73320 Oct. 8, 2014 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of Hull Tactical US ETF under NYSE Arca Equities Rule 8.600
Comments due: 21 days after publication in the Federal Register
34-72571 Jul. 9, 2014 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Relating to the Listing and Trading of Shares of Hull Tactical US ETF under NYSE Arca Equities Rule 8.600
Comments due: August 5, 2014
Rebuttal Comments due: August 19, 2014
Comments received are available for this proposal.
34-72214 May 21, 2014 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Listing and Trading Shares of Hull Tactical US ETF under NYSE Arca Equities Rule 8.600
34-72214 May 21, 2014 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Listing and Trading Shares of Hull Tactical US ETF under NYSE Arca Equities Rule 8.600
34-71894 Apr. 7, 2014 Notice of Filing of Proposed Rule Change Relating to Listing and Trading Shares of Hull Tactical US ETF under NYSE Arca Equities Rule 8.600
Comments due: 21 days after publication in the Federal Register

SR-NYSEArca-2014-28
34-71909 Apr. 9, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change, as Modified by Amendment No. 1, Amending Rule to Change the Time By Which Purchase Orders and Redemption Orders Must Be Placed with Respect to the Market Vectors Low Volatility Commodity ETF and Market Vectors Long/Short Commodity ETF
Comments due: May 6, 2014
Comments received are available for this proposal.

SR-NYSEArca-2014-27
34-71818 Mar. 27, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.62 to Specifically Address the Number and Size of Contra-Parties to a Qualified Contingent Cross Order
Comments due: 21 days after publication in the Federal Register
Additional Materials:  Exhibit 5

SR-NYSEArca-2014-26
34-71779 Mar. 24, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Changes to the Means of Achieving the Investment Objective Applicable to the db-X Ultra-Short Duration Fund
Comments due: 21 days after publication in the Federal Register

SR-NYSEArca-2014-25
34-72537 Jul. 3, 2014 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, to Make Permanent Its Pilot Program Regarding Minimum Value Sizes for Opening Transactions in New Series of Flexible Exchange Options and Establish New Minimum Value Sizes Applicable to Other FLEX Transactions and FLEX Quot
Comments due: July 31, 2014
34-71839 Apr. 1, 2014 Notice of Filing of Proposed Rule Change to Make Permanent Its Pilot Program Regarding Minimum Value Sizes for Opening Transactions in New Series of Flexible Exchange Options and Establish New Minimum Value Sizes Applicable to Other FLEX Transactions and FLEX Quotes
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Comments received are available for this proposal.

SR-NYSEArca-2014-24
34-71750 Mar. 19, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Expanding the Short-Term Option Series Program
Comments due: April 15, 2014
Additional Materials:  Exhibit 5

SR-NYSEArca-2014-23
34-72138 May 9, 2014 Order Approving a Proposed Rule Change to List and Trade Shares of the iShares Interest Rate Hedged Corporate Bond ETF and iShares Interest Rate Hedged High Yield Bond ETF Under NYSE Arca Equities Rule 8.600
34-71778 Mar. 24, 2014 Notice of Filing of Proposed Rule Change to List and Trade Shares of the iShares Interest Rate Hedged Corporate Bond ETF and iShares Interest Rate Hedged High Yield Bond ETF under NYSE Arca Equities Rule 8.600
Comments due: 21 days after publication in the Federal Register

SR-NYSEArca-2014-22
34-71722 Mar. 13, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Establish Pricing for the Retail Liquidity Program and Make Certain Changes Relating to Open Orders
Comments due: April 9, 2014
Additional Materials:  Exhibit 5

SR-NYSEArca-2014-21
34-71780 Mar. 24, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.44 to Change the Priority of Displayable Odd Lot Interest Within the Recently Approved Retail Liquidity Program
Comments due: 21 days after publication in the Federal Register
Additional Materials:  Exhibit 5

SR-NYSEArca-2014-20
34-73081 Sep. 11, 2014 Order Granting Approval of Proposed Rule Change, as Modified by Amendment Nos. 3 and 5, Relating to the Listing and Trading of Shares of Reality Shares DIVS ETF under NYSE Arca Equities Rule 8.600
34-72347 Jun. 9, 2014 Notice of Filing of Amendment Nos. 3 and 5 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment Nos. 3 and 5, Relating to the Listing and Trading of Shares of Reality Shares DIVS ETF under NYSE Arca Equities Rule 8.600
Comments due: July 7, 2014
Rebuttal comments due: 35 days after publication in the Federal Register
34-72000 Apr. 23, 2014 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 2, to List and Trade Shares of Reality Shares Isolated Dividend Growth ETF under NYSE Arca Equities Rule 8.600
34-71686 Mar. 11, 2014 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 2, Relating to the Listing and Trading of Reality Shares Isolated Dividend Growth ETF under NYSE Arca Equities Rule 8.600
Comments due: April 7, 2014
Comments received are available for this proposal.

SR-NYSEArca-2014-19
34-71999 Apr. 23, 2014 Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 2 and 3, to List and Trade Shares of the iShares Core Allocation Conservative ETF, iShares Core Allocation Moderate ETF, iShares Core Allocation Moderate Growth ETF, and iShares Core Allocation Growth ETF under NYSE Arca Equities Rule 8.600
Comments due: May 20, 2014
34-71702 Mar. 12, 2014 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 2, to List and Trade Shares of the iShares Core Allocation Conservative ETF, iShares Core Allocation Moderate ETF, iShares Core Allocation Moderate Growth ETF, and iShares Core Allocation Growth ETF under NYSE Arca Equities Rule 8.600
Comments due: April 8, 2014
Comments received are available for this proposal.

SR-NYSEArca-2014-18
34-71635 Feb. 28, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reflect Changes to the Means of Achieving the Investment Objective Applicable to the Newfleet Multi-Sector Income ETF
Comments due: March 27, 2014

SR-NYSEArca-2014-17
34-71542 Feb. 12, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Regarding Transaction Fees and Credits
Comments due: March 12, 2014

SR-NYSEArca-2014-13
34-71503 Feb. 6, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Add A New Pricing Tier Applicable to Orders that Add Liquidity on the Exchange
Comments due: March 5, 2014
Additional Materials:  Exhibit 5

SR-NYSEArca-2014-12
34-71483 Feb. 5, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Amending the Fees for NYSE ArcaBook
Comments due: March 4, 2014
Additional Materials:  Exhibit 5
Comments received are available for this proposal.

SR-NYSEArca-2014-11
34-71767 Mar. 21, 2014 Order Granting Approval of Proposed Rule Change to List and Trade Shares of the SPDR SSgA Risk Aware ETF; SPDR SSgA Large Cap Risk Aware ETF; and SPDR SSgA Small Cap Risk Aware ETF under NYSE Arca Equities Rule 8.600
34-71468 Feb. 3, 2014 Notice of Filing of Proposed Rule Change to List and Trade Shares of the SPDR SSgA Risk Aware ETF; SPDR SSgA Large Cap Risk Aware ETF; and SPDR SSgA Small Cap Risk Aware ETF under NYSE Arca Equities Rule 8.600
Comments due: February 28, 2014

SR-NYSEArca-2014-10
34-72901 Aug. 22, 2014 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Adopt NYSE Arca Equities Rule 8.900, Which Permits the Listing and Trading of Managed Portfolio Shares, and to List and Trade Shares of the ActiveSharesSM Large-Cap Fund, ActiveSharesSM Mid-Cap Fund, and ActiveSharesSM Multi-Cap Fund Pursuant to that Rule
34-72255 May 27, 2014 Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Adopt NYSE Arca Equities Rule 8.900, Which Permits the Listing and Trading of Managed Portfolio Shares, and to List and Trade Shares of the ActiveSharesSM Large-Cap Fund, ActiveSharesSM Mid-Cap Fund, and ActiveSharesSM Multi-Cap Fund Pursuant to that Rule
Rebuttal comments due: July 7, 2014
See also: Notice: Rel. No. 34-71895, Notice: Rel. No. 34-71588
34-71895 Apr. 7, 2014 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Adopt NYSE Arca Equities Rule 8.900, Which Permits the Listing and Trading of Managed Portfolio Shares, and to List and Trade Shares of the ActiveSharesSM Large-Cap Fund, ActiveSharesSM Mid-Cap Fund, and ActiveSharesSM Multi-Cap Fund Pursuant to that Rule
See also: Notice: Rel. No. 34-71588
34-71588 Feb. 20, 2014 Notice of Filing of Proposed Rule Change to Adopt NYSE Arca Equities Rule 8.900, Which Permits the Listing and Trading of Managed Portfolio Shares, and to List and Trade Shares of the ActiveSharesSM Large-Cap Fund, ActiveSharesSM Mid-Cap Fund, and ActiveSharesSM Multi-Cap Fund Pursuant to that Rule
Comments due: March 19, 2014
Additional Materials:  Exhibit 5
Comments received are available for this proposal.

SR-NYSEArca-2014-09
34-71475 Feb. 4, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Eliminate the Tape B Adding Tier and Modify the Tape B Step Up Tier
Comments due: March 3, 2014
Additional Materials:  Exhibit 5

SR-NYSEArca-2014-08
34-71721 Mar. 13, 2014 Order Granting Approval of Proposed Rule Change Relating to a Corporate Action in which Its Indirect Parent, NYSE Euronext Holdings LLC, Will Become a Wholly-Owned Subsidiary of IntercontinentalExchange, Inc.
Additional File Nos.: SR-NYSEMKT-2014-10, SR-NYSE-2014-04
34-71394 Jan. 24, 2014 Notice of Filing of Proposed Rule Change Relating to a Corporate Action in which Its Indirect Parent, NYSE Euronext Holdings LLC, Will Become a Wholly Owned Subsidiary of IntercontinentalExchange, Inc.
Comments due: February 20, 2014
Additional Materials:  Exhibit 5A, Exhibit 5B, Exhibit 5C, Exhibit 5D1, Exhibit 5D2, Exhibit 5E, and Exhibit 5F

SR-NYSEArca-2014-07
34-71386 Jan. 24, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Updating the Description of the Data Included in the ArcaBook Equities Data Feed
Comments due: February 20, 2014

SR-NYSEArca-2014-06
34-71409 Jan. 27, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase Its Options Regulatory Fee
Comments due: February 21, 2014
Additional Materials:  Exhibit 5

SR-NYSEArca-2014-05
34-71349 Jan. 17, 2014 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Reflect a Change to the Means of Achieving the Investment Objective Applicable to the STAR™ Global Buy-Write ETF
Comments due: February 14, 2014

SR-NYSEArca-2014-04
34-73282 Oct. 1, 2014 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend NYSE Arca, Inc.'s Rules by Revising the Order of Priority of Bids and Offers When Executing Orders in Open Outc
See also: Notice: Rel. No. 34-72703, Notice: Rel. No. 34-72081, Notice: Rel. No. 34-71733, Notice: Rel. No. 34-71425

SR-NYSEArca-2014-04
34-72703 Jul. 29, 2014 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend NYSE Arca, Inc.'s Rules by Revising the Order of Priority of Bids and Offers When Executing Orders in Open Outcry
34-72081 May 2, 2014 Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Amend NYSE Arca, Inc.'s Rules by Revising the Order of Priority of Bids and Offers When Executing Orders in Open Outc
Comments due: May 29, 2014
34-71733 Mar. 18, 2014 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change to Amend its Rules by Revising the Order of Priority of Bids and Offers when Executing Orders in Open Outcry
34-71425 Jan. 28, 2014 Notice of Filing of Proposed Rule Change to Amend its Rules by Revising the Order of Priority of Bids and Offers when Executing Orders in Open Outcry
Comments due: February 26, 2014
Additional Materials:  Exhibit 5
Comments received are available for this proposal.

SR-NYSEArca-2014-03
34-71367 Jan. 22, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(b)(2) to Specify that the Exchange Would Not Apply Limit Order Price Protection to Limit Orders Entered Before Core Trading Hours that are Designated for the Core Trading Session or the Market Order Auction
Comments due: February 18, 2014
Additional Materials:  Exhibit 5

SR-NYSEArca-2014-02
34-71631 Feb. 27, 2014 Order Granting Approval of Proposed Rule Change Amending Its Rules in Order to Clarify the Applicability and Functionality of Certain Order Types on the Exchange
34-71293 Jan. 14, 2014 Notice of Filing of Proposed Rule Change Amending Its Rules in Order to Clarify the Applicability and Functionality of Certain Order Types on the Exchange
Comments due: February 11, 2014
Additional Materials:  Exhibit 5

SR-NYSEArca-2014-01
34-71366 Jan. 22, 2014 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31 to Add a Minimum Execution Size Designation for Tracking Orders and MPL-IOC Orders
Comments due: February 18, 2014
Additional Materials:  Exhibit 5

 

http://www.sec.gov/rules/sro/nysearca.shtml


Modified: 10/17/2014