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NYSE Arca Rulemaking

We encourage the public to submit comments on the following NYSE Arca, Inc. (NYSE Arca; formerly Pacific Exchange, Inc.) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Third Quarter |  Second Quarter |  First Quarter

NYSE Arca File Number List for 2015

Additional Archives


Chronological List
Release No. Date Details
Third Quarter

SR-NYSEArca-2015-56
34-75801 Sep. 1, 2015 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Adopting New Equity Trading Rules Relating to Orders and Modifiers and the Retail Liquidity Program to Reflect the Implementation of Pillar, the Exchange’s New Trading Technology Platform
See also: Notice: Rel. No. 34-75497

SR-NYSEArca-2015-58
34-75800 Sep. 1, 2015 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Adopting New Equity Trading Rules Relating to Trading Halts, Short Sales, Limit Up-Limit Down, and Odd Lots and Mixed Lots to Reflect the Implementation of Pillar, the Exchange’s New Trading Technology Platform
See also: Notice: Rel. No. 34-75467

SR-NYSEArca-2015-72
34-75750 Aug. 21, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Use of Derivative Instruments by the SPDR Blackstone/GSO Senior Loan ETF
Comments due:  September 17, 2015

SR-NYSEArca-2015-70
34-75722 Aug. 18, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Modify the Credits the Exchange Provides for Routing Certain Orders to the New York Stock Exchange LLC
Comments due:  September 14, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-71
34-75704 Aug. 14, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule
Comments due:  September 10, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-68
34-75698 Aug. 14, 2015 Notice of Filing of Proposed Rule Change Relating to Implementation of a Fee on Securities Lending and Repurchase Transactions with Respect to Shares of the CurrencyShares® Euro Trust and the CurrencyShares® Japanese Yen Trust
Comments due:  September 10, 2015
Additional Materials:  Exhibit 2a; Exhibit 2b

SR-NYSEArca-2015-67
34-75662 Aug. 11, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Holdings By the iShares Interest Rate Hedged Corporate Bond ETF and iShares Interest Rate Hedged High Yield Bond ETF
Comments due:  September 8, 2015

SR-NYSEArca-2015-65
34-75641 Aug. 7, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.15 to Establish Exchange Rules Governing the Give Up of a Clearing Member by Options Trading Permit Holders and OTP Firms and Conforming Changes to Rules 6.66 and 6.79
Comments due:  September 3, 2015
Additional Materials: Exhibit 3A, Exhibit 3B, Exhibit 3C, Exhibit 5

SR-NYSEArca-2015-01
34-75569 Jul. 30, 2015 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Amending NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 Relating to Listing of Investment Company Units Based on Municipal Bond Indexes
See also: Notice: Rel. No. 34-74175, Notice: Rel. No. 34-74534, Notice: Rel. No. 34-74863

SR-NYSEArca-2015-42
34-75566 Jul. 30, 2015 Order Approving a Proposed Rule Change, as Modified by Amendments No. 1 and No. 2, to List and Trade of Shares of Newfleet Multi-Sector Unconstrained Bond ETF under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-75247

SR-NYSEArca-2015-50
34-75540 Jul. 28, 2015 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Cambria Sovereign High Yield Bond ETF and the Cambria Value and Momentum ETF Under NYSE Arca Equities Rule 8.600
Comments due: August 25, 2015
See also: Notice: Rel. No. 34-75311

SR-NYSEArca-2015-66
34-75530 Jul. 27, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule
Comments due: August 21, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-56
34-75497 Jul. 21, 2015 Notice of Filing of Proposed Rule Change Adopting New Equity Trading Rules Relating to Orders and Modifiers and the Retail Liquidity Program to Reflect the Implementation of Pillar, the Exchange’s New Trading Technology Platform
Comments due: August 18, 2015
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-75801
Comments received are available for this proposal.

SR-NYSEArca-2015-43
34-75493 Jul. 20, 2015 Order Approving Proposed Rule Changes Relating to the Complex Order Auction Process and Order Exposure Requirements
Additional File No.: SR-NYSEMKT-2015-41
See also: Notice: Rel. No. 34-75096

SR-NYSEArca-2015-38
34-75494 Jul. 20, 2015 Order Approving a Proposed Rule Change Adopting New Equity Trading Rules Relating to Trading Sessions, Order Ranking and Display, and Order Execution to Reflect the Implementation of Pillar, the Exchange’s New Trading Technology Platform
See also: Notice: Rel. No. 34-75273, Notice: Rel. No. 34-74951

SR-NYSEArca-2015-63
34-75475 Jul. 16, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Change in the Size of a Creation Unit Applicable to Shares of the PIMCO Total Return Active Exchange-Traded Fund
Comments due:  August 12, 2015

SR-NYSEArca-2015-62
34-75469 Jul. 16, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule
Comments due:  August 12, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-58
34-75467 Jul. 16, 2015 Notice of Filing of Proposed Rule Change for New Equity Trading Rules Relating to Trading Halts, Short Sales, Limit Up-Limit Down, and Odd Lots and Mixed Lots to Reflect the Implementation of Pillar, the Exchange's New Trading Technology Platform
Comments due:  August 12, 2015
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-75800

SR-NYSEArca-2015-25
34-75468 Jul. 16, 2015 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the iShares iBonds Dec 2021 AMT-Free Muni Bond ETF and iShares iBonds Dec 2022 AMT-Free Muni Bond ETF under NYSE Arca Equities Rule 5.2(j)(3)
See also: Notice: Rel. No. 34-74730, Notice: Rel. No. 34-75093

SR-NYSEArca-2015-44
34-75461 Jul. 15, 2015 Notice of Filing of Amendment Nos. 1, 2, and 3 and Order Approving on an Accelerated Basis a Proposed Rule Change, as Modified by ®Amendment Nos. 1, 2, and 3, to List and Trade Shares of the SPDR SSgA Flexible Allocation ETF under NYSE Arca Equities Rule 8.600
Comments due:  August 11, 2015
See also: Notice: Rel. No. 34-75071

SR-NYSEArca-2015-55
34-75449 Jul. 14, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services
Comments due:  August 10, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-60
34-75440 Jul. 13, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Allowing the Listing of Options Overlying Portfolio Depositary Receipts and Index Fund Shares that are Listed Pursuant to Generic Listing Standards on Equities Exchanges for Series of ETFs Based on International or Global Indexes Under Which a Comprehensive Surveillance Sharing Agreement is not Required
Comments due:  August 7, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-57
34-75434 Jul. 13, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding a Pricing Tier Applicable to Orders of ETP Holders for Tape A, Tape B and Tape C Securities that are Eligible to be Routed Away from the Exchange
Comments due:  August 7, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-61
34-75415 Jul. 9, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .06 to Rule 6.8 to Extend the Pilot Program that Eliminated the Position Limits for Options on SPDR S&P 500 ETF
Comments due:  August 5, 2015
Additional Materials: Exhibit 3, Exhibit 5

SR-NYSEArca-2015-18
34-75376 Jul. 7, 2015 Order Granting Approval of Proposed Rule Change Relating to Listing and Trading under NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 of Shares of the Vanguard Tax-Exempt Bond Index Fund
See also: Notice: Rel. No. 34-74701, Notice: Rel. No. 34-75042

SR-NYSEArca-2015-53
34-75357 Jul. 2, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule to Discontinue Certain Fees
Comments due:  July 30, 2015
Additional Materials: Exhibit 5
Second Quarter

SR-NYSEArca-2015-17
34-75323 Jun. 29, 2015 Order Approving Proposed Rule Change Amending Rule 6.35 to Modify the Appointment Process Utilized by the Exchange
See also: Notice: Rel. No. 34-74635, Notice: Rel. No. 34-74635

SR-NYSEArca-2015-50
34-75311 Jun. 26, 2015 Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of the Cambria Sovereign High Yield Bond ETF and the Cambria Value and Momentum ETF under NYSE Arca Equities Rule 8.600
Comments due:  July 23, 2015
See also: Notice/Order: Rel. No. 34-75540
Comments received are available for this proposal.

SR-NYSEArca-2015-54
34-75289 Jun. 24, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 1.1 Governing Definitions and Various Equity Trading Rules in Order to Eliminate Obsolete References
Comments due:  July 21, 2015
Additional Materials: Exhibit 5
Comments received are available for this proposal.

SR-NYSEArca-2015-52
34-75282 Jun. 24, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rules 7.25 and 8.800 in Order to Allow An Issuer to Elect for its Exchange Traded Product to Participate in the Crowd Participant Program or the ETP Incentive Program Monthly Rather than Quarterly and to Extend the Effectiveness of the Crowd Participant Program until June 23, 2016
Comments due:  July 21, 2015

SR-NYSEArca-2015-51
34-75280 Jun. 24, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to Exchange Rule 6.72 in Order to Extend the Penny Pilot in Options Classes in Certain Issues through June 30, 2016
Comments due:  July 21, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-38
34-75273 Jun. 23, 2015 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Adopting New Equity Trading Rules Relating to Trading Sessions, Order Ranking and Display, and Order Execution to Reflect the Implementation of Pillar, the Exchange’s New Trading Technology Platform
See also: Order: Rel. No. 34-75494; Notice: Rel. No. 34-74951

SR-NYSEArca-2015-42
34-75247 Jun. 18, 2015 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of Newfleet Multi-Sector Unconstrained Bond ETF under NYSE Arca Equities Rule 8.600
Comments due:  July 15, 2015
See also: Notice: Rel. No. 34-75566
Comments received are available for this proposal.

SR-NYSEArca-2015-23
34-75244 Jun. 18, 2015 Order Granting Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 3 Thereto, Relating to the Listing and Trading of Shares of the ALPS Enhanced Put Write Strategy ETF under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-74839

SR-NYSEArca-2014-117
34-75191 Jun. 17, 2015 Order Disapproving Proposed Rule Change to Remove the Exchange’s Quote Mitigation Plan as Provided in Commentary .03 to Exchange Rule 6.86
See also: Notice: Rel. No. 34-73362, Notice: Rel. No. 34-73720, Notice: Rel. No. 34-74088, Notice: Rel. No. 34-74705

SR-NYSEArca-2015-45
34-75156 Jun. 11, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Revising the Schedule for Implementing the Exchange's Recently Approved Rule to Provide a Price Protection for Market Maker Quotes Pursuant to Rule 6.61
Comments due: July 8, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-29
34-75155 Jun. 11, 2015 Order Approving Proposed Rule Change to Amend NYSE Arca Rules 3.1 and 3.3 and Section 4.01(a) of the Exchange's Bylaws to Establish a Regulatory Oversight Committee as a Committee of the Board of Directors of the Exchange
See also: Notice: Rel. No. 34-74824

SR-NYSEArca-2015-49
34-75123 Jun. 9, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Modify the Credits for Mid-Point Passive Liquidity Orders
Comments due: July 6, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-02
34-75115 Jun. 5, 2015 Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend NYSE Arca Equities Rule 8.600 to Adopt Generic Listing Standards for Managed Fund Shares
Comments due: July 2, 2015
Rebuttal comments due: July 16, 2015
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-74755, Notice: Rel. No. 34-74433

SR-NYSEArca-2015-48
34-75102 Jun. 3, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule to Modify Certain of Its Posting Credits
Comments due: June 30, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-47
34-75100 Jun. 3, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Representation Regarding the AdvisorShares WCM/BNY Mellon Focused Growth ADR ETF’s Holdings of American Depositary Receipts
Comments due: June 30, 2015

SR-NYSEArca-2015-43
34-75096 Jun. 2, 2015 Notice of Filing of Proposed Rule Change Amending Rule 6.91(c), Electronic Complex Order Auction Process Removing the Limitation on Who Can Respond to a COA and Provide a Response Time Interval of at least 500 Milliseconds; and Rule 6.47A, Order Exposure Requirements-OX to Add Use of the COA for a User to Satisfy the Order Exposure Requirement in Rule 6.47A and Delete the Reference in Rule 6.91(c) to the Order Exposure Requirements -OX Being Separate from the Duration of the COA Response Time Interval
Comments due: June 29, 2015
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-75493

SR-NYSEArca-2015-25
34-75093 Jun. 2, 2015 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the iShares iBonds Dec 2021 AMT-Free Muni Bond ETF and iShares iBonds Dec 2022 AMT-Free Muni Bond ETF under NYSE Arca Equities Rule 5.2(j)(3)
See also: Notice: Rel. No. 34-74730

SR-NYSEArca-2015-46
34-75087 Jun. 1, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Representation Regarding Investment in Certain Mortgage-Related Securities by the AdvisorShares Sage Core Reserves ETF
Comments due: June 26, 2015

SR-NYSEArca-2015-44
34-75071 May 29, 2015 Notice of Filing of Proposed Rule Change to List and Trade Shares of the SPDR® SSgA Flexible Allocation ETF under NYSE Arca Equities Rule 8.600
Comments due: June 25, 2015
See also: Notice/Order: Rel. No. 34-75461
Comments received are available for this proposal.

SR-NYSEArca-2015-18
34-75042 May 26, 2015 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Listing and Trading under NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 of Shares of the Vanguard Tax-Exempt Bond Index Fund
See also: Notice: Rel. No. 34-74701

SR-NYSEArca-2015-17
34-75032 May 21, 2015 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Modify the Appointment Process Utilized by the Exchange
See also: Notice: Rel. No. 34-74635; Order: Rel. No. 34-75323

SR-NYSEArca-2014-100
34-75023 May 21, 2015 Order Granting Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to the Listing and Trading of Shares of the SPDR SSgA Global Managed Volatility ETF under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-74729, Notice: Rel. No. 34-74559A, Notice: Rel. No. 34-74559, Notice: Rel. No. 34-73914, Notice: Rel. No. 34-73515, Notice: Rel. No. 34-73141

SR-NYSEArca-2015-38
34-74951 May 13, 2015 Notice of Filing of Proposed Rule Change Adopting New Equity Trading Rules Relating to Trading Sessions, Order Ranking and Display, and Order Execution to Reflect the Implementation of Pillar, the Exchange’s New Trading Technology Platform
Comments due: June 9, 2015
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-75494; Notice: Rel. No. 34-75273

SR-NYSEArca-2015-39
34-74947 May 13, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Reduce Fees for Routing Certain Retail Orders to Away Market Centers
Comments due: June 9, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-33
34-74929 May 12, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Constituent Documents of Its Intermediate Parent Companies NYSE Holdings LLC., Intercontinental Exchange, Inc., to Eliminate Certain Provisions That by Their Terms Have Become Void and Are of No Further Force and Effect as a Result of the Sale by ICE of Euronext N.V. in June 2014 and Make Conforming Changes to the Independence Policy of the Board of Directors of ICE
Comments due: June 8, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-41
34-74921 May 8, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.87 - Obvious Errors and Catastrophic Errors in Order to Harmonize Substantial Portions of the Rule with Recently Adopted, and Proposed Rules of Other Options Exchanges
Comments due: June 4, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-40
34-74902 May 7, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE ArcaBook to Add a Late Fee In Connection with Failure to Submit the Non-display Use Declaration
Comments due: June 3, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-36
34-74901 May 7, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE Arca BBO and NYSE Arca Trades to Add a Late Fee In Connection with Failure to Submit the Non-display Use Declaration.
Comments due: June 3, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-37
34-74877 May 5, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE Arca Options Market Data to Add a Late Fee In Connection with Failure to Submit the Non-display Use Declaration
Comments due: June 1, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-15
34-74866 May 4, 2015 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to the List and Trade Shares of the Principal EDGE Active Income ETF under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-74562

SR-NYSEArca-2015-34
34-74865 May 4, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE Arca Integrated Feed to Add a Late Fee In Connection with Failure to Submit the Non-display Use Declaration
Comments due:  May 29, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-01
34-74863 May 4, 2015 Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change Amending NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 Relating to the Listing of Investment Company Units Based on Municipal Bond Indexes
Comments due:  May 29, 2015
Rebuttal comments due:  June 12, 2015
See also:  Notice: Rel. No. 34-75569; Notice: Rel. No. 34-74534, Notice: Rel. No. 34-74175
Comments received are available for this proposal.

SR-NYSEArca-2015-32
34-74841 Apr. 29, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying its Rules to Provide for the Use of Ports that Provide Connectivity to the Exchange's Trading Systems Solely for the Cancellation or "Takedown" of Quotes and Changes to the NYSE Arca Options Fee Schedule Related to Quote Takedown Service.
Comments due:  May 26, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-23
34-74839 Apr. 29, 2015 Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of ALPS Enhanced Put Write Strategy ETF under NYSE Arca Equities Rule 8.600
Comments due:  May 26, 2015
Comments received are available for this proposal.

SR-NYSEArca-2014-89
34-74842 Apr. 29, 2015 Notice of Filing of Amendments Nos. 1 and 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendments Nos. 1 and 2, to List and Trade Shares of Eight PIMCO Exchange-Traded Funds
Comments due:  May 26, 2015

SR-NYSEArca-2015-29
34-74824 Apr. 28, 2015 Notice of Filing of Proposed Rule Change to Amend NYSE Arca Rules 3.1 and 3.3 and Section 4.01(a) of the Exchange’s Bylaws to Establish a Regulatory Oversight Committee as a Committee of the Board of Directors of the Exchange
Comments due:  May 26, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2014-107
34-74814 Apr. 27, 2015 Notice of Filing of Amendment Nos. 2 and 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3, to Reflect Changes to the Means of Achieving the Investment Objective Applicable to the Guggenheim Enhanced Short Duration ETF
Comments due:  May 22, 2015
See also: Notice: Rel. No. 34-73810, Notice: Rel. No. 34-73512

SR-NYSEArca-2015-08
34-74796 Apr. 23, 2015 Order Granting Approval of Proposed Rule Change to Eliminate Additional Order Type Combinations, Delete Related Rule Text, Restructure the Remaining Rule Text in NYSE Arca Equities Rule 7.31, and Make Other Clarifying Changes to its Rule
See also: Notice: Rel. No. 34-74415

SR-NYSEArca-2015-31
34-74774 Apr. 21, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the Manner in which It Calculates Volume, Liquidity and Quoting Thresholds Applicable to Billing on the Exchange on March 31, 2015
Comments due: May 18, 2015

SR-NYSEArca-2015-02
34-74755 Apr. 17, 2015 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Amend NYSE Arca Equities Rule 8.600 to Adopt Generic Listing Standards for Managed Fund Shares
See also: Notice: Rel. No. 34-75115, Notice: Rel. No. 34-74433

SR-NYSEArca-2015-25
34-74730 Apr. 15, 2015 Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, to List and Trade Shares of the iShares iBonds Dec 2021 AMT-Free Muni Bond ETF and iShares iBonds Dec 2022 AMT-Free Muni Bond ETF under NYSE Arca Equities Rule 5.2(j)(3)
Comments due:  May 12, 2015
Additional Materials: Exhibit 3
Comments received are available for this proposal.

SR-NYSEArca-2014-100
34-74729 Apr. 15, 2015 Notice of Filing of Amendment Nos. 1 and 2 to Proposed Rule Change Relating to Listing and Trading of Shares of the SPDR SSgA Global Managed Volatility ETF under NYSE Arca Equities Rule 8.600
Comments due:  May 12, 2015
See also: Order: Rel. No. 34-75023, Notice: Rel. No. 34-74559, Notice: Rel. No. 34-73914, Notice: Rel. No. 34-73515, Notice: Rel. No. 34-73141

SR-NYSEArca-2015-30
34-74727 Apr. 14, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule
Comments due:  May 11, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2014-100
34-74559A April 13, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Listing and Trading of Shares of the SPDR SSgA Global Managed Volatility ETF under NYSE Arca Equities Rule 8.600; Correction
See also: Order: Rel. No. 34-75023, Notice: Rel. No. 34-74559, Notice: Rel. No. 73914, Notice: No. Rel. 34-73515,  Notice: No. Rel. 34-73141

SR-NYSEArca-2015-24
34-74715 Apr. 13, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Provide a Second Way to Qualify for the Cross-Asset Tier Credit of $0.0030 Per Share for Orders that Provide Liquidity to the Exchange
Comments due:  May 8, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2014-117
34-74705 Apr. 10, 2015 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Remove the Exchange's Quote Mitigation Plan as Provided by Commentary .03 to Exchange Rule 6.
See also:  Order: Rel. No. 34-75191; Notice: Rel. No. 34-74088, Notice: Rel. No. 34-73720, Notice: Rel. No. 34-73362

SR-NYSEArca-2015-18
34-74701 Apr. 10, 2015 Notice of Filing of Proposed Rule Change Relating to Listing and Trading under NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 of Shares of the Vanguard Tax-Exempt Bond Index Fund
Comments due:  May 7, 2015
See also: Notice: Rel. No. 34-75042

SR-NYSEArca-2015-28
34-74694 Apr. 9, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Arca Options Fee Schedule to Adopt Fees for Certain Manual Transactions in Options Overlying IWM
Comments due:  May 6, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-05
34-74675 Apr. 8, 2015 Order Approving a Proposed Rule Change to List and Trade Shares of WisdomTree Put Write Strategy Fund Under Commentary .01 to NYSE Arca Equities Rule 5.2(j)(3)
See also: Notice: Rel. No. 34-74290

SR-NYSEArca-2015-17
34-74635 Apr. 2, 2015 Notice of Filing of Proposed Rule Change Amending Rule 6.35 to Refine the Appointment Process Utilized by the Exchange
Comments due: April 29, 2015
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-75032; Order: Rel. No. 34-75323
First Quarter

SR-NYSEArca-2015-21
34-74605 Mar. 30, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to change the ETP Fee
Comments due: April 24, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-20
34-74604 Mar. 30, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Schedule of Fees and Charges for Exchange Services to Specify that Affiliated Exchange ETP Holders May Request that the Exchange Aggregate Its Eligible Activity with Activity of the ETP Holder's Affiliates for Purposes of Charges or Credits Based on Volume
Comments due: April 24, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-04
34-74595 Mar. 27, 2015 Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of the Innovator IBD® 50 Fund under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-74278

SR-NYSEArca-2015-22
34-74572 Mar. 24, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period for the Exchange's Retail Liquidity until September 30, 2015
Comments due: April 20, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-15
34-74562 Mar. 23, 2015 Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of Principal EDGE Active Income ETF under NYSE Arca Equities Rule 8.600
Comments due: April 17, 2015
See also: Order: Rel. No. 34-74562
Comments received are available for this proposal.

SR-NYSEArca-2014-100
34-74559 Mar. 20, 2015 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Listing and Trading of Shares of the SPDR SSgA Global Managed Volatility ETF under NYSE Arca Equities Rule 8.600
See also: Order: Rel. No. 34-75023, Notice: Rel. No. 34-74559A, Notice: Rel. No. 34-73914

SR-NYSEArca-2015-19
34-74544 Mar. 19, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the LBMA Gold Price as a Replacement for the London Gold Fix for Certain Gold Related Exchange Traded Products
Comments due: April 15, 2015

SR-NYSEArca-2015-16
34-74541 Mar. 19, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Rules Governing the Short Term Option Series Program to Extend Current $0.50 Strike Price Intervals in Non-Index Options to Short Term Options with Strike Prices Less than $100
Comments due: April 15, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-01
34-74534 Mar. 19, 2015 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Amending NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 Relating to Listing of Investment Company Units Based on Municipal Bond Indexes
See also:  Notice: Rel. No. 34-75569; Order: Rel. No. 34-74863, Notice: Rel. No. 34-74175

SR-NYSEArca-2015-13
34-74492 Mar. 12, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Relating to Market Maker Posting Credit Tiers
Comments due: April 8, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-09
34-74436 Mar. 4, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Relating to Strategy Executions
Comments due: March 31, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-02
34-74433 Mar. 4, 2015 Notice of Filing of Proposed Rule Change Relating to Amendments to NYSE Arca Equities Rule 8.600 to Adopt Generic Listing Standards for Managed Fund Shares
Comments due: March 31, 2015
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-75115, Notice: Rel. No. 34-74755
Comments received are available for this proposal.

SR-NYSEArca-2014-150
34-74441 Mar. 4, 2015 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule 6.60 and to Adopt Rule 6.61,Which was Previously Reserved, to Provide Price Protection for Market Maker Quotes
See also: Notice: Rel. No. 34-74018

SR-NYSEArca-2015-08
34-74415 Mar. 3, 2015 Notice of Filing of Proposed Rule Change To Eliminate Additional Order Type Combinations and Delete Related Rule Text and To Restructure the Remaining Rule Text in NYSE Arca Equities Rule 7.31
Comments due: March 30, 2015
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-74796

SR-NYSEArca-2015-11
34-74409 Mar. 2, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Specifying in Exchange Rules the Exchange's Use of Certain Data Feeds for Order Handling and Execution, Order Routing, and Regulatory Compliance
Comments due: March 27, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2014-89
34-74407 Mar. 2, 2015 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of Eight PIMCO Exchange-Traded Funds
See also: Notice: Rel. No. 34-73706, Notice: Rel. No. 34-73364, Notice: Rel. No. 34-72937

SR-NYSEArca-2015-10
34-74382 Feb. 26, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule
Comments due: March 25, 2015

SR-NYSEArca-2014-143
34-74338 Feb. 20, 2015 Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of Shares of the SPDR® DoubleLine Total Return Tactical ETF under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-73958

SR-NYSEArca-2015-07
34-74308 Feb. 19, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period Applicable to Rule 6.65A(c), Obvious and Catastrophic Errors, Until October 23, 2015
Comments due: March 18, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-05
34-74290 Feb. 18, 2015 Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of WisdomTree Put Write Strategy Fund under Commentary .01 to NYSE Arca Equities Rule 5.2(j)(3)
Comments due: March 17, 2015
See also: Order: Rel. No. 34-74675

SR-NYSEArca-2015-04
34-74278 Feb. 13, 2015 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of the Innovator ®IBD 50 Fund under NYSE Arca Equities Rule 8.600
Comments due: March 13, 2015
See also: Order: Rel. No. 34-74595

SR-NYSEArca-2015-06
34-74271 Feb. 13, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the AdvisorShares WCM/BNY Mellon Focused Growth ADR ETF's Holdings of Non-U.S. Equity Securities
Comments due: March 13, 2015

SR-NYSEArca-2015-03
34-74219 Feb. 6, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Include Internet Protocol Network Connections and Fiber Cross Connects Between a User's Cabinet and Non-User's Equipment as Co-Location Services
Comments due: March 5, 2015
Additional Materials: Exhibit 5
Comments received are available for this proposal.

SR-NYSEArca-2014-107
34-74199 Feb. 3, 2015 Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Reflect Changes to the Means of Achieving the Investment Objective Applicable to the Guggenheim Enhanced Short Duration ETF
Comments due: March 2, 2015
Rebuttal comments due: March 16, 2015
See also: Notice: Rel. No. 34-73810, Notice: Rel. No. 34-73512

SR-NYSEArca-2014-139
34-74186 Feb. 2, 2015 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Shares of the iShares California AMT-Free Muni Bond ETF and iShares New York AMT-Free Muni Bond ETF
See also: Notice: Rel. No. 34-73857

SR-NYSEArca-2015-01
34-74175 Jan. 29, 2015 Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 Relating to Listing of Investment Company Units Based on Municipal Bond Indexes
Comments due:  February 25, 2015
See also:  Notice: Rel. No. 34-75569; Order: Rel. No. 34-74863, Notice: Rel. No. 34-74534

SR-NYSEArca-2014-134
34-74109 Jan. 21, 2015 Order Approving a Proposed Rule Change to List and Trade Shares of the IQ Wilshire Alternative Strategies ETF Under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-73716

SR-NYSEArca-2014-126
34-74093 Jan. 20, 2015 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of the AdvisorShares Pacific Asset Enhanced Floating Rate ETF under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-73717

SR-NYSEArca-2014-117
34-74088 Jan. 16, 2015 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Remove the Exchange's Quote Mitigation Plan as Provided by Commentary .03 to Exchange Rule 6.86
Comments due:  February 13, 2015
Rebuttal comments due:  February 27, 2015
See also:  Order: Rel. No. 34-75191; Notice: Rel. No. 34-74705, Notice: Rel. No. 34-73720, Notice: Rel. No. 34-73362

SR-NYSEArca-2014-114
34-74058 Jan. 15, 2015 Notice of Filing of Amendments No. 1 and No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to List and Trade Shares of the iShares Interest Rate Hedged 0-5 Year High Yield Bond ETF, iShares Interest Rate Hedged 10+ Year Credit Bond ETF, and the iShares Interest Rate Hedged Emerging Markets Bond ETF Under NYSE Arca Equities Rule 8.600
Comments due:  February 12, 2015
See also: Notice: Rel. No. 34-73659, Notice: Rel. No. 34-73342

SR-NYSEArca-2014-151
34-74029 Jan. 9, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .06 to Rule 6.8 to Extend the Pilot Program that Eliminated the Position Limits for Options on SPDR S&P 500 ETF
Comments due:  February 5, 2015
Additional Materials: Exhibit 3, Exhibit 5

SR-NYSEArca-2014-150
34-74018 Jan. 8, 2015 Notice of Filing of Proposed Rule Change to Amend Rule 6.60 and to Adopt Rule 6.61, Which was Previously Reserved, to Provide Price Protection for Market Maker Quotes
Comments due:  February 4, 2015
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-74441
Comments received are available for this proposal.

SR-NYSEArca-2014-149
34-74011 Jan. 7, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE ArcaBook
Comments due:  February 3, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2014-148
34-73998 Jan. 6, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE Arca BBO and NYSE Arca Trades
Comments due: February 2, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2014-147
34-73993 Jan. 6, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees for NYSE Arca Integrated Feed to Establish Eligibility Requirements for Redistribution
Comments due: February 2, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2014-142
34-73992 Jan. 6, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Schedule of Fees and Charges for Exchange Services to Eliminate Transaction Fees for Midpoint Passive Liquidity Orders that Remove Liquidity from the Exchange and that Are Designated as "Retail" but which Are Not Executed in the Retail Liquidity Program
Comments due: February 2, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2014-152
34-73977 Jan. 2, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending Its Program that Allows Transactions To Take Place at a Price that is Below $1 Per Option Contract until January 5, 2016
Comments due: January 29, 2015
Additional Materials: Exhibit 5


NYSE Arca File Number List for 2015

Release No. Date Details

SR-NYSEArca-2015-72
34-75750 Aug. 21, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Use of Derivative Instruments by the SPDR Blackstone/GSO Senior Loan ETF
Comments due:  September 17, 2015

SR-NYSEArca-2015-71
34-75704 Aug. 14, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule
Comments due:  September 10, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-70
34-75722 Aug. 18, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Modify the Credits the Exchange Provides for Routing Certain Orders to the New York Stock Exchange LLC
Comments due:  September 14, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-68
34-75698 Aug. 14, 2015 Notice of Filing of Proposed Rule Change Relating to Implementation of a Fee on Securities Lending and Repurchase Transactions with Respect to Shares of the CurrencyShares® Euro Trust and the CurrencyShares® Japanese Yen Trust
Comments due:  September 10, 2015
Additional Materials:  Exhibit 2a; Exhibit 2b

SR-NYSEArca-2015-67
34-75662 Aug. 11, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Holdings By the iShares Interest Rate Hedged Corporate Bond ETF and iShares Interest Rate Hedged High Yield Bond ETF
Comments due:  September 8, 2015

SR-NYSEArca-2015-66
34-75530 Jul. 27, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule
Comments due: August 21, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-65
34-75641 Aug. 7, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.15 to Establish Exchange Rules Governing the Give Up of a Clearing Member by Options Trading Permit Holders and OTP Firms and Conforming Changes to Rules 6.66 and 6.79
Comments due:  September 3, 2015
Additional Materials: Exhibit 3A, Exhibit 3B, Exhibit 3C, Exhibit 5

SR-NYSEArca-2015-63
34-75475 Jul. 16, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Change in the Size of a Creation Unit Applicable to Shares of the PIMCO Total Return Active Exchange-Traded Fund
Comments due:  August 12, 2015

SR-NYSEArca-2015-62
34-75469 Jul. 16, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule
Comments due:  August 12, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-61
34-75415 Jul. 9, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .06 to Rule 6.8 to Extend the Pilot Program that Eliminated the Position Limits for Options on SPDR S&P 500 ETF
Comments due:  August 5, 2015
Additional Materials: Exhibit 3, Exhibit 5

SR-NYSEArca-2015-60
34-75440 Jul. 13, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Allowing the Listing of Options Overlying Portfolio Depositary Receipts and Index Fund Shares that are Listed Pursuant to Generic Listing Standards on Equities Exchanges for Series of ETFs Based on International or Global Indexes Under Which a Comprehensive Surveillance Sharing Agreement is not Required
Comments due:  August 7, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-58
34-75800 Sep. 1, 2015 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Adopting New Equity Trading Rules Relating to Trading Halts, Short Sales, Limit Up-Limit Down, and Odd Lots and Mixed Lots to Reflect the Implementation of Pillar, the Exchange’s New Trading Technology Platform
34-75467 Jul. 16, 2015 Notice of Filing of Proposed Rule Change for New Equity Trading Rules Relating to Trading Halts, Short Sales, Limit Up-Limit Down, and Odd Lots and Mixed Lots to Reflect the Implementation of Pillar, the Exchange's New Trading Technology Platform
Comments due:  August 12, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-57
34-75434 Jul. 13, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding a Pricing Tier Applicable to Orders of ETP Holders for Tape A, Tape B and Tape C Securities that are Eligible to be Routed Away from the Exchange
Comments due:  August 7, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-56
34-75801 Sep. 1, 2015 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Adopting New Equity Trading Rules Relating to Orders and Modifiers and the Retail Liquidity Program to Reflect the Implementation of Pillar, the Exchange’s New Trading Technology Platform
34-75497 Jul. 21, 2015 Notice of Filing of Proposed Rule Change Adopting New Equity Trading Rules Relating to Orders and Modifiers and the Retail Liquidity Program to Reflect the Implementation of Pillar, the Exchange’s New Trading Technology Platform
Comments due: August 18, 2015
Additional Materials: Exhibit 5
Comments received are available for this proposal.

SR-NYSEArca-2015-55
34-75449 Jul. 14, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services
Comments due:  August 10, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-54
34-75289 Jun. 24, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 1.1 Governing Definitions and Various Equity Trading Rules in Order to Eliminate Obsolete References
Comments due:  July 21, 2015
Additional Materials: Exhibit 5
Comments received are available for this proposal.

SR-NYSEArca-2015-53
34-75357 Jul. 2, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule to Discontinue Certain Fees
Comments due:  July 30, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-52
34-75282 Jun. 24, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rules 7.25 and 8.800 in Order to Allow An Issuer to Elect for its Exchange Traded Product to Participate in the Crowd Participant Program or the ETP Incentive Program Monthly Rather than Quarterly and to Extend the Effectiveness of the Crowd Participant Program until June 23, 2016
Comments due:  July 21, 2015

SR-NYSEArca-2015-51
34-75280 Jun. 24, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to Exchange Rule 6.72 in Order to Extend the Penny Pilot in Options Classes in Certain Issues through June 30, 2016
Comments due:  July 21, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-50
34-75540 Jul. 28, 2015 Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the Cambria Sovereign High Yield Bond ETF and the Cambria Value and Momentum ETF Under NYSE Arca Equities Rule 8.600
Comments due: August 25, 2015
34-75311 Jun. 26, 2015 Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of the Cambria Sovereign High Yield Bond ETF and the Cambria Value and Momentum ETF under NYSE Arca Equities Rule 8.600
Comments due:  July 23, 2015
Comments received are available for this proposal.

SR-NYSEArca-2015-49
34-75123 Jun. 9, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Modify the Credits for Mid-Point Passive Liquidity Orders
Comments due: July 6, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-48
34-75102 Jun. 3, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule to Modify Certain of Its Posting Credits
Comments due: June 30, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-47
34-75100 Jun. 3, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Representation Regarding the AdvisorShares WCM/BNY Mellon Focused Growth ADR ETF’s Holdings of American Depositary Receipts
Comments due: June 30, 2015

SR-NYSEArca-2015-46
34-75087 Jun. 1, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Representation Regarding Investment in Certain Mortgage-Related Securities by the AdvisorShares Sage Core Reserves ETF
Comments due: June 26, 2015

SR-NYSEArca-2015-45
34-75156 Jun. 11, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Revising the Schedule for Implementing the Exchange's Recently Approved Rule to Provide a Price Protection for Market Maker Quotes Pursuant to Rule 6.61
Comments due: July 8, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-44
34-75461 Jul. 15, 2015 Notice of Filing of Amendment Nos. 1, 2, and 3 and Order Approving on an Accelerated Basis a Proposed Rule Change, as Modified by ®Amendment Nos. 1, 2, and 3, to List and Trade Shares of the SPDR SSgA Flexible Allocation ETF under NYSE Arca Equities Rule 8.600
Comments due:  August 11, 2015
34-75071 May 29, 2015 Notice of Filing of Proposed Rule Change to List and Trade Shares of the SPDR® SSgA Flexible Allocation ETF under NYSE Arca Equities Rule 8.600
Comments due: June 25, 2015
Comments received are available for this proposal.

SR-NYSEArca-2015-43
34-75493 Jul. 20, 2015 Order Approving Proposed Rule Changes Relating to the Complex Order Auction Process and Order Exposure Requirements
Additional File No.: SR-NYSEMKT-2015-41
See also: Notice: Rel. No. 34-75096
34-75096 Jun. 2, 2015 Notice of Filing of Proposed Rule Change Amending Rule 6.91(c), Electronic Complex Order Auction Process Removing the Limitation on Who Can Respond to a COA and Provide a Response Time Interval of at least 500 Milliseconds; and Rule 6.47A, Order Exposure Requirements-OX to Add Use of the COA for a User to Satisfy the Order Exposure Requirement in Rule 6.47A and Delete the Reference in Rule 6.91(c) to the Order Exposure Requirements -OX Being Separate from the Duration of the COA Response Time Interval
Comments due: June 29, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-42
34-75566 Jul. 30, 2015 Order Approving a Proposed Rule Change, as Modified by Amendments No. 1 and No. 2, to List and Trade of Shares of Newfleet Multi-Sector Unconstrained Bond ETF under NYSE Arca Equities Rule 8.600
34-75247 Jun. 18, 2015 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of Newfleet Multi-Sector Unconstrained Bond ETF under NYSE Arca Equities Rule 8.600
Comments due:  July 15, 2015
Comments received are available for this proposal.

SR-NYSEArca-2015-41
34-74921 May 8, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.87 - Obvious Errors and Catastrophic Errors in Order to Harmonize Substantial Portions of the Rule with Recently Adopted, and Proposed Rules of Other Options Exchanges
Comments due: June 4, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-40
34-74902 May 7, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE ArcaBook to Add a Late Fee In Connection with Failure to Submit the Non-display Use Declaration
Comments due: June 3, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-39
34-74947 May 13, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Reduce Fees for Routing Certain Retail Orders to Away Market Centers
Comments due: June 9, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-38
34-75494 Jul. 20, 2015 Order Approving a Proposed Rule Change Adopting New Equity Trading Rules Relating to Trading Sessions, Order Ranking and Display, and Order Execution to Reflect the Implementation of Pillar, the Exchange’s New Trading Technology Platform
See also: Notice: Rel. No. 34-75273, Notice: Rel. No. 34-74951
34-75273 Jun. 23, 2015 Notice of Designation of Longer Period for Commission Action on Proposed Rule Change Adopting New Equity Trading Rules Relating to Trading Sessions, Order Ranking and Display, and Order Execution to Reflect the Implementation of Pillar, the Exchange’s New Trading Technology Platform
34-74951 May 13, 2015 Notice of Filing of Proposed Rule Change Adopting New Equity Trading Rules Relating to Trading Sessions, Order Ranking and Display, and Order Execution to Reflect the Implementation of Pillar, the Exchange’s New Trading Technology Platform
Comments due: June 9, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-37
34-74877 May 5, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE Arca Options Market Data to Add a Late Fee In Connection with Failure to Submit the Non-display Use Declaration
Comments due: June 1, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-36
34-74901 May 7, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE Arca BBO and NYSE Arca Trades to Add a Late Fee In Connection with Failure to Submit the Non-display Use Declaration.
Comments due: June 3, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-34
34-74865 May 4, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE Arca Integrated Feed to Add a Late Fee In Connection with Failure to Submit the Non-display Use Declaration
Comments due:  May 29, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-33
34-74929 May 12, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Constituent Documents of Its Intermediate Parent Companies NYSE Holdings LLC., Intercontinental Exchange, Inc., to Eliminate Certain Provisions That by Their Terms Have Become Void and Are of No Further Force and Effect as a Result of the Sale by ICE of Euronext N.V. in June 2014 and Make Conforming Changes to the Independence Policy of the Board of Directors of ICE
Comments due: June 8, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-32
34-74841 Apr. 29, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying its Rules to Provide for the Use of Ports that Provide Connectivity to the Exchange's Trading Systems Solely for the Cancellation or "Takedown" of Quotes and Changes to the NYSE Arca Options Fee Schedule Related to Quote Takedown Service.
Comments due:  May 26, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-31
34-74774 Apr. 21, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the Manner in which It Calculates Volume, Liquidity and Quoting Thresholds Applicable to Billing on the Exchange on March 31, 2015
Comments due: May 18, 2015

SR-NYSEArca-2015-30
34-74727 Apr. 14, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule
Comments due:  May 11, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-29
34-75155 Jun. 11, 2015 Order Approving Proposed Rule Change to Amend NYSE Arca Rules 3.1 and 3.3 and Section 4.01(a) of the Exchange's Bylaws to Establish a Regulatory Oversight Committee as a Committee of the Board of Directors of the Exchange
34-74824 Apr. 28, 2015 Notice of Filing of Proposed Rule Change to Amend NYSE Arca Rules 3.1 and 3.3 and Section 4.01(a) of the Exchange’s Bylaws to Establish a Regulatory Oversight Committee as a Committee of the Board of Directors of the Exchange
Comments due:  May 26, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-28
34-74694 Apr. 9, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Arca Options Fee Schedule to Adopt Fees for Certain Manual Transactions in Options Overlying IWM
Comments due:  May 6, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-25
34-75468 Jul. 16, 2015 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the iShares iBonds Dec 2021 AMT-Free Muni Bond ETF and iShares iBonds Dec 2022 AMT-Free Muni Bond ETF under NYSE Arca Equities Rule 5.2(j)(3)
34-75093 Jun. 2, 2015 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of the iShares iBonds Dec 2021 AMT-Free Muni Bond ETF and iShares iBonds Dec 2022 AMT-Free Muni Bond ETF under NYSE Arca Equities Rule 5.2(j)(3)
34-74730 Apr. 15, 2015 Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, to List and Trade Shares of the iShares iBonds Dec 2021 AMT-Free Muni Bond ETF and iShares iBonds Dec 2022 AMT-Free Muni Bond ETF under NYSE Arca Equities Rule 5.2(j)(3)
Comments due:  May 12, 2015
Additional Materials:  Exhibit 3
Comments received are available for this proposal.

SR-NYSEArca-2015-24
34-74715 Apr. 13, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Provide a Second Way to Qualify for the Cross-Asset Tier Credit of $0.0030 Per Share for Orders that Provide Liquidity to the Exchange
Comments due:  May 8, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-23
34-75244 Jun. 18, 2015 Order Granting Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 3 Thereto, Relating to the Listing and Trading of Shares of the ALPS Enhanced Put Write Strategy ETF under NYSE Arca Equities Rule 8.600
34-74839 Apr. 29, 2015 Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of ALPS Enhanced Put Write Strategy ETF under NYSE Arca Equities Rule 8.600
Comments due:  May 26, 2015
Comments received are available for this proposal.

SR-NYSEArca-2015-22
34-74572 Mar. 24, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period for the Exchange's Retail Liquidity until September 30, 2015
Comments due: April 20, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-21
34-74605 Mar. 30, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to change the ETP Fee
Comments due: April 24, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-20
34-74604 Mar. 30, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Schedule of Fees and Charges for Exchange Services to Specify that Affiliated Exchange ETP Holders May Request that the Exchange Aggregate Its Eligible Activity with Activity of the ETP Holder's Affiliates for Purposes of Charges or Credits Based on Volume
Comments due: April 24, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-19
34-74544 Mar. 19, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the LBMA Gold Price as a Replacement for the London Gold Fix for Certain Gold Related Exchange Traded Products
Comments due: April 15, 2015

SR-NYSEArca-2015-18
34-75376 Jul. 7, 2015 Order Granting Approval of Proposed Rule Change Relating to Listing and Trading under NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 of Shares of the Vanguard Tax-Exempt Bond Index Fund
34-75042 May 26, 2015 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Listing and Trading under NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 of Shares of the Vanguard Tax-Exempt Bond Index Fund
34-74701 Apr. 10, 2015 Notice of Filing of Proposed Rule Change Relating to Listing and Trading under NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 of Shares of the Vanguard Tax-Exempt Bond Index Fund
Comments due:  May 7, 2015

SR-NYSEArca-2015-17
34-75323 Jun. 29, 2015 Order Approving Proposed Rule Change Amending Rule 6.35 to Modify the Appointment Process Utilized by the Exchange
34-75032 May 21, 2015 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Modify the Appointment Process Utilized by the Exchange
34-74635 Apr. 2, 2015 Notice of Filing of Proposed Rule Change Amending Rule 6.35 to Refine the Appointment Process Utilized by the Exchange
Comments due: April 29, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-16
34-74541 Mar. 19, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Rules Governing the Short Term Option Series Program to Extend Current $0.50 Strike Price Intervals in Non-Index Options to Short Term Options with Strike Prices Less than $100
Comments due: April 15, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-15
34-74866 May 4, 2015 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to the List and Trade Shares of the Principal EDGE Active Income ETF under NYSE Arca Equities Rule 8.600
34-74562 Mar. 23, 2015 Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of Principal EDGE Active Income ETF under NYSE Arca Equities Rule 8.600
Comments due: April 17, 2015
Comments received are available for this proposal.

SR-NYSEArca-2015-13
34-74492 Mar. 12, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Relating to Market Maker Posting Credit Tiers
Comments due: April 8, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-11
34-74409 Mar. 2, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Specifying in Exchange Rules the Exchange's Use of Certain Data Feeds for Order Handling and Execution, Order Routing, and Regulatory Compliance
Comments due: March 27, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-10
34-74382 Feb. 26, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule
Comments due: March 25, 2015

SR-NYSEArca-2015-09
34-74436 Mar. 4, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Relating to Strategy Executions
Comments due: March 31, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-08
34-74796 Apr. 23, 2015 Order Granting Approval of Proposed Rule Change to Eliminate Additional Order Type Combinations, Delete Related Rule Text, Restructure the Remaining Rule Text in NYSE Arca Equities Rule 7.31, and Make Other Clarifying Changes to its Rule
34-74415 Mar. 3, 2015 Notice of Filing of Proposed Rule Change To Eliminate Additional Order Type Combinations and Delete Related Rule Text and To Restructure the Remaining Rule Text in NYSE Arca Equities Rule 7.31
Comments due: March 30, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-07
34-74308 Feb. 19, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period Applicable to Rule 6.65A(c), Obvious and Catastrophic Errors, Until October 23, 2015
Comments due: March 18, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-06
34-74271 Feb. 13, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the AdvisorShares WCM/BNY Mellon Focused Growth ADR ETF's Holdings of Non-U.S. Equity Securities
Comments due: March 13, 2015

SR-NYSEArca-2015-05
34-74675 Apr. 8, 2015 Order Approving a Proposed Rule Change to List and Trade Shares of WisdomTree Put Write Strategy Fund Under Commentary .01 to NYSE Arca Equities Rule 5.2(j)(3)
See also: Notice: Rel. No. 34-74290
34-74290 Feb. 18, 2015 Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of WisdomTree Put Write Strategy Fund under Commentary .01 to NYSE Arca Equities Rule 5.2(j)(3)
Comments due: March 17, 2015

SR-NYSEArca-2015-04
34-74595 Mar. 27, 2015 Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of the Innovator IBD® 50 Fund under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-74278
34-74278 Feb. 13, 2015 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of the Innovator ®IBD 50 Fund under NYSE Arca Equities Rule 8.600
Comments due: March 13, 2015

SR-NYSEArca-2015-03
34-74219 Feb. 6, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Include Internet Protocol Network Connections and Fiber Cross Connects Between a User's Cabinet and Non-User's Equipment as Co-Location Services
Comments due: March 5, 2015
Additional Materials: Exhibit 5
Comments received are available for this proposal.

SR-NYSEArca-2015-02
34-75115 Jun. 5, 2015 Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Amend NYSE Arca Equities Rule 8.600 to Adopt Generic Listing Standards for Managed Fund Shares
Comments due: July 2, 2015
Rebuttal comments due: July 16, 2015
Additional Materials: Exhibit 5
34-74755 Apr. 17, 2015 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Amend NYSE Arca Equities Rule 8.600 to Adopt Generic Listing Standards for Managed Fund Shares
34-74433 Mar. 4, 2015 Notice of Filing of Proposed Rule Change Relating to Amendments to NYSE Arca Equities Rule 8.600 to Adopt Generic Listing Standards for Managed Fund Shares
Comments due: March 31, 2015
Additional Materials: Exhibit 5
Comments received are available for this proposal.

SR-NYSEArca-2015-01
34-75569 Jul. 30, 2015 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change Amending NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 Relating to Listing of Investment Company Units Based on Municipal Bond Indexes
See also: Notice: Rel. No. 34-74175, Notice: Rel. No. 34-74534, Notice: Rel. No. 34-74863
34-74863 May 4, 2015 Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change Amending NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 Relating to the Listing of Investment Company Units Based on Municipal Bond Indexes
Comments due:  May 29, 2015
Rebuttal comments due:  June 12, 2015
Comments received are available for this proposal.
34-74534 Mar. 19, 2015 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Amending NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 Relating to Listing of Investment Company Units Based on Municipal Bond Indexes
34-74175 Jan. 29, 2015 Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 Relating to Listing of Investment Company Units Based on Municipal Bond Indexes
Comments due:  February 25, 2015
Additional Materials: Exhibit 5

 

http://www.sec.gov/rules/sro/nysearca.shtml


Modified: 09/01/2015