SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission


  About the SEC

  Filings & Forms

  Regulatory Actions


  Staff Interps

  Investor Info

  News & Statements

  Litigation

  ALJ

  Information for...

  Divisions


NYSE Arca Rulemaking

We encourage the public to submit comments on the following NYSE Arca, Inc. (NYSE Arca; formerly Pacific Exchange, Inc.) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
First Quarter

NYSE Arca File Number List for 2010

Additional Archives


Chronological List
Release No. Date Details
First Quarter

SR-NYSEArca-2009-113
34-61496 Feb. 4, 2010 Order Granting Approval of a Proposed Rule Change to List and Trade the Sprott Physical Gold Trust
See also:  Notice: Rel. No. 34-61236

SR-NYSEArca-2009-110
34-61483 Feb. 3, 2010 Order Granting Approval of Proposed Rule Changes and Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Listing and Trading Options on the ETFS Gold Trust and the ETFS Silver Trust
Additional File Nos:  SR-CBOE-2010-007; SR-ISE-2009-106; and SR-NYSEAmex-2009-86
Comments due:  21 days after publication in the Federal Register
See also:  Notice: Rel. No. 34-61222
* Submit comments on SR-NYSEArca-2009-110

SR-NYSEArca-2010-06
34-61482 Feb. 3, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding 75 Options Classes to the Penny Pilot Program
Comments due:  21 days after publication in the Federal Register
* Submit comments on SR-NYSEArca-2010-06

SR-NYSEArca-2009-108
34-61404 Jan. 22, 2010 Order Approving Proposed Rule Change Modifying the NYSE Arca Realtime Reference Prices Service
See also:  Notice: Rel. No. 34-61143

SR-NYSEArca-2010-03
34-61393 Jan. 21, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rule 6.87
Comments due:  21 days after publication in the Federal Register
Additional Materials:   Exhibit 5
* Submit comments on SR-NYSEArca-2010-03

SR-NYSEArca-2010-01
34-61378 Jan. 19, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NYSE Arca, Inc. Amending its Fee Schedule
Comments due:  21 days after publication in the Federal Register
* Submit comments on SR-NYSEArca-2010-01

SR-NYSEArca-2010-02
34-61370 Jan. 15, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rule 9.1 Sharing in Accounts, Extent Permissible
Comments due:  21 days after publication in the Federal Register
Additional Materials:   Exhibit 5
* Submit comments on SR-NYSEArca-2010-02

SR-NYSEArca-2009-114
34-61365 Jan. 15, 2010 Order Granting Accelerated Approval of Proposed Rule Change Relating to Listing of Grail McDonnell Fixed Income ETFs
See also:  Notice: Rel. No. 34-61227

SR-NYSEArca-2009-106
34-61330 Jan. 12, 2010 Order Approving Proposed Rule Change Relating to the Listing Fee and Annual Fee Applicable to Derivative Securities Products
See also:  Notice: Rel. No. 34-61104

SR-NYSEArca-2009-116
34-61313 Jan. 7, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 2.3
Comments due:  February 4, 2010
Additional Materials:   Exhibit 5
* Submit comments on SR-NYSEArca-2009-116


NYSE Arca File Number List for 2010
Release No. Date Details

SR-NYSEArca-2010-06
34-61482 Feb. 3, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding 75 Options Classes to the Penny Pilot Program
Comments due:  21 days after publication in the Federal Register
* Submit comments on SR-NYSEArca-2010-06

SR-NYSEArca-2010-03
34-61393 Jan. 21, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rule 6.87
Comments due:  21 days after publication in the Federal Register
Additional Materials:   Exhibit 5
* Submit comments on SR-NYSEArca-2010-03

SR-NYSEArca-2010-02
34-61370 Jan. 15, 2010 Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rule 9.1 Sharing in Accounts, Extent Permissible
Comments due:  21 days after publication in the Federal Register
Additional Materials:   Exhibit 5
* Submit comments on SR-NYSEArca-2010-02

SR-NYSEArca-2010-01
34-61378 Jan. 19, 2010 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NYSE Arca, Inc. Amending its Fee Schedule
Comments due:  21 days after publication in the Federal Register
* Submit comments on SR-NYSEArca-2010-01

 

http://www.sec.gov/rules/sro/nysearca.shtml


Modified: 02/05/2010