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NYSE Arca Rulemaking
We encourage the public to submit comments on the following NYSE Arca, Inc. (NYSE Arca; formerly Pacific Exchange, Inc.) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
First Quarter
NYSE Arca File Number List for 2010
Additional Archives
2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999
| Release No. |
Date |
Details |
| First Quarter |
SR-NYSEArca-2009-113 |
| 34-61496 |
Feb. 4, 2010 |
Order Granting Approval of a Proposed Rule Change to List and Trade the Sprott Physical Gold Trust
See also: Notice: Rel. No. 34-61236
|
SR-NYSEArca-2009-110 |
| 34-61483 |
Feb. 3, 2010 |
Order Granting Approval of Proposed Rule Changes and Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Relating to Listing and Trading Options on the ETFS Gold Trust and the ETFS Silver Trust
Additional File Nos: SR-CBOE-2010-007; SR-ISE-2009-106; and SR-NYSEAmex-2009-86
Comments due: 21 days after publication in the Federal Register
See also: Notice: Rel. No. 34-61222
Submit comments on SR-NYSEArca-2009-110
|
SR-NYSEArca-2010-06 |
| 34-61482 |
Feb. 3, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding 75 Options Classes to the Penny Pilot Program
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NYSEArca-2010-06
|
SR-NYSEArca-2009-108 |
| 34-61404 |
Jan. 22, 2010 |
Order Approving Proposed Rule Change Modifying the NYSE Arca Realtime Reference Prices Service
See also: Notice: Rel. No. 34-61143
|
SR-NYSEArca-2010-03 |
| 34-61393 |
Jan. 21, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rule 6.87
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-NYSEArca-2010-03
|
SR-NYSEArca-2010-01 |
| 34-61378 |
Jan. 19, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NYSE Arca, Inc. Amending its Fee Schedule
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NYSEArca-2010-01
|
SR-NYSEArca-2010-02 |
| 34-61370 |
Jan. 15, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rule 9.1 Sharing in Accounts, Extent Permissible
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-NYSEArca-2010-02
|
SR-NYSEArca-2009-114 |
| 34-61365 |
Jan. 15, 2010 |
Order Granting Accelerated Approval of Proposed Rule Change Relating to Listing of Grail McDonnell Fixed Income ETFs
See also: Notice: Rel. No. 34-61227
|
SR-NYSEArca-2009-106 |
| 34-61330 |
Jan. 12, 2010 |
Order Approving Proposed Rule Change Relating to the Listing Fee and Annual Fee Applicable to Derivative Securities Products
See also: Notice: Rel. No. 34-61104
|
SR-NYSEArca-2009-116 |
| 34-61313 |
Jan. 7, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 2.3
Comments due: February 4, 2010
Additional Materials: Exhibit 5
Submit comments on SR-NYSEArca-2009-116
|
| NYSE Arca File Number List for 2010 |
| Release No. |
Date |
Details |
SR-NYSEArca-2010-06 |
| 34-61482 |
Feb. 3, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Adding 75 Options Classes to the Penny Pilot Program
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NYSEArca-2010-06
|
SR-NYSEArca-2010-03 |
| 34-61393 |
Jan. 21, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rule 6.87
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-NYSEArca-2010-03
|
SR-NYSEArca-2010-02 |
| 34-61370 |
Jan. 15, 2010 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change by NYSE Arca, Inc. Amending Rule 9.1 Sharing in Accounts, Extent Permissible
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-NYSEArca-2010-02
|
SR-NYSEArca-2010-01 |
| 34-61378 |
Jan. 19, 2010 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by NYSE Arca, Inc. Amending its Fee Schedule
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NYSEArca-2010-01
|
http://www.sec.gov/rules/sro/nysearca.shtml
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