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NYSE Arca Rulemaking
We encourage the public to submit comments on the following NYSE Arca, Inc. (NYSE Arca; formerly Pacific Exchange, Inc.) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Second Quarter | First Quarter
NYSE Arca File Number List for 2013
Additional Archives
2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007 | 2006 | 2005 | 2004 | 2003 | 2002 | 2001 | 2000 | 1999
| Release No. |
Date |
Details |
| Second Quarter |
SR-NYSEArca-2013-52 |
| 34-69636 |
May 24, 2013 |
Notice of Filing of Proposed Rule Change Proposing to List and Trade Shares of the First Trust Morningstar Futures Strategy Fund under NYSE Arca Equities Rule 8.600
Comments due: 21 days after publication in the Federal Register
 Submit comments on SR-NYSEArca-2013-52
|
SR-NYSEArca-2013-56 |
| 34-69634 |
May 23, 2013 |
Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of the PowerShares China A-Share Portfolio under NYSE Arca Equities Rule 8.600
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NYSEArca-2013-56
|
SR-NYSEArca-2013-15 |
| 34-69609 |
May 20, 2013 |
Order Granting Approval of Proposed Rule Change, Modified by Amendment No. 1, Amending Rule 6.87 In Part and Adding a New Section to Address Errors that Involve Complex Orders
See also: Notice: Rel. No. 34-68927
|
SR-NYSEArca-2013-33 |
| 34-69591 |
May 16, 2013 |
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to List and Trade the International Bear ETF under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-69303
|
SR-NYSEArca-2013-50 |
| 34-69584 |
May 15, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Listing Standards for Equity Index-Linked Securities in NYSE Arca Equities Rule 5.2(j)(6)
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-NYSEArca-2013-50
|
SR-NYSEArca-2013-48 |
| 34-69573 |
May 14, 2013 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to List and Trade Shares of iShares Dow Jones-UBS Roll Select Commodity Index Trust Pursuant to NYSE Arca Equities Rule 8.200
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NYSEArca-2013-48
|
SR-NYSEArca-2013-47 |
| 34-69554 |
May 10, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing Non-Display Usage Fees and Amending the Professional End-User Fees for NYSE Arca Options Market Data
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-NYSEArca-2013-47
|
SR-NYSEArca-2013-45 |
| 34-69527 |
May 7, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.11(a)(6)(C) to add Inside Limit Orders as Eligible for Repricing Instructions
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-NYSEArca-2013-45
|
SR-NYSEArca-2013-41 |
| 34-69523 |
May 6, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing a Schedule of the NYSE Arca Options Proprietary Market Data Fees
Comments due: May 31, 2013
Additional Materials: Exhibit 5
Submit comments on SR-NYSEArca-2013-41
|
SR-NYSEArca-2013-34 |
| 34-69508 |
May 3, 2013 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Implement a One-Year Pilot Program for Issuers of Certain Exchange-Traded Products ("ETPs") Listed on the Exchange
See also: Notice: Rel. No. 34-69335
|
SR-NYSEArca-2013-44 |
| 34-69503 |
May 2, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Schedule of Fees and Charges for Exchange Services to Amend Step Up Tier 2 to Reduce the Volume Threshold Requirements Needed To Be Eligible for The Tier
Comments due: May 29, 2013
Additional Materials: Exhibit 5
Submit comments on SR-NYSEArca-2013-44
|
SR-NYSEArca-2013-46 |
| 34-69487 |
May 1, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule to Raise the Take Liquidity Fee for Firm and Broker Dealer Electronic Executions in Penny Pilot Issues
Comments due: May 28, 2013
Additional Materials: Exhibit 5
Submit comments on SR-NYSEArca-2013-46
|
SR-NYSEArca-2013-39 |
| 34-69443 |
Apr. 24, 2013 |
Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31 to Add a Moving Average Check for Incoming Market Orders and Marketable Limit Orders
Comments due: May 21, 2013
Additional Materials: Exhibit 5
Submit comments on SR-NYSEArca-2013-39
|
SR-NYSEArca-2013-40 |
| 34-69436 |
Apr. 23, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.11 Clarifying the Exchange's Treatment of Discretionary Orders that have Discretionary Prices Outside of the Limit Up-Limit Down Price Bands
Comments due: May 22, 2013
Additional Materials: Exhibit 5
Submit comments on SR-NYSEArca-2013-40
|
SR-NYSEArca-2013-18 |
| 34-69397 |
Apr. 18, 2013 |
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to List and Trade Fourteen Series of the iShares Trust under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-69008
|
SR-NYSEArca-2013-38 |
| 34-69389 |
Apr. 17, 2013 |
Notice of Filing of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Remove Certain Obsolete Text
Comments due: May 14, 2013
Additional Materials: Exhibit 5
Submit comments on SR-NYSEArca-2013-38
|
SR-NYSEArca-2012-108 |
| 34-69373 |
Apr. 15, 2013 |
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Shares of the NYSE Arca U.S. Equity Synthetic Reverse Convertible Index Fund under NYSE Arca Equities Rule 5.2(j)(3)
See also: Order: Rel. No. 34-68671, Notice: Rel. No. 34-68320, Notice: Rel. No. 34-68043
|
SR-NYSEArca-2013-10 |
| 34-69340 |
Apr. 8, 2013 |
Order Approving, on an Accelerated Basis, Proposed Rule Change, as Modified by Amendment No. 1, Adopting New Exchange Rule 6.65A to Provide for How the Exchange Proposes to Treat Orders, Market-Making Quoting Obligations, and Errors in Response to the Regulation NMS Plan to Address Extraordinary Market Volatility; and Amending Exchange Rule 6.65 to Codify that the Exchange Shall Halt Trading in All Options Overlying NMS Stocks When the Equities Markets Initiate a Market-Wide Trading Halt Due to Extraordinary Market Volatility
See also: Notice: Rel. No. 34-69032
|
SR-NYSEArca-2013-37 |
| 34-69315 |
Apr. 5, 2013 |
Notice of Filing of Proposed Rule Change Establishing Non-Display Usage Fees for NYSE Arca Integrated Feed, NYSE ArcaBook, NYSE Arca Trades, and NYSE Arca BBO, and a Redistribution Fee for NYSE ArcaBook
Comments due: May 2, 2013
Additional Materials: Exhibit 5
Comments received are available for this proposal.
Submit comments on SR-NYSEArca-2013-37
|
SR-NYSEArca-2013-17 |
| 34-69325 |
Apr. 5, 2013 |
Order Granting Approval of Proposed Rule Change Amending Its Rules to Reflect the Merger of NYSE Arca Holdings, Inc., An Intermediate Holding Company, Into and With NYSE Group, Inc., Thereby Eliminating NYSE Arca Holdings, Inc. From the Ownership Structure of the Exchange
See also: Notice: Rel. No. 34-68959
|
SR-NYSEArca-2013-34 |
| 34-69335 |
Apr. 5, 2013 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Implement a One-Year Pilot Program for Issuers of Certain Exchange-Traded Products ("ETPs") Listed on the Exchange
Comments due: May 2, 2013
Additional File No.: SR-NYSEArca-2012-37
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-69508
Comments received are available for this proposal.
Submit comments on SR-NYSEArca-2013-34
|
SR-NYSEArca-2013-36 |
| 34-69311 |
Apr. 4, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Standard Options Transaction Fees
Comments due: May 1, 2013
Additional Materials: Exhibit 5
Submit comments on SR-NYSEArca-2013-36
|
SR-NYSEArca-2013-32 |
| 34-69305 |
Apr. 4, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services
Comments due: May 1, 2013
Additional Materials: Exhibit 5
Submit comments on SR-NYSEArca-2013-32
|
SR-NYSEArca-2013-33 |
| 34-69303 |
Apr. 4, 2013 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade the International Bear ETF under NYSE Arca Equities Rule 8.600
Comments due: May 1, 2013
See also: Order: Rel. No. 34-69591
|
SR-NYSEArca-2013-31 |
| 34-69299 |
Apr. 4, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing Certain Fees for the NYSE Arca Trades and NYSE Arca Realtime Reference Prices Market Data Products
Comments due: May 1, 2013
Additional Materials: Exhibit 5
Submit comments on SR-NYSEArca-2013-31
|
SR-NYSEArca-2013-30 |
| 34-69274 |
Apr. 2, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing the NYSE Arca Trades Digital Media Data Feed and a Schedule of the NYSE Arca Equities Proprietary Market Data Fees
Comments due: April 29, 2013
Additional Materials: Exhibit 5
Submit comments on SR-NYSEArca-2013-30
|
SR-NYSEArca-2013-27 |
| 34-69267 |
Apr. 2, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Option Trading Rules to Extend the Operation of Its Pilot Program Regarding Minimum Value Sizes for Flexible Exchange Options, Currently Scheduled to Expire on March 29, 2013, Until March 31, 2014
Comments due: April 29, 2013
Additional Materials: Exhibit 5
Submit comments on SR-NYSEArca-2013-27
|
| First Quarter |
SR-NYSEArca-2012-28 |
| 34-69256 |
Mar. 28, 2013 |
Response to Comments Submitted After the Issuance on December 14, 2012, of a Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment No. 1 to List and Trade Shares of the JPM XF Physical Copper Trust Pursuant to NYSE Arca Equities Rule 8.201
See also: Notice: Rel. No. 34-68440, Notice: Rel. No. 34-67965, Order: Rel. No. 34-67470, Notice: Rel. No. 34-67075, Notice: Rel. No. 34-66816
|
SR-NYSEArca-2013-14 |
| 34-69251 |
Mar. 28, 2013 |
Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Listing and Trading of Shares of the Cambria Shareholder Yield ETF Pursuant to NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-68930
|
SR-NYSEArca-2013-25 |
| 34-69246 |
Mar. 27, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Arca Options Fee Schedule to Establish Fees for Mini-Options Contracts
Comments due: April 23, 2013
Additional Materials: Exhibit 5
Comments received are available for this proposal.
Submit comments on SR-NYSEArca-2013-25
|
SR-NYSEArca-2013-08 |
| 34-69244 |
Mar. 27, 2013 |
Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of the SPDR Blackstone/GSO Senior Loan ETF under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-68862
|
SR-NYSEArca-2013-28 |
| 34-69197 |
Mar. 20, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Definition of Complex Orders and Stock/Options Orders to Accommodate the Trading of Option Contracts Overlying 10 Shares of a Security
Comments due: April 17, 2013
Additional Materials: Exhibit 5
Submit comments on SR-NYSEArca-2013-28
|
SR-NYSEArca-2013-26 |
| 34-69161 |
Mar. 18, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Certain Rules to Accommodate the Trading of Option Contracts Overlying 10 Shares of Certain Securities
Comments due: April 15, 2013
Additional Materials: Exhibit 5
Submit comments on SR-NYSEArca-2013-26
|
SR-NYSEArca-2013-24 |
| 34-69134 |
Mar. 14, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services with Respect to the Retail Order Tier
Comments due: April 10, 2013
Additional Materials: Exhibit 5
Submit comments on SR-NYSEArca-2013-24
|
SR-NYSEArca-2013-22 |
| 34-69106 |
Mar. 11, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to NYSE Arca Options Rule 6.72 to Extend the Penny Pilot in Options Classes in Certain Issues through June 30, 2013
Comments due: April 5, 2013
Additional Materials: Exhibit 5
|
SR-NYSEArca-2013-21 |
| 34-69080 |
Mar. 8, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rules Governing Order Format and System Entry Requirements
Comments due: April 4, 2013
Additional Materials: Exhibit 5
|
SR-NYSEArca-2013-19 |
| 34-69078 |
Mar. 8, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Schedule of Fees and Charges for Exchange Services to Reduce the Floor Broker Rebate for Qualified Contingent Cross Transactions
Comments due: April 8, 2013
Additional Materials: Exhibit 5
|
SR-NYSEArca-2013-23 |
| 34-69059 |
Mar. 7, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Inc. Fee Schedule to Increase the Gross FOCUS Fee
Comments due: April 3, 2013
Additional Materials: Exhibit 5
|
SR-NYSEArca-2013-01 |
| 34-69061 |
Mar. 7, 2013 |
Order Granting Approval of Proposed Rule Change Relating to Listing and Trading of the Newfleet Multi-Sector Income ETF under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-68666
|
SR-NYSEArca-2013-10 |
| 34-69032 |
Mar. 4, 2013 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Adopting New Exchange Rule 6.65A to Provide for How the Exchange Proposes to Treat Orders, Market-Making Quoting Obligations, and Errors in Response to the Regulation NMS Plan to Address Extraordinary Market Volatility; and Amending Exchange Rule 6.65 to Codify that the Exchange Shall Halt Trading in All Options Overlying NMS Stocks When the Equities Markets Initiate a Market-Wide Trading Halt Due to Extraordinary Market Volatility
Comments due: March 29, 2013
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-69340
Comments received are available for this proposal.
|
SR-NYSEArca-2013-18 |
| 34-69008 |
Feb. 28, 2013 |
Notice of Filing of Proposed Rule Change to List and Trade Fourteen Series of the iShares Trust under NYSE Arca Equities Rule 8.600
Comments due: March 27, 2013
See also: Order: Rel. No. 34-69397
|
SR-NYSEArca-2012-66 |
| 34-68973 |
Feb. 22, 2013 |
Notice of Filing of Amendments No. 1 and No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendments No. 1 and No. 2 to List and Trade Shares of the iShares Copper Trust Pursuant to NYSE Arca Equities Rule 8.201
Comments due: March 21, 2013
See also: Notice: Rel. Nos. 34-68511; 34-67616; 34-67237
Comments received are available for this proposal.
|
SR-NYSEArca-2013-17 |
| 34-68959 |
Feb. 20, 2013 |
Notice of Filing of Proposed Rule Change Amending Its Rules to Reflect the Merger of NYSE Arca Holdings, Inc., An Intermediate Holding Company, Into and With NYSE Group, Inc., Thereby Eliminating NYSE Arca Holdings, Inc. From the Ownership Structure of The Exchange
Comments due: March 19, 2013
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-69325
|
SR-NYSEArca-2013-15 |
| 34-68927 |
Feb. 14, 2013 |
Notice of Filing of Proposed Rule Change Amending Rule 6.87 In Part and Adding a New Section To Address Errors that Involve Complex Orders
Comments due: March 14, 2013
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-69609
|
SR-NYSEArca-2013-14 |
| 34-68930 |
Feb. 14, 2013 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Listing and Trading of Shares of the Cambria Shareholder Yield ETF Pursuant to NYSE Arca Equities Rule 8.600
Comments due: March 14, 2013
See also: Notice: Rel. No. 34-69251
|
SR-NYSEArca-2013-13 |
| 34-68912 |
Feb. 12, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule 7.11 to establish rules to comply with the requirements of the Plan to Address Extraordinary Market Volatility submitted to the Commission pursuant to Rule 608 of Regulation NMS
Comments due: March 12, 2013
Additional Materials: Exhibit 5
|
SR-NYSEArca-2013-16 |
| 34-68910 |
Feb. 12, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the WisdomTree Euro Debt Fund
Comments due: March 13, 2013
|
SR-NYSEArca-2013-11 |
| 34-68898 |
Feb. 11, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule to Introduce a New Electronic Customer Rate for Certain Executions that Take Liquidity
Comments due: March 8, 2013
Additional Materials: Exhibit 5
|
SR-NYSEArca-2012-138 |
| 34-68871 |
Feb. 8, 2013 |
Order Granting Approval of Proposed Rule Change to List and Trade PIMCO Foreign Currency Strategy Exchange-Traded Fund under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-68476
|
SR-NYSEArca-2012-139 |
| 34-68870 |
Feb. 8, 2013 |
Order Granting Approval of Proposed Rule Change to List and Trade First Trust Preferred Securities and Income ETF Under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-68458
|
SR-NYSEArca-2012-142 |
| 34-68863 |
Feb. 7, 2013 |
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to List and Trade the Guggenheim Enhanced Total Return ETF under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-68488
|
SR-NYSEArca-2013-08 |
| 34-68862 |
Feb. 7, 2013 |
Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the SPDR Blackstone/GSO Senior Loan ETF under NYSE Arca Equities Rule 8.600
Comments due: March 6, 2013
See also: Notice: Rel. No. 34-69244
|
SR-NYSEArca-2013-09 |
| 34-68848 |
Feb. 6, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposing to Amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services
Comments due: March 5, 2013
Additional Materials: Exhibit 5
|
SR-NYSEArca-2013-12 |
| 34-68809 |
Feb. 1, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.10, Which Governs Clearly Erroneous Executions, Extending the Effective Date of the Pilot Until September 30, 2013 and Adopting New Paragraph (i) to NYSE Arca Equities Rule 7.10 In Connection With the Upcoming Operation of the Plan to Address Extraordinary Market Volatility Pursuant to Rule 608 of Regulation NMS under the Act
Comments due: February 28, 2013
Additional Materials: Exhibit 5
|
SR-NYSEArca-2013-06 |
| 34-68785 |
Jan. 31, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Delaying the Operative Date of A Rule Change to Exchange Rule 7.12, Which Provides for Methodology for Determining When to Halt Trading in All Stocks Due to Extraordinary Market Volatility, From the Date of February 4, 2013, Until April 8, 2013
Comments due: February 27, 2013
|
SR-NYSEArca-2013-05 |
| 34-68776 |
Jan. 31, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule to Change the Monthly Cost for Option Trading Permits
Comments due: February 27, 2013
Additional Materials: Exhibit 5
|
SR-NYSEArca-2013-04 |
| 34-68758 |
Jan. 29, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule to Revise Qualification Thresholds for Tiered Customer Posting Credits
Comments due: February 25, 2013
Additional Materials: Exhibit 5
|
SR-NYSEArca-2013-02 |
| 34-68748 |
Jan. 28, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.11, which Provides for Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, Extending the Effective Date of the Pilot Until the Earlier of the Initial Date of Operations of the Regulation NMS Plan to Address Extraordinary Market Volatility or February 4, 2014
Comments due: February 25, 2013
Additional Materials: Exhibit 5
|
SR-NYSEArca-2012-133 |
| 34-68725 |
Jan. 24, 2013 |
Order Approving a Proposed Rule Change Amending NYSE Arca Equities Rule 7.31(h)(7) to Permit PL Select Orders to Interact with Incoming Orders Larger Than the Size of the PL Select Order
See also: Notice: Rel. No. 34-68385
|
SR-NYSEArca-2012-131 |
| 34-68708 |
Jan. 23, 2013 |
Order Granting Approval of Proposed Rule Change Relating to Listing and Trading of Shares of the Horizons S&P 500 Covered Call ETF, Horizons S&P Financial Select Sector Covered Call ETF, and Horizons S&P Energy Select Sector Covered Call ETF under NYSE Arca Equities Rule 5.2(j)(3)
See also: Notice: Rel. No. 34-68351
|
SR-NYSEArca-2012-108 |
| 34-68671 |
Jan. 16, 2013 |
Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to the Listing and Trading of Shares of the NYSE Arca U.S. Equity Synthetic Reverse Convertible Index Fund under NYSE Arca Equities Rule 5.2(j)(3)
Comments due: February 13, 2013
Rebuttal comments due: February 27, 2013
See also: Order: Rel. No. 34-69373, Notice: Rel. No. 34-68320, Notice: Rel. No. 34-68043
Comments received are available for this proposal.
|
SR-NYSEArca-2012-109 |
| 34-68667 |
Jan. 16, 2013 |
Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of Shares of the U.S. Equity High Volatility Put Write Index Fund under NYSE Arca Equities Rule 5.2(j)(3)
See also: Notice: Rel. No. 34-68319, Notice: Rel. No. 34-68044
|
SR-NYSEArca-2013-01 |
| 34-68666 |
Jan. 16, 2013 |
Notice of Filing of Proposed Rule Change Relating to Listing and Trading of the Newfleet Multi-Sector Income ETF under NYSE Arca Equities Rule 8.600
See also: Order: Rel. No. 34-69061
|
SR-NYSEArca-2012-105 |
| 34-68638 |
Jan. 11, 2013 |
Notice of Filing of Amendment No. 2, and Order Granting Accelerated Approval for Proposed Rule Change, as Modified by Amendment No. 2, to Amend the Listing Rules for Compensation Comply with Securities Exchange Act Rule 10C-1 and Make Other Related Changes
Comments due: February 12, 2013
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-68313, Notice: Rel. No. 34-68006
|
SR-NYSEArca-2012-37 |
| 34-68616 |
Jan. 10, 2013 |
Notice of Withdrawal of Proposed Rule Change Proposing a Pilot Program to Create a Lead Market Maker Issuer Incentive Program for Issuers of Certain Exchange-Traded Products Listed on NYSE Arca, Inc.
See also: Notice: Rel. No. 34-67962, Notice: Rel. No. 34-67411, Notice: Rel. No. 34-67222, Notice: Rel. No. 34-66966
|
SR-NYSEArca-2012-145 |
| 34-68590 |
Jan. 4, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List with Respect to Regulatory Fees Related to the Central Registration Depository, Which are Collected by the Financial Industry Regulatory Authority, Inc.
Comments due: February 1, 2013
Additional Materials: Exhibit 5
|
SR-NYSEArca-2012-143 |
| 34-68588 |
Jan. 4, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services with Respect to Regulatory Fees Related to the Central Registration Depository, Which are Collected by the Financial Industry Regulatory Authority, Inc.
Comments due: February 1, 2013
Additional Materials: Exhibit 5
|
SR-NYSEArca-2012-140 |
| 34-68569 |
Jan. 3, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to List and Trade Options on the Nasdaq-100 Index (NDX) and the Reduced-Value Nasdaq-100 Index (MNX) and to Amend NYSE Arca Rule 5.15(a)(1) to Provide That There Are No Position Limits for Options on NDX and MNX
Comments due: January 30, 2013
Additional Materials: Exhibit 5
|
| NYSE Arca File Number List for 2013 |
| Release No. |
Date |
Details |
SR-NYSEArca-2013-56 |
| 34-69634 |
May 23, 2013 |
Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of the PowerShares China A-Share Portfolio under NYSE Arca Equities Rule 8.600
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NYSEArca-2013-56
|
SR-NYSEArca-2013-52 |
| 34-69636 |
May 24, 2013 |
Notice of Filing of Proposed Rule Change Proposing to List and Trade Shares of the First Trust Morningstar Futures Strategy Fund under NYSE Arca Equities Rule 8.600
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NYSEArca-2013-52
|
SR-NYSEArca-2013-50 |
| 34-69584 |
May 15, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Listing Standards for Equity Index-Linked Securities in NYSE Arca Equities Rule 5.2(j)(6)
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-NYSEArca-2013-50
|
SR-NYSEArca-2013-48 |
| 34-69573 |
May 14, 2013 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to List and Trade Shares of iShares Dow Jones-UBS Roll Select Commodity Index Trust Pursuant to NYSE Arca Equities Rule 8.200
Comments due: 21 days after publication in the Federal Register
Submit comments on SR-NYSEArca-2013-48
|
SR-NYSEArca-2013-47 |
| 34-69554 |
May 10, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing Non-Display Usage Fees and Amending the Professional End-User Fees for NYSE Arca Options Market Data
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-NYSEArca-2013-47
|
SR-NYSEArca-2013-46 |
| 34-69487 |
May 1, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule to Raise the Take Liquidity Fee for Firm and Broker Dealer Electronic Executions in Penny Pilot Issues
Comments due: May 28, 2013
Additional Materials: Exhibit 5
Submit comments on SR-NYSEArca-2013-46
|
SR-NYSEArca-2013-45 |
| 34-69527 |
May 7, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.11(a)(6)(C) to add Inside Limit Orders as Eligible for Repricing Instructions
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-NYSEArca-2013-45
|
SR-NYSEArca-2013-44 |
| 34-69503 |
May 2, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Schedule of Fees and Charges for Exchange Services to Amend Step Up Tier 2 to Reduce the Volume Threshold Requirements Needed To Be Eligible for The Tier
Comments due: May 29, 2013
Additional Materials: Exhibit 5
Submit comments on SR-NYSEArca-2013-44
|
SR-NYSEArca-2013-41 |
| 34-69523 |
May 6, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing a Schedule of the NYSE Arca Options Proprietary Market Data Fees
Comments due: May 31, 2013
Additional Materials: Exhibit 5
Submit comments on SR-NYSEArca-2013-41
|
SR-NYSEArca-2013-40 |
| 34-69436 |
Apr. 23, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.11 Clarifying the Exchange's Treatment of Discretionary Orders that have Discretionary Prices Outside of the Limit Up-Limit Down Price Bands
Comments due: May 22, 2013
Additional Materials: Exhibit 5
Submit comments on SR-NYSEArca-2013-40
|
SR-NYSEArca-2013-39 |
| 34-69443 |
Apr. 24, 2013 |
Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 7.31 to Add a Moving Average Check for Incoming Market Orders and Marketable Limit Orders
Comments due: May 21, 2013
Additional Materials: Exhibit 5
Submit comments on SR-NYSEArca-2013-39
|
SR-NYSEArca-2013-38 |
| 34-69389 |
Apr. 17, 2013 |
Notice of Filing of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Remove Certain Obsolete Text
Comments due: May 14, 2013
Additional Materials: Exhibit 5
Submit comments on SR-NYSEArca-2013-38
|
SR-NYSEArca-2013-37 |
| 34-69315 |
Apr. 5, 2013 |
Notice of Filing of Proposed Rule Change Establishing Non-Display Usage Fees for NYSE Arca Integrated Feed, NYSE ArcaBook, NYSE Arca Trades, and NYSE Arca BBO, and a Redistribution Fee for NYSE ArcaBook
Comments due: May 2, 2013
Additional Materials: Exhibit 5
Comments received are available for this proposal.
Submit comments on SR-NYSEArca-2013-37
|
SR-NYSEArca-2013-36 |
| 34-69311 |
Apr. 4, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Standard Options Transaction Fees
Comments due: May 1, 2013
Additional Materials: Exhibit 5
Submit comments on SR-NYSEArca-2013-36
|
SR-NYSEArca-2013-34 |
| 34-69508 |
May 3, 2013 |
Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Implement a One-Year Pilot Program for Issuers of Certain Exchange-Traded Products ("ETPs") Listed on the Exchange
|
| 34-69335 |
Apr. 5, 2013 |
Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto to Implement a One-Year Pilot Program for Issuers of Certain Exchange-Traded Products ("ETPs") Listed on the Exchange
Comments due: May 2, 2013
Additional File No.: SR-NYSEArca-2012-37
Additional Materials: Exhibit 5
Comments received are available for this proposal.
Submit comments on SR-NYSEArca-2013-34
|
SR-NYSEArca-2013-33 |
| 34-69591 |
May 16, 2013 |
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to List and Trade the International Bear ETF under NYSE Arca Equities Rule 8.600
|
| 34-69303 |
Apr. 4, 2013 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade the International Bear ETF under NYSE Arca Equities Rule 8.600
Comments due: May 1, 2013
|
SR-NYSEArca-2013-32 |
| 34-69305 |
Apr. 4, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services
Comments due: May 1, 2013
Additional Materials: Exhibit 5
Submit comments on SR-NYSEArca-2013-32
|
SR-NYSEArca-2013-31 |
| 34-69299 |
Apr. 4, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing Certain Fees for the NYSE Arca Trades and NYSE Arca Realtime Reference Prices Market Data Products
Comments due: May 1, 2013
Additional Materials: Exhibit 5
Submit comments on SR-NYSEArca-2013-31
|
SR-NYSEArca-2013-30 |
| 34-69274 |
Apr. 2, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Establishing the NYSE Arca Trades Digital Media Data Feed and a Schedule of the NYSE Arca Equities Proprietary Market Data Fees
Comments due: April 29, 2013
Additional Materials: Exhibit 5
Submit comments on SR-NYSEArca-2013-30
|
SR-NYSEArca-2013-28 |
| 34-69197 |
Mar. 20, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Definition of Complex Orders and Stock/Options Orders to Accommodate the Trading of Option Contracts Overlying 10 Shares of a Security
Comments due: April 17, 2013
Additional Materials: Exhibit 5
Submit comments on SR-NYSEArca-2013-28
|
SR-NYSEArca-2013-27 |
| 34-69267 |
Apr. 2, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Option Trading Rules to Extend the Operation of Its Pilot Program Regarding Minimum Value Sizes for Flexible Exchange Options, Currently Scheduled to Expire on March 29, 2013, Until March 31, 2014
Comments due: April 29, 2013
Additional Materials: Exhibit 5
Submit comments on SR-NYSEArca-2013-27
|
SR-NYSEArca-2013-26 |
| 34-69161 |
Mar. 18, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Certain Rules to Accommodate the Trading of Option Contracts Overlying 10 Shares of Certain Securities
Comments due: April 15, 2013
Additional Materials: Exhibit 5
Submit comments on SR-NYSEArca-2013-26
|
SR-NYSEArca-2013-25 |
| 34-69246 |
Mar. 27, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Arca Options Fee Schedule to Establish Fees for Mini-Options Contracts
Comments due: April 23, 2013
Additional Materials: Exhibit 5
Comments received are available for this proposal.
Submit comments on SR-NYSEArca-2013-25
|
SR-NYSEArca-2013-24 |
| 34-69134 |
Mar. 14, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services with Respect to the Retail Order Tier
Comments due: April 10, 2013
Additional Materials: Exhibit 5
Submit comments on SR-NYSEArca-2013-24
|
SR-NYSEArca-2013-23 |
| 34-69059 |
Mar. 7, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Inc. Fee Schedule to Increase the Gross FOCUS Fee
Comments due: April 3, 2013
Additional Materials: Exhibit 5
|
SR-NYSEArca-2013-22 |
| 34-69106 |
Mar. 11, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .02 to NYSE Arca Options Rule 6.72 to Extend the Penny Pilot in Options Classes in Certain Issues through June 30, 2013
Comments due: April 5, 2013
Additional Materials: Exhibit 5
|
SR-NYSEArca-2013-21 |
| 34-69080 |
Mar. 8, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rules Governing Order Format and System Entry Requirements
Comments due: April 4, 2013
Additional Materials: Exhibit 5
|
SR-NYSEArca-2013-19 |
| 34-69078 |
Mar. 8, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Schedule of Fees and Charges for Exchange Services to Reduce the Floor Broker Rebate for Qualified Contingent Cross Transactions
Comments due: April 8, 2013
Additional Materials: Exhibit 5
|
SR-NYSEArca-2013-18 |
| 34-69397 |
Apr. 18, 2013 |
Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to List and Trade Fourteen Series of the iShares Trust under NYSE Arca Equities Rule 8.600
|
| 34-69008 |
Feb. 28, 2013 |
Notice of Filing of Proposed Rule Change to List and Trade Fourteen Series of the iShares Trust under NYSE Arca Equities Rule 8.600
Comments due: March 27, 2013
|
SR-NYSEArca-2013-17 |
| 34-69325 |
Apr. 5, 2013 |
Order Granting Approval of Proposed Rule Change Amending Its Rules to Reflect the Merger of NYSE Arca Holdings, Inc., An Intermediate Holding Company, Into and With NYSE Group, Inc., Thereby Eliminating NYSE Arca Holdings, Inc. From the Ownership Structure of the Exchange
See also: Notice: Rel. No. 34-68959
|
| 34-68959 |
Feb. 20, 2013 |
Notice of Filing of Proposed Rule Change Amending Its Rules to Reflect the Merger of NYSE Arca Holdings, Inc., An Intermediate Holding Company, Into and With NYSE Group, Inc., Thereby Eliminating NYSE Arca Holdings, Inc. From the Ownership Structure of The Exchange
Comments due: March 19, 2013
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-69325
|
SR-NYSEArca-2013-16 |
| 34-68910 |
Feb. 12, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the WisdomTree Euro Debt Fund
Comments due: March 13, 2013
|
SR-NYSEArca-2013-15 |
| 34-69609 |
May 20, 2013 |
Order Granting Approval of Proposed Rule Change, Modified by Amendment No. 1, Amending Rule 6.87 In Part and Adding a New Section to Address Errors that Involve Complex Orders
|
| 34-68927 |
Feb. 14, 2013 |
Notice of Filing of Proposed Rule Change Amending Rule 6.87 In Part and Adding a New Section To Address Errors that Involve Complex Orders
Comments due: March 14, 2013
Additional Materials: Exhibit 5
|
SR-NYSEArca-2013-14 |
| 34-69251 |
Mar. 28, 2013 |
Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Listing and Trading of Shares of the Cambria Shareholder Yield ETF Pursuant to NYSE Arca Equities Rule 8.600
|
| 34-68930 |
Feb. 14, 2013 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to Listing and Trading of Shares of the Cambria Shareholder Yield ETF Pursuant to NYSE Arca Equities Rule 8.600
Comments due: March 14, 2013
|
SR-NYSEArca-2013-13 |
| 34-68912 |
Feb. 12, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Exchange Rule 7.11 to establish rules to comply with the requirements of the Plan to Address Extraordinary Market Volatility submitted to the Commission pursuant to Rule 608 of Regulation NMS
Comments due: March 12, 2013
Additional Materials: Exhibit 5
|
SR-NYSEArca-2013-12 |
| 34-68809 |
Feb. 1, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.10, Which Governs Clearly Erroneous Executions, Extending the Effective Date of the Pilot Until September 30, 2013 and Adopting New Paragraph (i) to NYSE Arca Equities Rule 7.10 In Connection With the Upcoming Operation of the Plan to Address Extraordinary Market Volatility Pursuant to Rule 608 of Regulation NMS under the Act
Comments due: February 28, 2013
Additional Materials: Exhibit 5
|
SR-NYSEArca-2013-11 |
| 34-68898 |
Feb. 11, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule to Introduce a New Electronic Customer Rate for Certain Executions that Take Liquidity
Comments due: March 8, 2013
Additional Materials: Exhibit 5
|
SR-NYSEArca-2013-10 |
| 34-69340 |
Apr. 8, 2013 |
Order Approving, on an Accelerated Basis, Proposed Rule Change, as Modified by Amendment No. 1, Adopting New Exchange Rule 6.65A to Provide for How the Exchange Proposes to Treat Orders, Market-Making Quoting Obligations, and Errors in Response to the Regulation NMS Plan to Address Extraordinary Market Volatility; and Amending Exchange Rule 6.65 to Codify that the Exchange Shall Halt Trading in All Options Overlying NMS Stocks When the Equities Markets Initiate a Market-Wide Trading Halt Due to Extraordinary Market Volatility
|
| 34-69032 |
Mar. 4, 2013 |
Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Adopting New Exchange Rule 6.65A to Provide for How the Exchange Proposes to Treat Orders, Market-Making Quoting Obligations, and Errors in Response to the Regulation NMS Plan to Address Extraordinary Market Volatility; and Amending Exchange Rule 6.65 to Codify that the Exchange Shall Halt Trading in All Options Overlying NMS Stocks When the Equities Markets Initiate a Market-Wide Trading Halt Due to Extraordinary Market Volatility
Comments due: March 29, 2013
Additional Materials: Exhibit 5
Comments received are available for this proposal.
|
SR-NYSEArca-2013-09 |
| 34-68848 |
Feb. 6, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposing to Amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services
Comments due: March 5, 2013
Additional Materials: Exhibit 5
|
SR-NYSEArca-2013-08 |
| 34-69244 |
Mar. 27, 2013 |
Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of the SPDR Blackstone/GSO Senior Loan ETF under NYSE Arca Equities Rule 8.600
|
| 34-68862 |
Feb. 7, 2013 |
Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the SPDR Blackstone/GSO Senior Loan ETF under NYSE Arca Equities Rule 8.600
Comments due: March 6, 2013
|
SR-NYSEArca-2013-06 |
| 34-68785 |
Jan. 31, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Delaying the Operative Date of A Rule Change to Exchange Rule 7.12, Which Provides for Methodology for Determining When to Halt Trading in All Stocks Due to Extraordinary Market Volatility, From the Date of February 4, 2013, Until April 8, 2013
Comments due: February 27, 2013
|
SR-NYSEArca-2013-05 |
| 34-68776 |
Jan. 31, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule to Change the Monthly Cost for Option Trading Permits
Comments due: February 27, 2013
Additional Materials: Exhibit 5
|
SR-NYSEArca-2013-04 |
| 34-68758 |
Jan. 29, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule to Revise Qualification Thresholds for Tiered Customer Posting Credits
Comments due: February 25, 2013
Additional Materials: Exhibit 5
|
SR-NYSEArca-2013-02 |
| 34-68748 |
Jan. 28, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.11, which Provides for Trading Pauses in Individual Securities Due to Extraordinary Market Volatility, Extending the Effective Date of the Pilot Until the Earlier of the Initial Date of Operations of the Regulation NMS Plan to Address Extraordinary Market Volatility or February 4, 2014
Comments due: February 25, 2013
Additional Materials: Exhibit 5
|
SR-NYSEArca-2013-01 |
| 34-69061 |
Mar. 7, 2013 |
Order Granting Approval of Proposed Rule Change Relating to Listing and Trading of the Newfleet Multi-Sector Income ETF under NYSE Arca Equities Rule 8.600
|
| 34-68666 |
Jan. 16, 2013 |
Notice of Filing of Proposed Rule Change Relating to Listing and Trading of the Newfleet Multi-Sector Income ETF under NYSE Arca Equities Rule 8.600
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http://www.sec.gov/rules/sro/nysearca.shtml
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