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NYSE Arca Rulemaking

We encourage the public to submit comments on the following NYSE Arca, Inc. (NYSE Arca; formerly Pacific Exchange, Inc.) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
First Quarter

NYSE Arca File Number List for 2015

Additional Archives


Chronological List
Release No. Date Details
First Quarter

SR-NYSEArca-2015-10
34-74382 Feb. 26, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule
Comments due: 21 days after publication in the Federal Register

SR-NYSEArca-2014-143
34-74338 Feb. 20, 2015 Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of Shares of the SPDRŽ DoubleLine Total Return Tactical ETF under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-73958

SR-NYSEArca-2015-07
34-74308 Feb. 19, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period Applicable to Rule 6.65A(c), Obvious and Catastrophic Errors, Until October 23, 2015
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NYSEArca-2015-05
34-74290 Feb. 18, 2015 Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of WisdomTree Put Write Strategy Fund under Commentary .01 to NYSE Arca Equities Rule 5.2(j)(3)
Comments due: 21 days after publication in the Federal Register

SR-NYSEArca-2015-04
34-74278 Feb. 13, 2015 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of the Innovator ŽIBD 50 Fund under NYSE Arca Equities Rule 8.600
Comments due: March 13, 2015

SR-NYSEArca-2015-06
34-74271 Feb. 13, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the AdvisorShares WCM/BNY Mellon Focused Growth ADR ETF's Holdings of Non-U.S. Equity Securities
Comments due: March 13, 2015

SR-NYSEArca-2015-03
34-74219 Feb. 6, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Include Internet Protocol Network Connections and Fiber Cross Connects Between a User's Cabinet and Non-User's Equipment as Co-Location Services
Comments due: March 5, 2015
Additional Materials: Exhibit 5
Comments received are available for this proposal.

SR-NYSEArca-2014-107
34-74199 Feb. 3, 2015 Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Reflect Changes to the Means of Achieving the Investment Objective Applicable to the Guggenheim Enhanced Short Duration ETF
Comments due: March 2, 2015
Rebuttal comments due: March 16, 2015
See also: Notice: Rel. No. 34-73810, Notice: Rel. No. 34-73512

SR-NYSEArca-2014-139
34-74186 Feb. 2, 2015 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Shares of the iShares California AMT-Free Muni Bond ETF and iShares New York AMT-Free Muni Bond ETF
See also: Notice: Rel. No. 34-73857

SR-NYSEArca-2015-01
34-74175 Jan. 29, 2015 Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 Relating to Listing of Investment Company Units Based on Municipal Bond Indexes
Comments due:  February 25, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2014-134
34-74109 Jan. 21, 2015 Order Approving a Proposed Rule Change to List and Trade Shares of the IQ Wilshire Alternative Strategies ETF Under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-73716

SR-NYSEArca-2014-126
34-74093 Jan. 20, 2015 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of the AdvisorShares Pacific Asset Enhanced Floating Rate ETF under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-73717

SR-NYSEArca-2014-117
34-74088 Jan. 16, 2015 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Remove the Exchange's Quote Mitigation Plan as Provided by Commentary .03 to Exchange Rule 6.86
Comments due:  February 13, 2015
Rebuttal comments due:  February 27, 2015

SR-NYSEArca-2014-114
34-74058 Jan. 15, 2015 Notice of Filing of Amendments No. 1 and No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to List and Trade Shares of the iShares Interest Rate Hedged 0-5 Year High Yield Bond ETF, iShares Interest Rate Hedged 10+ Year Credit Bond ETF, and the iShares Interest Rate Hedged Emerging Markets Bond ETF Under NYSE Arca Equities Rule 8.600
Comments due:  February 12, 2015
See also: Notice: Rel. No. 34-73659, Notice: Rel. No. 34-73342

SR-NYSEArca-2014-151
34-74029 Jan. 9, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .06 to Rule 6.8 to Extend the Pilot Program that Eliminated the Position Limits for Options on SPDR S&P 500 ETF
Comments due:  February 5, 2015
Additional Materials: Exhibit 3, Exhibit 5

SR-NYSEArca-2014-150
34-74018 Jan. 8, 2015 Notice of Filing of Proposed Rule Change to Amend Rule 6.60 and to Adopt Rule 6.61, Which was Previously Reserved, to Provide Price Protection for Market Maker Quotes
Comments due:  February 4, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2014-149
34-74011 Jan. 7, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE ArcaBook
Comments due:  February 3, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2014-148
34-73998 Jan. 6, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE Arca BBO and NYSE Arca Trades
Comments due: February 2, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2014-147
34-73993 Jan. 6, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees for NYSE Arca Integrated Feed to Establish Eligibility Requirements for Redistribution
Comments due: February 2, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2014-142
34-73992 Jan. 6, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Schedule of Fees and Charges for Exchange Services to Eliminate Transaction Fees for Midpoint Passive Liquidity Orders that Remove Liquidity from the Exchange and that Are Designated as "Retail" but which Are Not Executed in the Retail Liquidity Program
Comments due: February 2, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2014-152
34-73977 Jan. 2, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending Its Program that Allows Transactions To Take Place at a Price that is Below $1 Per Option Contract until January 5, 2016
Comments due: January 29, 2015
Additional Materials: Exhibit 5


NYSE Arca File Number List for 2015
Release No. Date Details

SR-NYSEArca-2015-10
34-74382 Feb. 26, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule
Comments due: 21 days after publication in the Federal Register

SR-NYSEArca-2015-07
34-74308 Feb. 19, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period Applicable to Rule 6.65A(c), Obvious and Catastrophic Errors, Until October 23, 2015
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NYSEArca-2015-06
34-74271 Feb. 13, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the AdvisorShares WCM/BNY Mellon Focused Growth ADR ETF's Holdings of Non-U.S. Equity Securities
Comments due: March 13, 2015

SR-NYSEArca-2015-05
34-74290 Feb. 18, 2015 Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of WisdomTree Put Write Strategy Fund under Commentary .01 to NYSE Arca Equities Rule 5.2(j)(3)
Comments due: 21 days after publication in the Federal Register

SR-NYSEArca-2015-04
34-74278 Feb. 13, 2015 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of the Innovator ŽIBD 50 Fund under NYSE Arca Equities Rule 8.600
Comments due: March 13, 2015

SR-NYSEArca-2015-03
34-74219 Feb. 6, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Include Internet Protocol Network Connections and Fiber Cross Connects Between a User's Cabinet and Non-User's Equipment as Co-Location Services
Comments due: March 5, 2015
Additional Materials: Exhibit 5
Comments received are available for this proposal.

SR-NYSEArca-2015-01
34-74175 Jan. 29, 2015 Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 Relating to Listing of Investment Company Units Based on Municipal Bond Indexes
Comments due:  February 25, 2015
Additional Materials: Exhibit 5

 

http://www.sec.gov/rules/sro/nysearca.shtml


Modified: 02/26/2015