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NYSE Arca Rulemaking

We encourage the public to submit comments on the following NYSE Arca, Inc. (NYSE Arca; formerly Pacific Exchange, Inc.) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
Second Quarter |  First Quarter

NYSE Arca File Number List for 2015

Additional Archives


Chronological List
Release No. Date Details
Second Quarter

SR-NYSEArca-2015-18
34-75042 May 26, 2015 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Listing and Trading under NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 of Shares of the Vanguard Tax-Exempt Bond Index Fund
See also: Notice: Rel. No. 34-74701

SR-NYSEArca-2015-17
34-75032 May 21, 2015 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Modify the Appointment Process Utilized by the Exchange
See also: Notice: Rel. No. 34-74635

SR-NYSEArca-2014-100
34-75023 May 21, 2015 Order Granting Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, Relating to the Listing and Trading of Shares of the SPDR SSgA Global Managed Volatility ETF under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-74729, Notice: Rel. No. 34-74559A, Notice: Rel. No. 34-74559, Notice: Rel. No. 34-73914, Notice: Rel. No. 34-73515, Notice: Rel. No. 34-73141

SR-NYSEArca-2015-38
34-74951 May 13, 2015 Notice of Filing of Proposed Rule Change Adopting New Equity Trading Rules Relating to Trading Sessions, Order Ranking and Display, and Order Execution to Reflect the Implementation of Pillar, the Exchange’s New Trading Technology Platform
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NYSEArca-2015-39
34-74947 May 13, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Reduce Fees for Routing Certain Retail Orders to Away Market Centers
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NYSEArca-2015-33
34-74929 May 12, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Constituent Documents of Its Intermediate Parent Companies NYSE Holdings LLC., Intercontinental Exchange, Inc., to Eliminate Certain Provisions That by Their Terms Have Become Void and Are of No Further Force and Effect as a Result of the Sale by ICE of Euronext N.V. in June 2014 and Make Conforming Changes to the Independence Policy of the Board of Directors of ICE
Comments due: June 8, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-41
34-74921 May 8, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.87 - Obvious Errors and Catastrophic Errors in Order to Harmonize Substantial Portions of the Rule with Recently Adopted, and Proposed Rules of Other Options Exchanges
Comments due: June 4, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-40
34-74902 May 7, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE ArcaBook to Add a Late Fee In Connection with Failure to Submit the Non-display Use Declaration
Comments due: June 3, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-36
34-74901 May 7, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE Arca BBO and NYSE Arca Trades to Add a Late Fee In Connection with Failure to Submit the Non-display Use Declaration.
Comments due: June 3, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-37
34-74877 May 5, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE Arca Options Market Data to Add a Late Fee In Connection with Failure to Submit the Non-display Use Declaration
Comments due: June 1, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-15
34-74866 May 4, 2015 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to the List and Trade Shares of the Principal EDGE Active Income ETF under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-74562

SR-NYSEArca-2015-34
34-74865 May 4, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE Arca Integrated Feed to Add a Late Fee In Connection with Failure to Submit the Non-display Use Declaration
Comments due:  May 29, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-01
34-74863 May 4, 2015 Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change Amending NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 Relating to the Listing of Investment Company Units Based on Municipal Bond Indexes
Comments due:  May 29, 2015
Rebuttal comments due:  June 12, 2015
See also: Notice: Rel. No. 34-74534, Notice: Rel. No. 34-74175

SR-NYSEArca-2015-32
34-74841 Apr. 29, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying its Rules to Provide for the Use of Ports that Provide Connectivity to the Exchange's Trading Systems Solely for the Cancellation or "Takedown" of Quotes and Changes to the NYSE Arca Options Fee Schedule Related to Quote Takedown Service.
Comments due:  May 26, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-23
34-74839 Apr. 29, 2015 Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of ALPS Enhanced Put Write Strategy ETF under NYSE Arca Equities Rule 8.600
Comments due:  May 26, 2015
Comments received are available for this proposal.

SR-NYSEArca-2014-89
34-74842 Apr. 29, 2015 Notice of Filing of Amendments Nos. 1 and 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendments Nos. 1 and 2, to List and Trade Shares of Eight PIMCO Exchange-Traded Funds
Comments due:  May 26, 2015

SR-NYSEArca-2015-29
34-74824 Apr. 28, 2015 Notice of Filing of Proposed Rule Change to Amend NYSE Arca Rules 3.1 and 3.3 and Section 4.01(a) of the Exchange’s Bylaws to Establish a Regulatory Oversight Committee as a Committee of the Board of Directors of the Exchange
Comments due:  May 26, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2014-107
34-74814 Apr. 27, 2015 Notice of Filing of Amendment Nos. 2 and 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3, to Reflect Changes to the Means of Achieving the Investment Objective Applicable to the Guggenheim Enhanced Short Duration ETF
Comments due:  May 22, 2015
See also: Notice: Rel. No. 34-73810, Notice: Rel. No. 34-73512

SR-NYSEArca-2015-08
34-74796 Apr. 23, 2015 Order Granting Approval of Proposed Rule Change to Eliminate Additional Order Type Combinations, Delete Related Rule Text, Restructure the Remaining Rule Text in NYSE Arca Equities Rule 7.31, and Make Other Clarifying Changes to its Rule
See also: Notice: Rel. No. 34-74415

SR-NYSEArca-2015-31
34-74774 Apr. 21, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the Manner in which It Calculates Volume, Liquidity and Quoting Thresholds Applicable to Billing on the Exchange on March 31, 2015
Comments due: May 18, 2015

SR-NYSEArca-2015-02
34-74755 Apr. 17, 2015 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Amend NYSE Arca Equities Rule 8.600 to Adopt Generic Listing Standards for Managed Fund Shares
See also: Notice: Rel. No. 34-74433

SR-NYSEArca-2015-25
34-74730 Apr. 15, 2015 Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, to List and Trade Shares of the iShares iBonds Dec 2021 AMT-Free Muni Bond ETF and iShares iBonds Dec 2022 AMT-Free Muni Bond ETF under NYSE Arca Equities Rule 5.2(j)(3)
Comments due:  May 12, 2015
Additional Materials: Exhibit 3
Comments received are available for this proposal.

SR-NYSEArca-2014-100
34-74729 Apr. 15, 2015 Notice of Filing of Amendment Nos. 1 and 2 to Proposed Rule Change Relating to Listing and Trading of Shares of the SPDR SSgA Global Managed Volatility ETF under NYSE Arca Equities Rule 8.600
Comments due:  May 12, 2015
See also: Order: Rel. No. 34-75023, Notice: Rel. No. 34-74559, Notice: Rel. No. 34-73914, Notice: Rel. No. 34-73515, Notice: Rel. No. 34-73141

SR-NYSEArca-2015-30
34-74727 Apr. 14, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule
Comments due:  May 11, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2014-100
34-74559A April 13, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Listing and Trading of Shares of the SPDR SSgA Global Managed Volatility ETF under NYSE Arca Equities Rule 8.600; Correction
See also: Order: Rel. No. 34-75023, Notice: Rel. No. 34-74559, Notice: Rel. No. 73914, Notice: No. Rel. 34-73515,  Notice: No. Rel. 34-73141

SR-NYSEArca-2015-24
34-74715 Apr. 13, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Provide a Second Way to Qualify for the Cross-Asset Tier Credit of $0.0030 Per Share for Orders that Provide Liquidity to the Exchange
Comments due:  May 8, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2014-117
34-74705 Apr. 10, 2015 Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Remove the Exchange's Quote Mitigation Plan as Provided by Commentary .03 to Exchange Rule 6.
See also: Notice: Rel. No. 34-74088, Notice: Rel. No. 34-73720, Notice: Rel. No. 34-73362

SR-NYSEArca-2015-18
34-74701 Apr. 10, 2015 Notice of Filing of Proposed Rule Change Relating to Listing and Trading under NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 of Shares of the Vanguard Tax-Exempt Bond Index Fund
Comments due:  May 7, 2015
See also: Notice: Rel. No. 34-75042

SR-NYSEArca-2015-28
34-74694 Apr. 9, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Arca Options Fee Schedule to Adopt Fees for Certain Manual Transactions in Options Overlying IWM
Comments due:  May 6, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-05
34-74675 Apr. 8, 2015 Order Approving a Proposed Rule Change to List and Trade Shares of WisdomTree Put Write Strategy Fund Under Commentary .01 to NYSE Arca Equities Rule 5.2(j)(3)
See also: Notice: Rel. No. 34-74290

SR-NYSEArca-2015-17
34-74635 Apr. 2, 2015 Notice of Filing of Proposed Rule Change Amending Rule 6.35 to Refine the Appointment Process Utilized by the Exchange
Comments due: April 29, 2015
Additional Materials: Exhibit 5
See also: Notice: Rel. No. 34-75032
First Quarter

SR-NYSEArca-2015-21
34-74605 Mar. 30, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to change the ETP Fee
Comments due: April 24, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-20
34-74604 Mar. 30, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Schedule of Fees and Charges for Exchange Services to Specify that Affiliated Exchange ETP Holders May Request that the Exchange Aggregate Its Eligible Activity with Activity of the ETP Holder's Affiliates for Purposes of Charges or Credits Based on Volume
Comments due: April 24, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-04
34-74595 Mar. 27, 2015 Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of the Innovator IBD® 50 Fund under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-74278

SR-NYSEArca-2015-22
34-74572 Mar. 24, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period for the Exchange's Retail Liquidity until September 30, 2015
Comments due: April 20, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-15
34-74562 Mar. 23, 2015 Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of Principal EDGE Active Income ETF under NYSE Arca Equities Rule 8.600
Comments due: April 17, 2015
See also: Order: Rel. No. 34-74562
Comments received are available for this proposal.

SR-NYSEArca-2014-100
34-74559 Mar. 20, 2015 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Listing and Trading of Shares of the SPDR SSgA Global Managed Volatility ETF under NYSE Arca Equities Rule 8.600
See also: Order: Rel. No. 34-75023, Notice: Rel. No. 34-74559A, Notice: Rel. No. 34-73914

SR-NYSEArca-2015-19
34-74544 Mar. 19, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the LBMA Gold Price as a Replacement for the London Gold Fix for Certain Gold Related Exchange Traded Products
Comments due: April 15, 2015

SR-NYSEArca-2015-16
34-74541 Mar. 19, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Rules Governing the Short Term Option Series Program to Extend Current $0.50 Strike Price Intervals in Non-Index Options to Short Term Options with Strike Prices Less than $100
Comments due: April 15, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-01
34-74534 Mar. 19, 2015 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Amending NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 Relating to Listing of Investment Company Units Based on Municipal Bond Indexes
See also: Order: Rel. No. 34-74863, Notice: Rel. No. 34-74175

SR-NYSEArca-2015-13
34-74492 Mar. 12, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Relating to Market Maker Posting Credit Tiers
Comments due: April 8, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-09
34-74436 Mar. 4, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Relating to Strategy Executions
Comments due: March 31, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-02
34-74433 Mar. 4, 2015 Notice of Filing of Proposed Rule Change Relating to Amendments to NYSE Arca Equities Rule 8.600 to Adopt Generic Listing Standards for Managed Fund Shares
Comments due: March 31, 2015
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-74755
Comments received are available for this proposal.

SR-NYSEArca-2014-150
34-74441 Mar. 4, 2015 Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rule 6.60 and to Adopt Rule 6.61,Which was Previously Reserved, to Provide Price Protection for Market Maker Quotes
See also: Notice: Rel. No. 34-74018

SR-NYSEArca-2015-08
34-74415 Mar. 3, 2015 Notice of Filing of Proposed Rule Change To Eliminate Additional Order Type Combinations and Delete Related Rule Text and To Restructure the Remaining Rule Text in NYSE Arca Equities Rule 7.31
Comments due: March 30, 2015
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-74796

SR-NYSEArca-2015-11
34-74409 Mar. 2, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Specifying in Exchange Rules the Exchange's Use of Certain Data Feeds for Order Handling and Execution, Order Routing, and Regulatory Compliance
Comments due: March 27, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2014-89
34-74407 Mar. 2, 2015 Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to List and Trade Shares of Eight PIMCO Exchange-Traded Funds
See also: Notice: Rel. No. 34-73706, Notice: Rel. No. 34-73364, Notice: Rel. No. 34-72937

SR-NYSEArca-2015-10
34-74382 Feb. 26, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule
Comments due: March 25, 2015

SR-NYSEArca-2014-143
34-74338 Feb. 20, 2015 Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of Shares of the SPDR® DoubleLine Total Return Tactical ETF under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-73958

SR-NYSEArca-2015-07
34-74308 Feb. 19, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period Applicable to Rule 6.65A(c), Obvious and Catastrophic Errors, Until October 23, 2015
Comments due: March 18, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-05
34-74290 Feb. 18, 2015 Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of WisdomTree Put Write Strategy Fund under Commentary .01 to NYSE Arca Equities Rule 5.2(j)(3)
Comments due: March 17, 2015
See also: Order: Rel. No. 34-74675

SR-NYSEArca-2015-04
34-74278 Feb. 13, 2015 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of the Innovator ®IBD 50 Fund under NYSE Arca Equities Rule 8.600
Comments due: March 13, 2015
See also: Order: Rel. No. 34-74595

SR-NYSEArca-2015-06
34-74271 Feb. 13, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the AdvisorShares WCM/BNY Mellon Focused Growth ADR ETF's Holdings of Non-U.S. Equity Securities
Comments due: March 13, 2015

SR-NYSEArca-2015-03
34-74219 Feb. 6, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Include Internet Protocol Network Connections and Fiber Cross Connects Between a User's Cabinet and Non-User's Equipment as Co-Location Services
Comments due: March 5, 2015
Additional Materials: Exhibit 5
Comments received are available for this proposal.

SR-NYSEArca-2014-107
34-74199 Feb. 3, 2015 Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to Reflect Changes to the Means of Achieving the Investment Objective Applicable to the Guggenheim Enhanced Short Duration ETF
Comments due: March 2, 2015
Rebuttal comments due: March 16, 2015
See also: Notice: Rel. No. 34-73810, Notice: Rel. No. 34-73512

SR-NYSEArca-2014-139
34-74186 Feb. 2, 2015 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Shares of the iShares California AMT-Free Muni Bond ETF and iShares New York AMT-Free Muni Bond ETF
See also: Notice: Rel. No. 34-73857

SR-NYSEArca-2015-01
34-74175 Jan. 29, 2015 Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 Relating to Listing of Investment Company Units Based on Municipal Bond Indexes
Comments due:  February 25, 2015
See also: Order: Rel. No. 34-74863, Notice: Rel. No. 34-74534
See also: Notice: Rel. No. 34-74534

SR-NYSEArca-2014-134
34-74109 Jan. 21, 2015 Order Approving a Proposed Rule Change to List and Trade Shares of the IQ Wilshire Alternative Strategies ETF Under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-73716

SR-NYSEArca-2014-126
34-74093 Jan. 20, 2015 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of the AdvisorShares Pacific Asset Enhanced Floating Rate ETF under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-73717

SR-NYSEArca-2014-117
34-74088 Jan. 16, 2015 Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Remove the Exchange's Quote Mitigation Plan as Provided by Commentary .03 to Exchange Rule 6.86
Comments due:  February 13, 2015
Rebuttal comments due:  February 27, 2015
See also: Notice: Rel. No. 34-74705, Notice: Rel. No. 34-73720, Notice: Rel. No. 34-73362

SR-NYSEArca-2014-114
34-74058 Jan. 15, 2015 Notice of Filing of Amendments No. 1 and No. 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to List and Trade Shares of the iShares Interest Rate Hedged 0-5 Year High Yield Bond ETF, iShares Interest Rate Hedged 10+ Year Credit Bond ETF, and the iShares Interest Rate Hedged Emerging Markets Bond ETF Under NYSE Arca Equities Rule 8.600
Comments due:  February 12, 2015
See also: Notice: Rel. No. 34-73659, Notice: Rel. No. 34-73342

SR-NYSEArca-2014-151
34-74029 Jan. 9, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .06 to Rule 6.8 to Extend the Pilot Program that Eliminated the Position Limits for Options on SPDR S&P 500 ETF
Comments due:  February 5, 2015
Additional Materials: Exhibit 3, Exhibit 5

SR-NYSEArca-2014-150
34-74018 Jan. 8, 2015 Notice of Filing of Proposed Rule Change to Amend Rule 6.60 and to Adopt Rule 6.61, Which was Previously Reserved, to Provide Price Protection for Market Maker Quotes
Comments due:  February 4, 2015
Additional Materials: Exhibit 5
See also: Order: Rel. No. 34-74441
Comments received are available for this proposal.

SR-NYSEArca-2014-149
34-74011 Jan. 7, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE ArcaBook
Comments due:  February 3, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2014-148
34-73998 Jan. 6, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE Arca BBO and NYSE Arca Trades
Comments due: February 2, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2014-147
34-73993 Jan. 6, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fees for NYSE Arca Integrated Feed to Establish Eligibility Requirements for Redistribution
Comments due: February 2, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2014-142
34-73992 Jan. 6, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Schedule of Fees and Charges for Exchange Services to Eliminate Transaction Fees for Midpoint Passive Liquidity Orders that Remove Liquidity from the Exchange and that Are Designated as "Retail" but which Are Not Executed in the Retail Liquidity Program
Comments due: February 2, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2014-152
34-73977 Jan. 2, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending Its Program that Allows Transactions To Take Place at a Price that is Below $1 Per Option Contract until January 5, 2016
Comments due: January 29, 2015
Additional Materials: Exhibit 5


NYSE Arca File Number List for 2015
Release No. Date Details

SR-NYSEArca-2015-41
34-74921 May 8, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.87 - Obvious Errors and Catastrophic Errors in Order to Harmonize Substantial Portions of the Rule with Recently Adopted, and Proposed Rules of Other Options Exchanges
Comments due: June 4, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-40
34-74902 May 7, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE ArcaBook to Add a Late Fee In Connection with Failure to Submit the Non-display Use Declaration
Comments due: June 3, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-39
34-74947 May 13, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Reduce Fees for Routing Certain Retail Orders to Away Market Centers
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NYSEArca-2015-38
34-74951 May 13, 2015 Notice of Filing of Proposed Rule Change Adopting New Equity Trading Rules Relating to Trading Sessions, Order Ranking and Display, and Order Execution to Reflect the Implementation of Pillar, the Exchange’s New Trading Technology Platform
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-NYSEArca-2015-37
34-74877 May 5, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE Arca Options Market Data to Add a Late Fee In Connection with Failure to Submit the Non-display Use Declaration
Comments due: June 1, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-36
34-74901 May 7, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE Arca BBO and NYSE Arca Trades to Add a Late Fee In Connection with Failure to Submit the Non-display Use Declaration.
Comments due: June 3, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-34
34-74865 May 4, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Fees for NYSE Arca Integrated Feed to Add a Late Fee In Connection with Failure to Submit the Non-display Use Declaration
Comments due:  May 29, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-33
34-74929 May 12, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Constituent Documents of Its Intermediate Parent Companies NYSE Holdings LLC., Intercontinental Exchange, Inc., to Eliminate Certain Provisions That by Their Terms Have Become Void and Are of No Further Force and Effect as a Result of the Sale by ICE of Euronext N.V. in June 2014 and Make Conforming Changes to the Independence Policy of the Board of Directors of ICE
Comments due: June 8, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-32
34-74841 Apr. 29, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying its Rules to Provide for the Use of Ports that Provide Connectivity to the Exchange's Trading Systems Solely for the Cancellation or "Takedown" of Quotes and Changes to the NYSE Arca Options Fee Schedule Related to Quote Takedown Service.
Comments due:  May 26, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-31
34-74774 Apr. 21, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the Manner in which It Calculates Volume, Liquidity and Quoting Thresholds Applicable to Billing on the Exchange on March 31, 2015
Comments due: May 18, 2015

SR-NYSEArca-2015-30
34-74727 Apr. 14, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule
Comments due:  May 11, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-29
34-74824 Apr. 28, 2015 Notice of Filing of Proposed Rule Change to Amend NYSE Arca Rules 3.1 and 3.3 and Section 4.01(a) of the Exchange’s Bylaws to Establish a Regulatory Oversight Committee as a Committee of the Board of Directors of the Exchange
Comments due:  May 26, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-28
34-74694 Apr. 9, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Modifying the NYSE Arca Options Fee Schedule to Adopt Fees for Certain Manual Transactions in Options Overlying IWM
Comments due:  May 6, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-25
34-74730 Apr. 15, 2015 Notice of Filing of Proposed Rule Change, and Amendment No. 1 Thereto, to List and Trade Shares of the iShares iBonds Dec 2021 AMT-Free Muni Bond ETF and iShares iBonds Dec 2022 AMT-Free Muni Bond ETF under NYSE Arca Equities Rule 5.2(j)(3)
Comments due:  May 12, 2015
Additional Materials: Exhibit 3
Comments received are available for this proposal.

SR-NYSEArca-2015-24
34-74715 Apr. 13, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Provide a Second Way to Qualify for the Cross-Asset Tier Credit of $0.0030 Per Share for Orders that Provide Liquidity to the Exchange
Comments due:  May 8, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-23
34-74839 Apr. 29, 2015 Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of ALPS Enhanced Put Write Strategy ETF under NYSE Arca Equities Rule 8.600
Comments due:  May 26, 2015
Comments received are available for this proposal.

SR-NYSEArca-2015-22
34-74572 Mar. 24, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period for the Exchange's Retail Liquidity until September 30, 2015
Comments due: April 20, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-21
34-74605 Mar. 30, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to change the ETP Fee
Comments due: April 24, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-20
34-74604 Mar. 30, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Schedule of Fees and Charges for Exchange Services to Specify that Affiliated Exchange ETP Holders May Request that the Exchange Aggregate Its Eligible Activity with Activity of the ETP Holder's Affiliates for Purposes of Charges or Credits Based on Volume
Comments due: April 24, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-19
34-74544 Mar. 19, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the LBMA Gold Price as a Replacement for the London Gold Fix for Certain Gold Related Exchange Traded Products
Comments due: April 15, 2015

SR-NYSEArca-2015-18
34-75042 May 26, 2015 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Relating to Listing and Trading under NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 of Shares of the Vanguard Tax-Exempt Bond Index Fund
34-74701 Apr. 10, 2015 Notice of Filing of Proposed Rule Change Relating to Listing and Trading under NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 of Shares of the Vanguard Tax-Exempt Bond Index Fund
Comments due:  May 7, 2015

SR-NYSEArca-2015-17
34-75032 May 21, 2015 Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Modify the Appointment Process Utilized by the Exchange
34-74635 Apr. 2, 2015 Notice of Filing of Proposed Rule Change Amending Rule 6.35 to Refine the Appointment Process Utilized by the Exchange
Comments due: April 29, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-16
34-74541 Mar. 19, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending its Rules Governing the Short Term Option Series Program to Extend Current $0.50 Strike Price Intervals in Non-Index Options to Short Term Options with Strike Prices Less than $100
Comments due: April 15, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-15
34-74866 May 4, 2015 Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to the List and Trade Shares of the Principal EDGE Active Income ETF under NYSE Arca Equities Rule 8.600
34-74562 Mar. 23, 2015 Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of Principal EDGE Active Income ETF under NYSE Arca Equities Rule 8.600
Comments due: April 17, 2015
Comments received are available for this proposal.

SR-NYSEArca-2015-13
34-74492 Mar. 12, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Relating to Market Maker Posting Credit Tiers
Comments due: April 8, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-11
34-74409 Mar. 2, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Specifying in Exchange Rules the Exchange's Use of Certain Data Feeds for Order Handling and Execution, Order Routing, and Regulatory Compliance
Comments due: March 27, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-10
34-74382 Feb. 26, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule
Comments due: March 25, 2015

SR-NYSEArca-2015-09
34-74436 Mar. 4, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Relating to Strategy Executions
Comments due: March 31, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-08
34-74796 Apr. 23, 2015 Order Granting Approval of Proposed Rule Change to Eliminate Additional Order Type Combinations, Delete Related Rule Text, Restructure the Remaining Rule Text in NYSE Arca Equities Rule 7.31, and Make Other Clarifying Changes to its Rule
34-74415 Mar. 3, 2015 Notice of Filing of Proposed Rule Change To Eliminate Additional Order Type Combinations and Delete Related Rule Text and To Restructure the Remaining Rule Text in NYSE Arca Equities Rule 7.31
Comments due: March 30, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-07
34-74308 Feb. 19, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending the Pilot Period Applicable to Rule 6.65A(c), Obvious and Catastrophic Errors, Until October 23, 2015
Comments due: March 18, 2015
Additional Materials: Exhibit 5

SR-NYSEArca-2015-06
34-74271 Feb. 13, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the AdvisorShares WCM/BNY Mellon Focused Growth ADR ETF's Holdings of Non-U.S. Equity Securities
Comments due: March 13, 2015

SR-NYSEArca-2015-05
34-74675 Apr. 8, 2015 Order Approving a Proposed Rule Change to List and Trade Shares of WisdomTree Put Write Strategy Fund Under Commentary .01 to NYSE Arca Equities Rule 5.2(j)(3)
See also: Notice: Rel. No. 34-74290
34-74290 Feb. 18, 2015 Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of WisdomTree Put Write Strategy Fund under Commentary .01 to NYSE Arca Equities Rule 5.2(j)(3)
Comments due: March 17, 2015

SR-NYSEArca-2015-04
34-74595 Mar. 27, 2015 Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of the Innovator IBD® 50 Fund under NYSE Arca Equities Rule 8.600
See also: Notice: Rel. No. 34-74278
34-74278 Feb. 13, 2015 Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Listing and Trading of Shares of the Innovator ®IBD 50 Fund under NYSE Arca Equities Rule 8.600
Comments due: March 13, 2015

SR-NYSEArca-2015-03
34-74219 Feb. 6, 2015 Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Include Internet Protocol Network Connections and Fiber Cross Connects Between a User's Cabinet and Non-User's Equipment as Co-Location Services
Comments due: March 5, 2015
Additional Materials: Exhibit 5
Comments received are available for this proposal.

SR-NYSEArca-2015-02
34-74755 Apr. 17, 2015 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change to Amend NYSE Arca Equities Rule 8.600 to Adopt Generic Listing Standards for Managed Fund Shares
34-74433 Mar. 4, 2015 Notice of Filing of Proposed Rule Change Relating to Amendments to NYSE Arca Equities Rule 8.600 to Adopt Generic Listing Standards for Managed Fund Shares
Comments due: March 31, 2015
Additional Materials: Exhibit 5
Comments received are available for this proposal.

SR-NYSEArca-2015-01
34-74863 May 4, 2015 Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change Amending NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 Relating to the Listing of Investment Company Units Based on Municipal Bond Indexes
Comments due:  May 29, 2015
Rebuttal comments due:  June 12, 2015
34-74534 Mar. 19, 2015 Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change Amending NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 Relating to Listing of Investment Company Units Based on Municipal Bond Indexes
34-74175 Jan. 29, 2015 Notice of Filing of Proposed Rule Change Amending NYSE Arca Equities Rule 5.2(j)(3), Commentary .02 Relating to Listing of Investment Company Units Based on Municipal Bond Indexes
Comments due:  February 25, 2015
Additional Materials: Exhibit 5

 

http://www.sec.gov/rules/sro/nysearca.shtml


Modified: 05/27/2015