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National Securities Exchanges Table

Release Number
File Number
SRO Organization
Details
Release Number:34-64911 SEC Issue Date:Jul 18, 2011 File Number:SR-EDGX-2011-20 SRO Organization:EDGX Exchange (EDGX) Details: Notice of Filing and Immediate Effectiveness of Amendment to EDGX Rule 11.9
See Also - Exhibit 5
Release Number:34-64848 SEC Issue Date:Jul 8, 2011 File Number:SR-EDGX-2011-19 SRO Organization:EDGX Exchange (EDGX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Release Number:34-64791 SEC Issue Date:Jul 1, 2011 File Number:SR-EDGX-2011-18 SRO Organization:EDGX Exchange (EDGX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Available Without Charge the EDGX Book Feed and To Add a Description of the EDGX Book Feed to New Rule 13.8
See Also - Exhibit 5
Release Number:34-64735 SEC Issue Date:Jun 23, 2011 File Number:SR-Phlx-2011-64, SR-NYSEArca-2011-26, SR-NYSEAmex-2011-32, SR-NYSE-2011-21, SR-NSX-2011-06, SR-NASDAQ-2011-067, SR-ISE-2011-028, SR-FINRA-2011-023, SR-EDGX-2011-14, SR-EDGA-2011-15, SR-CHX-2011-09, SR-CBOE-2011-049, SR-BYX-2011-011, SR-BX-2011-025, SR-BATS-2011-016 SRO Organization:Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX, NYSE Arca (NYSEARCA), NYSE Amex (NYSEAmex), New York Stock Exchange LLC (NYSE), National Stock Exchange (NSX), The Nasdaq Stock Market LLC (NASDAQ), Nasdaq ISE, LLC (ISE), Financial Industry Regulatory Authority (FINRA), EDGX Exchange (EDGX), EDGA Exchange (EDGA), Chicago Stock Exchange, Inc. (CHX), Cboe Exchange, Inc. (CBOE), BATS Y-Exchange (BYX), Nasdaq BX, Inc. (BX), BATS Exchange (BATS) Details: Order Approving Proposed Rule Changes Relating To Expanding the Pilot Rule for Trading Pauses Due to Extraordinary Market Volatility to All NMS Stocks
See Also - Rel. No. 34-64419, Rel. No. 34-64420, Rel. No. 34-64421, Rel. No. 34-64422, Rel. No. 34-64423, Rel. No. 34-64424, Rel. No. 34-64425, Rel. No. 34-64426, Rel. No. 34-64427, Rel. No. 34-64428, Rel. No. 34-64431, Rel. No. 34-64432, Rel. No. 34-64433, Rel. No. 34-64434, Rel. No. 34-64435
Release Number:34-64632 SEC Issue Date:Jun 8, 2011 File Number:SR-EDGX-2011-17 SRO Organization:EDGX Exchange (EDGX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
See Also - Exhibit 5
Release Number:34-64586 SEC Issue Date:Jun 2, 2011 File Number:SR-EDGX-2011-16 SRO Organization:EDGX Exchange (EDGX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
See Also - Exhibit 5
Release Number:34-64465 SEC Issue Date:May 11, 2011 File Number:SR-EDGX-2011-15 SRO Organization:EDGX Exchange (EDGX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule To Amend EDGX Rule 11.9
See Also - Exhibit 5
Release Number:34-64452 SEC Issue Date:May 10, 2011 File Number:SR-EDGX-2011-13 SRO Organization:EDGX Exchange (EDGX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Release Number:34-64428 SEC Issue Date:May 6, 2011 File Number:SR-EDGX-2011-14 SRO Organization:EDGX Exchange (EDGX) Details: Notice of Filing of Proposed Rule Change To Amend EDGX Rules 11.13 and 11.14
See Also - Exhibit 5, Rel. No. 34-64735
Release Number:34-64361 SEC Issue Date:Apr 28, 2011 File Number:SR-EDGX-2011-12 SRO Organization:EDGX Exchange (EDGX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Period of the Inbound Router, as Described in EDGX Rule 2.12(b)
See Also - Exhibit 5