National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
National Securities Exchanges Table
|
Release Number
|
File Number
|
SRO Organization
|
Details
|
|
|---|---|---|---|---|
| Release Number:34-65440 | SEC Issue Date:Sep 28, 2011 | File Number:SR-EDGX-2011-30 | SRO Organization:EDGX Exchange (EDGX) |
Details: Notice of Filing of Proposed Rule Change To Amend EDGX Rule 11.14 View Received Comments See Also - Rel. No. 34-66680, Rel. No. 34-66065, Rel. No. 34-65770 |
| Release Number:34-65329 | SEC Issue Date:Sep 13, 2011 | File Number:SR-EDGX-2011-29 | SRO Organization:EDGX Exchange (EDGX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX By-Laws See Also - Exhibit 5 |
| Release Number:34-65315 | SEC Issue Date:Sep 12, 2011 | File Number:SR-EDGX-2011-28 | SRO Organization:EDGX Exchange (EDGX) |
Details: Notice of Filing of Proposed Rule Change Relating To Amendments to EDGX Rules Regarding the Registration and Obligations of Market Makers View Received Comments See Also - Rel. No. 34-65660, Rel. No. 34-65964 |
| Release Number:34-65197 | SEC Issue Date:Aug 25, 2011 | File Number:SR-EDGX-2011-27 | SRO Organization:EDGX Exchange (EDGX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 1.5(q) See Also - Exhibit 5 |
| Release Number:34-65189 | SEC Issue Date:Aug 24, 2011 | File Number:SR-EDGX-2011-26 | SRO Organization:EDGX Exchange (EDGX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the EDGX Fee Schedule To Establish an Annual Membership Fee, Monthly Trading Rights Fee, and a Monthly MPID Fee |
| Release Number:34-65109 | SEC Issue Date:Aug 11, 2011 | File Number:SR-EDGX-2011-25 | SRO Organization:EDGX Exchange (EDGX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.13 See Also - Exhibit 5 |
| Release Number:34-65092 | SEC Issue Date:Aug 10, 2011 | File Number:SR-EDGX-2011-23 | SRO Organization:EDGX Exchange (EDGX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.14 To Extend the Operation of the Single Stock Circuit Breaker Pilot Program Until January 31, 2012 See Also - Exhibit 5 |
| Release Number:34-65073 | SEC Issue Date:Aug 9, 2011 | File Number:SR-EDGX-2011-24 | SRO Organization:EDGX Exchange (EDGX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.13 To Extend the Operation of a Pilot Program Pursuant to the Rule Until January 31, 2012 See Also - Exhibit 5 |
| Release Number:34-64990 | SEC Issue Date:Jul 29, 2011 | File Number:SR-EDGX-2011-22 | SRO Organization:EDGX Exchange (EDGX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule |
| Release Number:34-64963 | SEC Issue Date:Jul 26, 2011 | File Number:SR-EDGX-2011-21 | SRO Organization:EDGX Exchange (EDGX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule |