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EDGX Exchange Rulemaking
We encourage the public to submit comments on the following EDGX Exchange (EDGX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Chronological List
Second Quarter | First Quarter
EDGX File Number List for 2013
Additional Archives
2013 | 2012 | 2011 | 2010
| Release No. |
Date |
Details |
| Second Quarter |
SR-EDGX-2013-19 |
| 34-69725 |
Jun. 10, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
 Submit comments on SR-EDGX-2013-19
|
SR-EDGX-2013-18 |
| 34-69670 |
May 30, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: June 26, 2013
Additional Materials: Exhibit 5
Submit comments on SR-EDGX-2013-18
|
SR-EDGX-2013-17 |
| 34-69614 |
May 21, 2013 |
Notice of Filing of Proposed Rule Change Relating to the EDGX Exchange, Inc.'s Routing Broker Dealer, as Described in EDGX Rule 2.12(b)
Comments due: June 18, 2013
Additional Materials: Exhibit 5
Submit comments on SR-EDGX-2013-17
|
SR-EDGX-2013-16 |
| 34-69539 |
May 8, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: June 4, 2013
Additional Materials: Exhibit 5
Submit comments on SR-EDGX-2013-16
|
SR-EDGX-2013-15 |
| 34-69510 |
May 3, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: May 30, 2013
Additional Materials: Exhibit 5
Submit comments on SR-EDGX-2013-15
|
SR-EDGX-2013-14 |
| 34-69482 |
Apr. 30, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: May 28, 2013
Additional Materials: Exhibit 5
Submit comments on SR-EDGX-2013-14
|
SR-EDGX-2013-13 |
| 34-69378 |
Apr. 15, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Footnote 4 of the Exchange's Fee Schedule Regarding Retail Orders
Comments due: May 10, 2013
Additional Materials: Exhibit 5
Submit comments on SR-EDGX-2013-13
|
SR-EDGX-2013-12 |
| 34-69324 |
Apr. 5, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: May 2, 2013
Additional Materials: Exhibit 5
|
| First Quarter |
SR-EDGX-2013-11 |
| 34-69067 |
Mar. 7, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: April 3, 2013
Additional Materials: Exhibit 5
|
SR-EDGX-2013-10 |
| 34-69042 |
Mar. 5, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: April 2, 2013
Additional Materials: Exhibit 5
|
SR-EDGX-2013-08 |
| 34-69003 |
Feb. 27, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rules 1.5, 11.5, 11.8, 11.9 and 11.14 in connection with the implementation of the National Market System Plan to Address Extraordinary Market Volatility
Comments due: March 26, 2013
Additional Materials: Exhibit 5
|
SR-EDGX-2013-04 |
| 34-68883 |
Feb. 8, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 11.14 to Extend the Operation of the Single Stock Circuit Breaker Program
Comments due: March 7, 2013
Additional Materials: Exhibit 5
|
SR-EDGX-2013-07 |
| 34-68878 |
Feb. 8, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: March 7, 2013
Additional Materials: Exhibit 5
|
SR-EDGX-2013-03 |
| 34-68831 |
Feb. 5, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: March 4, 2013
Additional Materials: Exhibit 5
|
SR-EDGX-2013-06 |
| 34-68814 |
Feb. 1, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 11.13 to Extend the Operation of a Pilot Pursuant to Rule 11.13 until September 30, 2013
Comments due: February 28, 2013
Additional Materials: Exhibit 5
|
SR-EDGX-2013-05 |
| 34-68805 |
Feb. 1, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay the Operative Date of Changes to the Rule for Halting Trading in All Stocks Due to Extraordinary Market Volatility
Comments due: February 27, 2013
|
SR-EDGX-2013-02 |
| 34-68782 |
Jan. 31, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendment to EDGX Rule 13.9
Comments due: February 27, 2013
Additional Materials: Exhibit 5
|
SR-EDGX-2013-01 |
| 34-68713 |
Jan. 23, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for EdgeBook AttributedSM
Comments due: February 20, 2013
Additional Materials: Exhibit 5
|
SR-EDGX-2012-49 |
| 34-68596 |
Jan. 7, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 11.5(c) (NBBO Offset Peg Order)
Comments due: February 1, 2013
Additional Materials: Exhibit 5
|
| EDGX File Number List for 2013 |
| Release No. |
Date |
Details |
SR-EDGX-2013-19 |
| 34-69725 |
Jun. 10, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5
Submit comments on SR-EDGX-2013-19
|
SR-EDGX-2013-18 |
| 34-69670 |
May 30, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: June 26, 2013
Additional Materials: Exhibit 5
Submit comments on SR-EDGX-2013-18
|
SR-EDGX-2013-17 |
| 34-69614 |
May 21, 2013 |
Notice of Filing of Proposed Rule Change Relating to the EDGX Exchange, Inc.'s Routing Broker Dealer, as Described in EDGX Rule 2.12(b)
Comments due: June 18, 2013
Additional Materials: Exhibit 5
Submit comments on SR-EDGX-2013-17
|
SR-EDGX-2013-16 |
| 34-69539 |
May 8, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: June 4, 2013
Additional Materials: Exhibit 5
Submit comments on SR-EDGX-2013-16
|
SR-EDGX-2013-15 |
| 34-69510 |
May 3, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: May 30, 2013
Additional Materials: Exhibit 5
Submit comments on SR-EDGX-2013-15
|
SR-EDGX-2013-14 |
| 34-69482 |
Apr. 30, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: May 28, 2013
Additional Materials: Exhibit 5
Submit comments on SR-EDGX-2013-14
|
SR-EDGX-2013-13 |
| 34-69378 |
Apr. 15, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Footnote 4 of the Exchange's Fee Schedule Regarding Retail Orders
Comments due: May 10, 2013
Additional Materials: Exhibit 5
Submit comments on SR-EDGX-2013-13
|
SR-EDGX-2013-12 |
| 34-69324 |
Apr. 5, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: May 2, 2013
Additional Materials: Exhibit 5
|
SR-EDGX-2013-11 |
| 34-69067 |
Mar. 7, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: April 3, 2013
Additional Materials: Exhibit 5
|
SR-EDGX-2013-10 |
| 34-69042 |
Mar. 5, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: April 2, 2013
Additional Materials: Exhibit 5
|
SR-EDGX-2013-08 |
| 34-69003 |
Feb. 27, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rules 1.5, 11.5, 11.8, 11.9 and 11.14 in connection with the implementation of the National Market System Plan to Address Extraordinary Market Volatility
Comments due: March 26, 2013
Additional Materials: Exhibit 5
|
SR-EDGX-2013-07 |
| 34-68878 |
Feb. 8, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: March 7, 2013
Additional Materials: Exhibit 5
|
SR-EDGX-2013-06 |
| 34-68814 |
Feb. 1, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 11.13 to Extend the Operation of a Pilot Pursuant to Rule 11.13 until September 30, 2013
Comments due: February 28, 2013
Additional Materials: Exhibit 5
|
SR-EDGX-2013-05 |
| 34-68805 |
Feb. 1, 2013 |
Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delay the Operative Date of Changes to the Rule for Halting Trading in All Stocks Due to Extraordinary Market Volatility
Comments due: February 27, 2013
|
SR-EDGX-2013-04 |
| 34-68883 |
Feb. 8, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 11.14 to Extend the Operation of the Single Stock Circuit Breaker Program
Comments due: March 7, 2013
Additional Materials: Exhibit 5
|
SR-EDGX-2013-03 |
| 34-68831 |
Feb. 5, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule
Comments due: March 4, 2013
Additional Materials: Exhibit 5
|
SR-EDGX-2013-02 |
| 34-68782 |
Jan. 31, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendment to EDGX Rule 13.9
Comments due: February 27, 2013
Additional Materials: Exhibit 5
|
SR-EDGX-2013-01 |
| 34-68713 |
Jan. 23, 2013 |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for EdgeBook AttributedSM
Comments due: February 20, 2013
Additional Materials: Exhibit 5
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http://www.sec.gov/rules/sro/edgx.shtml
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