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EDGX Exchange Rulemaking

We encourage the public to submit comments on the following EDGX Exchange (EDGX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
First Quarter

EDGX File Number List for 2015

Additional Archives


Chronological List
Release No. Date Details
First Quarter

SR-EDGX-2015-02
34-74072 Jan. 15, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Clarify the Use of Certain Data Feeds 1 Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the "Act"), and 2Rule 19b-4 thereunder, notice is hereby given that, on January 7, 2015, EDGX Exchange, Inc. (the "Exchange" or "EDGX") filed with the Securities and Exchange Commission ("Commission") the proposed rule change as described in Items I and II below, which Items have been prepared by the self-regulatory organization. The Commission is publishing this notice to solicit comments on the proposed rule change from interested person
Comments due: 21 days after publication in the Federal Register

SR-EDGX-2014-37
34-74024 Jan. 9, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Related to Fees for Use of EDGX Exchange, Inc.
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-EDGX-2015-03
34-74023 Jan. 9, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Certain Rules to Adopt or Align System Functionality With That Currently Offered by BATS Exchange, Inc. and BATS Y-Exchange, Inc.
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-EDGX-2014-36
34-73989 Jan. 5, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Top and Last Sale Data Feeds
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5


EDGX File Number List for 2015
Release No. Date Details

SR-EDGX-2015-03
34-74023 Jan. 9, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Certain Rules to Adopt or Align System Functionality With That Currently Offered by BATS Exchange, Inc. and BATS Y-Exchange, Inc.
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-EDGX-2015-02
34-74072 Jan. 15, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Clarify the Use of Certain Data Feeds 1 Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the "Act"), and 2Rule 19b-4 thereunder, notice is hereby given that, on January 7, 2015, EDGX Exchange, Inc. (the "Exchange" or "EDGX") filed with the Securities and Exchange Commission ("Commission") the proposed rule change as described in Items I and II below, which Items have been prepared by the self-regulatory organization. The Commission is publishing this notice to solicit comments on the proposed rule change from interested person
Comments due: 21 days after publication in the Federal Register

 

http://www.sec.gov/rules/sro/edgx.shtml


Modified: 01/16/2015