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EDGX Exchange Rulemaking

We encourage the public to submit comments on the following EDGX Exchange (EDGX) filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.

Chronological List
First Quarter

EDGX File Number List for 2015

Additional Archives


Chronological List
Release No. Date Details
First Quarter

SR-EDGX-2015-14
34-74601 Mar. 27, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees for the BATS One Market Data Product
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-EDGX-2015-13
34-74464 Mar. 10, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc.
Comments due: April 6, 2015
Additional Materials: Exhibit 5

SR-EDGX-2015-12
34-74463 Mar. 10, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc.
Comments due: April 6, 2015
Additional Materials: Exhibit 5

SR-EDGX-2015-08
34-74439 Mar. 4, 2015 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rules 11.6, 11.8, 11.9, 11.10 and 11.11 of EDGX Exchange, Inc.
Comments due: March 31, 2015
Additional Materials: Exhibit 5

SR-EDGX-2015-05
34-74431 Mar. 4, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule to Increase the Fee for Orders Yielding Fee Code K
Comments due: March 31, 2015
Additional Materials: Exhibit 5

SR-EDGX-2015-11
34-74381 Feb. 26, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.11, Routing to Away Trading Centers, to Delete References to the ROLF Routing Option, Which Routed Orders to LavaFlow ECN
Comments due: March 25, 2015

SR-EDGX-2015-10
34-74296 Feb. 18, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 8.15 Entitled "Imposition of Fines for Minor Violation(s) of Rules"
Comments due: March 17, 2015
Additional Materials: Exhibit 5

SR-EDGX-2015-09
34-74282 Feb. 17, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for EDGX Top, EDGX Last Sale, and the BATS One Feed
Comments due: March 16, 2015
Additional Materials: Exhibit 5
Comments received are available for this proposal.

SR-EDGX-2015-06
34-74255 Feb. 11, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 1.5, 2.3, 2.5, and 2.6 Related to the Registration Requirements for Members of EDGX Exchange, Inc.
Comments due: March 11, 2015
Additional Materials: Exhibit 5

SR-EDGX-2015-07
34-74236 Feb. 10, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of the Exchange
Comments due: March 10, 2015
Additional Materials: Exhibit 5

SR-EDGX-2015-04
34-74165 Jan. 28, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Non-Substantive Amendments and Clarifications to the Fee Schedule
Comments due:  February 24, 2015
Additional Materials: Exhibit 5

SR-EDGX-2015-02
34-74072 Jan. 15, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Clarify the Use of Certain Data Feeds
Comments due:  February 12, 2015

SR-EDGX-2014-37
34-74024 Jan. 9, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Related to Fees for Use of EDGX Exchange, Inc.
Comments due:  February 5, 2015
Additional Materials: Exhibit 5

SR-EDGX-2015-03
34-74023 Jan. 9, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Certain Rules to Adopt or Align System Functionality With That Currently Offered by BATS Exchange, Inc. and BATS Y-Exchange, Inc.
Comments due:  February 5, 2015
Additional Materials: Exhibit 5

SR-EDGX-2014-36
34-73989 Jan. 5, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Top and Last Sale Data Feeds
Comments due:  January 30, 2015
Additional Materials: Exhibit 5


EDGX File Number List for 2015
Release No. Date Details

SR-EDGX-2015-14
34-74601 Mar. 27, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fees for the BATS One Market Data Product
Comments due: 21 days after publication in the Federal Register
Additional Materials: Exhibit 5

SR-EDGX-2015-13
34-74464 Mar. 10, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc.
Comments due: April 6, 2015
Additional Materials: Exhibit 5

SR-EDGX-2015-12
34-74463 Mar. 10, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGX Exchange, Inc.
Comments due: April 6, 2015
Additional Materials: Exhibit 5

SR-EDGX-2015-11
34-74381 Feb. 26, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 11.11, Routing to Away Trading Centers, to Delete References to the ROLF Routing Option, Which Routed Orders to LavaFlow ECN
Comments due: March 25, 2015

SR-EDGX-2015-10
34-74296 Feb. 18, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 8.15 Entitled "Imposition of Fines for Minor Violation(s) of Rules"
Comments due: March 17, 2015
Additional Materials: Exhibit 5

SR-EDGX-2015-09
34-74282 Feb. 17, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for EDGX Top, EDGX Last Sale, and the BATS One Feed
Comments due: March 16, 2015
Additional Materials: Exhibit 5
Comments received are available for this proposal.

SR-EDGX-2015-08
34-74439 Mar. 4, 2015 Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, to Amend Rules 11.6, 11.8, 11.9, 11.10 and 11.11 of EDGX Exchange, Inc.
Comments due: March 31, 2015
Additional Materials: Exhibit 5

SR-EDGX-2015-07
34-74236 Feb. 10, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of the Exchange
Comments due: March 10, 2015
Additional Materials: Exhibit 5

SR-EDGX-2015-06
34-74255 Feb. 11, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 1.5, 2.3, 2.5, and 2.6 Related to the Registration Requirements for Members of EDGX Exchange, Inc.
Comments due: March 11, 2015
Additional Materials: Exhibit 5

SR-EDGX-2015-05
34-74431 Mar. 4, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule to Increase the Fee for Orders Yielding Fee Code K
Comments due: March 31, 2015
Additional Materials: Exhibit 5

SR-EDGX-2015-04
34-74165 Jan. 28, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Non-Substantive Amendments and Clarifications to the Fee Schedule
Comments due:  February 24, 2015
Additional Materials: Exhibit 5

SR-EDGX-2015-03
34-74023 Jan. 9, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Certain Rules to Adopt or Align System Functionality With That Currently Offered by BATS Exchange, Inc. and BATS Y-Exchange, Inc.
Comments due:  February 5, 2015
Additional Materials: Exhibit 5

SR-EDGX-2015-02
34-74072 Jan. 15, 2015 Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Clarify the Use of Certain Data Feeds
Comments due:  February 12, 2015

 

http://www.sec.gov/rules/sro/edgx.shtml


Modified: 03/30/2015