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National Securities Exchanges Table

Release Number
File Number
SRO Organization
Details
Release Number:34-50002 SEC Issue Date:Jul 12, 2004 File Number:SR-CHX-2004-11 SRO Organization:Chicago Stock Exchange, Inc. (CHX) Details: Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Stock Exchange, Inc. Relating to the Implementation of a Fully-Automated Electronic Book for the Display and Execution of Orders in Securities That Are Not Assigned to a Specialist
See Also - Rel. No. 34-52094
Release Number:34-49994 SEC Issue Date:Jul 9, 2004 File Number:SR-CHX-2004-20 SRO Organization:Chicago Stock Exchange, Inc. (CHX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by The Chicago Stock Exchange, Incorporated to Reinstate and Extend a Pilot Rule Interpretation Relating To Trading of Nasdaq/National Market Securities in Subpenny Increments
Release Number:34-49981 SEC Issue Date:Jul 7, 2004 File Number:SR-CHX-2004-08 SRO Organization:Chicago Stock Exchange, Inc. (CHX) Details: Order Granting Approval to Proposed Rule Change and Amendment No. 1 To Amend the CHX Membership Dues and Fees Schedule To Provide a Tape Credit of 50% to Specialists Trading Tape A and Tape B Securities
See Also - Rel. No. 34-49772
Release Number:34-49978 SEC Issue Date:Jul 7, 2004 File Number:SR-CHX-2004-14 SRO Organization:Chicago Stock Exchange, Inc. (CHX) Details: Notice of Filing of Proposed Rule Change by the Chicago Stock Exchange, Incorporated Relating to the Handling of Preopening Orders in Nasdaq/NM Securities
See Also - Rel. No. 34-50215
Release Number:34-49911 SEC Issue Date:Jun 24, 2004 File Number:SR-CHX-2003-19 SRO Organization:Chicago Stock Exchange, Inc. (CHX) Details: Order Granting Accelerated Approval to Amendment Nos. 2 and 3 to the Proposed Rule Change by the Chicago Stock Exchange, Inc. Relating to Governance of Issuers on the Exchange
Release Number:34-49900 SEC Issue Date:Jun 22, 2004 File Number:SR-CHX-2004-16 SRO Organization:Chicago Stock Exchange, Inc. (CHX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 by the Chicago Stock Exchange, Inc. Relating to Minimum Price Variation for Issues Customarily Trading at a Per Share Price of $100,000 or Greater
Release Number:34-49793 SEC Issue Date:Jun 2, 2004 File Number:SR-CHX-2004-02 SRO Organization:Chicago Stock Exchange, Inc. (CHX) Details: Notice of Filing of Proposed Rule Change by the Chicago Stock Exchange, Incorporated Relating to Automatic Execution of Orders
See Also - Rel. No. 34-50013
Release Number:34-49774 SEC Issue Date:May 26, 2004 File Number:SR-CHX-2003-24 SRO Organization:Chicago Stock Exchange, Inc. (CHX) Details: Order Approving Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the Chicago Stock Exchange, Inc. Relating to the Definition of Primary Market
See Also - Rel. No. 34-49437
Release Number:34-49772 SEC Issue Date:May 26, 2004 File Number:SR-CHX-2004-08 SRO Organization:Chicago Stock Exchange, Inc. (CHX) Details: Notice of Filing of Proposed Rule Change and Amendment No. 1 by the Chicago Stock Exchange, Incorporated To Amend the CHX Membership Dues and Fees Schedule To Provide a Tape Credit of 50% to Specialists Trading Tape A and Tape B Securities
See Also - Rel. No. 34-49981
Release Number:34-49736 SEC Issue Date:May 19, 2004 File Number:SR-CHX-2003-21 SRO Organization:Chicago Stock Exchange, Inc. (CHX) Details: Order Granting Accelerated Approval to Amendment No. 2 by the Chicago Stock Exchange, Inc., Relating to the Price Improvement of Orders Executed Automatically on the Exchange
See Also - Rel. No. 34-49530
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