National Securities Exchanges
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National Securities Exchanges Table
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Release Number
|
File Number
|
SRO Organization
|
Details
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|
|---|---|---|---|---|
| Release Number:34-50528 | SEC Issue Date:Oct 13, 2004 | File Number:SR-CHX-2004-33 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Stock Exchange, Incorporated Relating to Floor Broker Network and Connectivity Charges |
| Release Number:34-50521 | SEC Issue Date:Oct 13, 2004 | File Number:SR-CHX-2004-32 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the Chicago Stock Exchange, Inc. Relating to Membership Dues and Fees Applicable to Orders Sent for Execution Through the Exchange's CHXpress Functionality |
| Release Number:34-50481 | SEC Issue Date:Sep 30, 2004 | File Number:SR-CHX-2004-12 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Order Granting Accelerated Approval of Amendments No. 2 and 3 to the Proposed Rule Change by the Chicago Stock Exchange, Inc. Relating to the Implementation of a Fully-Automated Functionality for the Handling of Particular Orders Called CHXpress See Also - Rel. No. 34-49567 |
| Release Number:34-50417 | SEC Issue Date:Sep 21, 2004 | File Number:SR-CHX-2003-07 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Notice of Filing of a Proposed Rule Change and Amendments No. 1 and 2 Thereto by the Chicago Stock Exchange, Incorporated Relating to Out-of-Range Execution Rules See Also - Rel. No. 34-50619 |
| Release Number:34-50215 | SEC Issue Date:Aug 18, 2004 | File Number:SR-CHX-2004-14 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Order Granting Approval to Proposed Rule Change Relating to the Handling of Preopening Orders in Nasdaq/NM Securities See Also - Rel. No. 34-49978 |
| Release Number:34-50201 | SEC Issue Date:Aug 16, 2004 | File Number:SR-CHX-2004-21 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Stock Exchange, Inc. Relating to Transfer of CHX Memberships |
| Release Number:34-50089 | SEC Issue Date:Jul 26, 2004 | File Number:SR-CHX-2004-04 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Order Approving Proposed Rule Change To Revise CHX Article VI, Rule 5 To Correct a Reference to the Form Used for the Registration of New Branch Offices See Also - Rel. No. 34-49529 |
| Release Number:34-50072 | SEC Issue Date:Jul 23, 2004 | File Number:SR-CHX-2004-18 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Stock Exchange, Incorporated Relating to Membership Dues and Fees |
| Release Number:34-50024 | SEC Issue Date:Jul 15, 2004 | File Number:SR-CHX-2004-10 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Order Granting Approval of Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Stock Exchange, Inc. Relating to Co-Specialist Assignments and Evaluations See Also - Rel. No. 34-49721 |
| Release Number:34-50013 | SEC Issue Date:Jul 14, 2004 | File Number:SR-CHX-2004-02 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Order Approving Proposed Rule Change by the Chicago Stock Exchange, Incorporated Relating to the Minimum Automatic Execution Threshold Size See Also - Rel. No. 34-49793 |