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ALJ Initial Decisions

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

Related Resources:

Date Sort ascending Respondents
Release No. 1314
File Number: 3-18191
Release No. 1312
File Number: 3-18190
Release No. 1315
File Number: 3-18096
Release No. 1316
File Number: 3-18078
Release No. 1308
File Number: 3-18550
Release No. 1309
File Number: 3-18017
Release No. 1310
File Number: 3-18023
Release No. 1311
File Number: 3-18551
Release No. 1305
File Number: 3-18170
Release No. 1306
File Number: 3-18077
Release No. 1307
File Number: 3-18484
Release No. 1304
File Number: 3-18149
Release No. 1303
File Number: 3-18193
Release No. 1302
File Number: 3-18552
Release No. 1301
File Number: 3-18501
Release No. 1300
File Number: 3-18103
Release No. 1291
File Number: 3-18105
Release No. 1292
File Number: 3-18206
Release No. 1293
File Number: 3-18507
Release No. 1299
File Number: 3-18177
Release No. 1295
File Number: 3-17743
Release No. 1296
File Number: 3-18038
Release No. 1297
File Number: 3-18475
Release No. 1298
File Number: 3-17751
Release No. 1294
File Number: 3-18092
Release No. 1289
File Number: 3-18489
Release No. 1290
File Number: 3-18220
Release No. 1286
File Number: 3-18091
Release No. 1287
File Number: 3-18221
Release No. 1288
File Number: 3-18156
Release No. 1281
File Number: 3-18104
Release No. 1283
File Number: 3-18208
Release No. 1284
File Number: 3-18004
Release No. 1285
File Number: 3-18485
Release No. 1282
File Number: 3-18472
Release No. 1280
File Number: 3-18201
Release No. 1279
File Number: 3-18038
Release No. 1277
File Number: 3-18162
Release No. 1278
File Number: 3-18146
Release No. 1275
File Number: 3-18493
Release No. 1276
File Number: 3-18445
Release No. 1274
File Number: 3-18506
Release No. 1270
File Number: 3-18497
Release No. 1272
File Number: 3-17991
Release No. 1273
File Number: 3-18173
Release No. 1271
File Number: 3-18378
Release No. 1269
File Number: 3-18169
Release No. 1267
File Number: 3-18079
Release No. 1268
File Number: 3-18142
Release No. 1262
File Number: 3-17999
Release No. 1265
File Number: 3-18014
Release No. 1266
File Number: 3-18095
Release No. 1263
File Number: 3-18081
Release No. 1264
File Number: 3-18223
Release No. 1260
File Number: 3-17342
Release No. 1261
File Number: 3-17253
Release No. 1259
File Number: 3-17387
Release No. 1258
File Number: 3-18288
Release No. 1257
File Number: 3-18475
Release No. 1255
File Number: 3-18484
Release No. 1256
File Number: 3-18271
Release No. 1254
File Number: 3-18472
Release No. 1253
File Number: 3-18250
Release No. 1252
File Number: 3-18445
Release No. 1251
File Number: 3-17645
Release No. 1250
File Number: 3-18061
Release No. 1249
File Number: 3-17828
Release No. 1248
File Number: 3-18126
Release No. 1247
File Number: 3-18378
Release No. 1246
File Number: 3-18276
Release No. 1245
File Number: 3-18353
Release No. 1244
File Number: 3-18360
Release No. 1242
File Number: 3-18209
Release No. 1243
File Number: 3-18252
Release No. 1241
File Number: 3-18339
Release No. 1240
File Number: 3-18333
Release No. 1239
File Number: 3-17907
Release No. 1238
File Number: 3-18229
Release No. 1237
File Number: 3-18327
Release No. 1236
File Number: 3-18326
Release No. 1234
File Number: 3-18336
Release No. 1235
File Number: 3-18152
Release No. 1233
File Number: 3-17959
Release No. 1232
File Number: 3-18327
Release No. 1231
File Number: 3-17621
Release No. 1230
File Number: 3-17945
Release No. 1229
File Number: 3-18107
Release No. 1228
File Number: 3-18219
Release No. 1227
File Number: 3-17699
Release No. 1226
File Number: 3-17990
Release No. 1225
File Number: 3-18193
Release No. 1223
File Number: 3-18153
Release No. 1224
File Number: 3-18223
Release No. 1222
File Number: 3-18173
Release No. 1219
File Number: 3-18199
Release No. 1220
File Number: 3-18201
Release No. 1221
File Number: 3-18130
Release No. 1217
File Number: 3-18207
Release No. 1218
File Number: 3-18221
Release No. 1216
File Number: 3-18204