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Reports

This listing includes common periodic SEC reports.

Note: For periodic FOIA reports on Alternative Trading Systems, Fails-to-Deliver Data, Registered Investment Adviers and Broker Dealers, see Frequently Requested FOIA Documents. For occasional reports on current trends and issues facing the securities industry, see SEC Special Studies.

Annual Reports and Statistics

Strategic Plan

Service Contract Inventory

2013

2012

2011

Select Data

Report on Conference Spending

Office of Inspector General

Note: For selected Office of Inspector General Reports released by the SEC, see Frequently Requested FOIA Documents.

 

FAIR Act

Buy American Act

Report and Certification of Internal Supervisory Controls

Budget Reports

E-Government Act Implementation Updates

HSPD-12

 

http://www.sec.gov/about/secreports.shtml


Modified: 12/02/2014