Comments on NASD Rulemaking

Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of Proposed Rule Change by National Association of Securities Dealers, Inc. Relating to Establishing an Effective Date For NASD Rule 3370, Affirmative Determination Requirements

(Release No. 34-49285; File No. SR-NASD-2004-031)

• Comments have been received from individuals and entities using a variety of Letter Types:
   
• Letter Type A:  18 (Same as Type H for S7-23-03)
• Letter Type B:  5
   
• Comments of CT Carbs, April 18, 2004 (File name: ctcarbs041804.txt)
   
• Comments of CT Carbs, April 16, 2004 (File name: ctcarbs041604.txt)
   
• Comments of CT Carbs, April 13, 2004 (File name: ctcarbs041304.txt)
   
• Comments of CT Carbs, April 12, 2004 (File name: ctcarbs041204.txt)
   
• Comments of CT Carbs, April 12, 2004 (File name: ctcarbs04122004.txt)
   
• Comments of CT Carbs, April 9, 2004 (File name: ctcarbs04092004.txt)
   
• Comments of CT Carbs, March 29, 2004 (File name: ctcarbs032904.htm)
   
• Comments of J. Knepp, March 25, 2004 (File name: jknepp032504.txt)
   
• Comments of William Lehr, Johns Island, South Carolina, March 23, 2004 (File name: wlehr032304.txt)
   
• Comments of John O'Brien, March 19, 2004 (File name: jjobrien031904.txt)
   
• Additional comments of CT Carbs, March 19, 2004 (File name: ctcarbsa031904.txt)
   
• Comments of CT Carbs, March 19, 2004 (File name: ctcarbs03192004.htm)
   
• Comments of J. Knepp, March 10, 2004 (File name: jknepp031004.txt)
   
• Comments of Michael Klymenko, March 2, 2004 (File name: mklymenk030204.txt)
   
• Comments of Mark Hummel, February 24, 2004 (File name: mhummel02242004.htm)
   
• Comments of David Patch, www.investigatethesec.com, February 24, 2004 (File name: em-patch022403.txt)
   
• Comments of Peter Zafirides, Columbus, Ohio, February 23, 2004 (File name: em-pzafirides022304.txt)
   
• Comments of "Delweine," February 23, 2004 (File name: em-delweine022304.txt)
   
• Comments of John O'Brien, February 23, 2004 (File name: jobrien02232004.htm)
   
• Comments of J. Hotochin, February 23, 2004 (File name: jhotochin0232004.htm)
   
• Comments of Jeannie DeMarco, February 23, 2004 (File name: jdemarco0232004.htm)
   
• Comments of David Morgan, February 22, 2004 (File name: dmorgan02222004.txt)
   
• Comments of Paul Nelson, Santa Barbara, California, February 22, 2004 (File name: pnelson02222004.txt)
   
• Comments of Frank Ragonese, Estero, Florida, February 22, 2004 (File name: fragonese02222004.htm)
   
• Comments of David Patch, www.investigatethesec.com, February 22, 2004 (File name:em-dpatch022104.txt)
   
• Comments of Francis Owono, February 22, 2004 (File name: fowono02222004.htm)
   
• Comments of Kenneth D. Baxter, February 22, 2004 (File name: kdbaxter02222004.htm)
   
• Comments of an anonymous reviewer, February 21, 2004 (File name: anony02212004.txt)
   
• Comments of David Patch, www.investigatethesec.com, February 21, 2004 (File name: em-dpatch022104.txt)
   
• Comments of Jerry Brandon, February 21, 2004 (File name: em-jbrandon022104.txt)
   
• Comments of an anonymous reviewer, February 21, 2004 (File name: ken02212004.htm)
   
• Comments of Dr. James Graham, February 21, 2004 (File name: jgraham02212004.htm)
   
• Comments of Gary Goodenow, www.RealityAtTheSEC.com, February 20, 2004 (File name: em-goodenow022004.txt)
   
• Comments of Charles Rice, Atlanta, Texas, February 19, 2004 (File name: em-crice0021904.txt)
   
• Comments of J.T. Wilson, February 19, 2004 (File name: em-wilson021904.txt)
   
• Comments of an anonymous reviewer, February 19, 2004 (File name: mtech021904.txt)
   
• Comments of Judy Cline, Spanaway, Washington, February 19, 2004 (File name: jcline021904.txt)
   
• Comments of Carolyn Talarr, February 19, 2004 (File name: ctalarr021904.txt)
   
• Comments of an anonymous reviewer, February 19, 2004 (File name: goforit021904.txt)
   
• Comments of Jerry G. Brandon, Office Manager, Computer Systems Administrator, Coastal International Security, February 19, 2004 (File name: coastal021904.txt)
   
• Comments of Bill Nasser, February 19, 2004 (File name: em-bnasser021904.txt)
   
• Comments of David Munday, Eugene, Oregon, February 18, 2004 (File name: dmunday02182004.txt)
   
• Comments of Catherine Schneider, February 18, 2004 (File name: cschneider02182004.txt)
   
• Comments of an anonymous reviewer, February 18, 2004 (File name: anony02182004.txt)
   
• Comments of Tom Robischon, February 18, 2004 (File name: em-trobischon021804.txt)
   
• Comments of an anonymous reviewer, February 18, 2004 (File name: em-anon021804.txt)
   
• Comments of Peter Mitchell, February 18, 2004 (File name: em-mitchell021804.txt)
   
• Comments of Jeff Bennett, Indianapolis, Indiana, February 18, 2004 (File name: jbennett021804.txt)
   
• Comments of Rick Stevens, Eastsound, Washington, February 18, 2004 (File name: rstevens021804.txt)
   
• Comments of J. Starr, February 14, 2004 (File name: jstarr021404.txt)