Enforcement Actions

Federal Court Actions - Litigation releases concerning civil lawsuits brought by the Commission in federal court Administrative Proceedings - Orders and related materials released by the Commission when administrative proceedings are instituted and/or settled ALJ Decisions - Opinions issued by Administrative Law Judges in contested administrative proceedings Commission Opinions - Opinions issued by the Commission on appeal of Initial Decisions or disciplinary decisions issued by self-regulatory organizations (e.g., NYSE or NASD)

http://www.sec.gov/divisions/enforce/enforceactions.shtml