SEC Seal Home | Jobs | Fast Answers | Site Map | Search
U.S. Securities and Exchange Commission

  About the SEC

  Filings & Forms

  Regulatory Actions

  Staff Interps

  Investor Info

  News & Statements



  Information for...


Enforcement Actions

* Federal Court Actions - Litigation releases concerning civil lawsuits brought by the Commission in federal court
* Administrative Proceedings - Orders and related materials released by the Commission when administrative proceedings are instituted and/or settled
* ALJ Decisions - Opinions issued by Administrative Law Judges in contested administrative proceedings
* Commission Opinions - Opinions issued by the Commission on appeal of Initial Decisions or disciplinary decisions issued by self-regulatory organizations (e.g., NYSE or NASD)

Modified: 02/02/2001