Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff. To view these prior to 2012, refer to the archive pages:

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Speeches and Statements Table

Speaker
Date: Title: How We Protect Retail Investors Speaker:

Peter B. Driscoll, Director, Office of Compliance Inspections and Examinations

 Type:Speech
Date: Title: Executive Pay Needs a Transparent Scorecard Speaker: Commissioner Robert J. Jackson Jr.
Type:Speech
Date: Title: Management’s Discussion and Analysis of the SEC: Remarks at the “SEC Speaks” Conference Speaker: Chairman Jay Clayton
Type:Speech
Date: Title: Remarks at SEC Speaks: Encouraging Smaller Entrants to Our Capital Markets Speaker: Commissioner Elad L. Roisman
Type:Speech
Date: Title: SECret Garden: Remarks at SEC Speaks Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: Important Issues for Investors in 2019 Speaker: Rick Fleming, Investor Advocate
Type:Speech
Date: Title: Bolstering Capital Formation: The Third Leg of the SEC's Mission Speaker: Martha Miller, Director, Advocate for Small Business Capital Formation
Type:Speech
Date: Title: Remarks – PLI Investment Management Institute 2019 Speaker: Paul Cellupica, Former Deputy Director and Chief Counsel, Division of Investment Management
Type:Speech
Date: Title: A Start-Up Within the Government: Introducing the SEC’s Office of the Advocate for Small Business Capital Formation Speaker: Martha Miller, Director, Advocate for Small Business Capital Formation
Type:Speech
Date: Title: Keynote Remarks: ICI Mutual Funds and Investment Management Conference Speaker: Commissioner Elad L. Roisman
Type:Speech
Date: Title: Keynote Address: ICI Mutual Funds and Investment Management Conference Speaker: Dalia Blass, Director, Division of Investment Management
Type:Speech
Date: Title: Applying a Principles-Based Approach to Disclosing Complex, Uncertain and Evolving Risks Speaker: William Hinman, Director, Division of Corporation Finance
Type:Speech
Date: Title: Equity Market Structure 2019: Looking Back & Moving Forward Speaker:

Chairman Jay Clayton

Brett Redfearn, Director, Division of Trading and Markets

 Type:Speech
Date: Title: Festivus, Fortnite, and Focus: Remarks before the Council of Institutional Investors Spring Conference Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: Introductory Remarks for Dr. Henry Louis Gates, Jr. at African American History Month Celebration Speaker: Chairman Jay Clayton
Type:Speech
Date: Title: What’s Really in Your Index Fund? Speaker: Commissioner Robert J. Jackson Jr.
Type:Speech
Date: Title: Regulation: A View from Inside the Machine Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: Remarks before the 2018 AICPA Conference on Current SEC and PCAOB Developments Speaker: Tom W. Collens, Professional Accounting Fellow
Type:Speech
Date: Title: Remarks before the 2018 AICPA Conference on Current SEC and PCAOB Developments Speaker: Emily L. Fitts, Professional Accounting Fellow, Office of the Chief Accountant
Type:Speech
Date: Title: Remarks before the 2018 AICPA Conference on Current SEC and PCAOB Developments Speaker: Sarah N. Esquivel, Associate Chief Accountant, Office of the Chief Accountant
Type:Speech
Date: Title: Remarks before the 2018 AICPA Conference on Current SEC and PCAOB Developments Speaker: Sheri L. York, Professional Accounting Fellow
Type:Speech
Date: Title: Remarks before the 2018 AICPA Conference on Current SEC and PCAOB Developments Speaker: Andrew W. Pidgeon, Professional Accounting Fellow, Office of the Chief Accountant
Type:Speech
Date: Title: Remarks before the 2018 AICPA Conference on Current SEC and PCAOB Developments Speaker: Rahim M. Ismail, Professional Accounting Fellow
Type:Speech
Date: Title: Remarks before the 2018 AICPA Conference on Current SEC and PCAOB Developments Speaker: Kevin L. Vaughn, Senior Associate Chief Accountant
Type:Speech
Date: Title: Statement in Connection with the 2018 AICPA Conference on Current SEC and PCAOB Developments Speaker:

Wesley Bricker
Chief Accountant

 Type:Speech
Date: Title: SEC Rulemaking Over the Past Year, the Road Ahead and Challenges Posed by Brexit, LIBOR Transition and Cybersecurity Risks Speaker: Chairman Jay Clayton
Type:Speech
Date: Title: The Salutary Effects of International Cooperation on SEC Enforcement Speaker: Steven Peikin, Co-Director, Division of Enforcement
Type:Speech
Date: Title: Regulatory Apparitions: Remarks at the Exchequer Club Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: Keynote Address: ALI CLE 2018 Conference on Life Insurance Company Products Speaker: Dalia Blass, Director, Division of Investment Management
Type:Speech
Date: Title: Lasting Impressions: Remarks before the CV Summit—Crypto Valley Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: Pondering Financial Reporting: Remarks before the 2018 Leet Business Law Symposium Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: Introductory Remarks for Veterans Day Commemoration Panel Discussion Speaker: Chairman Jay Clayton
Type:Speech
Date: Title: Costumes, Candy, and Compliance: Remarks at the National Membership Conference of the National Society of Compliance Professionals Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: Lies and Statistics: Remarks at the 26th Annual Securities Litigation and Regulatory Enforcement Seminar Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: Keynote Address - ICI Securities Law Developments Conference Speaker: Dalia Blass, Director, Division of Investment Management
Type:Speech
Date: Title: Improving Information for Investors in the Digital Age Speaker: Commissioner Kara M. Stein
Type:Speech
Date: Title: The New American Dream: Retirement Security Speaker: Commissioner Kara M. Stein
Type:Speech
Date: Title: Remarks at the IDC - 2018 Fund Directors Conference Speaker: Dalia Blass, Director, Division of Investment Management
Type:Speech
Date: Title: Pittsburgh Principles and Regulatory Realities: Remarks before the International Regulators Conference Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: Competition: The Forgotten Fourth Pillar of the SEC’s Mission Speaker:

Robert J. Jackson, Jr.*

 Type:Speech
Date: Title: Remarks at the Municipal Finance Leadership Conference Speaker: Rebecca Olsen, Director, Office of Municipal Securities
Type:Speech
Date: Title: Insider Trading Laws Haven’t Kept Up With the Crooks Speaker: Commissioner Robert J. Jackson Jr.
Type:Speech
Date: Title: Why and Whither Title VII?: Remarks before the 2018 ISDA Annual North America Conference Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: Remedies and Relief in SEC Enforcement Actions Speaker: Steven Peikin, Co-Director, Division of Enforcement
Type:Speech
Date: Title: Pickups and Put Downs: Remarks at the Financial Planning Association 2018 Major Firms Symposium Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: From the Data Rush to the Data Wars: A Data Revolution in Financial Markets Speaker: Commissioner Kara M. Stein
Type:Speech
Date: Title: Introductory Remarks for U.S. Treasurer Jovita Carranza at the SEC Hispanic Heritage Month Celebration Speaker: Chairman Jay Clayton
Type:Speech
Date: Title: Wolves and Wolverines: Remarks at the University of Michigan Law School Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: My Beef with Stakeholders: Remarks at the 17th Annual SEC Conference, Center for Corporate Reporting and Governance Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: Measuring the Impact of the SEC’s Enforcement Program Speaker:

Stephanie Avakian, Co-Director, Division of Enforcement

 Type:Speech
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