Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff. To view these prior to 2012, refer to the archive pages:

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Speeches and Statements Table

Speaker
Date: Title: Remarks at 2021 FINRA Annual Conference Speaker: Chair Gary Gensler
Type:Speech
Date: Title: Mind the (Data) Gaps Speaker: Commissioner Caroline A. Crenshaw
Type:Speech
Date: Title: Prepared Remarks at SEC Small Business Capital Formation Advisory Committee Meeting Speaker: Chair Gary Gensler
Type:Speech
Date: Title: Werewolves of Change:
Remarks before the ISDA Derivatives Trading Forum on Regulatory Change 		Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: Statement at the Meeting of the Asset Management Advisory Committee Speaker: Commissioner Elad L. Roisman
Type:Speech
Date: Title: Every Vote Counts: The Importance of Fund Voting and Disclosure Speaker: Commissioner Allison Herren Lee
Type:Speech
Date: Title: Paper, Plastic, Peer-to-Peer Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: A Climate for Change: Meeting Investor Demand for Climate and ESG Information at the SEC Speaker: Commissioner Allison Herren Lee
Type:Speech
Date: Title: Moving Forward Together – Enforcement for Everyone Speaker: Commissioner Caroline A. Crenshaw
Type:Speech
Date: Title: Small World Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: Atomic Trading Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: Remarks at the Meeting of the Small Business Capital Formation Advisory Committee Speaker: Commissioner Elad L. Roisman
Type:Speech
Date: Title: Remarks to The Federalist Society’s Capital Conversations: A Teleforum Series Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: Statement on OCA’s Focus on High-Quality Financial Reporting During an Unusual Year and a Discussion of our Upcoming Priorities Speaker:

Sagar Teotia, Chief Accountant

 Type:Speech
Date: Title: Remarks before the 2020 AICPA Conference on Current SEC and PCAOB Developments Speaker: Kevin Cherrstrom, Professional Accounting Fellow, Office of the Chief Accountant
Type:Speech
Date: Title: Remarks before the 2020 AICPA Conference on Current SEC and PCAOB Developments Speaker: Geoff Griffin, Professional Accounting Fellow, Office of the Chief Accountant
Type:Speech
Date: Title: Remarks before the 2020 AICPA Conference on Current SEC and PCAOB Developments Speaker: Jeffery Joseph, Professional Accounting Fellow, Office of the Chief Accountant
Type:Speech
Date: Title: Remarks before the 2020 AICPA Conference on Current SEC and PCAOB Developments Speaker: Sheena Lam, Professional Accounting Fellow, Office of the Chief Accountant
Type:Speech
Date: Title: Remarks before the 2020 AICPA Conference on Current SEC and PCAOB Developments Speaker: Jeffrey Nick, Professional Accounting Fellow, Office of the Chief Accountant
Type:Speech
Date: Title: Remarks before the 2020 AICPA Conference on Current SEC and PCAOB Developments Speaker: Jillian Pearce, Professional Accounting Fellow, Office of the Chief Accountant
Type:Speech
Date: Title: Remarks before the 2020 AICPA Conference on Current SEC and PCAOB Developments Speaker: Damon Romano, Professional Accounting Fellow, Office of the Chief Accountant
Type:Speech
Date: Title: Putting Principles into Practice, the SEC from 2017-2020
Remarks to the Economic Club of New York 		Speaker: Chairman Jay Clayton
Type:Speech
Date: Title: The Role of the CCO – Empowered, Senior and With Authority Speaker:

Peter B. Driscoll, Director, Office of Compliance Inspections and Examinations

 Type:Speech
Date: Title: The Regulation of Corporation Finance – A Principles-Based Approach Speaker: William Hinman, Director, Division of Corporation Finance
Type:Speech
Date: Title: The Promise of Structured Data: True Modernization of Disclosure Effectiveness Speaker: Commissioner Allison Herren Lee
Type:Speech
Date: Title: Keynote Address: ALI CLE 2020 Conference on Life Insurance Company Products Speaker: Dalia Blass, Director, Division of Investment Management
Type:Speech
Date: Title: Playing the Long Game: The Intersection of Climate Change Risk and Financial Regulation Speaker: Commissioner Allison Herren Lee
Type:Speech
Date: Title: Statement on Funds' Use of Derivatives Speaker: Commissioner Caroline A. Crenshaw
Type:Speech
Date: Title: When the Nail Fails – Remarks before the National Society of Compliance Professionals Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: The Car Talk of Capital Raising Speaker: Martha Miller, Director, Advocate for Small Business Capital Formation
Type:Speech
Date: Title: Volume, Value, and Impact: Remarks by the SEC Ombudsman Speaker:

Tracey McNeil, Ombudsman

 Type:Speech
Date: Title: Investing in the Public Option: Promoting Growth in Our Public Markets
Remarks at The SEC Speaks in 2020 		Speaker: Commissioner Allison Herren Lee
Type:Speech
Date: Title: Remarks At SEC Speaks 2020 Speaker: Commissioner Elad L. Roisman
Type:Speech
Date: Title: An Update on FY 2020 Results – Remarks at SEC Speaks Speaker: Chairman Jay Clayton
Type:Speech
Date: Title: Remarks at U.S. Treasury Market Conference Speaker: Commissioner Elad L. Roisman
Type:Speech
Date: Title: Keynote Address: Regulating with our Eyes on the Future Speaker: Dalia Blass, Director, Division of Investment Management
Type:Speech
Date: Title: Diversity Matters, Disclosure Works, and the SEC Can Do More: Remarks at the Council of Institutional Investors Fall 2020 Conference Speaker: Commissioner Allison Herren Lee
Type:Speech
Date: Title: Remarks at the 7th Annual Conference on Financial Market Regulation Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: Investor-Focused, Nimble and Vigorous Enforcement at the SEC Speaker: Chairman Jay Clayton
Type:Speech
Date: Title: Protecting Everyday Investors and Preserving Market Integrity: The SEC’s Division of Enforcement Speaker:

Stephanie Avakian, Director, Division of Enforcement

 Type:Speech
Date: Title: Lucy’s Human: Remarks at Virtual Roundtable on The Role of Asset Management in ESG Investing Hosted By Harvard Law School and the Program on International Financial Systems Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: Markets, Morality, and Mobsters: Remarks at the 18th Annual Corporate Governance Conference Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: Speech: PLI Investment Management Institute Speaker: Dalia Blass, Director, Division of Investment Management
Type:Speech
Date: Title: Not Braking and Breaking Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: Keynote Speech at the Society for Corporate Governance National Conference Speaker: Commissioner Elad L. Roisman
Type:Speech
Date: Title: Modernizing U.S. Equity Market Structure Speaker: Chairman Jay Clayton
Brett Redfearn, Director, Division of Trading and Markets
Type:Speech
Date: Title: Remarks to the Financial Stability Oversight Council Speaker: Chairman Jay Clayton
Type:Speech
Date: Title: Keynote Address: Securities Enforcement Forum West 2020 Speaker: Steven Peikin, Co-Director, Division of Enforcement
Type:Speech
Date: Title: Speech at the Council of Institutional Investors’ (“CII”) Conference Speaker: Commissioner Elad L. Roisman
Type:Speech
Date: Title: Getting Back to Basics: Protecting, Serving, and Empowering Investors

Remarks before the Investment Adviser Association Compliance Conference 2020 		Speaker: Commissioner Allison Herren Lee
Type:Speech
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