Date: April 24, 2023
Title: Capital On-Ramps: Remarks at the SEC’s 42nd Annual Small Business Forum – Exploring the Early-Stage Landscape: Trends and Strategies in Capital Raising
Speaker:
Commissioner Hester M. Peirce
Type: Speech
Date: April 24, 2023
Title: Prepared Remarks Before the 2023 42nd Annual Small Business Forum
Speaker:
Chair Gary Gensler
Type: Speech
Date: April 21, 2023
Title: Remarks before the Financial Stability Oversight Council Financial Stability Risks & Guidance on Nonbank Determinations
Speaker:
Chair Gary Gensler
Type: Speech
Date: April 18, 2023
Title: Strengthening Our Partnership with States and Other Jurisdictions to Protect Investors and Promote Market Integrity
Speaker:
Commissioner Jaime Lizárraga
Type: Speech
Date: April 11, 2023
Title: Escaping the Data Swamp: Remarks before the RegTech 2023 Data Summit
Speaker:
Commissioner Hester M. Peirce
Type: Speech
Date: March 30, 2023
Title: Fixed Income and Options: The Other Market Structures
Speaker:
Commissioner Caroline A. Crenshaw
Type: Speech
Date: March 29, 2023
Title: Opening Remarks before the SEC 2023 Investor Advocacy Clinic
Speaker:
Chair Gary Gensler
Type: Speech
Date: March 20, 2023
Title: Remarks at the ICI Investment Management Conference
Speaker:
William Birdthistle , Director, Division of Investment Management
Type: Speech
Date: March 20, 2023
Title: Remarks to Investment Company Institute 2023 Investment Management Conference
Speaker:
Commissioner Mark T. Uyeda
Type: Speech
Date: March 7, 2023
Title: Meeting the Challenges and Fulfilling The Promise of Global Financial Markets: Remarks before the Institute of International Bankers
Speaker:
Commissioner Mark T. Uyeda
Type: Speech
Date: March 3, 2023
Title: Remarks at the “Going Public in the 2020s” Conference
Speaker:
Commissioner Mark T. Uyeda
Type: Speech
Date: March 2, 2023
Title: Prepared Remarks Before the Investor Advisory Committee
Speaker:
Chair Gary Gensler
Type: Speech
Date: March 2, 2023
Title: Remarks at Meeting of the SEC Investor Advisory Committee
Speaker:
Commissioner Hester M. Peirce
Type: Speech
Date: March 2, 2023
Title: Remarks at the Meeting of the SEC Investor Advisory Committee (IAC)
Speaker:
Commissioner Jaime Lizárraga
Type: Speech
Date: Feb. 7, 2023
Title: Prepared Remarks Before the Small Business Capital Formation Advisory Committee
Speaker:
Chair Gary Gensler
Type: Speech
Date: Feb. 7, 2023
Title: Remarks to the Small Business Capital Formation Advisory Committee
Speaker:
Commissioner Mark T. Uyeda
Type: Speech
Date: Feb. 7, 2023
Title: Remarks at the Small Business Advisory Committee Meeting
Speaker:
Commissioner Jaime Lizárraga
Type: Speech
Date: Jan. 30, 2023
Title: Big “Issues” in the Small Business Safe Harbor: Remarks at the 50th Annual Securities Regulation Institute
Speaker:
Commissioner Caroline A. Crenshaw
Type: Speech
Date: Jan. 27, 2023
Title: Remarks at the California ‘40 Acts Group
Speaker:
Commissioner Mark T. Uyeda
Type: Speech
Date: Jan. 20, 2023
Title: Outdated: Remarks before the Digital Assets at Duke Conference
Speaker:
Commissioner Hester M. Peirce
Type: Speech
Date: Dec. 16, 2022
Title: Prepared Remarks Before the Financial Stability Oversight Council: LIBOR
Speaker:
Chair Gary Gensler
Type: Speech
Date: Dec. 16, 2022
Title: Prepared Remarks Before the Financial Stability Oversight Council: Annual Report
Speaker:
Chair Gary Gensler
Type: Speech
Date: Dec. 8, 2022
Title: Remarks Before the Investor Advisory Committee
Speaker:
Chair Gary Gensler
Type: Speech
Date: Dec. 8, 2022
Title: Remarks at Meeting of the SEC Investor Advisory Committee
Speaker:
Commissioner Hester M. Peirce
Type: Speech
Date: Dec. 7, 2022
Title: It’s Not Just Scope 3: Remarks at the American Enterprise Institute
Speaker:
Commissioner Hester M. Peirce
Type: Speech
Date: Nov. 30, 2022
Title: Remarks at the ICI Global Asset Management Asia Forum
Speaker:
Commissioner Mark T. Uyeda
Type: Speech
Date: Nov. 17, 2022
Title: Remarks at the 2022 Cato Summit on Financial Regulation
Speaker:
Commissioner Mark T. Uyeda
Type: Speech
Date: Nov. 16, 2022
Title: Digital Assets: Putting Investors First
Speaker:
Commissioner Jaime Lizárraga
Type: Speech
Date: Nov. 16, 2022
Title: “The Beatles and the Treasury Market”: Remarks Before the U.S. Treasury Market Conference
Speaker:
Chair Gary Gensler
Type: Speech
Date: Nov. 15, 2022
Title: Remarks at Securities Enforcement Forum
Speaker:
Gurbir S. Grewal , Director, Division of Enforcement
Type: Speech
Date: Nov. 15, 2022
Title: There’s a Fund for That: Remarks before FINRA’s Certified Regulatory and Compliance Professional Dinner
Speaker:
Commissioner Hester M. Peirce
Type: Speech
Date: Nov. 15, 2022
Title: “Good Counsellors”: Remarks Before the Investment Adviser/Investment Company National Seminar: Compliance Outreach Program
Speaker:
Chair Gary Gensler
Type: Speech
Date: Nov. 14, 2022
Title: 2022 SEC Regulation Outside the United States - Scott Friestad Memorial Keynote Address
Speaker:
William Birdthistle , Director, Division of Investment Management
Type: Speech
Date: Nov. 2, 2022
Title: “This Law and Its Effective Administration”: Remarks Before the Practising Law Institute’s 54th Annual Institute on Securities Regulation
Speaker:
Chair Gary Gensler
Type: Speech
Date: Oct. 25, 2022
Title: Remarks at the Georgetown Law Hotel and Lodging Summit
Speaker:
Commissioner Mark T. Uyeda
Type: Speech
Date: Oct. 24, 2022
Title: “Competition and the Two SECs” Remarks Before the SIFMA Annual Meeting
Speaker:
Chair Gary Gensler
Type: Speech
Date: Oct. 21, 2022
Title: Moving Forward in Our Lane: Remarks at the Inaugural ECGI Responsible Capitalism Summit
Speaker:
Commissioner Caroline A. Crenshaw
Type: Speech
Date: Oct. 19, 2022
Title: Remarks at the APABA-DC Awards and Installation Reception
Speaker:
Commissioner Mark T. Uyeda
Type: Speech
Date: Oct. 17, 2022
Title: Meeting Investor Demand for High Quality ESG Data
Speaker:
Commissioner Jaime Lizárraga
Type: Speech
Date: Oct. 13, 2022
Title: Raising the Bar on Diversity, Equity and Inclusion
Speaker:
Commissioner Jaime Lizárraga
Type: Speech
Date: Oct. 13, 2022
Title: Remarks Before the Small Business Capital Formation Advisory Committee
Speaker:
Chair Gary Gensler
Type: Speech
Date: Oct. 13, 2022
Title: Remarks to the Small Business Capital Formation Advisory Committee
Speaker:
Commissioner Mark T. Uyeda
Type: Speech
Date: Oct. 3, 2022
Title: Statement on Financial Stability Oversight Council’s Report on Digital Asset Financial Stability Risks and Regulation Before the Financial Stability Oversight Council Open Meeting
Speaker:
Chair Gary Gensler
Type: Speech
Date: Sept. 29, 2022
Title: Remarks at the Association of Asian American Investment Managers Elevate 2022 Keynote Lunch Program
Speaker:
Commissioner Mark T. Uyeda
Type: Speech
Date: Sept. 21, 2022
Title: Remarks to the Investor Advisory Committee
Speaker:
Chair Gary Gensler
Type: Speech
Date: Sept. 15, 2022
Title: Opening Remarks to the Institute for Inclusion in the Legal Profession
Speaker:
Chair Gary Gensler
Type: Speech
Date: Sept. 9, 2022
Title: Remarks at SEC Speaks
Speaker:
Sanjay Wadhwa, Deputy Director of Enforcement
Type: Speech
Date: Sept. 9, 2022
Title: Remarks at the “SEC Speaks” Conference 2022
Speaker:
Commissioner Mark T. Uyeda
Type: Speech
Date: Sept. 9, 2022
Title: Remarks at SEC Speaks 2022
Speaker:
Gurbir S. Grewal , Director, Division of Enforcement
Type: Speech
Date: Sept. 8, 2022
Title: Federal Securities Laws: Closed-Book or Open-Book Exam? - Remarks at SEC Speaks 2022
Speaker:
Sebastian Gomez Abero, Deputy Director, Office of the Advocate for Small Business Capital Formation
Type: Speech
