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Administrative Proceedings Archive 2009

The list below provides links to notices and orders concerning the institution and/or settlement of administrative proceedings.

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

Additional Archives

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Release No. Date Respondents
Fourth Quarter
34-61262 Dec. 30, 2009 Stephen C. Gingrich (CPA)
Other Release No.: AAER-3092
34-61256 Dec. 30, 2009 Gabelli Funds LLC
Note: See also the Final Distribution Plan
34-61255 Dec. 30, 2009 Gabelli Funds LLC
34-61252 Dec. 29, 2009 Banc One Investment Advisors Corporation and Mark A. Beeson
34-61247 Dec. 29, 2009 Jeffrey C. Young
Other Release No.: IA-2967
33-9101 Dec. 28, 2009 Bahram A. Jafari and Mountain Resources, Inc.
Other Release Nos.: 34-61246, IA-2966, IC-29098
34-61245 Dec. 28, 2009 Anna M. Baird, CPA
Other Release No.: AAER-3090
34-61243 Dec. 28, 2009 Customer Sports, Inc., General Magic, Inc., Leonidas Films, Inc. (n/k/a Consolidated Pictures Group, Inc.), SportsPrize Entertainment, Inc., U.S. Interactive, Inc., and USA Biomass Corp.
33-9100 Dec. 22, 2009 Applied Minerals, Inc. (Formerly Known as Atlas Mining Company)
Other Release No.: 34-61213
34-61210 Dec. 18, 2009 Inviva, Inc. and Jefferson National Life Insurance Company
Note: See also the Proposed Distribution Plan
Submit comments on Proposed Distribution Plan
34-61209 Dec. 18, 2009 CIHC, Inc., Conseco Services, LLC, and Conseco Equity Sales, Inc.
Note: See also the Proposed Distribution Plan
Submit comments on Proposed Distribution Plan
34-61208 Dec. 18, 2009 Cornerstone Capital Management, Inc., and Laura Jean Kent
Note: See also the Proposed Distribution Plan
Submit comments on Proposed Distribution Plan
33-9097 Dec. 18, 2009 ICAP Securities USA LLC, Ronald A. Purpora, Gregory F. Murphy, Peter M. Agola, Ronald Boccio, Kevin Cunningham, Donald E. Hoffman, Jr., and Anthony Parisi
Other Release No.: 34-61200
34-61199A Dec. 17, 2009 Bear Wagner Specialists LLC, Fleet Specialist, Inc., LaBranche & Co. LLC, Spear, Leeds & Kellogg Specialists LLC, Van der Moolen Specialists USA, LLC, Performance Specialist Group LLC, and SIG Specialists, Inc.
33-9096 Dec. 17, 2009 Ernst & Young LLP
Other Release Nos.: 34-61196, AAER-3087
34-61195 Dec. 17, 2009 Thomas D. Vogelsinger, CPA
Other Release No.: AAER-3086
33-9095 Dec. 17, 2009 John M. Kiss, CPA
Other Release Nos.: 34-61194, AAER-3085
33-9094 Dec. 17, 2009 Mark V. Sever, CPA
Other Release Nos.: 34-61193, AAER-3084
33-9093 Dec. 17, 2009 Kenneth W. Peterson, CPA
Other Release Nos.: 34-61192, AAER-3083
34-61191 Dec. 17, 2009 Randy G. Fletchall, CPA
Other Release No.: AAER-3082
33-9092 Dec. 17, 2009 William J. Carpenter, CPA
Other Release Nos.: 34-61190, AAER-3081
34-61188 Dec. 17, 2009 American Sports Development Group, Inc., Antex Biologics, Inc. (n/k/a ABI Liquidating Corp.), Cybernet Internet Services International, Inc., Cyper Media, Inc., Frisby Technologies, Inc., Graphco Holdings Corp., Investors Insurance Group, Inc., ITC Learning Corp., and Speizman Industries, Inc.
34-61181 Dec. 16, 2009 Equity Services, Inc.
Other Release No.: IA-2964
34-61180 Dec. 16, 2009 Stephen A. Englese
Other Release No.: IA-2963
34-61166 Dec. 15, 2009 Mark A. Lefkowitz
IA-2962 Dec. 14, 2009 Ark Asset Management Co., Inc.
IA-2961 Dec. 14, 2009 Stephen Jay Mermelstein
34-61159 Dec. 14, 2009 AppOnline.com, Inc., AstroPower, Inc., Condor Gold Corp., EPL Technologies, Inc., General Credit Corp., Integra, Inc., Integrated Health Services, Inc., Log On America, Inc., Matlack Systems, Inc., PixTech, Inc., and Virtual Communities, Inc.
IA-2960 Dec. 11, 2009 Moises Pacheco
34-61149 Dec. 10, 2009 Gregory Pasko, CPA
Other Release No.: AAER-3078
34-61148 Dec. 10, 2009 John Wilroy, CPA
Other Release No.: AAER-3077
34-61147 Dec. 10, 2009 Clinton Ronald Greenman, CPA
Other Release No.: AAER-3076
34-61146 Dec. 10, 2009 Kenneth Mueller, CPA
Other Release No.: AAER-3075
34-61142 Dec. 10, 2009 Canadian Imperial Holdings, Inc. and CIBC World Markets Corp.
Note: See also the Proposed Distribution Plan
Submit comments on Proposed Distribution Plan
34-61137 Dec. 10, 2009 Applied Wellness Corporation
Other Release No.: AAER-3074
34-61132 Dec. 9, 2009 Robert J. Bradbury and Dolphin and Bradbury, Incorporated
34-61123A Dec. 7, 2009 Simpson Capital Management, Inc., Robert A. Simpson, and John C. Dowling
Other Release Nos.: IA-2958A, IC-29067A
34-61118 Dec. 4, 2009 Federated Investment Management Company, Federated Securities Corp. and Federated Shareholder Services Company
Note: See also the Proposed Distribution Plan
Submit comments on Proposed Distribution Plan
34-61117 Dec. 4, 2009 Prudential Equity Group, LLC, Formerly Known as Prudential Securities, Inc.
Note: See also the Proposed Distribution Plan
Submit comments on Proposed Distribution Plan
34-61114 Dec. 4, 2009 Masterpiece Technology Group, MBC Holding Co., MC Industrial Group, Inc., MC Liquidating Corp., Medco Health Corp., Meridian National Corp., MetaSource Group, Inc., Micel Corp., MicroENERGY, Inc., and MicroLeague Multimedia, Inc.
34-61113 Dec. 4, 2009 Robert Bernstein
Other Release No.: AAER-3072
34-61111 Dec. 4, 2009 David Gold
34-61109 Dec. 3, 2009 Founding Partners Capital Management Company and William Gunlicks
34-61108 Dec. 3, 2009 Raymond Rapaglia
34-61098 Dec. 2, 2009 Putnam Investment Management, LLC
34-61096 Dec. 2, 2009 Bruce B. Blatman
34-61092 Dec. 2, 2009 Masterpiece Technology Group, MBC Holding Co., MC Industrial Group, Inc.,MC Liquidating Corp.,Medco Health Corp., Meridian National Corp.,MetaSource Group, Inc., Micel Corp.,MicroENERGY, Inc., and Microleague Multimedia, Inc.
34-61088 Dec. 1, 2009 Banc of America Capital Management, LLC, BACAP Distributors, LLC, and Banc of America Securities, LLC
34-61082 Dec. 1, 2009 M.G. Products, Inc. et al.
34-61079 Nov. 30, 2009 Prime Capital Services, Inc., Gilman Ciocia, Inc., Michael P. Ryan, Rose M. Rudden, Christie A. Andersen, Eric J. Brown, Matthew J. Collins, Kevin J. Walsh, Mark W. Wells
Other Release No.: IA-2957
34-61077 Nov. 30, 2009 Pacific Acquisition Corp. (a/k/a Pacific Aquisition Corp.), Pan Smak Pizza, Inc., Parkcrest Explorations, Ltd. (n/k/a Fossil Bay Resources, Ltd.), Payline Systems, Inc., PentaStar Communications, Inc., Peruvian Gold, Ltd., Petromin Resources, Ltd., and Pinnacle Property Group, Inc. (n/k/a Ontus Corporation)
34-61076 Nov. 30, 2009 Home Solutions of America, Inc.
34-61069 Nov. 30, 2009 Stephen R. Moynahan
34-61064 Nov. 25, 2009 Polar Molecular Holding Corporation
34-61063 Nov. 25, 2009 Customer Sports, Inc., General Magic, Inc., Leonidas Films, Inc. (n/k/a Consolidated Pictures Group, Inc.), Sportsprize Entertainment, Inc., U.S. Interactive, Inc., and USA Biomass Corp.
IA-2956 Nov. 24, 2009 Thomas Lester Irby II and Titan Wealth Management, LLC
34-61058A Nov. 24, 2009 Altiva Financial Corp. et al.
34-61056 Nov. 24, 2009 ClearComm LP
34-61055 Nov. 24, 2009 Downey Financial Corp.
34-61054 Nov. 24, 2009 Dynamic Sciences International, Inc.
IA-2955 Nov. 24, 2009 Appalachian Asset Management, Inc.
IA-2954 Nov. 24, 2009 KHF Advisors, LLC
34-61047A Nov. 23, 2009 Valcapx Acquisition Corp., Valuestar Corp., Vandelay, Inc., VelocityHSI, Inc., Ventura Entertainment Group, Ltd. (n/k/a Insight Entertainment Group, Ltd.), and Verida Internet Corp.
IA-2953 Nov. 20, 2009 David L. Hersh
34-60292A Nov. 20, 2009 Invesco Funds Group, Inc.
34-61045 Nov. 20, 2009 Value Line, Inc., Value Line Securities, Inc., Jean Bernhard Buttner, and David Henigson
34-61044 Nov. 20, 2009 Planet Entertainment Corp., Polifly Financial Corp., Pope Evans & Robbins, Inc., Power Designs, Inc., Prime Motor Inns LP, Pro Net Link Corp., Prospect Group, Inc., Prospect Park Financial Corp., Providence Capital II, Inc. (n/k/a Lifelong.com, Inc.), Pudgie's Chicken, Inc., and PVAXX Corp.
34-61040 Nov. 20, 2009 Pacific Lease Group, Inc.
34-61038 Nov. 20, 2009 Mosaic Nutraceuticals Corp. (f/k/a Mosaic Nutriceuticals Corp.) and Charles T. Townsend
34-61037 Nov. 19, 2009 RS Investment Management, Inc., RS Investment Management, L.P., G. Randall Hecht and Steven M. Cohen
IA-2952 Nov. 19, 2009 William H. Eichengreen
34-61029 Nov. 19, 2009 David L. McMillan
Other Release No.: IA-2951
34-61028 Nov. 19, 2009 J.P. Morgan Securities Inc.
34-61019 Nov. 17, 2009 Universal Food & Beverage Co.
34-61018 Nov. 17, 2009 PKI Solutions, Inc., Planetgood Technologies, Inc. (n/k/a All American Coffee & Beverage, Inc.), Platronics, Inc., Plus Solutions, Inc., Portacom Wireless, Inc., Portal Net, Ltd., Prime Holdings & Investments, Inc., Pro-After, Inc. (f/k/a PurchasePro.com, Inc.), Project Group, Inc., ProLong International Corp., PSS, Inc., and Purus, Inc.
34-61015 Nov. 17, 2009 Altiva Financial Corp., Atlantic Gulf Communities Corp., CFI Mortgage, Inc., Commodore Holdings Ltd., Conversion Technologies International, Inc., Cyntech Technologies, Inc., Diversified Senior Services, Inc., Dyersburg Corp., Flour City International, Inc., Gerald Stevens, Inc., Leisure Time Casinos & Resorts, Inc., and Platinum Entertainment, Inc. (n/k/a Vidalia Gichner Holdings, Inc.)
34-61014 Nov. 17, 2009 Apponline.Com, Inc., Astropower, Inc., Condor Gold Corp., EPL Technologies, Inc., General Credit Corp., Integra, Inc., Integrated Health Services, Inc., Log On America, Inc., Matlack Systems, Inc., Pixtech, Inc., and Virtual Communities, Inc.
34-61011 Nov. 16, 2009 Damir Lukovic
34-61007 Nov. 16, 2009 Aura Financial Services, Inc.
34-61004 Nov. 16, 2009 Brooke Corporation and Brooke Capital Corporation
34-60998 Nov. 13, 2009 William T. Dailey, III
Other Release No.: IA-2949
34-60994 Nov. 13, 2009 Redtop Mountain Corp.(n/k/a Weblogix, Inc.), Reliable Power Systems, Inc., Renaissance Acceptance Group, Inc., Republic Goldfields, Inc., Rexon, Inc. (n/k/a Tecmar Technologies, Inc.), River Oaks Furniture, Inc., Roberds, Inc., and Rochem Environmental, Inc.
33-9083 Nov. 12, 2009 S4 Capital, LLC and Sharath Sury
Other Release Nos.: 34-60993, IA-2948, IC-28996
34-60987 Nov. 12, 2009 Park Meditech, Inc., Peerless Industrial Group, Inc., Peerless Tube Co., PH Group, Inc., PHC, Inc.
34-60986 Nov. 10, 2009 Ritchie Capital Management, LLC, Ritchie Multi-Strategy Global Trading Ltd., A.R. Thane Ritchie and Warren Louis DeMaio
34-60982 Nov. 10, 2009 Tolan S. Furusho, Esq.
34-60976 Nov. 10, 2009 Merriman Curhan Ford & Co., D. Jonathan Merriman, and Christopher Aguilar
34-60972 Nov. 9, 2009 Masterpiece Technology Group, MBC Holding Co., MC Industrial Group, Inc., MC Liquidating Corp., Medco Health Corp., Meridian National Corp., MetaSource Group, Inc., Micel Corp., MicroENERGY, Inc., and Microleague Multimedia, Inc.
34-60964 Nov. 9, 2009 Value America, Inc., VDS Enterprises, Inc., Versent Corp., Viasource Communications, Inc., Viatech Communications Group, Inc., and VideoFlicks.com, Inc.
34-60948 Nov. 6, 2009 Western Fidelity Funding, Inc., Western Real Estate Fund, Inc., Willamette Valley, Inc. Microbreweries Across America, Windsor Energy Corp., Wireless Billboards Technologies Corp., and WPB Financiers Ltd.
34-60947 Nov. 6, 2009 National Venture Capital Fund, Inc., Nationsmart Corp., Nationwide Capital Corp., NeoStar Retail Group, Inc., Nesco, Inc., Netship Fulfillment, Inc., New Zealand Petroleum Co., Ltd. (n/k/a Abano Healthcare Group, Ltd.), and Nexiq Technologies, Inc. (f/k/a WPI Termiflex, Inc.)
34-60943 Nov. 5, 2009 Altiva Financial Corp., Atlantic Gulf Communities Corp., CFI Mortgage, Inc., Commodore Holdings Ltd., Conversion Technologies International, Inc., Cyntech Technologies, Inc., Diversified Senior Services, Inc., Dyersburg Corp., Flour City International, Inc., Gerald Stevens, Inc., Leisure Time Casinos & Resorts, Inc., and Platinum Entertainment, Inc. (n/k/a Vidalia Gichner Holdings, Inc.)
34-60941 Nov. 4, 2009 Rhino Trading, LLC, Fat Squirrel Trading Group, LLC, Damon Rein, and Steven Peter
34-60940 Nov. 4, 2009 Valcapx Acquisition Corp., Valuestar Corp., Vandelay, Inc., VelocityHSI, Inc., Ventura Entertainment Group, Ltd. (n/k/a Insight Entertainment Group, Ltd.), and Verida Internet Corp.
33-9081 Nov. 4, 2009 Value Line, Inc., Value Line Securities, Inc., Jean Bernhard Buttner, and David Henigson
Other Release Nos.: 34-60936, IA-2945, IC-28989
34-60935 Nov. 4, 2009 James E. Otto
Other Release No.: IA-2944
34-60930 Nov. 4, 2009 Pathnet Telecommunications, Inc., Peaches Entertainment Corp., Pet Quarters, Inc., Piccadilly Cafeterias, Inc. (n/k/a Capital City Cornichon Corp.), Pick Communications Corp., and Pipeline Technologies, Inc.
34-60927 Nov. 4, 2009 George Tamura
IA-2943 Nov. 4, 2009 Glenn Manterfield
33-9078 Nov. 4, 2009 J.P. Morgan Securities Inc.
Other Release No.: 34-60928
Note: See also the Orders Granting Waiver in this matter: 33-9079 and 33-9080
34-60926 Nov. 4, 2009 Minecore International, Inc.
34-60924 Nov. 3, 2009 Eric T. Seiden
34-60920 Nov. 3, 2009 Energy Source, Inc.
34-60917 Nov. 3, 2009 RDM Sports Group, Inc. et al.
34-60904 Oct. 29, 2009 Jonathan W. Mikula
34-60901 Oct. 29, 2009 Weiss Research, Inc., Martin Weiss, and Lawrence Edelson
34-60900 Oct. 29, 2009 Regeena Resources, Inc. (n/k/a Ameridian Ventures, Inc.), Regency Capital West, Inc., Repeater Technologies, Inc., Reserve Exploration Co., The Resort at Summerlin, LP, RimPac Resources Ltd., Rio Ventures, Inc., and Roast "N" Roll Restaurants of the Past, Inc.
34-60898 Oct. 28, 2009 Tab Keplinger, CPA
Other Release No.: IA-2942, AAER-3061
34-60895 Oct. 28, 2009 Redheads, Inc., Regal Communications Corp., Repligen Clinical Partners, LP, Retail Entertainment Group, Inc., R.F. Management Corp., Road Apples, Inc. (n/k/a Teledynamics, Inc.), Robec, Inc., and Rompus Interactive Corp.
34-60892 Oct. 28, 2009 Anthony Perez
34-60891 Oct. 27, 2009 Mohit A. Khanna
34-60890 Oct. 27, 2009 William J. Reilly, Esq.
34-60883 Oct. 27, 2009 PKI Solutions, Inc., Planetgood Technologies, Inc. (n/k/a All American Coffee & Beverage, Inc.), Platronics, Inc., Plus Solutions, Inc., Portacom Wireless, Inc., Portal Net, Ltd., Prime Holdings & Investments, Inc., Pro-After, Inc. (f/k/a PurchasePro.Com, Inc.), Project Group, Inc., ProLong International Corp., PSS, Inc., and Purus, Inc.
34-60871 Oct. 23, 2009 Value America, Inc., VDS Enterprises, Inc., Versent Corp., Viasource Communications, Inc., Viatech Communications Group, Inc., and VideoFlicks.com, Inc.
34-60870 Oct. 22, 2009 Banc of America Investment Services, Inc. and Virginia Holliday
Note: See also Waiver
34-60869 Oct. 22, 2009 Park Meditech, Inc., Peerless Industrial Group, Inc., Peerless Tube Co., PH Group, Inc., and PHC, Inc.
34-60867 Oct. 22, 2009 Redtop Mountain Corp. (n/k/a Weblogix, Inc.), Reliable Power Systems, Inc., Renaissance Acceptance Group, Inc., Republic Goldfields, Inc., Rexon, Inc. (n/k/a Tecmar Technologies, Inc.), River Oaks Furniture, Inc., Roberds, Inc., and Rochem Environmental, Inc.
34-60852 Oct. 21, 2009 Packetport.com, Inc. et al
34-60848 Oct. 20, 2009 Cornerstone Capital Management, Inc., and Laura Jean Kent
34-60847 Oct. 20, 2009 M.G. Products, Inc., Masstor Systems Corp., Matrix Concepts, Inc. (n/k/a Global Media Group Holdings, Inc.), MCB Financial Corp., Media888, Inc. (f/k/a DIT Ventures, Inc.), Medical Properties, Inc., Medtrak Electronics, Inc., and Metro Display Advertising, Inc.
IA-2940 Oct. 20, 2009 William A. Huber
34-60846 Oct. 20, 2009 ECO2 Plastics, Inc.
Other Release No.: AAER-3059
34-60844 Oct. 20, 2009 Peter Moulinos, Esq.
34-60843 Oct. 20, 2009 Perceptive Advisors LLC
Other Release No.: IA-2939
34-60842 Oct. 20, 2009 First New York Securities L.L.C.
34-60839 Oct. 20, 2009 Regeena Resources, Inc. (n/k/a Ameridian Ventures, Inc.), Regency Capital West, Inc., Repeater Technologies, Inc., Reserve Exploration Co., The Resort at Summerlin, LP, RimPac Resources Ltd., Rio Ventures, Inc., and Roast "n" Roll Restaurants of the Past, Inc.
34-60838 Oct. 19, 2009 National Venture Capital Fund, Inc., Nationsmart Corp., Nationwide Capital Corp., NeoStar Retail Group, Inc., Nesco, Inc., Netship Fulfillment, Inc., New Zealand Petroleum Co., Ltd. (n/k/a Abano Healthcare Group, Ltd.), and Nexiq Technologies, Inc. (f/k/a WPI Termiflex, Inc.)
34-60837 Oct. 19, 2009 Theodore W. Urban
Other Release No.: IA-2938
IA-2937 Oct. 16, 2009 Philip G. Barry
IA-2936 Oct. 16, 2009 Tobias Bros. Inc.
IA-2935 Oct. 16, 2009 Michael C. Regan
34-60830 Oct. 15, 2009 Altiva Financial Corp., Atlantic Gulf Communities Corp., CFI Mortgage, Inc., Commodore Holdings Ltd., Conversion Technologies International, Inc., Cyntech Technologies, Inc., Diversified Senior Services, Inc., Dyersburg Corp., Flour City International, Inc., Gerald Stevens, Inc., Leisure Time Casinos & Resorts, Inc., and Platinum Entertainment, Inc. (n/k/a Vidalia Gichner Holdings, Inc.)
34-60829 Oct. 15, 2009 Western Fidelity Funding, Inc., Western Real Estate Fund, Inc., Willamette Valley, Inc. Microbreweries Across America, Windsor Energy Corp., Wireless Billboards Technologies Corp., and WPB Financiers Ltd.
34-60828 Oct. 15, 2009 Value Merchants, Inc., Varner Technologies, Inc. (f/k/a Peppermill Capital Corp.), Veronex Technologies, Inc., ViaGrafix Corp., Viapay Limited (f/k/a Interface e.com, Inc.)
34-60827 Oct. 15, 2009 Warwick Insurance Managers, Inc., Watermarc Food Management Co., Welcome Home, Inc., Whitehall Limited, Inc., Word-Tronics Corp., Worksafe Industries, Inc., World Commerce Online, Inc., Worldwide Film Funding, Inc., Worldwide Web Networx Corp., and Wulf International, Ltd.
34-60821 Oct. 14, 2009 Value America, Inc., VDS Enterprises, Inc., Versent Corp., Viasource Communications, Inc., Viatech Communications Group, Inc., and VideoFlicks.com, Inc.
34-60820 Oct. 14, 2009 DTVN Holdings, Inc. et al.
34-60816 Oct. 13, 2009 Raymond Rapaglia
34-60815 Oct. 13, 2009 Peter C. Dunne
34-60806 Oct. 9, 2009 Peter Y. Atkinson, Esq.
Other Release No.: AAER-3057
34-60805 Oct. 8, 2009 Tony E. Morrison
34-60804 Oct. 8, 2009 David M. Tavdy
34-60803 Oct. 8, 2009 Erik R. Franklin
Other Release No.: IA-2934
34-60802 Oct. 8, 2009 Samuel W. Childs, Jr.
34-60795 Oct. 7, 2009 Keevin H. Leonard and Robert F. Malin
34-60792 Oct. 6, 2009 Michael J. Moore, CPA and Moore & Associates Chartered
Other Release No.: AAER-3056
34-60787 Oct. 5, 2009 Frank Dipascali, Jr.
Other Release No.: IA-2931
34-60786 Oct. 5, 2009 Energy Source, Inc.
34-60764 Oct. 1, 2009 GLB Trading, Inc. and Robert A. Lechman
34-60757 Oct. 1, 2009 George Tamura
Third Quarter
34-60748 Sep. 30, 2009 Pathnet Telecommunications, Inc., Peaches Entertainment Corp., Pet Quarters, Inc., Piccadilly Cafeterias, Inc. (n/k/a Capital City Cornichon Corp.), Pick Communications Corp., and Pipeline Technologies, Inc.
34-60747 Sep. 30, 2009 Redheads, Inc., Regal Communications Corp., Repligen Clinical Partners, LP, Retail Entertainment Group, Inc., R.F. Management Corp., Road Apples, Inc. (n/k/a Teledynamics, Inc.), Robec, Inc., and Rompus Interactive Corp.
34-60742 Sep. 29, 2009 Regeena Resources, Inc. (n/k/a Ameridian Ventures, Inc.), Regency Capital West, Inc., Repeater Technologies, Inc., Reserve Exploration Co., The Resort at Summerlin, LP, RimPac Resources Ltd., Rio Ventures, Inc., and Roast "N" Roll Restaurants of the Past, Inc.
34-60740 Sep. 29, 2009 Torque Engineering Corp., Transcoastal Marine Services, Inc., Transfinancial Holdings, Inc., Transwest Energy, Inc., Trend Vision Technologies, Inc., and Tricord Systems, Inc.
33-9067 Sep. 29, 2009 Stratum Wealth Management, LLC and Charles B. Ganz
Other Release Nos.: 34-60735, IA-2930, IC-28934
34-60734 Sep. 29, 2009 National Venture Capital Fund, Inc., Nationsmart Corp., Nationwide Capital Corp., NeoStar Retail Group, Inc., Nesco, Inc., Netship Fulfillment, Inc., New Zealand Petroleum Co., Ltd. (n/k/a Abano Healthcare Group, Ltd.), and Nexiq Technologies, Inc. (f/k/a WPI Termiflex, Inc.)
34-60733 Sep. 29, 2009 Commonwealth Equity Services, LLP d/b/a Commonwealth Financial Network
Other Release No.: IA-2929
33-9066 Sep. 29, 2009 United Global Securities, Inc. and Richard D. Blair
Other Release Nos.: 34-60732, IA-2928
34-60731 Sep. 29, 2009 Universal Food & Beverage Co.
34-60729 Sep. 29, 2009 Consumers Financial Corporation
34-60724 Sep. 28, 2009 TVI Corporation
34-60723 Sep. 25, 2009 Warwick Insurance Managers, Inc., Watermarc Food Management Co., Welcome Home, Inc., Whitehall Limited, Inc., Word-Tronics Corp., Worksafe Industries, Inc., World Commerce Online, Inc., Worldwide Film Funding, Inc., Worldwide Web Networx Corp., and Wulf International, Ltd.
34-60719 Sep. 25, 2009 BISYS Fund Services, Inc.
34-60715 Sep. 24, 2009 Christopher A. Black
34-60714 Sep. 24, 2009 DTVN Holdings, Inc., Employee Solutions, Inc., Falcon Natural Gas Corp., Internet Commerce & Communications, Inc., Osage Systems Group, Inc., Payless Cashways, Inc., PC Service Source, Inc., Play by Play Toys & Novelties, Inc., Powerbrief, Inc., Southern Energy Company, Inc.,Sparta Surgical Corp., Strategia Corp. (n/k/a Catthai Corp.), and TTI Industries, Inc.
IA-2927 Sep. 23, 2009 Scott M. Ross
34-60709 Sep. 23, 2009 Pacific Lease Group, Inc.
34-60705 Sep. 22, 2009 Veras Capital Master Fund, VEY Partners Master Fund, Veras Investment Partners, LLC, Kevin D. Larson, and James R. McBride
34-60703 Sep. 22, 2009 Magnum Resources, Inc., Manakoa Services Corp. (n/k/a Teslavision Corp.), Maxus Technology Corp., Med/Waste, Inc., Medsearch Technologies, Inc., and Meisenheimer Capital, Inc.
34-60702 Sep. 21, 2009 Polar Molecular Holding Corporation
34-60700 Sep. 21, 2009 Raymond James Financial Services, Inc., and J. Stephen Putnam
33-9065 Sep. 21, 2009 Regions Bank
Other Release No.: 34-60699
34-60693 Sep. 18, 2009 Daniel F. Stulac, CPA
Other Release No.: AAER-3054
34-60689 Sep. 18, 2009 William D. Shovers (CPA)(Corrected)
Other Release No.: AAER-3053
34-60685 Sep. 18, 2009 V-Twin Holdings, Inc. (n/k/a Tobacco One, Inc.), Valley Media, Inc., Venturequest Group, Inc. (n/k/a Dex-Ray Resources, Inc.), Verex Laboratories, Inc., Vibro-Tech Industries, Inc., Video City, Inc., and Vidikron Technologies Group, Inc.
34-60682 Sep. 17, 2009 Tops Appliance City, Inc., Tower Global Ventures Corp. (n/k/a Coffeehouse.com, Inc.), Transact International, Inc., Transderm Laboratories Corp., Trizak Corp., and Tropic Air Cargo, Inc.
34-60681 Sep. 17, 2009 Warehouse Club Inc. et al., Winthrop Resources Corp.
34-60677 Sep. 16, 2009 Consolidated Resources Group, Inc.
34-60676 Sep. 15, 2009 Berdj J. Rassam, CPA
Other Release No.: AAER-3051
34-60675 Sep. 15, 2009 Cornerstone Capital Management, Inc., and Laura Jean Kent
IA-2925 Sep. 15, 2009 Appalachian Asset Management, Inc.
IA-2924 Sep. 15, 2009 KHF Advisors, LLC
34-60667 Sep. 14, 2009 Strong Capital Management, Inc., Strong Investor Services, Inc., Strong Investments, Inc., Richard S. Strong, Thomas A. Hooker, Jr. and Anthony J. D'Amato
34-60657 Sep. 11, 2009 Dana Holding Corporation (as Successor Registrant to Dana Corporation)
Other Release No.: AAER-3048
34-60656 Sep. 11, 2009 Gabelli Funds LLC
Note: See also the Proposed Plan of Distribution
Submit comments on Proposed Plan of Distribution
34-60655 Sep. 11, 2009 Magnum Resources, Inc., Manakoa Services Corp. (n/k/a Teslavision Corp.), Maxus Technology Corp, Med/Waste, Inc., Medsearch Technologies, Inc., and Meisenheimer Capital, Inc.
34-60652 Sep. 11, 2009 Pacific International Enterprises, Inc., Paradise Holdings, Inc., PC-EPhone, Inc., Phoenix Laser Systems, Inc., Phoenix Resources Technologies, Inc., and Pilot Network Services, Inc.
34-60638 Sep. 9, 2009 National Tire Services, Inc., TheNETdigest.com, Inc., New Media, Inc. (n/k/a New Media Group, Inc.), New Tel, Ltd., New York Film Works, Inc., and Newstar Resources, Inc.
34-60636 Sep. 9, 2009 Tops Appliance City, Inc., Tower Global Ventures Corp. (n/k/a Coffeehouse.com, Inc.), Transact International, Inc., Transderm Laboratories Corp., Trizak Corp., and Tropic Air Cargo, Inc.
34-60632 Sep. 8, 2009 Jamie P. Lake
34-60631 Sep. 8, 2009 Action Auto Rental, Inc., Addisson Industries, Inc., Advanced Promotion Technologies, Inc., Advantexcel Com Communications Corp., Aeire Corp., All American Food Group, Inc., and Allerion, Inc.
34-60628 Sep. 4, 2009 Louis J. Akers
Other Release No.: IA-2923
34-60626 Sep. 4, 2009 What's for Free Technologies, Inc. (n/k/a Krifter Holdings, Inc.), Wherehouse Entertainment, Inc., Windpower Partners 1983-1, Windpower Partners 1984, World Financial Systems Co. Ltd., Wrap-N-Roll Usa, Inc., and Wyrlis Corp.
34-60623 Sep. 3, 2009 New York Broker Deutschland AG
Note: See also the Order in this matter
Note: See also the German Version of the Order in this matter
34-60616 Sep. 3, 2009 Universal Express, Inc.
34-60615 Sep. 2, 2009 Ronald E. Hardy, Jr.
34-60601 Sep. 1, 2009 Patti Tay, CPA
Other Release No.: AAER-3043
34-60600 Sep. 1, 2009 Kenneth Selterman, Esq.
Other Release No.: AAER-3042
34-60599 Sep. 1, 2009 Jose Daniel Iriarte, Jr.
Other Release No.: IA-2922
34-60593 Aug. 31, 2009 Millennium Partners, Millennium Management, L.L.C., Millennium International Management, L.L.C., Israel Englander, Terence Feeney, Fred Stone, and Kovan Pillai, and Steven B. Markovitz
34-60588 Aug. 31, 2009 RDM Sports Group, Inc., Real Del Monte Mining Corp., Recoton Corp., Red Hot Concepts, Inc., RedHand International, Inc. n/k/a African Diamond Inc. or Coal Corp.), Redlaw Industries, Inc., Republic Resources, Inc., Reward Enterprises, Inc., Rhino Enterprises Group, Inc. (n/k/a Physicians Adult Daycare, Inc.), Ridgeview, Inc., Riverside Group, Inc., and Rocky Mount Undergarment Co., Inc.
34-60583 Aug. 28, 2009 Value Merchants, Inc., Varner Technologies, Inc. (f/k/a Peppermill Capital Corp.), Veronex Technologies, Inc., ViaGrafix Corp., and Viapay Limited (f/k/a Interface e.com, Inc.)
Note: See also the Order in this matter
IA-2921 Aug. 28, 2009 Steven E. Tennies
34-60581 Aug. 28, 2009 Brooke Corporation and Brooke Capital Corporation
Note: See also the Order in this matter
34-60580 Aug. 28, 2009 Aleritas Capital Corp.
34-60577 Aug. 27, 2009 Conversion Solutions Holdings Corp.
34-60576 Aug. 27, 2009 Jerry F. Wells, Jr.
Other Release No.: AAER-3039
34-60575 Aug. 26, 2009 L. Daniel Ferrer, Esq.
Other Release No.: AAER-3038
34-60568 Aug. 25, 2009 Morgan Stanley & Co. Incorporated
34-60567 Aug. 25, 2009 Morgan Stanley & Co. Incorporated
34-60566 Aug. 25, 2009 Howard I. Smith, CPA
Other Release No.: AAER-3037
34-60565 Aug. 25, 2009 Pacific International Enterprises, Inc., Paradise Holdings, Inc., PC-EPhone, Inc., Phoenix Laser Systems, Inc., Phoenix Resources Technologies, Inc., and Pilot Network Services, Inc.
Note: See also the Order in this matter
34-60564 Aug. 25, 2009 Harvard Scientific Corp., Hathaway Corp., Healthcare Software, Inc., Heartland Technology, Inc., Hedman Resources, Ltd., Hemdale Communications, Inc., and Hemokinetics, Inc.
34-60562 Aug. 24, 2009 Torque Engineering Corp., Transcoastal Marine Services, Inc., Transfinancial Holdings, Inc., Transwest Energy, Inc., Trend Vision Technologies, Inc., and Tricord Systems, Inc.
Note: See also the Order in this matter
34-60558 Aug. 21, 2009 Kathleen R. Novinger, Esq.
34-60557 Aug. 21, 2009 Albert J. Rasch, Jr., Esq.
34-60553 Aug. 21, 2009 RDM Sports Group, Inc., Real Del Monte Mining Corp., Recoton Corp., Red Hot Concepts, Inc., RedHand International, Inc. (n/k/a African Diamond Co., Inc. or Coal Corp.), Redlaw Industries, Inc., Republic Resources, Inc., Reward Enterprises, Inc., Rhino Enterprises Group, Inc. (n/k/a Physicians Adult Daycare, Inc.), Ridgeview, Inc., Riverside Group, Inc., and Rocky Mount Undergarment Co., Inc.
IA-2920 Aug. 20, 2009 Knox H. Fuqua
34-60545 Aug. 20, 2009 Samuel A. Fishman, Esq.
34-60544 Aug. 19, 2009 Michael A. Atkins
Other Release No.: IA-2919
34-60543 Aug. 19, 2009 Deborah Duffy
34-60541 Aug. 19, 2009 National Tire Services, Inc., TheNETdigest.com, Inc., New Media, Inc. (n/k/a New Media Group, Inc.), New Tel, Ltd., New York Film Works, Inc., and Newstar Resources, Inc.
Note: See also the Order in this matter
34-60540 Aug. 19, 2009 Lightspeed Trading LLC
34-60538 Aug. 19, 2009 Anthony Martin
Other Release No.: IA-2918
Note: See also the Order in this matter
34-60533 Aug. 19, 2009 Entrade, Inc.
34-60532 Aug. 19, 2009 Entrade, Inc.
Other Release No.: AAER-3036
IA-2917 Aug. 18, 2009 Matthew D. Weitzman
34-60529 Aug. 18, 2009 Jaycee James
Note: See also the Order in this matter
34-60524 Aug. 18, 2009 Xino Corp. (n/k/a Asher Xino Corp.), Xstream Mobile Solutions Corp., Yellowbubble.com, Inc., Yes! Entertainment Corp., and Yifan Communications, Inc.
34-60523 Aug. 18, 2009 Xstream Mobile Solutions Corp.
34-60517 Aug. 18, 2009 Magnum Resources, Inc., Manakoa Services Corp. (n/k/a Teslavision Corp.), Maxus Technology Corp., Med/Waste, Inc., Medsearch Technologies, Inc., and Meisenheimer Capital, Inc.
Note: See also the Order in this matter
34-60502 Aug. 14, 2009 iWorld Projects & Systems, Inc.
33-9060 Aug. 12, 2009 Robert J. Zannotti
Other Release No.: 34-60490
34-60489 Aug. 12, 2009 Action Auto Rental, Inc., Addisson Industries, Inc., Advanced Promotion Technologies, Inc., Advantexcel Com Communications Corp., Aeire Corp., All American Food Group, Inc., and Allerion, Inc.
Note: See also the Order in this matter
IA-2914 Aug. 12, 2009 James C. Dawson
Note: See also the Order in this matter
34-60485 Aug. 12, 2009 CentreInvest, Inc., OOO CentreInvest Securities, Vladimir Chekholko, William Herlyn, Dan Rapoport, and Svyatoslav Yenin
34-60484 Aug. 12, 2009 Douglas K. Hutchins
Other Release No.: AAER-3034
34-60482 Aug. 12, 2009 Gregg Thomas Rennie
Other Release No.: IA-2913
34-60480 Aug. 11, 2009 AXA Advisors, LLC
34-60474 Aug. 11, 2009 What's For Free Technologies, Inc. (n/k/a Krifter Holdings, Inc.), Wherehouse Entertainment, Inc., Windpower Partners 1983-1, Windpower Partners 1984, World Financial Systems Co. Ltd., Wrap-N-Roll USA, Inc., and Wyrlis Corp.
Note: See also the Order in this matter
34-60472 Aug. 11, 2009 V-Twin Holdings, Inc. (n/k/a Tobacco One, Inc.), Valley Media, Inc., Venturequest Group, Inc. (n/k/a Dex-Ray Resources, Inc.), Verex Laboratories, Inc., Vibro-Tech, Industries, Inc., Video City, Inc., and Vidikron Technologies Group, Inc.
Note: See also the Order in this matter
34-60470 Aug. 11, 2009 Atmospheric Glow Technologies, Inc.
34-60467 Aug. 10, 2009 N.U. Pizza Holding Corp., Nahama & Weagent Energy Co., Namsco Corp., Nemdaco, Inc., Net Telecommunications, Inc., Network Commerce, Inc., Network One Holdings Corp., New Bridge Products, Inc., New Capital iWorks, Inc., and Nextpath Technologies, Inc. (n/k/a Central American Development Group, Inc.)
34-60463 Aug. 10, 2009 Tops Appliance City, Inc., Tower Global Ventures Corp. (n/k/a Coffeehouse.com, Inc.), Transact International, Inc., Transderm Laboratories Corp., Trizak Corp., and Tropic Air Cargo, Inc.
Note: See also the Order in this matter
34-60453 Aug. 6, 2009 FreeHand Systems International, Inc.
34-60450 Aug. 5, 2009 CentreInvest, Inc., OOO CentreInvest Securities, Vladimir Chekholko, William Herlyn, Dan Rapoport, and Svyatoslav Yenin
34-60449 Aug. 5, 2009 Alain Lustig
Other Release No.: IA-2912
34-60447 Aug. 5, 2009 General American Life Insurance Company and William C. Thater
34-60446 Aug. 5, 2009 Alliance Capital Management, LP
34-60441 Aug. 5, 2009 Hazan Capital Management, LLC and Steven M. Hazan
34-60440 Aug. 5, 2009 TJM Proprietary Trading, LLC, Michael R. Benson, and John T. Burke
34-60435 Aug. 5, 2009 BISYS Fund Services, Inc.
34-60434 Aug. 5, 2009 Absolute Entertainment, Inc., Advanced Computer Techniques Corp., AGP & Co., Inc., Aid Auto Stores, Inc., Allure Cosmetics, Ltd., Alpha-Beta Technology, Inc. and Alpha Fibre, Inc. (f/k/a Oak Brook Capital III, Inc.)
IC-28841 Aug. 3, 2009 Ryan Douglas Smith
34-60417 Aug. 3, 2009 Keevin H. Leonard and Robert F. Malin
34-60415 Jul. 31, 2009 Frank S. Laforgia, CPA
Other Release No.: AAER-3027
34-60413 Jul. 31, 2009 CentreInvest, Inc., OOO CentreInvest Securities, Vladimir Chekholko, William Herlyn, Dan Rapoport, and Svyatoslav Yenin
Note: See also Order Denying Oral Argument
34-60412 Jul. 31, 2009 Putnam Investment Management, LLC
34-60411 Jul. 31, 2009 iJoin Systems, Inc., I-Tel Networks, Inc., I-Transaction.net, Inc., iGenesis, Inc., IITC Holdings, Ltd., Iksorb Enterprises, Inc. and The Imagemakers Photography, Inc.
34-60406 Jul. 30, 2009 Strong Capital Management, Inc., Strong Investor Services, Inc., Strong Investments, Inc., Richard S. Strong, Thomas A. Hooker, Jr. and Anthony J. D'Amato
Note: See also the Proposed Distribution Plan
Comments received are available for this notice.
Submit comments on Proposed Distribution Plan
34-60404 Jul. 30, 2009 Warehouse Club, Inc., Wavemat, Inc., Wilson Lee Engineering Co., Inc. (n/k/a Lee Wilson Engineering Co., Inc.), Winthrop Resources Corp., and WorldCall Corp.
34-60403 Jul. 30, 2009 Bear Wagner Specialists LLC; Fleet Specialist, Inc.; LaBranche & Co. LLC; Spear, Leeds & Kellogg Specialists LLC; Van der Moolen Specialists USA, LLC; Performance Specialist Group LLC; SIG Specialists, Inc.
Comments received are available for this notice. Submit comments
34-60402 Jul. 30, 2009 Bear Wagner Specialists LLC; Fleet Specialist, Inc.; LaBranche & Co. LLC; Spear, Leeds & Kellogg Specialists LLC; Van der Moolen Specialists USA, LLC; Performance Specialist Group LLC; SIG Specialists, Inc.
34-60401 Jul. 30, 2009 Integral Systems, Inc.
34-60400 Jul. 30, 2009 Helmerich & Payne, Inc.
Other Release No.: AAER-3026
34-60393 Jul. 28, 2009 Avery Dennison Corporation
Other Release No.: AAER-3021
34-60391 Jul. 28, 2009 New York Stock Exchange LLC (f/k/a New York Stock Exchange, Inc.)
33-9057 Jul. 27, 2009 Chandrashekhar Gopinathan
Other Release No.: 34-60389
IA-2908 Jul. 24, 2009 Bradley L. Ruderman
34-60369 Jul. 23, 2009 Standard Metals Corporation
34-60357 Jul. 21, 2009 Royal Spring Water, Inc.
34-60355 Jul. 21, 2009 Toltec Real Estate Corp., Tong Ah Global Ventures Corp., TotalAxcess.com, Inc., Touch Tone America, Inc., Tour CFG, Inc., TradeQwest, Inc., TriTeal Corp., and Trojan Transition Corp.
34-60351 Jul. 21, 2009 Perry Corp.
Other Release No.: IA-2907
34-60350 Jul. 21, 2009 Keystone Ventures, Inc.
IA-2906 Jul. 20, 2009 Franklin Advisers, Inc.
Other Release No.: IC-28821
34-60345 Jul. 20, 2009 Lisa M. Roberts, CPA
Other Release No.: AAER-3016
34-60344 Jul. 20, 2009 William Keith Phillips
Other Release No.: IA-2905
Note: See also the Order in this matter
34-60342 Jul. 20, 2009 Morgan Stanley & Co. Incorporated
Other Release No.: IA-2904
Note: See also the Orders Granting Waiver in this matter: 33-9054 and 33-9055
33-9053 Jul. 20, 2009 TD Ameritrade, Inc.
Other Release No.: 34-60341
34-60340 Jul. 20, 2009 RDM Sports Group, Inc., Real Del Monte Mining Corp., Recoton Corp., Red Hot Concepts, Inc., RedHand International, Inc. (n/k/a African Diamond Co., Inc. or Coal Corp.), Redlaw Industries, Inc., Republic Resources, Inc., Reward Enterprises, Inc., Rhino Enterprises Group, Inc. (n/k/a Physicians Adult Daycare, Inc.), Ridgeview, Inc., Riverside Group, Inc., and Rocky Mount Undergarment Co., Inc.
Note: See also the Order in this matter
34-60336 Jul. 17, 2009 LSB Industries, Inc. and Jimmie Dean Jones, CPA
Other Release No.: AAER-3015
IA-2903 Jul. 17, 2009 Paul W. Oliver, Jr.
IA-2902 Jul. 17, 2009 Mary Beth Stevens
Note: See also the Order in this matter
34-60331 Jul. 17, 2009 Thomas Stiner, CPA
Other Release No.: AAER-3014
34-60329 Jul. 17, 2009 Andrew J. McAdams, CPA
Other Release No.: AAER-3013
34-60327 Jul. 17, 2009 Cornerstone Capital Management, Inc., and Laura Jean Kent
34-60326 Jul. 17, 2009 Stephen Cheryl Bauman
34-60325 Jul. 17, 2009 J.P. Turner & Company, LLC
Note: See also the Order in this matter
34-60319 Jul. 16, 2009 Absolute Entertainment, Inc., Advanced Computer Techniques Corp., AGP & Co., Inc., Aid Auto Stores, Inc., Allure Cosmetics, Ltd., Alpha-Beta Technology, Inc., and Alpha Fibre, Inc. (f/k/a Oak Brook Capital III, Inc.)
Note: See also the Order in this matter
34-60310 Jul. 15, 2009 Bear, Stearns & Co., Inc. and Bear, Stearns Securities Corp.
34-60309 Jul. 15, 2009 Frederick J. Barton
Other Release No.: IA-2900
Note: See also the Order in this matter
34-60308 Jul. 15, 2009 Donald F. McCracken
34-60303 Jul. 14, 2009 H-Entertainment, Inc., Hamburger Hamlet Restaurants, Inc., Harvard International Technologies, Ltd., HealthCentral.com, Helian Health Group, Inc., and Hemisphere Development Corp. (n/k/a Hemisphere Energy Corp.)
34-60302 Jul. 14, 2009 Paivis Corp., Peabodys Coffee, Inc., Penge Corp., Petrol Industries, Inc. (n/k/a Caddo International, Inc.), Phantom Entertainment, Inc., Phoenix Medical Technology, Inc., Phoenix Metals USA II, Inc., Phymed, Inc., Pico Products, Inc., and Piemonte Foods, Inc.
34-60301 Jul. 14, 2009 Pegasus Wireless Corporation
34-60300 Jul. 14, 2009 VoIP, INC.
34-60299 Jul. 14, 2009 National Micronetics, Inc., Network Access Solutions Corp., Network Plus Corp., New York Regional Rail Corp., Nexgen Vision, Inc., and Noel Group, Inc.
34-60294 Jul. 13, 2009 Xentel Interactive, Inc., XXSYS Technologies, Inc., Yuma Gold Mines Ltd. (n/k/a Yuma Copper Corp.), Zion Development Corp., and Zomex Distribution, Inc.
34-60293 Jul. 13, 2009 N.U. Pizza Holding Corp., Nahama & Weagent Energy Co., Namsco Corp., Nemdaco, Inc., Net Telecommunications, Inc., Network Commerce, Inc., Network One Holdings Corp., New Bridge Products, Inc., New Capital iWorks, Inc., and Nextpath Technologies, Inc. (n/k/a Central American Development Group, Inc.)
Note: See also the Order in this matter
34-60291 Jul. 10, 2009 Harvard Scientific Corp., Hathaway Corp., Healthcare Software, Inc., Heartland Technology, Inc., Hedman Resources, Ltd., Hemdale Communications, Inc., and Hemokinetics, Inc.
Note: See also the Order in this matter
33-9051 Jul. 10, 2009 Ameriprise Financial Services, Inc.
Other Release No.: 34-60279
34-60277 Jul. 10, 2009 I Join Systems, Inc., I-Tel Networks, Inc., I-Transaction Net, Inc., iGenisys, Inc., IITC Holdings, Ltd., Iksorb Enterprises, Inc., and The Imagemakers Photography, Inc.
34-60269 Jul. 9, 2009 Robert John Hipple
Other Release No.: IC-28816
Note: See also the Order in this matter
34-60250 Jul. 7, 2009 Total Film Group, Inc., Track 'n Trail, Inc., Trade Wind Communications, Ltd., TransAxis, Inc., Transmedia Europe, Inc., Treasury International, Inc., and Tri National Development Corp.
33-9048 Jul. 6, 2009 Danny E. Landau
Other Release No.: 34-60245
34-60244 Jul. 6, 2009 Craig Alan Riley
Other Release No.: IA-2899
34-60242 Jul. 2, 2009 Vernon Jeffrey Harrell
Other Release No.: AAER-3006
34-60241 Jul. 2, 2009 Christopher M. Kunkel
34-60240 Jul. 2, 2009 Conversion Solutions Holdings Corp.
Note: See also the Order in this matter
34-60238 Jul. 2, 2009 David Lloyd Pells
Other Release Nos.: IC-28809, AAER-3005
34-60237A Jul. 2, 2009 iWorld Projects & Systems, Inc.
Note: See also the Order in this matter
34-60231 Jul. 2, 2009 Consolidated Resources Group, Inc.
Note: See also the Order in this matter
34-60230 Jul. 2, 2009 Falcon Entertainment Corp., Fanatics Only, Inc., Fidelity Leasing Income Fund, Finger Lakes Financial Corp., First Cincinnati, Inc., and First Mutual, Inc. (n/k/a First Community, Inc.)
34-60229 Jul. 2, 2009 H-Entertainment, Inc., Hamburger Hamlet Restaurants, Inc., Harvard International Technologies, Ltd., HealthCentral.com, Helian Health Group, Inc., and Hemisphere Development Corp. (n/k/a Hemisphere Energy Corp.)
34-60228 Jul. 2, 2009 Advanced Monitoring Systems, Inc., AFC Low Income Housing Credit Partners-I, Air L.A., Inc. (n/k/a Clean Energy, Inc.), Alexander International, Ltd., All the Way, Inc., Alliance Northwest Industries, Inc., and Alpha Centari, Inc.
34-60219 Jul. 1, 2009 Robert D. Graham, Esq.
Other Release No.: AAER-3004
Second Quarter
33-9047 Jun. 30, 2009 Prime Capital Services, Inc., Gilman Ciocia, Inc., Michael P. Ryan, Rose M. Rudden, Christie A. Andersen, Eric J. Brown, Matthew J. Collins, Kevin J. Walsh and Mark W. Wells
Other Release Nos.: 34-60190, IA-2898
Note: See also the Order in this matter
IA-2897 Jun. 29, 2009 John M. Donnelly
IA-2896 Jun. 26, 2009 Mark R. Hamlin
34-60181 Jun. 26, 2009 Warren B. Schmidgall
Other Release No.: AAER-3002
34-60178 Jun. 26, 2009 Xentel Interactive, Inc., XXSYS Technologies, Inc., Yuma Gold Mines Ltd. (n/k/a Yuma Copper Corp.), Zion Development Corp., and Zomex Distribution, Inc.
34-60171 Jun. 25, 2009 Lawrence D. Morris
34-60170 Jun. 25, 2009 Christi R. Sulzbach
Other Release No.: AAER-3000
34-60167 Jun. 24, 2009 Paivis Corp., Peabodys Coffee, Inc., Penge Corp., Petrol Industries, Inc. (n/k/a Caddo International, Inc.), Phantom Entertainment, Inc., Phoenix Medical Technology, Inc., Phoenix Metals USA II, Inc., Phymed, Inc., Pico Products, Inc., and Piemonte Foods, Inc.
Note: See also the Order in this matter
34-60162 Jun. 23, 2009 Advanced Monitoring Systems, Inc., AFC Low Income Housing Credit Partners-I, Air L.A., Inc. (n/k/a Clean Energy, Inc.), Alexander International, Ltd., All the Way, Inc., Alliance Northwest Industries, Inc., and Alpha Centari, Inc.
34-60161 Jun. 23, 2009 FCF, Inc., FI Liquidating Co., Inc, Fields Aircraft Spares, Inc., and First Dynasty Mines, Ltd. (n/k/a Sterlite Gold Ltd.)
34-60160 Jun. 23, 2009 Morgan Stanley & Co. Incorporated
Note: See also the Proposed Distribution Plan
Submit comments on Proposed Distribution Plan
34-60157 Jun. 22, 2009 Ruben Serrano
Other Release No.: IA-2895
34-60155 Jun. 22, 2009 Anthony R. Russo, CPA
Other Release No.: AAER-2996
34-60149 Jun. 19, 2009 Ram Capital Resources, LLC, Michael E. Fein, and Stephen E. Saltzstein
34-60148 Jun. 19, 2009 Total Film Group, Inc., Track 'n Trail, Inc., Trade Wind Communications, Ltd., TransAxis, Inc., Transmedia Europe, Inc., Transmedia Europe, Inc., and Tri National Development Corp.
34-60145 Jun. 19, 2009 Hamilton-McGregor International, Inc., Happiness Express, Inc., Harvard Industries, Inc., Haven Holding, Inc. (n/k/a Haven Holdings I, Inc.), HealthCor Holdings, Inc., and Helm Capital Group, Inc.
34-60142 Jun. 19, 2009 Global Matrechs, Inc.
34-60141 Jun. 19, 2009 Nanosignal Corp., Inc. (n/k/a Nano Global, Inc.), NetVoice Technologies Corp., The New Anaconda Co., NewCom International, Inc. (n/k/a Sino Express Travel Ltd.), and NewKidCo International, Inc.
34-60125 Jun. 17, 2009 Weiss Research, Inc., Martin Weiss, and Lawrence Edelson
34-60124 Jun. 17, 2009 Keystone Ventures, Inc.
Note: See also the Order in this matter
34-60120 Jun. 16, 2009 Michael J. Kiselak
Other Release No.: IA-2894
34-60119 Jun. 16, 2009 Mitchel S. Guttenberg
Other Release No.: IA-2893
34-60118 Jun. 16, 2009 Bernard L. Madoff
Other Release No.: IA-2892
34-60116 Jun. 16, 2009 Warehouse Club, Inc., Wavemat, Inc., Wilson Lee Engineering Co., Inc. (n/k/a Lee Wilson Engineering Co., Inc.), Winthrop Resources Corp., and WorldCall Corp.
Note: See also the Order in this matter
34-60115 Jun. 15, 2009 Falcon Entertainment Corp., Fanatics Only, Inc., Fidelity Leasing Income Fund, Finger Lakes Financial Corp., First Cincinnati, Inc., and First Mutual, Inc. (n/k/a First Community, Inc.)
Note: See also the Order in this matter
34-60114 Jun. 15, 2009 CIBC Mellon Trust Company
34-60111 Jun. 15, 2009 Ravi Yanamadula
34-60110 Jun. 15, 2009 National Micronetics, Inc., Network Access Solutions Corp., Network Plus Corp., New York Regional Rail Corp., NexGen Vision, Inc., and Noel Group, Inc.
34-60105 Jun. 12, 2009 I Join Systems, Inc., I-Tel Networks, Inc., I-Transaction Net, Inc., iGenisys, Inc., IITC Holdings, Ltd., Iksorb Enterprises, Inc., and The Imagemakers Photography, Inc.
Note: See also the Order in this matter
34-60100 Jun. 11, 2009 Toltec Real Estate Corp., Tong Ah Global Ventures Corp., TotalAxcess.com, Inc., Touch Tone America, Inc., Tour CFG, Inc., Tradeqwest, Inc., Triteal Corp., and Trojan Transition Corp.
Note: See also the Order in this matter
34-60098 Jun. 11, 2009 Elizabeth Monrad, CPA
Other Release No.: AAER-2989
34-60097 Jun. 11, 2009 Today's Man, Inc., Tokheim Corp., The Topaz Group, Inc., Toth Aluminum Corp., Tower Air, Inc., TPC Liquidation, Inc., The Translation Group, Ltd., Trend-Lines, Inc., and Tri-Lite, Inc.
34-60095 Jun. 11, 2009 Ricky D. Van Vleet
34-60092 Jun. 10, 2009 Brent Lemons
34-60091 Jun. 10, 2009 Keevin H. Leonard and Robert F. Malin
Note: See also the Order in this matter
34-60090 Jun. 10, 2009 Xentel Interactive, Inc., XXSYS Technologies, Inc., Yuma Gold Mines Ltd. (n/k/a Yuma Copper Corp.), Zion Development Corp., and Zomex Distribution, Inc.
Note: See also the Order in this matter
IA-2891 Jun. 10, 2009 Raymond Thomas
34-60082 Jun. 10, 2009 I.A. Europe Group, Inc. (n/k/a Ghost Technology, Inc.), I-Carauction.com, Inc., ICIS Management Group, Inc., iCommerce Group, Inc., IDM Environmental Corp., and Illinois Creek Corp.
34-60080 Jun. 9, 2009 Banc of America Capital Management, LLC, BACAP Distributors, LLC, and Banc of America Securities, LLC
34-60076 Jun. 9, 2009 Richard Miller (CPA)
Other Release No.: AAER-2988
34-60075 Jun. 9, 2009 Gary Jensen (CPA)
Other Release No.: AAER-2987
34-60074 Jun. 9, 2009 Michael Beaulieu (CPA)
Other Release No.: AAER-2986
34-60071 Jun. 8, 2009 Michael A. Callaway
Other Release No.: IA-2889
34-60059 Jun. 8, 2009 Evergreen Investment Management Company, LLC and Evergreen Investment Services, Inc.
Other Release Nos.: IA-2888, IC-28759
Note: See also the Orders Granting Waiver in this matter: 33-9038 and 33-9039
34-60058 Jun. 8, 2009 Wade Cook Financial Corp., Warning Management Services, Inc., Weldotron Corp., Western Microwave, Inc., Wickes, Inc., Worldwide Technologies, Inc., and Worldwide Xceed Group, Inc. (n/k/a Liquidating WXG, Inc.)
34-60056A Jun. 5, 2009 Millennium Partners, L.P., Millennium Management, L.L.C., Millennium International Management, L.L.C., Israel Englander, Terence Feeney, Fred Stone, and Kovan Pillai; and Steven B. Markovitz
34-60052 Jun. 5, 2009 Grayling R. Hofer
Other Release No.: AAER-2985
34-60051 Jun. 5, 2009 PowerCold Corporation
34-60049 Jun. 5, 2009 Bear, Stearns & Co., Inc. and Bear, Stearns Securities Corp.
Note: See also Modified Distribution Plan
34-60047 Jun. 4, 2009 Dyadic International, Inc.
Other Release No.: AAER-2984
34-60044 Jun. 4, 2009 H-Entertainment, Inc., Hamburger Hamlet Restaurants, Inc., Harvard International Technologies, Ltd., HealthCentral.com, Helian Health Group, Inc., and Hemisphere Development Corp. (n/k/a Hemisphere Energy Corp.)
Note: See also the Order in this matter
34-60043 Jun. 4, 2009 Merchant Capital, L.L.C.
34-60042 Jun. 4, 2009 Lexington Resources, Inc.
34-60029 Jun. 3, 2009 FCF, Inc., FI Liquidating Co., Inc., Fields Aircraft Spares, Inc., and First Dynasty Mines, Ltd. (n/k/a Sterlite Gold Ltd.)
34-60027 Jun. 2, 2009 Douglas F. Samuels
34-60025 Jun. 2, 2009 Charles F. Lewis
34-60024 Jun. 2, 2009 Gerson Asset Management, Inc. and Seth Gerson
34-60017 Jun. 1, 2009 Sharlene Abrams, CPA
Other Release No.: AAER-2983
34-60016 Jun. 1, 2009 David B. Stocker, Esq.
34-60013 Jun. 1, 2009 I Incubator.com, Inc., I Storm, Inc., iBeam Broadcasting Corp., I.C.H. Corp., Idream.ws, Inc., and Images of Life, Inc.
34-60011 May 29, 2009 BISYS Fund Services, Inc.
Note: See also Proposed Distribution Plan
Submit comments on Proposed Distribution Plan
33-9036 May 29, 2009 Dustin J. Lunt
33-9035 May 29, 2009 Thomas S. Blackwell
Other Release No.: 34-60009
34-60007 May 29, 2009 Gregg Thomas Rennie
Other Release No.: IA-2887
Note: See also the Order in this matter
34-60005 May 29, 2009 United Industrial Corporation
Other Release No.: AAER-2981
34-60003 May 29, 2009 Stanley Johnson
Note: See also the Order in this matter
33-9033 May 28, 2009 David A. Finnerty et al.
Other Release No.: 34-59998
IA-2885 May 28, 2009 Melissa M. Hurley
Other Release No.: IC-28750
IA-2884 May 28, 2009 J. David Huber
Other Release No.: IC-28749
34-59994 May 28, 2009 Putnam Investment Management, LLC
34-59993 May 28, 2009 Hamilton Digital Controls, Inc., Hamilton-McGregor International, Inc., Happiness Express, Inc., Harvard Industries, Inc., Haven Holding, Inc. (n/k/a Haven Holdings I, Inc.), HealthCor Holdings, Inc., and Helm Capital Group, Inc.
34-59992 May 28, 2009 Janus Capital Management LLC
34-59989 May 27, 2009 Frank P. Sinopoli, CPA
Other Release No.: AAER-2979
34-59988 May 27, 2009 Bradley E. Morgan
34-59986 May 27, 2009 Pollard Kelley Auditing Services, Inc. and Terance Kelley, CPA
Other Release No.: AAER-2978
Note: See also the Order in this matter
34-59985 May 27, 2009 Pegasus Wireless Corporation
Note: See also the Order in this matter
IA-2883 May 27, 2009 New York Life Investment Management LLC
Other Release No.: IC-28743
34-59984 May 27, 2009 American Skandia Investment Services, Inc.
34-59980 May 27, 2009 Brian R. Spires, CPA
Other Release No.: AAER-2976
34-59977 May 27, 2009 John T. McDonald (CPA)
Other Release No.: AAER-2975
34-59976 May 27, 2009 Folger Nolan Fleming Douglas, Capital Management, Inc., Neil C. Folger and David M. Brown
33-9032 May 26, 2009 CSK Auto Corporation
Other Release Nos.: 34-59973; AAER-2974
Note: See also Order granting waiver
34-59972 May 26, 2009 Jose Daniel Iriarte, Jr.
Other Release No.: IA-2880
Note: See also the Order in this matter
34-59971 May 22, 2009 Barrett N. Wissman
Other Release No.: IA-2879
34-59970 May 22, 2009 Phillip J. Milligan
Note: See also the Order in this matter
34-59969 May 22, 2009 Act Manufacturing, Inc., Aerovox, Inc. (n/k/a New Bedford Capacitor, Inc.), Agility Capital, Inc., Air Water International Corp. (f/k/a Universal Communication Systems, Inc.), Allegiant Physician Services, Inc., And Alpha Microsystems (n/k/a NQL Inc.)
34-59968 May 22, 2009 Wade Cook Financial Corp., Warning Management Services, Inc., Weldotron Corp., Western Microwave, Inc., Wickes, Inc., Worldwide Technologies, Inc., and Worldwide Xceed Group, Inc. (n/k/a Liquidating WXG, Inc.)
34-59960 May 21, 2009 Matthew J. Browne
34-59959 May 21, 2009 TMT Capital Corporation
Other Release No.: AAER-2973
34-59958 May 21, 2009 Daryl L. Batts
Other Release No.: IA-2878
34-59957 May 21, 2009 David G. Ghysels, Kenneth E. Mahaffy, Jr., and Linus N. Nwaigwe (Corrected)
Other Release No.: IA-2877
Note: See also the Order in this matter
34-59954 May 21, 2009 Act Manufacturing, Inc., Aerovox, Inc. (n/k/a New Bedford Capacitor, Inc.), Agility Capital, Inc., Air Water International Corp.,(f/k/a Universal Communications, Systems, Inc.), Allegiant Physician Services, Inc., and Alpha Microsystems, Inc. (n/k/a NQL, Inc.)
34-59953 May 21, 2009 Nanosignal Corp., Inc. (n/k/a Nano Global, Inc.), NetVoice Technologies Corp., The New Anaconda Co., NewCom International, Inc. (n/k/a Sino Express Travel Ltd.), and NewKidCo International, Inc.; National Micronetics, Inc., Network Access Solutions Corp., Network Plus Corp., New York Regional Rail Corp., NexGen Vision, Inc., and Noel Group, Inc.
Note: See also the Orders in this matter: Nanosignal Corp., Inc. , et al. and National Micronetics, Inc., et al.
34-59951 May 20, 2009 Cornerstone Capital Management, Inc., and Laura Jean Kent
34-59950 May 20, 2009 Advanced Monitoring Systems, Inc., AFC Low Income Housing Credit Partners-I, Air L.A., Inc. (n/k/a Clean Energy, Inc.), Alexander International, Ltd., All the Way, Inc., Alliance Northwest Industries, Inc., and Alpha Centari, Inc.
Note: See also the Order in this matter
34-59942 May 20, 2009 Today's Man, Inc., Tokheim Corp., The Topaz Group, Inc., Toth Aluminum Corp., Tower Air, Inc., TPC Liquidation, Inc., The Translation Group, Ltd., Trend-Lines, Inc., and Tri Lite, Inc.; Total Film Group, Inc., Track 'n Trail, Inc., Trade Wind Communications, Ltd., TransAxis, Inc., Transmedia Europe, Inc., Treasury International, Inc., and Tri National Development Corp.
Note: See also the Orders in this matter: Today's Man, Inc., et al. and Total Film Group, Inc. et al.
34-59940 May 19, 2009 Michael P. Owens
34-59938 May 19, 2009 F&C International, Inc., The Fapa Insurance Co., Farm Fish, Inc., FCS Laboratories, Inc., Federal Resources Corp., Filene's Basement Corp. (n/k/a FBC Distribution Corp.), and Film & Music Entertainment, Inc.
34-59936 May 18, 2009 X-Ramp.Com, Inc., Xraymedia, Inc. (F/K/A Xraymedia.Com, Inc.), Zenith Holding Corp., and Zydant Corp.
34-59931 May 15, 2009 Wealthwise, LLC, and Jeffrey A. Forrest
Other Release No.: IA-2874
34-59930 May 15, 2009 J. Michael Scarborough and Royal Alliance Associates, Inc.
34-59929 May 14, 2009 AIM Advisors, Inc. and AIM Distributors, Inc.
34-59926 May 14, 2009 Alliance Capital Management, LP
34-59922 May 14, 2009 FCF, Inc., FI Liquidating Co., Inc., Fields Aircraft Spares, Inc., and First Dynasty Mines, Ltd. (n/k/a Sterlite Gold Ltd.)
Note: See also the Order in this matter
33-9031 May 13, 2009 Chandrashekhar Gopinathan
Other Release No.: 34-59914
Note: See also the Order in this matter
34-59913 May 13, 2009 Wolfe & Hurst Bond Brokers, Inc. and Peter J. Debany
34-59911 May 13, 2009 FrontLine Capital Group
34-59910 May 13, 2009 Core Technologies Pennsylvania, Inc., First Central Financial Corp., Imark Technologies, Inc., Molten Metal Technology, Inc., and MRS Technology, Inc.
34-59909 May 13, 2009 Large Scale Biology Corporation
34-59903 May 12, 2009 Ingram Micro Inc.
Other Release No.: AAER-2968
34-59901 May 12, 2009 Fortel, Inc., now known as Envit Capital Group, Inc.
Note: See also the Order in this matter
34-59899 May 12, 2009 Core Technologies Pennsylvania, Inc., First Central Financial Corp., Imark Technologies, Inc., Molten Metal Technology, Inc., and MRS Technology, Inc.
34-59897 May 11, 2009 Poseidis, Inc.
IA-2873 May 7, 2009 John H. Lohmeier
IA-2872 May 7, 2009 INTECH Investment Management LLC and David E. Hurley
34-59878 May 6, 2009 Royal Spring Water, Inc.
Note: See also the Order in this matter
34-59870 May 6, 2009 John W. Adams and AIP, LLC
34-59868 May 6, 2009 Wade Cook Financial Corp., Warning Management Services, Inc.,Weldotron Corp., Western Microwave, Inc., Wickes, Inc., Worldwide Technologies, Inc., and Worldwide Xceed Group, Inc. (n/k/a Liquidating WXG, Inc.)
Note: See also the Order in this matter
34-59862 May 5, 2009 Xino Corp. (n/k/a Asher Xino Corp.), Xstream Mobile Solutions Corp., Yellowbubble.com, Inc., Yes! Entertainment Corp., and Yifan Communications, Inc.
34-59860 May 4, 2009 Hamilton Digital Controls, Inc., Hamilton-McGregor International, Inc., Happiness Express, Inc., Harvard Industries, Inc., Haven Holding, Inc. (n/k/a Haven Holdings I, Inc.), HealthCor Holdings, Inc., and Helm Capital Group, Inc.
Note: See also the Order in this matter
34-59856 May 4, 2009 X-Ramp.com, Inc., Xraymedia, Inc.(f/k/a Xraymedia.com, Inc.), Zenith Holding Corp., and Zydant Corp.
34-59853 May 1, 2009 F&C International, Inc., The FAPA Insurance Co., Farm Fish, Inc., FCS Laboratories, Inc., Federal Resources Corp., Filene's Basement Corp. (n/k/a FBC Distribution Corp.), and Film & Music Entertainment, Inc.
34-59851 Apr. 30, 2009 Childrobics, Inc., Churchill Technology, Inc., Complete Management, Inc., Global Intellicom, Inc., Tenney Engineering, Inc., and The Score Board, Inc.
34-59849 Apr. 30, 2009 Paul M. Gozzo
34-59848 Apr. 30, 2009 Xino Corp. (n/k/a Asher Xino Corp.), Xstream Mobile Solutions Corp., Yellowbubble.com, Inc., Yes! Entertainment Corp., and Yifan Communications, Inc.
34-59847 Apr. 30, 2009 Childrobics, Inc., Churchill Technology, Inc., Complete Management, Inc., Global Intellicom, Inc., Tenney Engineering, Inc., and The Score Board, Inc.
34-59840 Apr. 29, 2009 Michael D. Smith
34-59833 Apr. 28, 2009 IAC Holdings, Inc.
34-59832 Apr. 28, 2009 Alliance Capital Management, LP
34-59831 Apr. 28, 2009 Brad E. Parish
34-59830 Apr. 28, 2009 Royal Alliance Associates, Inc.
34-59828 Apr. 28, 2009 Bear, Stearns & Co., Inc. and Bear, Stearns Securities Corp.
Note: See also the Modified Distribution Plan
34-59820 Apr. 24, 2009 Xino Corp. (n/k/a Asher Xino Corp.), Xstream Mobile Solutions Corp., Yellowbubble.com, Inc., Yes! Entertainment Corp., and Yifan Communications, Inc.
34-59817 Apr. 23, 2009 Bryan E. Palbaum, CPA
Other Release No.: AAER-2966
34-59813 Apr. 22, 2009 Weiss Research, Inc., Martin Weiss, and Lawrence Edelson
34-59812 Apr. 22, 2009 David Scott Cacchione
34-59810 Apr. 22, 2009 Aegis Consumer Funding Group, Inc., APS Holding Corp., Dakota Mining Corp., Digital Communications Technology Corp., Horn Silver Mines, Inc., and TCC Industries, Inc.
34-59809 Apr. 22, 2009 IDM Participating Income Co., IDM Participating Income Co. II, IDM Participating Income Co. III, IDM Participating Income Co. IV, IDM Participating Income Co. V, IDM Participating Income Co. VII, IDM Participating Income Co. 90
IA-2871 Apr. 22, 2009 Hennessee Group LLC and Charles J. Gradante
34-59803 Apr. 21, 2009 Randy S. Casstevens (CPA)
Other Release No.: AAER-2965
34-59801 Apr. 21, 2009 Act Manufacturing, Inc., Aerovox, Inc. (n/k/a New Bedford Capacitor, Inc.), Agility Capital, Inc., Air Water International Corp. (f/k/a Universal Communications Systems, Inc.), Allegiant Physician Services, Inc., and Alpha Microsystems, Inc. (n/k/a NQL, Inc.)
Note: See also the Order in this matter
IA-2869 Apr. 20, 2009 Gordon B. Grigg
34-59798A Apr. 20, 2009 X-Ramp.com, Inc., Xraymedia, Inc. (f/k/a Xraymedia.com, Inc.) Zenith Holding Corp., and Zydant Corp.
Note: See also the Order in this matter
34-59797 Apr. 20, 2009 I.A. Europe Group, Inc. (n/k/a Ghost Technology, Inc.), I-Carauction.com, Inc., ICIS Management Group, Inc., iCommerce Group, Inc., IDM Environmental Corp., and Illinois Creek Corp.
Note: See also the Order in this matter
34-59796 Apr. 20, 2009 I Incubator.com, Inc., I Storm, Inc., iBeam Broadcasting Corp., I.C.H. Corp., IDream WS, Inc., and Images of Life, Inc.
Note: See also the Order in this matter
34-59785 Apr. 17, 2009 Kevin E. Brooks, CPA
Other Release No.: AAER-2964
34-59783 Apr. 17, 2009 Laurence G. Young
IA-2867 Apr. 17, 2009 American Skandia Investment Services, Inc.
Note: See also Orders granting waiver:33-9028 and 33-9029
34-59767 Apr. 14, 2009 Stratum Holdings, Inc.
Other Release No.: AAER-2963
34-59766 Apr. 14, 2009 Stephen P. Corso, Jr., CPA
Other Release No.: AAER-2962
34-59765 Apr. 14, 2009 GLB Trading, Inc. and Robert A. Lechman
Note: See also the Order in this matter
34-59761 Apr. 14, 2009 Poseidis, Inc.
Note: See also the Order in this matter
34-59758 Apr. 13, 2009 Antonio Canova (CPA)
Other Release No.: AAER-2961
34-59752 Apr. 13, 2009 VoIP, Inc.
Note: See also the Order in this matter
34-59751 Apr. 13, 2009 Jesus A. Lago, CPA
Other Release No.: AAER-2960
IA-2865 Apr. 10, 2009 Glenn Manterfield
Note: See also the Order in this matter
33-9024 Apr. 10, 2009 Newbridge Securities Corp., Guy S. Amico, Scott H. Goldstein, Eric M. Vallejo, and Daniel M. Kantrowitz
Other Release No.: 34-59749
34-59741 Apr. 9, 2009 Massachusetts Financial Services Company, John W. Ballen and Kevin R. Parke
34-59740 Apr. 9, 2009 Woodbury Financial Services, Inc.
34-59738 Apr. 9, 2009 Charles F. Lewis
Note: See also the Order in this matter
33-9023 Apr. 9, 2009 Mark Tuminello
Other Release No.: 34-59739
34-59735 Apr. 8, 2009 Ravi Yanamadula
Note: See also the Order in this matter
34-59734 Apr. 8, 2009 Douglas F. Samuels
Note: See also the Order in this matter
34-59732 Apr. 8, 2009 L Rex International, Inc., Lakshmi Enterprises, Inc., Lamaur Corp., Laminco Resources, Inc. (n/k/a Zaruma Resources, Inc.), Landis & Partners, Inc., Las Americas Broadband, Inc., and Laser Precision Corp. (n/k/a NetTest, Inc.)
34-59731 Apr. 8, 2009 Carlyle Gaming & Entertainment Ltd., Daleigh Holdings Corp., Guy F. Atkinson Co. of California, Inc. (n/k/a ATKN Co. of California), Pegasus Gold, Inc. and Storm Technology, Inc.
34-59730 Apr. 8, 2009 Global 1 Investment Holdings Corporation
34-59727 Apr. 8, 2009 Core Technologies Pennsylvania, Inc., First Central Financial Corp., Imark Technologies, Inc., Molten Metal Technology, Inc., and MRS Technology, Inc.
34-59719 Apr. 7, 2009 Lawrence D. Morris
Note: See also the Order in this matter
34-59718 Apr. 7, 2009 IAC Holdings, Inc.
Note: See also the Order in this matter
34-59711 Apr. 6, 2009 Michael W. Crow and Robert David Fuchs
Other Release No.: IA-2863
34-59707 Apr. 6, 2009 Cort L. Poyner
34-59703 Apr. 3, 2009 Dan Wise, CPA, a/k/a Danny Wise, CPA
Other Release No.: AAER-2959
34-59702 Apr. 3, 2009 IDM Participating Income Co., IDM Participating Income Co. II, IDM Participating Income Co. III, IDM Participating Income Co. IV, IDM Participating Income Co. V, IDM Participating Income Co. VII, and IDM Participating Income Co. 90
Note: See also the Order in this matter
34-59699 Apr. 3, 2009 Xino Corp. (n/k/a Asher Xino Corp.), Xstream Mobile Solutions Corp., Yellowbubble.com, Inc., Yes! Entertainment Corp., and Yifan Communications, Inc.
Note: See also the Order in this matter
34-59693 Apr. 2, 2009 Stephen R. Moynahan
34-59689 Apr. 2, 2009 F&C International, Inc., The FAPA Insurance Co., Farm Fish, Inc., FCS Laboratories, Inc., Federal Resources Corp., Filene's Basement Corp. (n/k/a FBC Distribution Corp.), and Film & Music Entertainment, Inc.
Note: See also the Order in this matter
34-59687 Apr. 2, 2009 Aegis Consumer Funding Group, Inc., APS Holding Corp., Dakota Mining Corp., Digital Communications Technology Corp., Horn Silver Mines, Inc., and TCC Industries, Inc.; Childrobics, Inc., Churchill Technology, Inc., Complete Management, Inc., Global Intellicom, Inc., Tenney Engineering, Inc., and The Score Board, Inc.
Note: See also the Order in this matter: Aegis, et al. and Childrobics, et al.
33-9021 Apr. 1, 2009 Inviva, Inc. and Jefferson National Life Insurance Company
Other Release Nos.: 34-59674, IC-28684
34-59671 Apr. 1, 2009 Thomas Brick
34-59670 Apr. 1, 2009 Deborah Galas
First Quarter
34-59657 Mar. 31, 2009 Alliance Capital Management, LP
34-59649 Mar. 30, 2009 Arthur S. Redler
34-59648 Mar. 30, 2009 Dennis Kavelman, C.A. and Arcangelo Loberto, C.A.
Other Release No.: AAER-2958
34-59646 Mar. 30, 2009 Global Matrechs, Inc.
Note: See also the Order in this matter
34-59644A Mar. 27, 2009 Jason G. Burks
Other Release Nos.: IA-2862A, IC-28681A
34-59640 Mar. 27, 2009 Brian P. Corbett
Other Release No.: IA-2861
34-59639 Mar. 27, 2009 Michael L. Silver
Other Release No.: IA-2860
34-59637 Mar. 27, 2009 Judith Kudla (CPA)
Other Release No.: AAER-2954
IA-2859A Mar. 27, 2009 Alberto W. Vilar and Gary Alan Tanaka
IA-2857 Mar. 26, 2009 Matthew La Madrid
Note: See also the Order in this matter
34-59625 Mar. 25, 2009 Lambert Communications, Inc., Laniprin Life Sciences, Inc., Last American Exit, Inc., Lawrence Insurance Group, Inc., Le Print Express International, Inc., Leak-X Environmental Corp., and Leisure Shoppers, Inc.
34-59624 Mar. 25, 2009 Jansko, Inc., JG Industries, Inc., JMXI, Inc. (f/k/a Jupiter Communications, Inc.), The Jockey Club, Inc., Juina Mining Corp., Inc. (n/k/a AC Energy, Inc.), Jumbosports, Inc., Jumpiní Jax Corp., Just Like Home, Inc., and Just Toys, Inc.
34-59623 Mar. 25, 2009 Lambert Communications, Inc., Laniprin Life Sciences, Inc., Last American Exit, Inc., Lawrence Insurance Group, Inc., Le Print Express International, Inc., Leak-X Environmental Corp., and Leisure Shoppers, Inc.
34-59619 Mar. 23, 2009 Janex International, Inc., Jet Energy Corp., JobSort, Inc., Jones Plumbing Systems, Inc., Jore Corp., and Journey's End Resorts, Inc.
IA-2855 Mar. 20, 2009 Cornerstone Capital Management, Inc. and Laura Jean Kent
34-59604 Mar. 19, 2009 Jeanne M. Rowzee
Other Release No.: IA-2854
34-59596 Mar. 18, 2009 William D. Shovers, CPA
Other Release No.: AAER-2952
Note: See also the Commission Opinion in this matter
34-59595 Mar. 18, 2009 Banc of America Securities LLC
34-59594 Mar. 18, 2009 Allion Healthcare, Inc. and James G. Spencer
Other Release No.: AAER-2951
34-59584 Mar. 17, 2009 Andrew Sims, CPA
Other Release No.: AAER-2950
34-59583 Mar. 17, 2009 Chemfix Technologies, Inc., Bagdad Chase, Inc., Cincinnati Microwave, Inc., Sun Television & Appliances, Inc., and Telegroup, Inc.
34-59573 Mar. 13, 2009 Carlyle Gaming & Entertainment Ltd., Daleigh Holdings Corp., Guy F. Atkinson Co. of California, Inc. (n/k/a ATKN Co. of California), Pegasus Gold, Inc., and Storm Technology, Inc.
34-59572 Mar. 13, 2009 Carlyle Gaming & Entertainment Ltd., Daleigh Holdings Corp., Guy F. Atkinson Co. of California, Inc. (n/k/a ATKN Co. of California), Pegasus Gold, Inc., and Storm Technology, Inc.
34-59568 Mar. 12, 2009 Matthew E. Kopsky
Other Release No.: IA-2852
34-59565 Mar. 12, 2009 Raymond Thomas
Note: See also the Order in this matter
34-59564 Mar. 12, 2009 Leading Edge Packaging, Inc., Leadingside, Inc., Lecstar Corp., and Legal Club of America, Inc.
34-59555 Mar. 11, 2009 Merrill Lynch, Pierce, Fenner, & Smith Incorporated
Other Release No.: IA-2851
34-59554 Mar. 11, 2009 Headliners Entertainment Group, Inc.
33-9015 Mar. 9, 2009 Cancer Detection Corporation, formerly known as Xpention Genetics, Inc.
33-9014 Mar. 9, 2009 HS3 Technologies, Inc.
34-59541 Mar. 9, 2009 Lisa W. Zappala (CPA)
Other Release No.: AAER-2945
34-59535 Mar. 9, 2009 BBJ Environmental Technologies, Inc.
34-59533 Mar. 6, 2009 Grant Bettingen, Inc.
34-59532 Mar. 6, 2009 M. Grant Bettingen
33-9012 Mar. 6, 2009 Christopher J. Johndrow
Other Release No.: 34-59531
34-59530 Mar. 6, 2009 Stephan Husi
Other Release No.: AAER-2944
34-59529A Mar. 6, 2009 Newbridge Securities Corp., Guy S. Amico, Scott H. Goldstein, Eric M. Vallejo, and Daniel M. Kantrowitz
33-9011A Mar. 6, 2009 Newbridge Securities Corp., Guy S. Amico, Scott H. Goldstein, Eric M. Vallejo, and Daniel M. Kantrowitz
Other Release No.: 34-59528
34-59526 Mar. 6, 2009 Minex Resources, Inc., Powerhouse Resources, Inc., SA Telecommunications, Inc., Thorn Apple Valley, Inc.; and Universal Seismic Associates, Inc. (n/k/a Seismic Universal Associates, Inc.)
34-59520 Mar. 5, 2009 Banc of America Capital Management, LLC, BACAP Distributors, LLC, and Banc of America Securities, LLC
34-59514 Mar. 5, 2009 Frank Lu
Other Release No.: IA-2850
34-59513 Mar. 5, 2009 Victor P. Machado
34-59512 Mar. 5, 2009 Knight Securities L.P.
34-59511 Mar. 5, 2009 Jansko, Inc., JG Industries, Inc., JMXI, Inc. (f/k/a Jupiter Communications, Inc.), The Jockey Club, Inc., Juina Mining Corp., Inc. (n/k/a AC Energy, Inc.), Jumbosports, Inc., Jumpiní Jax Corp., Just Like Home, Inc., and Just Toys, Inc.
34-59508 Mar. 4, 2009 Omnibus Order Directing the Appointment of Tax Administrator in Administrative Proceedings that Establish Distribution Funds
34-59507 Mar. 4, 2009 TD Options LLC
34-59506 Mar. 4, 2009 Susquehanna Investment Group
34-59505 Mar. 4, 2009 Goldman Sachs Execution & Clearing, L.P. and SLK-Hull Derivatives LLC
34-59504 Mar. 4, 2009 Knight Financial Products, LLC
34-59503 Mar. 4, 2009 Group One Trading, L.P.
34-59502 Mar. 4, 2009 Equitec Proprietary Markets, LLC
34-59501 Mar. 4, 2009 Botta Capital Management, L.L.C.
34-59500 Mar. 4, 2009 Sherry J. Polonsky
Other Release No.: AAER-2942
34-59499 Mar. 4, 2009 Krispy Kreme Doughnuts, Inc.
Other Release No.: AAER-2941
IA-2849 Mar. 2, 2009 M.A.G. Capital, LLC and David F. Firestone
34-59470 Feb. 27, 2009 Daniel Baldwin, Jr.
34-59467 Feb. 27, 2009 Core Technologies Pennsylvania, Inc., First Central Financial Corp., Imark Technologies, Inc., Molten Metal Technology, Inc., and MRS Technology, Inc.; Chemfix Technologies, Inc., Bagdad Chase, Inc., Cincinnati Microwave, Inc., Sun Television & Appliances, Inc., and Telegroup, Inc.
Note: See also the Orders in this matter: Core Technologies, et al. and Chemfix Technologies, et al.
34-59465 Feb. 27, 2009 Minex Resources, Inc., Powerhouse Resources, Inc., SA Telecommunications, Inc., Thorn Apple Valley, Inc., and Universal Seismic Associates, Inc. (n/k/a Seismic Universal Associates, Inc.)
34-59461 Feb. 26, 2009 James Michael Leonard, Esq.
34-59458 Feb. 26, 2009 Ross Owen Haugen
Other Release No.: IA-2847
34-59456 Feb. 25, 2009 Wealthwise, LLC, and Jeffrey A. Forrest
Other Release No.: IA-2846
Note: See also the Order in this matter
34-59447 Feb. 25, 2009 Putnam Investment Management, LLC
34-59445 Feb. 25, 2009 Pilgrim Baxter & Associates, Ltd.
34-59444 Feb. 25, 2009 Pacific Industrial Corp., Pacific Security Companies, Inc., and Pandora Industries, Inc. (n/k/a Creston Moly Corp.)
34-59443 Feb. 24, 2009 Alan Brian Baiocchi
Note: See also the Order in this matter
34-59439 Feb. 24, 2009 RBC Capital Markets Corporation
34-59438 Feb. 24, 2009 Oppenheimer & Co. Inc.
34-59437 Feb. 24, 2009 Leumi Investment Services Inc.
34-59436 Feb. 24, 2009 Joseph Lovaglio
Other Release No.: IA-2844
34-59433 Feb. 23, 2009 John W. Adams and AIP, LLC
Note: See also Distribution Plan
Submit comments on Proposed Distribution Plan
34-59431 Feb. 20, 2009 John W. Adams and AIP, LLC
34-59428 Feb. 20, 2009 Diamondback Capital Management, LLC
Other Release No.: IA-2843
34-59426 Feb. 20, 2009 Janex International, Inc., Jet Energy Corp., JobSort, Inc., Jones Plumbing Systems, Inc., Jore Corp., and Journey's End Resorts, Inc.
Note: See also the Order in this matter
34-59423 Feb. 19, 2009 David J. Lubben
Other Release No.: AAER-2939
34-59422 Feb. 19, 2009 Greg Steven Kaplan, CPA
Other Release No.: AAER-2938
34-59412 Feb. 18, 2009 Leading Edge Packaging, Inc., Leadingside, Inc., Lecstar Corp., and Legal Club of America, Inc.
34-59408 Feb. 13, 2009 Randall W. Banks
Other Release No.: IA-2841
34-59401 Feb. 13, 2009 SG Americas Securities, LLC and Francois O. Barthelemy
34-59398 Feb. 12, 2009 Minex Resources, Inc., Powerhouse Resources, Inc., SA Telecommunications, Inc., Thorn Apple Valley, Inc., and Universal Seismic Associates, Inc. (n/k/a Seismic Universal Associates, Inc.); and Carlyle Gaming & Entertainment Ltd., Daleigh Holdings Corp., Guy F. Atkinson Co. of California, Inc. (n/k/a ATKN Co. of California), Pegasus Gold, Inc., and Storm Technology, Inc.
Note: See also the Orders in this matter: Minex, et al. and Carlyle, et al.
34-59390 Feb. 11, 2009 Ronald M. Bandyk, CPA
Other Release No.: AAER-2933
34-59389 Feb. 11, 2009 Alliance Capital Management, LP
34-59381 Feb. 11, 2009 Jansko, Inc., JG Industries, Inc., JMXI, Inc. (f/k/a Jupiter Communications, Inc.), The Jockey Club, Inc., Juina Mining Corp., Inc. (n/k/a AC Energy, Inc.), JumboSports, Inc., Jumpin' Jax Corp., Just Like Home, Inc., and Just Toys, Inc.
Note: See also the Order in this matter
34-59375A Feb. 10, 2009 Patrick J. Vaughan
Other Release No.: IA-2842A
34-59374 Feb. 10, 2009 William H. Salem
Other Release No.: IA-2839
34-59373 Feb. 10, 2009 Stephen J. Glantz
Other Release No.: IA-2838
34-59372 Feb. 10, 2009 Ferris, Baker Watts, Inc.
Other Release No.: IA-2837
34-59371 Feb. 9, 2009 Carlos Javier Spinelli-Noseda
34-59368 Feb. 6, 2009 J. Michael Scarborough and Royal Alliance Associates, Inc.
Note: See also Distribution Plan
Submit comments on Proposed Distribution Plan
34-59367 Feb. 6, 2009 Hafiz Naseem
Other Release No.: IA-2836
34-59363 Feb. 5, 2009 Jeffrey M. Yonkers, CPA
Other Release No.: AAER-2931
34-59356 Feb. 4, 2009 Bear, Stearns & Co., Inc. and Bear, Stearns Securities Corp.
Note: See also Modified Distribution Plan and Distribution Plan
34-59352 Feb. 3, 2009 L Rex International, Inc., Lakshmi Enterprises, Inc., Lamaur Corp., Laminco Resources, Inc. (n/k/a Zaruma Resources, Inc.), Landis & Partners, Inc., Las Americas Broadband, Inc., and Laser Precision Corp. (n/k/a NetTest, Inc.)
Note: See also the Order in this matter
34-59351 Feb. 3, 2009 Lambert Communications, Inc., Laniprin Life Sciences, Inc., Last American Exit, Inc., Lawrence Insurance Group, Inc., Le Print Express International, Inc., Leak-X Environmental Corp., and Leisure Shoppers, Inc.
Note: See also the Order in this matter
34-59339 Feb. 2, 2009 Stephen R. Moynahan
Note: See also Proposed Distribution Plan
Submit comments on Proposed Distribution Plan
34-59334 Feb. 2, 2009 Global 1 Investment Holdings Corporation
Note: See also the Order in this matter
IA-2835 Jan. 30, 2009 Jeffrey Swanson
IA-2834 Jan. 30, 2009 Merrill Lynch, Pierce, Fenner & Smith Inc.
IA-2833 Jan. 30, 2009 Michael A. Callaway
Other Release No.: 34-59329
Note: See also the Order in this matter
34-59317 Jan. 29, 2009 Michelle V. Nguyen (CPA)
Other Release No.: AAER-2928
34-59316 Jan. 29, 2009 The JPM Company, Maxxis Group, Inc., Metrotrans Corp., and Tidalwave Holdings, Inc.
34-59315 Jan. 29, 2009 Leading Edge Packaging, Inc., Leadingside, Inc., Lecstar Corp., and Legal Club of America, Inc.
Note: See also the Order in this matter
34-59303 Jan. 27, 2009 Arthur P. Hipwell
34-59301 Jan. 27, 2009 Robert Johnson
34-59297 Jan. 26, 2009 Rex R. Rogers
Other Release No.: AAER-2927
34-59296 Jan. 26, 2009 Jordan H. Mintz
Other Release No.: AAER-2926
34-59295 Jan. 26, 2009 John V. Cracchiolo, CPA
Other Release No.: AAER-2924
34-59280 Jan. 22, 2009 Alliance Capital Management, LP
34-59279 Jan. 22, 2009 Stephen R. Moynahan
34-59278 Jan. 22, 2009 Catherine R. McEnroe, Noreen O'Loughlin and Martin R. von Ruden
Other Release No.: AAER-2921
34-59277 Jan. 22, 2009 Cablevision Systems Corporation
Other Release No.: AAER-2920
34-59272 Jan. 22, 2009 BBJ Environmental Technologies, Inc.
Note: See also the Order in this matter
34-59269 Jan. 21, 2009 Weiss Research, Inc., Martin Weiss, and Lawrence Edelson
IA-2832 Jan. 16, 2009 Alberto W. Vilar and Gary Alan Tanaka
Note: See also the Order in this matter
34-59263 Jan. 16, 2009 Jarrod W. McMillin
34-59257 Jan. 15, 2009 Kings Road Entertainment, Inc.
34-59256 Jan. 15, 2009 K-2 Logistics.Com, Inc., et al.
34-59249 Jan. 14, 2009 Michael K. Brugman
Other Release Nos.: IA-2831, IC-28601
34-59245 Jan. 14, 2009 American Custom Components, Inc., ClearLogic, Inc., Creditgroup Com, Inc.(n/k/a Tradex Global Financial Services, Inc.), Frederick Brewing Co., Infinicall Corp.
34-59242 Jan. 13, 2009 Paul G. Risoli
Other Release No.: IA-2829
34-59241 Jan. 13, 2009 Joseph Lando
34-59240 Jan. 13, 2009 Kevin J. Heron
34-59239 Jan. 13, 2009 Peter Sherlock
IA-2828 Jan. 13, 2009 Diane M. Keefe
Other Release Nos.: IC-28582, 34-59237
Note: See also the Order in this matter
34-59236 Jan. 13, 2009 The JPM Company, Maxxis Group, Inc., Metrotrans Corp, and Tidalwave Holdings, Inc.
Note: See also the Order in this matter
34-59232 Jan. 12, 2009 Peter J. Dawson
IA-2827 Jan. 12, 2009 Gabelli Funds, LLC
Other Release No.: IC-28580
34-59228 Jan. 12, 2009 Laurence G. Young
Note: See also the Order in this matter
34-59227 Jan. 12, 2009 Mark E. Salyer
Other Release No.: IA-2826
34-59226 Jan. 12, 2009 Howard Graham
34-59224 Jan. 9, 2009 Debra McClister, CPA
Other Release No.: AAER-2918
34-59220 Jan. 8, 2009 Jason A. Kolakowski
34-59215 Jan. 8, 2009 Baldwin Piano & Organ Co., Banner Holding Corp., Be Safe Services, Inc., Belmoral Mines Ltd., Benefund, Inc., Benz Energy Ltd. (n/k/a Benz Energy, Inc.), and Beyond Belief, Inc.
34-59206 Jan. 6, 2009 R.K. Dhawan & Co.
Other Release No.: AAER-2916
34-59205 Jan. 6, 2009 Pavlos Meletiou, Certified Accountant
Other Release No.: AAER-2915
34-59204 Jan. 6, 2009 R.K. Dhawan, Chartered Accountant
Other Release No.: AAER-2914
34-59195 Jan. 5, 2009 Robert L. Flickinger II

 

http://www.sec.gov/litigation/admin/adminarchive/adminarc2009.shtml


Modified: 09/17/2010