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	The SEC has issued investor alerts designed to educate investors and assist them in avoiding scams offered to them through, among other things, phone solicitations by brokers who claim to be licensed in the United States. Alerts related to these topics include the following: Protect Your Money: Check Out Brokers and Investment Advisors Cold Calling - Know Your Rights The Fleecing of Foreign Investors: Avoid Getting Burned by "Hot" US Stocks Worthless Stock: How to Avoid Doubling Your Losses "Advance Fee Fraud" Schemes

Public Alert: Unregistered Soliciting Entities (PAUSE)

List of Unregistered Soliciting Entities That Have Been the Subject of Investor Complaints

The SEC receives complaints from investors and others, including foreign securities regulators, about securities solicitations made by entities that claim to be registered, licensed and/or located in the United States in their solicitation of non-US investors, and entities not registered in the United States that are soliciting US investors. In some cases, the complaints are about entities claiming to offer investments endorsed by governmental agencies, including the SEC. These claims are important because when an entity claims to be registered with the SEC, it is in effect claiming that it has made itself available for SEC regulation and oversight. Generally, US entities that solicit you to purchase or sell securities for your own account are required to register with the SEC. For this reason, it is important for you to consider whether the entity that solicits you is, in fact, registered with the SEC.

The SEC has looked into these complaints and has learned that in many cases, the soliciting entities are not registered in the United States as they claim or imply. In an effort to warn the public about these entities, the SEC is publishing information it has learned in reviewing these complaints

For each of the entities named below, our staff has determined either (1) that there is no US registered securities firm with this name, or (2) that there is a US registered securities firm with the same (or a similar) name but that solicitations appear to have been made by persons who are not affiliated with the US registered securities firm.

In addition, the "Comments" section for each entity provides additional relevant information we have learned, by answering the following questions:

Is the entity registered in the United States?
Is the entity using a name that is the same as, or similar to, the name of a US registered securities firm notwithstanding the fact that the soliciting persons are not affiliated with a US registered securities firm? FINRA (formerly, the "NASD") maintains a public registry of its broker-dealer members and their sales personnel. Using this website, you can verify both the registration and address of any FINRA-registered US broker-dealer and any individual US securities broker. Checking PAUSE is not a substitute for checking the public registry. Here is the link to that registry:http://www.finra.org/Investors/ToolsCalculators/BrokerCheck/index.htm
Does the entity claim an endorsement, approval or other support by a governmental agency or international organization that does not exist or does not really lend support to the entity or the investments it is offering? For a list of fictitious governmental agencies and international organizations that are referenced in investor complaints, [click here]. As reflected in the SEC's investor alert entitled, "Fake Seals and Phony Numbers: How Fraudsters Try to Look Legit," the SEC does not "approve" or "endorse" any particular securities, issuers, products, services, professional credentials, firms, or individuals, and does not allow private entities to use its government seal. Here is the link to the SEC investor alert: http://www.sec.gov/investor/pubs/fakeseals.htm.

The SEC will regularly update this list.

You should be aware that this list does not include all unregistered entities or entities that have been the subject of complaints received by the SEC. Also, you should understand that the inclusion of a name on this list does not mean that the SEC has concluded that a violation of the US securities laws has occurred or that the SEC has made any judgment about the merits of the securities being offered by these entities.

To see the official SEC release describing and providing more details about this list, [click here]. If you have information, questions or comments about the entities on this list, please contact oiea@sec.gov or call 202-551-6551.

Name	Comment
1st New York Financial Corporation 117 West 79th Street New York, NY 10024 Phone: 347-473-7697 Fax: 646-383-6828 Website: http://www.1stnewyorkfinancial.com	No US registered securities firm with this name.
Accrescent Holdings Inc. 4350 La Jolla Village Drive, 7th Floor San Diego, CA 92122 Phone: 213-402-0477 Website: None found.	Accrescent Holdings Inc. is an impersonator of a genuine entity with the same name. The impersonator has NO connection with, and is not to be confused with, the genuine Accrescent Holdings Inc., a Regulation D exempt filer (SEC file no. 021-56258, received 06-18-03). The SEC's EDGAR database contains registration information for the genuine entity.
Advance Partners LLC 1122 E Pike Street Seattle, WA 98122 Fax: 206-299-3392 Website: http://advancepartners.us/	No US registered securities firm with this name. Advance Partners LLC is impersonating a genuine entity with the same name at the same address - Advance Partners LLC, a Regulation D exempt filer (SEC file no. 021-67062, received 07-01-04). The impersonator has NO connection with, and is not to be confused with, the genuine Advance Partners LLC. The SEC's EDGAR database contains registration information for the genuine entity
Affinity Group Rockefeller Center Complex 45 Rockefeller Plaza New York, NY 10111 Phone: 212-359-1692 Fax: 646-219-3343 Website: http://affinity-group.com/	No US registered securities firm with this name.
Alexander Capital Management 155 N. Wacker Drive, Suite 3600 Chicago, IL 60606 Phone: 708-850-0116 Fax: 708-575-0375 Website: http://www.alexander-capital-management.com/	No US registered securities firm with this name.
Allen Brothers M&A 2733 Vine St. Cincinnati, OH 45219 Phone: 513-488-0508 Fax: 513-488-0509	No US registered securities firm with this name.
Alliance Group, Inc. Alliance Insurance Agency 60 Pine Street New York, NY 10005 Phone: 646-417-6866 Fax: 646-417-6302 Website: http://www.alliance-insagt.com/	No US registered securities firm with this name.
Alliance Transfer Inc. 503 Fifth Avenue New York, NY Website: http://www.alliancetransferinc.com/	No US registered securities firm with this name.
Alter Management LLC 220 E. Delaware Avenue Newark, DE 19711 Phone: 302-476-2620 Fax: 302-861-0649 Website: http://alter-management.com/ (Website said to be under construction, according to notice posted thereon.)	No US registered securities firm with this name.
American Financial Group, Inc. 1211 N. Brand Blvd., Suite 220 Glendale, CA 91202 Phone: 818-301-4918 Fax: 818-484-2163 Website: http://www.amfgroupinc.com/	No US registered securities firm with this name. American Financial Group, Inc. is impersonating a formerly registered broker-dealer with the same name - American Financial Group, Inc. (CRD Number: 10496; SEC Number: 8-26536). The genuine American Financial Group, Inc. had its registration with the Financial Industry Regulatory Authority (FINRA) cancelled, effective October 21, 1987, and is defunct.
American Taxation Incorporated Chrysler Building Level 14 1-2EF New York, NY 10174 Phone: 646-351-1902 Fax: 646-351-1902 Website: http://www.americantaxation.com/	No US registered securities firm with this name.
Andersen Mergers 500 West Putnam Avenue Greenwich, CT 06830 Website: http://www.andersenmergers.com/	No US registered securities firm with this name.
Anoli Capital International, Inc. 5499 North Federal Hwy. Suite 201/202 Boca Raton, Miami, FL 33431 Phone: 561-249-4447 Fax : 561-526-1447 Website: http://www.anolicap.com/	No US registered securities firm with this name. Investor solicitations employ memoranda falsely indicating they were prepared by the US Dept. of Commerce. The U.S. Dept. of Commerce has not endorsed these solicitations.
Apex Stock Transfer Inc. 6147 S. Everett Street Littleton, CO 80123 Phone: 720-763-9199 Fax: 720-763-9210 Website: http://www.apexstinc.com/	No US registered securities firm with this name. Apex Stock Transfer Inc. is impersonating a former genuine entity having the same name (CIK Number: 0001398353; SEC Number: 084-06250). The legitimate Apex Stock Transfer Inc. filed a Form TA-W to have its registration with the SEC withdrawn, effective November 5, 2010, and is defunct. The impersonator has NO connection with, and is not to be confused with, the former genuine entity. Claims to work with, or makes other reference in its solicitations to, Robbins, McCaully, Appleby LLC, a purported financial advisory services firm.
Arron Copeland 875 North Michigan Avenue Chicago, IL 60611 Fax: 773-439-2927	No US registered securities firm with this name.
Ashley Partners M&A 100 Pearl Street 11th Floor Hartford, CT 06103 Phone: 860-760-1720 Fax: 860-760-6834 Website: http://www.ashleypartners.com/	No US registered securities firm with this name. Investor solicitations employ "International Shareholders Compliance Department," an entity which is believed to be fictitious.
Asia Pacific Group, a.k.a. Asia Pacific Financial Management Group Inc. 45 Rockefeller Plaza, Suite 2012 New York, NY 10111 Phone: 212-359-1650 Fax: 212-954-5088 Website: http://asiapacificgroup.com/	No US registered securities firm with this name. Asia Pacific Group, a.k.a. Asia Pacific Financial Management Group Inc., is impersonating a genuine broker-dealer and investment adviser firm with a similar name - Asia Pacific Financial Management Group, Inc. (CRD Number: 32338; SEC Numbers: 8-46412 [for the broker-dealer]; 801-70540 [for the investment advisor]), which has the following mailing address: 145 Aspinall Avenue, Hagatna, GU 96910. The impersonator has NO connection with, and is not to be confused with, the genuine Asia Pacific Financial Management Group, Inc. The SEC's EDGAR database contains registration information for the genuine broker-dealer entity. WEBCRD (Central Registration Depository [operated by the Financial Industry Regulatory Authority (FINRA)]) and WebIARD (Investment Adviser Registration Depository [operated by FINRA on behalf of the SEC and the North American Securities Administrators Association (NASAA)]) also contain registration information for the genuine Asia Pacific Financial Management Group Inc.
Asprey Associates 646 W. 131st Street New York, NY Phone: 646-810-8627 Fax: 646 810-8692 Website: http://www.asprey-associates.com/	No US registered securities firm with this name.
Asset Recovery Solutions One Penn Plaza, Level 6 242 West 34th Street New York, NY 10119 Phone: 212-246-5088 Fax: 646-365-3375 Website: http://www.arsu.eu/	No US registered securities firm with this name.
Asset Trust Management, LLC 110 Chauncy Street Boston, MA Website: http://www.assettm.com/	No US registered securities firm with this name.
Association of Securities Transfer Companies (ASTC) 40 Wall Street New York, NY 10005 Email: information@astcweb.com Website: http://www.astcweb.com/	No US registered securities firm with this name.
Atlantic Capital Trust Management, LLC 1490 Arch Street, 8th Floor Philadelphia, PA 19102 Phone: 215-583-1030 Fax: 215-405-3761 Website: http://www.atlanticct.com	No US registered securities firm with this name.
Bainbridge Management 999 3rd Avenue Suite 3800 Seattle, Washington 98101/98104 Phone: 206-774-1943 Fax: 206-374-3024	No US registered securities firm with this name.
Banc De Binary Trump Tower 40 Wall Street New York, NY 10005 Phone: 800-656-6163 Fax: 866-779-4265 Website: http://www.bbinary.com/	No US registered securities firm with this name.
Baros and Ronaldo Associates Melbourne Tower, Suite 7061 1511 Third Avenue Seattle, WA 98101 Phone: 206-801-0084 Fax: 206-299-9145 Website: http://barosandronaldoassociates.com/	No US registered securities firm with this name.
Bayside Equity Group, Inc. 225 Franklin Street, Suite 1402 Boston, MA 02110 Phone: 617-449-0850 Fax: 617-830-0387 Website: http://baysideequitygroup.com/	No US registered securities firm with this name.
Beacon Capital Management Inc. 38 Kings Highway Hauppauge, NY 11788 Fax: 631-204-6822 Website: http://beaconcapmaninc.com/	No US registered securities firm with this name. Beacon Capital Management Inc. is impersonating a genuine state-registered investment adviser firm with the same name registered in New York State - Beacon Capital Management, Inc. (CRD Number: 125884), which has the following mailing address: 38 Kings Highway, Hauppauge, NY 11788. The impersonator has NO connection with, and is not to be confused with, the genuine Beacon Capital Management, Inc. WebIARD (Investment Adviser Registration Depository [operated by the Financial Industry Regulatory Authority (FINRA) on behalf of the SEC and the North American Securities Administrators Association (NASAA)]) contains registration information for the genuine entity.
Beacon Global Management, Inc. Tower Executive Suites 10940 Wilshire Blvd., Suite 1500 Los Angeles, CA 90024 Phone: 866-365-0738 Fax: 213-947-4787	No US registered securities firm with this name.
Belmont Shaw and Associates Mergers and Acquisitions 80 N. 3rd Avenue Phoenix, AZ 85003 Phone: 623-707-8676 Fax: 623-707-8677	No US registered securities firm with this name. An onsite inspection conducted on May 1, 2007 by the State of Arizona Corporation Commission found that the address given for this entity does not exist. Claims to be endorsed by, or makes other reference in its solicitations to, the International Compliance Assistance Center, an alleged claim-filing and fund recovery service provider for commercial and securities class-action settlements.�This entity is believed to be fictitious.
Berrscott, Elliott & Associates 260 Madison, East 38th Street, Suite 868 NW Corner to East 39th Street New York, NY 10016 Phone: 347-694-4357 Fax: 347-823-2620 Website: http://www.berrscottelliott.com/	No US registered securities firm with this name.
Benchmark International Trading Group, Inc. 725 15th Street, Northwest, Suite 502 Washington DC 20005 Website: http://www.bitgi.com/ (no longer online)	No US registered securities firm with this name.
Benson Hill Advisors 435 Lexington Avenue, Suite 2675 New York, NY 10170 Phone: 646-918-5135 Fax: 646-839-2930 Website: http://www.bensonhilladvisors.com/	No US registered securities firm with this name.
Benton Wells & Associates, LLC 1001 4th Avenue, Suite 2310 Seattle, WA 98104 Phone: 206-508-1450 Fax: 206-299-9581 Website: http://www.bentonwells.com/	No US registered securities firm with this name.
Berdon Law Mergers & Acquisitions CM Building 465 6th Avenue New York, New York 10011 Phone: 917-591-3254 Fax: 917-591-3144 Website: http://www.berdonlaw.com/	No US registered securities firm with this name.
Berger Aron Macey 1240 Peachtree Street NE, Suite 2700 Atlanta, GA 30309 Phone: 404-592-5106 Fax: 404-795-0613	No US registered securities firm with this name.
Berkley Liquidation & Administration 1503 Manhattan Ave. New York, NY 10034 Phone: 212-461-3623 Fax: 212-884-0619 Website: http://www.berkleyliquidation.com/	No US registered securities firm with this name.
Berkshire Financial Management, LLC 100-102 Post Avenue New York, NY 10034 Phone: 646-652-0437 Fax: 646-861-4791 Website: http://bfmllc.net/	No US registered securities firm with this name.
Best Investors Group, Inc. 77 Arkay Drive Hauppauge, NY 11788-3700 Phone: 646-360-1714 Fax: 646-390-2829 Website: http://bestinvestorsgrp.com/	No US registered securities firm with this name. Best Investors Group, Inc. is impersonating a formerly registered broker-dealer with the same name and address - Best Investors Group, Inc. (CRD Number: 19883; SEC Number: 8-37891). The genuine Best Investors Group, Inc. filed a Form BDW to have its registration with the SEC withdrawn, effective May 28, 1998, and is defunct. The impersonator claims recognition from the "United States Registration Office." This is a fictitious entity.
Blackwell & Associates 1844 7th Avenue New York, NY 10026 Phone: 212-898-0491 Fax: 212-658-9809 Website: http://www.blackwellassociates.us/	No US registered securities firm with this name.
Blue Bayou Prospect Management 1622 Mason Street, Houston Texas, 77019 USA Direct: 281-220-6722 Phone: 713-490-2215 Fax: 713-513-5858 Website: http://www.bbprospect.com	No US registered securities firm with this name.
Boesch Haufmann Asset Management, Inc. Phone: 646-918-5136 Website: http://www.boeschhaufmann.com/	No US registered securities firm with this name.
Boston Capital Management Inc. Regus Business Center 75 Arlington Street Boston, MA 02116 Phone: 857-207-3889 Fax: 857-559-0915 Website: http://bostoncmi.us/	No US registered securities firm with this name.
Boston Management & Research 211 Congress Street Boston, MA Website: http://www.bostonmgt.com	No US registered securities firm with this name. Boston Management & Research is impersonating a genuine investment adviser firm with a similar name - Boston Management and Research (CRD Number: 104853; SEC Number: 801-43127), which has the following mailing address: Two International Place, Boston, MA 02110. The impersonator has NO connection with, and is not to be confused with, the genuine Boston Management and Research. WebIARD (Investment Adviser Registration Depository [operated by the Financial Industry Regulatory Authority (FINRA) on behalf of the SEC and the North American Securities Administrators Association (NASAA)]) contains registration information for the genuine entity.
Breakthrough Incorporated 2625 Townsgate Road, Suite 330 Westlake Village, CA 91361 Phone: 805-267-1107 Fax: 805-830-0455 Website: http://www.breakthroughincorp.com/	No US registered securities firm with this name.
Bremer Financial Ltd. Howard Hughes Center 6601 Center Drive, Suite 500 Los Angeles, CA 90045 Phone: 213-403-0107 Fax: 213-403-0109	No US registered securities firm with this name.
Brentwood Capital Ventures 41 E. 11th Street, 11th Floor New York, NY 10003 Phone: 646-502-8215 Fax: 646-786-4463 Website: http://www.brentwoodcapitalventures.com/	No US registered securities firm with this name.
Brookdale West Capital Management 289 Lexington Avenue, 18th Floor New York, NY 10022 Phone: 800-644-3928 Fax: 917-832-1479 Website: http://brookdalewest.com/	No US registered securities firm with this name.
Brookstone Group Transfer Agents 48 Wall Street, Suite 1100 New York, NY 10005 Phone: 646-918-8099 Fax: 646-666-4425 Website: http://brookstoneta.com/	No US registered securities firm with this name.
C&O Fund Distributor, Inc. Commerce Bank Building, 2nd Floor 276 5th Avenue New York, NY Phone: 646-360-1722 Fax: 646-861-4864 Website: http://cofunddistributor.com/	No US registered securities firm with this name. C&O Fund Distributor, Inc. is impersonating a formerly registered broker-dealer firm named C&O Funds Distributor, Inc. (CRD Number: 13238; SEC Number: 8-28882). The genuine C&O Funds Distributor, Inc. filed a Form BDW to have its registration with the SEC withdrawn, effective March 7, 1999, and is defunct.
Cambridge Equity Corporation 1330 Avenue of the Americas New York, NY 10019 Phone: 914-214-5310 Fax: 914-462-3734 Website: http://www.cambridgeequitycorp.com/	No US registered securities firm with this name. Cambridge Equity Corporation is impersonating a formerly registered broker-dealer with the same name but a different address - Cambridge Equity Corporation (CRD Number: 15801; SEC Number: 8-32766). The genuine Cambridge Equity Corporation, which was located at 750 Main Street, Hartford, CT 06103, filed a Form BDW with FINRA to have its registration terminated, effective December 31, 1990, and is defunct.
Cambridge Financial Partners LLC 81 Madison Avenue, 18th Floor New York, NY 10010 Phone: 646-328-4508 Fax: 646-607-5433 Website: http://www.cfinpartners.com/	No US registered securities firm with this name. Cambridge Financial Partners LLC is impersonating a formerly registered broker-dealer firm named Cambridge Partners (CRD Number: 8006; SEC Number: 8-23903). The genuine Cambridge Partners had its registration with FINRA terminated on March 28, 1989 and is defunct.
Cameron McDonald & Co. 625 4th Ave. S. Minneapolis, MN 55415 Phone: 612-234-4048 Fax: 612-234-4049	No US registered securities firm with this name.
Cameron Poe & Associates Inc. 800 North Shoreline Blvd. One Shoreline Plaza - South Tower Corpus Christi, TX 78401 Phone: 281-990-2405 Fax: 281-915-4511 Website: http://cameronpoe.com/	No US registered securities firm with this name. Claims to work with, or makes other reference in its solicitations to, First National Stock Transfer Inc., an impersonator of a former genuine entity having the same name.
Capgemini Law Mergers & Acquisitions 153 East 53rd Street New York City, NY 10011 Phone: 212-820-9736 Fax: 212-208-4651 Website: http://www.capgemini-law.com/ (Suspended)	No US registered securities firm with this name.
Capital Advisory Partners New York 50 Broadway, Suite 2300 New York, NY 10004 Phone: 347-694-7981 E-mail: admin@capnyc.net Website: http://www.capnyc.net/	No US registered securities firm with this name. Capital Advisory Partners New York is impersonating an entity named Capital Advisory Partners LLC (CIK Number: 0001120430) which is defunct.
Capital One Management Inc. Maine Business Center 415 Congress Street, Suite 102 Portland, ME 04101 Phone: 212-330-9008 Fax: 212-330-9009 Website: http://www.caponemgt.com/	No US registered securities firm with this name. There is a U.S.-registered company named Capital One Financial Corporation ("Capital One") with U.S.-registered broker-dealer affiliates named Capital One Securities, LLC ("COSL") d/b/a Capital One Investment, LLC, Capital One Southcoast, Inc. ("COSCI"), and Capital One Investment Services LLC, f/k/a NFB Investment Services Corporation (collectively, the "Capital One Brokers"). The staff�s review of complaints indicates that persons not affiliated with Capital One or the Capital One Brokers have been using the name Capital One Management, Inc. ("COMI") in solicitations of investors. In particular, complaints to us have stated that persons using the phone number (1-212-330-9008) and/or the website address (www.caponemgt.com) and/or the business address 415 Congress Street, Suite 102, Portland, ME 04101 have either claimed to be affiliated with Capital One or the Capital One Brokers, or implied such affiliation by the use of the COMI name in investor solicitations; however, neither this phone number, website nor address are used by Capital One or the Capital One Brokers. To verify the registration and address of a U.S. securities broker, see http://www.finra.org/ InvestorInformation/ InvestorProtection/ ChecktheBackgroundof YourInvestmentProfessional/ index.htm As part of its solicitations, COMI makes claims that a third party is entitled to FDIC payments for "non profitable securities." The Federal Deposit Insurance Corporation has confirmed to us that no such program exists and that these purported obligations are fictitious.
Capital Securities International 383 Madison Avenue New York, NY 10179 Phone: 212-937-2235 Fax: 212-937-2293 Website: http://capsecinternational.com/	No US registered securities firm with this name.
Capital Transfer Consolidated 410 Park Avenue New York, NY 10022 Phone: 212-359-1625 Fax: 212-918-3467 Website: http://capitalconsolidated.com/	No US registered securities firm with this name.
Capital Trust Management, LLC 2559 Washington Road, #520 Pittsburgh, PA 15241 Website: http://www.capitaltm.us/	No US registered securities firm with this name.
Cartwright & Keating, Inc. Sun Trust Plaza, Suite 2410 230 Peachtree Street Atlanta, GA 30303 Phone: (404) 865-1513 Fax: (404) 420-2164 Website: http://www.cartwrightandkeating.com	No US registered securities firm with this name. The entity is also soliciting under the name Dai-ichi Securities using the clone website www.dai-ichi-securities.com.
Cartwright Financial Liberty Plaza, Manhattan New York, NY 10006 Website: http://www.cartwright-financial.com/	No US registered securities firm with this name.
Caspian Trading, Inc., a.k.a. Caspian Investments 184 Fisher Avenue Boston, MA 02120 Phone: 617-513-9550, 917-300-0430 8528 Maltby Court Plano, TX 75024 Phone: 214-552-8528 Website: http://www.fixed-investments.com/	No US registered securities firm with this name.
Centrade Management Corp. 440 W. 33rd Street New York, NY 10001 Phone: 646-291-8906 Fax: 646-619-4443 Website: http://centrademgt.com/	No US registered securities firm with this name.
Century Management Division, Inc. 23351 Ford Rd. Dearborn, MI 48128 Phone: 313-447-4477 Fax: 313-447-4477	No US registered securities firm with this name.
Chadwick & Co. 111 W Monroe Street Phoenix, AZ 85003 Phone: 602-427-5953 Fax: 602-427-5954 Website: http://chadwick-co.com/	No US registered securities firm with this name.
Charlton Hayfield and Company 30 E. Broad St. Columbus, OH 43215 Phone: 614-947-0111 Fax: 614-947-0102	No US registered securities firm with this name.
CIG LLC, a.k.a. Commerce Investments Group LLC One Liberty Plaza 165 Broadway, Suite 3601 New York, NY 10006 Phone: 646-918-5083 Fax: 646-786-4918 Website: http://www.cigllc.us/	No US registered securities firm with this name.
CitiWealth Asset Management 345 Hudson Street New York, NY 10014 Phone: 641-715-3900, x 23342 Fax: 810-974-1482 Website: http://www.cspplc.net/	No US registered securities firm with this name.
City Capital Mergers & Acquisitions 6990 W. Cedar Ave. Lakewood, CO 80226 Phone: 303-353-0736 Fax: 303-353-0737	No US registered securities firm with this name.
Clarkson Black Associates P.O. Box 72514 Seattle, WA 97181 Phone: 206-600-3184 Fax: 206-309-9912 Website: http://www.clarksonblack.com (The website is no longer accessible.)	No US registered securities firm with this name. Purports to have been succeeded by Maddisson Jardine Associates.
Clarus Capital Group Management 237 Park Avenue, Suite 900 New York, NY 10017 Phone: 646-652-0451 Fax: 646-224-6483 Website: http://claruscapgrp.com/	No US registered securities firm with this name.
Clayton Capital Ventures, Inc. 304 Park Avenue South, 9th Floor New York, NY 10010 Website: http://www.claytoncapventures.com/	No US registered securities firm with this name.
Colby Mergers 61 Forsyth St. SW Atlanta, GA 30303 Phone: 404-478-6381 Fax: 404-478-6382 Website: http://colbymergers.com/	No US registered securities firm with this name.
Coleman Brothers 1800 Grant Street Denver, CO 80203 Phone: 303-952-5896 Fax: 303-952-5801, 303-952-5901	No US registered securities firm with this name. Claims to be endorsed by, or makes other reference in its solicitations to, the Securities Compliance Agency, an alleged claim-filing and fund recovery service provider for commercial and securities class-action settlements.�This entity is believed to be fictitious.
Coleman, Peterson & Associates 1642 Dr. Martin Luther King Drive, Suite 1201 St. Louis, MO 63106 Phone: 314-255-1321 Fax: 314-255-1321 Website: http://www.cpa-advisory.com/	No US registered securities firm with this name.
Collett Quinlan M&A 50 Hurt Plaza, SE Atlanta, GA 30303 Phone: 404-671-8082 Fax: 404-671-8083	No US registered securities firm with this name.
Colonial Square Acquisition LLC 4000 Jordan Road Troy, NY 12180 Phone: 646-328-5071 Fax: 646-224-6182 Website: http://csacquisition.com/	Colonial Square Acquisition LLC is an impersonator of a genuine entity with the same name. The genuine Colonial Square Acquisition LLC has an actual street address of 300 Jordan Road, Troy, NY 12180. The impersonator has NO connection with, and is not to be confused with, the genuine Colonial Square Acquisition, LLC, a Regulation D exempt filer (SEC file no. 021-110944, received 11-05-07). The SEC's EDGAR database (http://www.sec.gov/edgar.shtml) contains registration information for the genuine entity.
Colonial Trust Transfer Agency LLC 601 Pennsylvania Ave. NW Washington, DC 20004 Phone: 202-449-8665 Fax: 202-280-6687 Website: http://www.colonialtrustta.com/	No US registered securities firm with this name.
Coltin Securities LLC 415 Madison Avenue New York, NY 10017 Website: http://coltinsecurities.com/	No US registered securities firm with this name. Coltin Securities LLC is impersonating a genuine broker-dealer firm with the same name - Coltin Securities, LLC (CRD Number: 149674; SEC Number: 8-68180). The impersonator has NO connection with, and is not to be confused with, the genuine Coltin Securities, LLC, which has the following mailing address: 415 Madison Avenue, 14th Floor, Suite 1413, New York, NY 10017. The SEC's EDGAR database contains registration information for the genuine entity.
Connelly Peterson Ltd. 200 West Madison Street P.O. Box 57680 Chicago, IL 60606 Phone: 312-462-4925 Fax: 312-462-4926 Website: http://connellypeterson.com/	No US registered securities firm with this name.
Coreen Bradford Insurance 153 E. Wacker Drive Chicago, IL 60601 Phone: 312-628-1287, 815-280-0375 Website: http://coreenbradfordinsurance.com/	No US registered securities firm with this name.
Continental American Group Columbia Tower 701 Fifth Avenue, 68th Floor Seattle, WA 98104-5119 Phone: 206-316-8315 Fax: Upon request. Website: http://www.continental-american.com/	No US registered securities firm with this name.
Corporate Mergers & Acquisition Group 535 Madison Avenue, Suite 300 New York, NY 10022 Phone: 646-918-8126 Fax: 347-223-5234 Website: http://corporatemagroup.com/	No US registered securities firm with this name.
Crawford Clarke M&A 305 W. Washington St. Phoenix, AZ 85003 Phone: 480-588-0844 Fax: 480-588-0854 Website: http://www.crawfordcma.com/	No US registered securities firm with this name. Investor solicitations employ "Securities Validation Authority," an entity which is believed to be fictitious.
Cromwell and Goodwin 221 E 18th Street, #1 New York, NY 10003-3620 Phone: 646-755-9017 Fax: 646-403-8037 Website: http://www.cromwellgoodwin.com/	No US registered securities firm with this name.
Crown Will Escrow and Clearing 1258 H Street, NW Washington, DC 20005 Fax: 202-315-2599 Website: http://www.crownwillescrowandclearing.com/	No US registered securities firm with this name.
CSA Financial Group 44 Wall Street, 4th Floor New York, NY 10005 Website: http://csamarkets.com/	No US registered securities firm with this name.
Cunningham, Austin, Wheeler & Associates P.O. Box 78254 Seattle, WA 98381 Phone: 206-350-3366 Fax: 206-600-4361 Website: http://www.cunninghamaustinwheeler.com/	No US registered securities firm with this name.
Danford Capital Group Suite 2403 Wall Street Center 15 Wall St. New York, NY Phone: 347-515-2046 Fax: 347-438-3157 Website: http://www.danfordcapitalgrp.com/	No US registered securities firm with this name.
David W. Jones, Attorney at Law Three Allen Center, Suite 1406 333 Clay Street Houston, TX 77002 Phone: 713-513-5175 Fax: 713-583-8764 Website: http://davidwjoneslaw.com/	David W. Jones, Attorney at Law is impersonating a genuine attorney and senior counsel with the same name at Thompson & Knight LLP located at 333 Clay Street, Suite 3300, Houston, TX 77002. The impersonator has NO connection with, and is not to be confused with, the genuine David W. Jones.
Davis & Rudell LLC Liberty Street, Financial District New York, NY 10006 Fax: 646-346-7472 Website: http://www.davis-rudell.com/	No US registered securities firm with this name.
Delta West Financial Management 1553 4th Avenue, #600 New York, NY 10017 Phone: 646-918-5166 Fax: 646-224-9687 Website: http://www.deltawestfinancialmgt.com/	No US registered securities firm with this name.
Dempsey Bingham P.O. Box 94218 Seattle, WA 98381 Phone: 206-339-8372 Fax: 206-338-0578 Website: http://dempseybingham.com/	No US registered securities firm with this name.
Diversified Portfolio Management Invest, a.k.a. DPM Invest Carnegie Hall Tower, Unit 177 152 West 57th Street New York City, NY 10019 Phone: 646-248-7927 Fax: 646-619-4663 Website: http://www.dpminvest.com/	No US registered securities firm with this name.
Drexel Lambert Mergers and Acquisitions 1221 Avenue of the Americas New York, NY 10020 Phone: 212-359-1634 Fax: 212-656-1226 Website: http://www.drexellambertmergersandacquisitions.com/	No US registered securities firm with this name.
Duke & Bremmer Law Firm LP 1401 Sawgrass Mills, Suites 101-103 Ft. Lauderdale, FL 33323 Phone: 954-213-6982 Website: http://duke-bremmer.com/ (The website is no longer accessible.)	No US registered securities firm with this name.
Duke Smythe Associates P.O. Box 35178 Seattle, WA 98381 Phone: 206-666-2465 Fax: 206-338-6193 Website: http://www.dukesmythe.com/	No US registered securities firm with this name.
Easton Consultancy, a.k.a. Easton Consultancy Advisory Firm 256E Broadway, Suite 654 New York, NY 10038 Phone: 646-755-9011, 646-755-4542 Fax: 646-619-4542 Website: http://www.eastonconsultancy.com/	No US registered securities firm with this name.
Edison Transfer Agency 300 Madison Avenue, Suite 815 Toledo, OH 43601 Phone: 419-712-3201 Fax: 419-821-9392 Website: http://edisontransfer.com/	No US registered securities firm with this name.
Empire Financial Management Incorporated 115 NW 198th Street Miami, FL Phone: 305-704-7306 Fax: 305-425-3340 Website: http://www.empirefinanceinc.com/	No US registered securities firm with this name.
The Equity Exchange Group Portfolio Management (Limited) 1 Federal Street, Floor 28 Boston, MA 02108 Phone: 617-499-4856 Fax: 617-499-4857	No US registered securities firm with this name.
Equity Law Group 2634 NE 9th Avenue, Suite 849 Cape Coral, FL 33909 Phone: 407-574-5558 Website: http://www.equitylawgroup.net	No US registered securities firm with this name.
Equity Trust Management, LLC 1 Boylston Street Boston, MA 02116 Phone: 617-861-4513 Website: http://www.equitytm.com/	No US registered securities firm with this name.
Fairchild Holdings & Advisory Firm Corporation 245 Park Avenue , 24th Floor New York, NY 10167 Phone: 800-781-5490 Fax: 212-214-0566 Website: http://fairchildholdings.net/	No US registered securities firm with this name.
Farrel, Thornton, Lloyd & Brown 2000 Market Street, Suite 2122 Philadelphia, PA 19103 Phone: 267-546-4008 Fax: 267-569-3000 Website: http://www.ftlbpa.com/	No US registered securities firm with this name.
FCM Advisory Services, Inc. 910 Fannin Street, Suite 1529 Houston, TX 77002 Phone: 832-615-3652 Fax: 832-615-3652 Website: http://www.fcm-advisory.com/	No US registered securities firm with this name.
Federal Capital, Inc. 459 Columbus Avenue New York, NY 10024 Phone: 914-293-1451 Fax: 914-462-3763 Website: http://www.federalcap.us	No US registered securities firm with this name.
Federal Equities Corporation 51 Madison Avenue New York, NY 1001 Phone: 646-360-1718 Fax: 646-861-5982 Website: http://federalequitiescorp.com/	No US registered securities firm with this name.
Ferguson Hathaway Consulting, Ltd./FH Consulting 2101 Wall Street Center 14 Wall Street New York, NY 10005 Phone: 212-461-1487 Fax: 646-224-8941	No US registered securities firm with this name.
FinAllianz W. 50th St., Rockefeller Plaza New York, NY 10019 Phone: 646-810-6182 Fax: 484-993-3822	No US registered securities firm with this name.
Financial Asset Management, Inc. 1269 Avenue of the Americas New York, NY 10019 Phone: 646-328-5070 Website: http://www.finamgtinc.com (The website is no longer accessible.)	No US registered securities firm with this name. There existed a formerly registered broker-dealer with the same name - Financial Asset Management, Inc. (CRD Number: 18514; SEC Number: 8-36802). The genuine Financial Asset Management, Inc. had its registration with the SEC terminated, effective February 4, 2003, and is defunct. There exists a genuine SEC-registered investment adviser with a similar name but different address in New York City - Financial Asset Management Corp. (CRD Number: 106643; SEC Number: 801-27858). The former but defunct broker-dealer firm and the genuine investment adviser firm have NO connection with, and are not to be confused with, the soliciting entity Financial Asset Management, Inc.
Financial Soultions (sic) One Liberty Plaza 165 Broadway, Suite 3625 New York, NY 10006 Phone: 646-918-5152 Fax: 646-786-4911 Website: http://www.financialsoultions.com/	No US registered securities firm with this name. This soliciting entity's website has the same contact details as JSM Financial's.
FinSolve Inc. 90 Park Avenue, 17th Floor New York, NY 10016 Fax: 646-607-4654, 347-287-6716 Website: http://www.fin-solve.com/	No US registered securities firm with this name.
FinTrade Advisors Inc. 1285 6th Avenue, 32nd Floor New York, NY 10019 Fax: 646-346-7472 Website: http://www.fintradeadvisors.com/	No US registered securities firm with this name.
First Financial Management 255 W. 36th Street New York, NY 10018-7798 Phone: 646-351-1282 Fax: 646-961-4811 Website: http://firstfinancialmgmt.com/	No US registered securities firm with this name.
First Independent Accounting & Management Services Inc. 1100 Superior Avenue P.O. Box 5740 Cleveland, OH 44114 Phone: 440-809-8438 Fax: 440-809-8439 Website: http://fiams.com/	No US registered securities firm with this name.
First Liberty Transfer Agency, LLC 1101 Pennsylvania Avenue Washington, DC 20004 Phone: 202-449-9593 Fax: 202-379-9299	No US registered securities firm with this name.
First National Reliance Inc. 300 Fifth Avenue New York, NY 10001 Phone: 212-542-9166 Website: http://www.firstnationalreliance.com/	No US registered securities firm with this name.
First National Stock Transfer Inc. 77 E. Missouri Avenue, Suite 71 Phoenix, AZ 85012 Mailing Address: 5555 N. 7th Street, Suite 134-238 Phoenix, AZ 85014 Phone: 602-559-1857 Fax: 602-297-6517 Website: http://www.fnsti.com/	No US registered securities firm with this name. First National Stock Transfer Inc. is impersonating a former genuine entity having the same name (CIK Number: 0001375291; SEC Number: 084-06191). The legitimate First National Stock Transfer Inc. initially and last filed with the SEC on September 7, 2006 and is defunct. The impersonator has NO connection with, and is not to be confused with, the former genuine entity. Claims to work with, or makes other reference in its solicitations to, Cameron Poe & Associates Inc., a purported financial advisory services firm.
First Prime Corporations, a.k.a. First Prime Corp. 201 Varick Street, 10th Floor New York, NY 10014 Phone: 914-214-5306 Fax: 646-390-7429 Website: http://www.firstprimecorp.com (This domain name is suspended.)	No US registered securities firm with this name.
Frazer White Group 1600 Broadway Denver, CO 80202 Phone: 303-353-0764 Fax: 303-353-0765 Website: http://www.fwgma.com/	No US registered securities firm with this name. Investor solicitations employ "Securities Regulatory Agency," an entity which is believed to be fictitious.
Fund Investors, Inc. 10 New King Street White Plains, NY 10604 Phone: 914-214-5303 Fax: 914-462-3783 Website: http://www.fundinvestorsincllc.com (The website is no longer accessible.)	Fund Investors, Inc., White Plains, NY is impersonating a genuine entity with the same name located in Johnstown, PA. The impersonator has NO connection with, and is not to be confused with, the genuine entity Fund Investors, Inc. (CRD Number: 20374; SEC Number: 8-38186), which has the following mailing address: 636 Scalp Avenue, Johnstown, PA 15904. The SEC's EDGAR database contains registration information for the genuine entity.
Gardner Financial Trading White Plains Plaza 445 Hamilton Avenue, Suite 1107 White Plains, NY 10601 Phone: 917-546-7315 Fax: 212-631-1008 Website: http://gfinancetrading.com/	No US registered securities firm with this name. Garner Financial Trading is impersonating a genuine broker-dealer firm with a similar name - Gardner Financial Services, Inc. (CRD Number: 21000; SEC Number: 8-38631). The impersonator has NO connection with, and is not to be confused with, the genuine Gardner Financial Services, Inc., which has the following mailing and internet addresses: 8421 Wayzata Boulevard, Suite 350, Minneapolis, MN 55426, www.gardnerfinancialmn.com. The SEC's EDGAR database (http://www.sec.gov/edgar.shtml) contains registration information for the genuine entity.
Garrett Hopkins Associates P.O. Box 42861 Seattle, WA 98381 Website: http://garretthopkins.com/	No US registered securities firm with this name.
Gemini M&A 999 Peachtree St., NE Atlanta, GA 30309 Phone: 678-791-4032 Fax: 678-954-0595 Website: http://www.geminima.com/	No US registered securities firm with this name.
Glendale Management Group 330 Madison Avenue, 6th Floor New York, NY 10017 Phone: 646-918-5166 Fax: 646-619-4438 Website: http://www.glendalemgt.com/	No US registered securities firm with this name.
Global Alliance Insurance Company 226 W. Washington Street Chicago, IL Phone: 773-303-4861 Fax: 773-486-8240 Website: http://www.globalallianceinsurance.us/	No US registered securities firm with this name.
Global Asset Management Inc. New York, NY 10003 Website: http://globalassetmanagementinc.net/	No US registered securities firm with this name.
Global Capital Group Mergers & Acquisitions 731 Lexington Avenue New York, NY 10022 Phone: 212-933-9154 Fax: 212-954-5011 Website: http://globalmergersacquisitions.com/	No US registered securities firm with this name.
Global Capital Management, Inc. 1681 Pines Street, Corner South 17th Street Philadelphia, PA Phone: 646-652-0760 Fax: 646-924-3712 Website: http://globalcapmgt.com/	No US registered securities firm with this name. Global Capital Management, Inc. may be impersonating a registered investment adviser firm with a similar name - Global Capital Management, Inc. (CRD Number: 120557; SEC Number: 801-61143), which has the following mailing address: 500 North Gulph Road, Suite 101, King of Prussia, PA 19406. The impersonator has NO connection with, and is not to be confused with, the genuine Global Capital Management, Inc. WebIARD (Investment Adviser Registration Depository [operated by the Financial Industry Regulatory Authority (FINRA) on behalf of the SEC and the North American Securities Administrators Association (NASAA)]) contains registration information for the genuine entity.
Global Financial Corp. Worldwide, a.k.a. GFC Worldwide 100 Washington Avenue North, Suite 1319 Minneapolis, MN 55401 632 Broadway, Suite 407 New York, NY 10012 Phone: 646-461-2197 Fax: 646-219-2788, 646-619-4357 Website: http://gfcworldwide.com/	No US registered securities firm with this name.
Global Re-Insurance Services Website: http://globalreinsuranceservices.com/	No US registered securities firm with this name.
Global Direct Financial Inc. Aura Executive Center 695 Central Avenue, Suite 110 St. Petersburg, FL 33701 Phone: 786-228-4959 Head Office 93 Pearl Street New York, NY 10004 Phone: 212-465-3259	No US registered securities firm with this name.
Global Quest Consultancy Services, Inc. 900 11th NW, Corner New York Avenue NW Washington D.C. 20001 Phone: 202-455-0973 Fax: 202-403-3416 Website: http://globalquestservices.com/	No US registered securities firm with this name.
Global Quest Emerging Fund LP One Whitehall Street, 15th Floor New York, NY 10004 Phone: 646-652-0720 Fax: 646-786-4707 Website: http://www.gqemerging.com/	No US registered securities firm with this name. Global Quest Emerging Fund LP is impersonating a genuine entity with a similar name at the same address - Global Quest Emerging Fund II LP, a Regulation D exempt filer (SEC file no. 021-104914, received 06-18-07). The impersonator has NO connection with, and is not to be confused with, the genuine Global Quest Emerging Fund II LP, which has the following internet address www.globalquestinvestments.com. The SEC's EDGAR database (http://www.sec.gov/edgar.shtml) contains registration information for the genuine entity. The impersonator claims recognition from the "United States Registration Office." This is a fictitious entity.
GMA Advisory Services, Inc. 1501 South Clinton Street, Suite 506 Baltimore, MD 21244 Tel: 443-220-0140 Fax: 443-581-0057 Website: http://www.gmaadvisory.com/ (domain expired 4/2/08)	No US registered securities firm with this name.
Golden Medallion Trading Stanford Corporate Center 14001 N. Dallas Parkway, Suite 1400 Dallas, TX 75240 Phone: 866-296-7051 Fax: 817-977-5237	No US registered securities firm with this name.
Goodwin William Inc. 44 West 32nd Street New York, NY 10002 Phone: 212-542-8755 Fax: 212-202-7928 Website: http://www.goodwinwilliam.com/	No US registered securities firm with this name.
Gordon Group Services 129 West 29th Street, 12th Floor New York, NY 10001 Phone: 646-502-8137 Fax: 646-786-4825 Website: http://gordongroupservices.com/	No US registered securities firm with this name.
Grant Group LLC 1120 Broadway, 22nd Floor New York, NY 10010 Phone: 646-224-8723 Fax: 646-224-8724	No US registered securities firm with this name.
Greentree Financial Advisors 2408 Richmond Road Staten Island, NY 10306 Fax: 718-732-2047 Website: http://www.greentree-financial-advisors.us/	Greentree Financial Advisors is impersonating a genuine state-registered investment adviser firm with the same name registered in New York State - Greentree Financial Advisors, Inc. (CRD Number: 127088). The impersonator has NO connection with, and is not to be confused with, the genuine Greentree Financial Advisors, Inc. WebIARD (Investment Adviser Registration Depository [operated by the Financial Industry Regulatory Authority (FINRA) on behalf of the SEC and the North American Securities Administrators Association (NASAA)]) contains registration information for the genuine entity.
Greyson Consulting Group 40 Wall Street New York, NY 10005 Phone: 646-502-8239 Fax: 646-786-4775 Website: http://www.greysonconsultinggroup.com/	No US registered securities firm with this name.
Greystone Asset Management 780 Third Ave, 43rd Floor New York, NY 10017 Fax: 212-208-2496 Website: http://www.greystoneassetmanagement.com/	No US registered securities firm with this name. Greystone Asset Management is impersonating a genuine state-registered investment adviser firm with a similar name registered in New York State - Greystone Asset Management, LLC (CRD Number: 139802), which has the following mailing address: 780 Third Avenue, 43RD Floor, New York, NY 10017-2024. The impersonator has NO connection with, and is not to be confused with, the genuine Greystone Asset Management, LLC. WebIARD (Investment Adviser Registration Depository [operated by the Financial Industry Regulatory Authority (FINRA) on behalf of the SEC and the North American Securities Administrators Association (NASAA)]) contains registration information for the genuine entity.
Griffin Mergers and Acquisitions 8th Street and Nicollet Mall, Downtown Minneapolis, MN 55402-8773 Phone: 612-284-2417 Fax: 612-677-3711	No US registered securities firm with this name.
Gruber and Green, Inc. 311 Florence Avenue, 24th Floor, Suite 12 Evanston, Chicago, IL 60202 Phone: 224-217-9852 Fax: 225-282-1010 Website: http://www.gruberandgreeninc.com/ (The website is no longer accessible.)	No US registered securities firm with this name.
GS Global Asset Management LLC 488 Madison Avenue, 8th Floor New York, NY 10022 Phone: 646-843-6976 Fax: 646-219-3077 Website: http://www.gsgamgt.com/	No US registered securities firm with this name. GS Global Asset Management LLC is impersonating a formerly registered broker-dealer with a similar name but different address - GS Global Asset Management, L.L.C. (CRD Number: 44243; SEC Number: 8-50587). The genuine GS Global Asset Management L.L.C., which was located at 212 West 22nd Street, Suite 4F, New York, NY 10011, had its registration with the SEC cancelled on December 15, 1999 and is defunct.
Guardian Creative Tax Planners New York Times Building 200 Park Avenue New York, NY 10166 Phone: 212-359-1660 Website: http://www.guardian-inter.com/	No US registered securities firm with this name.
Guardian International New York Times Building 620 Eighth Avenue New York, NY 10018 Phone: 212-359-1660 Website: http://guardian-inter.com/	No US registered securities firm with this name.
Gultsara Trading Ltd. 701 Madison Street Seattle, WA 98104 Website: http://gultsara.com/	No US registered securities firm with this name.
Hampton Capital Management 71 Stevenson Street, Suite 400 San Francisco, CA 94105 Phone: 415-765-6744 (inoperative) Fax: 415-655-6601	No US registered securities firm with this name.
Hanworth Weir Ltd. Chicago Board of Trade Building Suite 1497 LV14 141 West Jackson BV (sic) Chicago, IL	No US registered securities firm with this name. Claims to work with, or makes other reference in its solicitations to, Strike Commodities.
Harbor Light Securities Inc. 1093 Deep Woods Drive Marion, NC 28752 Phone: 828-527-0244 Fax: 877-426-8220 Website: http://harborlightsecinc.com/	No US registered securities firm with this name. Harbor Light Securities Inc. is impersonating a genuine broker-dealer firm with a similar name and different street address - Harbor Light Securities, LLC (CRD Number: 130227; SEC Number: 8-66315). The genuine Harbor Light Securities, LLC is located at 1039 Deep Woods Drive. The impersonator has NO connection with, and is not to be confused with, the genuine Harbor Light Securities, LLC. The SEC's EDGAR database contains registration information for the genuine entity.
Harris James Associates 80 Broad Street New York, NY 10004 Phone: 917-338-1687 Fax: 917-591-7329 Website: http://www.harrisjamesassociates.com/	No US registered securities firm with this name.
Hedges Mergers & Acquisitions 1400 Broadway New York, NY 10018 Phone: 315-366-4259 Fax: 718-732-2785 Website: http://www.hmaworld.com (Not accessible)	No US registered securities firm with this name.
Heinz Hokkaido International 1585 Broadway New York, NY 10016 Website: http://www.heinzhokkaido.net/	No US registered securities firm with this name.
Hobdell and Williamson 2496 Sand Hill Road, Suite 132 Menlo Park, CA 94025 Phone: 650-963-5727 Fax: 650-240-3913 Website: http://www.hobdellwilliamson.com/hobdellwilliamson.htm	No US registered securities firm with this name.
Hogan, Case & Polk P.O. Box 87219 Seattle, WA, 97132 Phone: 206-202-4830 Fax: 206-426-5782 Website: http://hogancasepolk.com/	No US registered securities firm with this name.
Hopewood and Company 413 4th Ave. S. Columbus, MS 39701 Phone: 662-913-0603 Fax: 662-913-0604	No US registered securities firm with this name.
Howell and Johnson Associates 1422 Euclid Ave. Cleveland, OH 44115 Phone: 216-744-1026 Fax: 216-744-1027	No US registered securities firm with this name. Website shows different phone numbers, with Atlanta area codes, from those used in solicitation materials.
IDA Consultancy 199111 32nd Road Flushing, NY 11358 Phone: 646-502-8257 Fax: 646-224-9557 Website: http://www.idaconsultancy.com/	No US registered securities firm with this name.
Impact Finance 225 Franklin Street, 26th floor Boston, MA 02110 Phone: 857-239-0450 Fax: 857-220-3000 Website: http://www.impactfinance.net/	No US registered securities firm with this name.
Imperial Quest Ventures, Ltd. The Hancock Center 875 N Michigan Avenue, Suite 2600 Chicago, IL 60611 Phone: 866-365-3685 Fax: 312-205-6421, 312-277-3321	No US registered securities firm with this name. Claims to be recognized by the SEC and the U.S. Federal Trade Commission. Neither the SEC nor the Federal Trade Commission has endorsed this entity.
Institutional Equity Partners 200 West Street New York, NY 10282 Phone: 212-504-3129 Fax: 212-504-7937 Website: http://iepnet.com/	No US registered securities firm with this name.
Interactive Taxation Consultants Samson Building Level 8-22G 501 Fifth Avenue New York, NY 10017 Phone: 212-359-1682 Fax: 212-954-5088 Website: http://www.taxationconsultants.com/	No US registered securities firm with this name.
International Mergers City Spire Center, Level 4, 150 & 156 West 56th Street New York, NY Phone: 212-401-0689 Fax: 646-619-4166 Website: http://mergers-intl.com/	No US registered securities firm with this name.
Investors Advisory Services, LLC 857 3rd Avenue, 18th Floor New York, NY 10022 Phone: 646-360-1719 Fax: 646-786-4693 Website: http://investorsadvisorysvcsllc.com/	Investor Advisory Services, LLC, New York, NY is impersonating a genuine entity with the same name located in Brentwood, Tennessee. The impersonator has NO connection with, and is not to be confused with, the genuine entity Investors Advisory Services, LLC (CRD Number: 47083; SEC Number: 8-51662), which has the following mailing address: 100 Winners Circle, Suite 400, Brentwood, TN 37027. The SEC's EDGAR database (http://www.sec.gov/edgar.shtml) contains registration information for the genuine entity.
Itaxation Corporation Ltd. Equitable Building, Level 11 New York, NY Phone: 646-369-1368 Fax: 646-607-4224 Website: http://www.itaxation.com/	No US registered securities firm with this name.
J. Rowan Associates 230 Peachtree St. NW Atlanta, GA 30303 Phone: 678-954-0520 Fax: 678 954 0521	No US registered securities firm with this name.
JD Trading 1300 Connecticut Avenue NW Suite 2010-2011 Washington, DC 20036 Phone: 202-403-3107 Fax: 202-403-3107 Website: http://www.jdtrading.us/	No US registered securities firm with this name.
Jackson Bernstein Associates P.O. Box 39762 Seattle, WA 97126-1428 Phone: 206-337-1929 Fax: 206-203-0357 Website: http://www.jacksonbernstein.com/	No US registered securities firm with this name.
Jacob Stuart & Knight Inc. 255 West 36th Street, Suite 700 New York, NY 10018 Phone: 347-284-6232 Fax: 347-649-2097 Website: http://www.jstuart-knight.com/	No US registered securities firm with this name.
Jacobson Group 357 West 58th Street New York, NY 10019 Phone: 646-248-7952 Fax: 646-924-3154 Website: http://www.jacobsongroup.net/	No US registered securities firm with this name.
Janco Lazard Transfer Company 30 Rockefeller Plaza, 57th Floor New York, NY 10112-6300 Phone: 212-389-7918 Website: http://jancolazardtransfer.com/	No US registered securities firm with this name.
Jefferson Clark Associates PO Box 58389 Seattle, WA 98138-1386 Phone: 206-973-7179 Fax: 206-984-4342 Website: http://www.jeffersonclark.com/	No US registered securities firm with this name.
JSM Financial One Liberty Plaza 165 Broadway, Suite 3625 New York, NY 1006 Phone: 646-918-5152 Fax: 646-786-4918 Website: http://jsmfinancial.com/	No US registered securities firm with this name. This soliciting entity's website has the same contact details as Financial Soultions' (sic).
Kennedy, Anderson & Lang 60 E. 42nd St., Suite 1516 New York, NY 10165 Phone: 646-290-8536 Fax: 646-290-8922 Website (now offline): http://kal-ny.com/	No US registered securities firm with this name.
Kensington Advisory & Investment Group 350 Fifth Avenue, Suite 5620 New York, NY 10118 Phone: 646-328-5070 Fax: 646-224-8433 Website: http://kensingtonaig.com/	No US registered securities firm with this name. Kensington Advisory & Investment Group is impersonating a formerly registered broker-dealer firm named Kensington Advisory and Investment Group LLC (CRD Number: 47739; SEC Number: 8-51888). The genuine Kensington Advisory and Investment Group LLC had its registration with the SEC terminated on February 18, 2003 and is defunct.
Keswick Group 154 Exchange Boulevard, Suite 108 Rochester, NY 14614-2108 Phone: 585-935-5205 Fax: 585-935-5206 Website: http://keswickgrp.com/ (according to its Internet service provider, this domain name expired on November 11, 2010)	No US registered securities firm with this name.
Kipling Mercer & Co. LLC 1410 Fourth Avenue Seattle, WA 98101 Phone: 206-508-2258 Website: http://www.kiplingmercer.com/	No US registered securities firm with this name.
Kirkland Gray Acquisitions 500 North Michigan Avenue Chicago, IL 60611 Phone: 312-379-5982 Fax: 312-827-9582 Website: http://www.kirklandgray.com/	No US registered securities firm with this name.
Kobe Asset Management One Oxford Centre, 301 Grant Street, Suite 2100 Pittsburgh, PA 15219 Phone: 412-235-0107 Fax: 412-202-0736	No US registered securities firm with this name.
Kravitz Roth, Ltd. 347 N. Rodeo Drive Beverly Hills, CA 90210 Phone: 366-317-6621 Fax: 267-851-5959 Website: http://www.kravitzroth.com/ (domain expired 4/16/08)	No US registered securities firm with this name.
Krust Global Financials 209 East 65th Street New York, NY 10065-4451 Phone: 315-604-3864 Fax: 646-619-4732. Website: http://www.krustglobalfinancials.com/	No US registered securities firm with this name.
Lambert McMillan Corporation 80 S 8th Street Ids Center & Crystal Court Building, 8th Floor Minneapolis, MN 55402 Phone: 612-246-4553 Fax: 612-465-2241 Website: http://www.lambertmcmillan.com/	No US registered securities firm with this name.
Landmark M&A, Inc. 445 Park Avenue New York, NY 10022 Phone: 646-530-8783 Fax: 646-417-7996	No US registered securities firm with this name.
Legal Management Consultants 1285 Avenue of the Americas, Suite 219 New York, NY 10019 Phone: 239-240-4433 Fax: 646-588-0345 Website: http://www.stocksfraud.info/	No US registered securities firm with this name.
Legal Recovery Consultants 206 NW 2nd Ave, Suite 933 Miami, FL 33130 Phone: 305-420-5667 Fax: 954-827-0503 Website: http://www.legalrecoveryconsultants.com/	No US registered securities firm with this name.
Legg and Berman Acquisitions Management The Mercantile Exchange 30 South Wacker Drive, 22/F Suite 228-230 Chicago, IL 60611 Phone: 312-416-0890 Fax: 312-279-1279 Website: http://leggandberman.com/	No US registered securities firm with this name.
Liberty Transfer Co. Washington, DC 20004 Phone: 202-459-0977 Website: http://www.liberty-transfer.net/	No US registered securities firm with this name. Liberty Transfer Co. may be impersonating a former genuine transfer agent firm having the same name - Liberty Transfer Co. (CIK Number: 0000912887; SEC Number: 084-05474), which had the following mailing address: 191 New York Avenue, Huntington, NY 11743. The impersonator has NO connection with, and is not to be confused with, the former genuine Liberty Transfer Co. The legitimate Liberty Transfer Co. last filed with the SEC on January 8, 2007, had its registration cancelled by the SEC on March 21, 2011, and is defunct.
Lincoln & Rutherford Trust Management 118 East Main Street Newark, DE 19702 Also: P.O. Box 1059 Phone: 302-565-4174 Fax: 302-861-3764 Website: http://lincolnrutherford.com/	No US registered securities firm with this name.
Lincoln Trust Transfer Agency LLC 9727 Highway 12W Rochester, WA 98579 Phone: 360-347-1251 Fax: 360-234-5155 Website: http://www.lincolntrustta.com/	No US registered securities firm with this name.
Lindenberg Asset Management One Market Street, Spear Tower, 33th Floor San Francisco, CA 94105 Phone: 415-373-5248 Fax: 415-276-6023	No US registered securities firm with this name.
Litmus Capital Management Group LLC 1325 Avenue of the Americas New York, NY 10019-6026 Phone: 646-351-8638 Fax: 646-403-4600 Website: http://litmuscmg.com/	No US registered securities firm with this name. Litmus Capital Management Group LLC is impersonating a formerly registered investment adviser firm with a similar name - Litmus Capital Management LLC (CRD Number: 138130; SEC Number: 801-65501), which had the following mailing address: 1325 Avenue of the Americas, 28th Floor, New York, NY 10019. The impersonator has NO connection with, and is not to be confused with, the former genuine Litmus Capital Management LLC. WebIARD (Investment Adviser Registration Depository [operated by the Financial Industry Regulatory Authority (FINRA) on behalf of the SEC and the North American Securities Administrators Association (NASAA)]) contains registration information for the genuine entity. The genuine Litmus Capital Management LLC, which had its registration with the SEC terminated on December 11, 2008 and is defunct as an investment adviser firm, now operates as a hedge fund. The SEC's EDGAR database contains filing information for offerings made in connection with this entity.
Livingston Mergers & Acquisitions 110 West C Street, Suite 1150 San Diego, CA 92101 Phone: 619-819-0721 Fax: 619-923-3342 Website: http://www.livingstonma.com/	No US registered securities firm with this name. Investor solicitations employ "Central Equities Administrators," an entity which is believed to be fictitious.
Lloyd Brown Investments, Inc. Hancock Center 875 N. Michigan Ave., Suite 3100 Chicago, IL 60611 Phone: 312-416-0876 Fax: 312-416-0877	No US registered securities firm with this name.
Lloyds & Lambert Capital Ventures Inc. 84 Chambers Street, 57th Floor New York, NY 10007 Phone: 347-821-5339 Fax: 917-591-8609 Website: http://lloyds-lambert.com/	No US registered securities firm with this name.
Lloyd Morgan Company 44 Wall Street New York, NY 10005 Phone: 212-461-7118 Fax: 212-461-2223 Website: http://llomor.com/ (The website is not accessible.)	No US registered securities firm with this name.
Lombard Grand Financials 53 5th Avenue, #600 New York, NY 10017 Phone: 646-558-0087 Fax: 646-365-3322 Website: http://lombardgrandfinancials.com/	No US registered securities firm with this name.
Lynx Mackenzie, Inc. 415 Madison Avenue New York, NY 10017 Phone: 646-912-6187 Fax: 646-786-4954 Website: http://www.lynxmackenzie.com/	No US registered securities firm with this name.
Madden Group Inc. (MGI) Rand Building 14 Lafayette Square, Suite 1408 Buffalo, NY 14203 Phone: 716-829-7233 Fax: 716-706-1442 Website: http://www.maddengroupinc.com/	No US registered securities firm with this name.
Macallaster Pitfield Mackay Inc. 30 Broad Street New York, NY 10004 Phone: 716-676-1121 Fax: 716-200-1693 Website: http://www.malpminc.com/ (The website is no longer accessible.)	Macallaster Pitfield Mackay Inc. is impersonating a genuine broker-dealer firm with the same name - Macallaster Pitfield Mackay Inc. (CRD Number: 3046; SEC Number: 8-02978), which has the following mailing address: 30 Broad St., New York, NY 10004. The impersonator has NO connection with, and is not to be confused with, the genuine Macallaster Pitfield Mackay Inc. The SEC's EDGAR database contains registration information for the genuine entity.
Maddisson Jardine Associates P.O. Box 41953 Seattle, WA 98381 Phone: 206-337-1585 Fax: 206-337-5388 Website: http://www.maddissonjardinegroup.com/ (A former website used by this entity, http://www.maddissonjardine.com/, is no longer accessible.)	No US registered securities firm with this name.
Madison Avenue Mergers & Acquisitions 867 Madison Avenue New York, NY 17404 Phone: 212-359-1682 Website: http://madison-avema.com/	No US registered securities firm with this name.
Maitland Bell & Co. 2201 E. Camelback Rd. Phoenix, AZ 85016 Phone: 602-926-1314 Fax: 602-926-1315	No US registered securities firm with this name.
Manhasset Capital Management Group 150 East 58th Street, Floor 20 New York, NY 10022 Phone: 646-500-8691 Fax: 646-304-2831 Website: http://manhassetcmg.com	No US registered securities firm with this name. Manhasset Capital Management Group is impersonating a formerly registered investment adviser firm with a similar name - Manhasset Capital Management, LLC (CRD Number: 138739; SEC Number: 801-65748), which had the following mailing address: 6 Pheasant Way, 20th Floor, Manalapan, NJ 07726. The impersonator has NO connection with, and is not to be confused with, the former genuine Manhasset Capital Management, LLC. WebIARD (Investment Adviser Registration Depository [operated by the Financial Industry Regulatory Authority (FINRA) on behalf of the SEC and the North American Securities Administrators Association (NASAA)]) contains registration information for the genuine entity. The genuine Manhasset Capital Management, LLC had its registration with the SEC terminated on December 10, 2008 and is defunct.
Manhattan Acquisition Corp. 126 East 56th Street, 29th Floor New York, NY 10022 Phone: 212-461-4892 Website: http://manhattanacquisitioncorp.com/	No US registered securities firm with this name. Manhattan Acquisition Corp. is impersonating a genuine entity with the same name. The impersonator has NO connection with, and is not to be confused with, the genuine Manhattan Acquisition Corp., a Schedule 13D ("beneficial ownership report") filer (CIK Number: 0001128718) and Delaware corporation formed by BRS L.P. for the sole purpose of effecting the proposed transactions of merging with and into a single other company, as described in its filing of November 27, 2000 and amended filing of January 18, 2001. The SEC's EDGAR database contains information for the genuine entity.
Manning Capital Inc. 384-386 Greenwich St. New York, NY 10013 Phone: 866-221-4081 Fax: 914-462-3529 Website: http://www.manningcap.us/	No US registered securities firm with this name.
Mannix M&A 402 W Broadway San Diego, CA 92101 Phone: 619-331-9554 Fax: 619-331-9555 Website: http://www.mannixma.com/	No US registered securities firm with this name. Investor solicitations employ "Securities Litigation Committee," an entity which is believed to be fictitious.
Marcus & Company Inc. 174 Pearl Street, 47th Floor New York, NY 10005 Phone: 646-386-2461 Website: http://marcusandcomp.com/ (The website is no longer accessible.)	No US registered securities firm with this name.
Marshall Security & Transfer Inc. 14th floor, 50 Broad Street New York, NY 10004	No US registered securities firm with this name.
Mathisen Financial 1 State Street New York, NY 10004 Phone: 718-337-8931 Fax: 718-425-0379 Website: http://mathisenfinancial.com/	No US registered securities firm with this name.
MBC Finance Group 307 Broadway New York, NY 10048 Phone: 646-918-5135 Fax: 646-514-4337 http://mbcfinancegroup.com/	No US registered securities firm with this name.
McCarthy & Bennett M&A 1645 Court Place Denver, CO 80202 Phone: 303-353-0762 Fax: 303-353-0763 Website: http://www.mccarthyma.com/	No US registered securities firm with this name.
Mclintock Greer 117 West 57th Street New York, NY 10019 Phone: 646-452-9376 Fax: 646-452-9376 Website: http://mclintockgreer.com/	No US registered securities firm with this name.
McMillan Consulting 575 Lexington Avenue New York, NY 10022 Phone: 212-461-7128 Fax: 212-504-0870 Website: http://www.mcmillanconsult.com/	No US registered securities firm with this name.
Melrose & Greystone 255 West 36th Street New York, NY 10018-7555 Phone: 212-655-5806 Fax: 718-732-2989 Website: http://www.melroseandgreystone.com/	No US registered securities firm with this name.
Metcap Securities 405 Lexington Avenue, 39th Floor New York, NY 10174 Phone: 716-676-1121 (documents), 646-701-7095 (website) Fax: 716-200-1693 Website: http://www.metcapsecurities.com	No US registered securities firm with this name. Metcap Securities is impersonating a genuine broker-dealer firm with a similar name - Metcap Securities, LLC (CRD Number: 30418; SEC Number: 8-45147), which has the following mailing address: 405 Lexington Ave., 39th Floor, New York, NY 10174. The impersonator has NO connection with, and is not to be confused with, the genuine Metcap Securities, LLC. The SEC's EDGAR database contains registration information for the genuine entity.
Miller & Parker Consulting Group 750 Third Avenue 12th Floor East 46th Street Corner to East 47th New York, NY Phone: 646-502-8241 Fax: 646-786-4831 Website: http://www.millerparkergroup.com/	No US registered securities firm with this name.
Miller & Ross Lexington Avenue, Manhattan-Midtown Turtle Bay, NY 10107 Fax: 646-478-9513	No US registered securities firm with this name.
Minor Group Incorporated 15 E 57th Street New York, NY 10022 Phone: 212-359-1620 Fax: 212-372-7406 Website: http://www.minorgroupinc.com/	No US registered securities firm with this name.
MIT Associates Incorporated One Liberty Plaza Columbia Center 701 Fifth Avenue Seattle, WA 98104 Phone: 206-337-4561 Fax: 206-424-4720 Website: http://mitassociates.org/	MIT Associates Incorporated, Seattle, WA is impersonating a genuine broker-dealer firm with a similar former name located in Stamford, CT. The impersonator has NO connection with, and is not to be confused with, the genuine entity MIT Associates, LLC d/b/a Liability Solutions (CRD Number: 121171; SEC Number: 8-65386), which has the following mailing address: One Landmark Square, Suite 620, Stamford, CT 06901. The SEC's EDGAR database contains registration information for the genuine entity.
Morgan Investment Management 12520 High Bluff Drive San Diego, CA 92130 Phone: 858-408-3203 Fax: 858-430-3823 Website: http://morganim.com/	No US registered securities firm with this name. Morgan Investment Management is impersonating a genuine broker-dealer firm with a similar name - Morgan Investment Management, Inc. (CRD Number: 45487; SEC Number: 8-51049), which has the following mailing address: 12520 High Bluff Drive, Suite 360, San Diego, CA 92130-2041. The impersonator has NO connection with, and is not to be confused with, the genuine Morgan Investment Management, Inc. The SEC's EDGAR database contains registration information for the genuine entity.
Morisson & Associates a.k.a. Morisson & Associates Law Firm & Consultancy One Liberty Plaza, Suite 3620 165 Broadway New York, NY 1006 (sic) Phone: 646-810-8672 Fax: 646-383-9317 Website: http://www.morrisonassociates.us/	No US registered securities firm with this name.
Morisson Ventures Inc. 2101 Wall Street Center 14 Wall Street New York, NY 10005 Phone: 212-461-1847 Fax: 718-732-2096 Website: http://morissonventures.com/ (Not accessible)	No US registered securities firm with this name.
NBI Energy 1370 Avenue of Americas, 24th Floor New York, NY 10019 Phone: 646-652-6222 Fax: 646-861-4617 Website: http://www.nbienergy.com/ (The website is no longer accessible.)	No US registered securities firm with this name. NBI Energy is impersonating a genuine entity with a similar name at the same address - NBI Energy Fund LP, a Regulation D exempt filer (SEC file no. 021-89655, received 05-04-06). The impersonator has NO connection with, and is not to be confused with, the genuine NBI Energy Fund LP. The SEC's EDGAR database contains registration information for the genuine entity.
NT Financial Services 808 Broadway, #11 New York, NY 10003 Phone: 212-247-1708 Fax: 212-937-3669 Website: http://www.ntfinancialservices.net/ (The domain is suspended.)	No US registered securities firm with this name.
Nevada Transfer Agent Reno, NV Phone: 866-920-0792 Fax: 646-478-9207 Website: http://www.nevadatransferagent.com/	No US registered securities firm with this name.
New Alliance Securities, Inc. (No address provided.) Phone: 646-360-1715 Fax: 646-224-9826 Website: http://www.newalliancesecurities.com/	No US registered securities firm with this name. New Alliance Securities, Inc. may be impersonating a formerly registered broker-dealer firm named New Alliance Securities, Inc. (CRD Number: 10212; SEC Number: 8-26767), which had the following mailing address: 3030 Bridgeway, Suite 330, Sausalito, CA 94965. The genuine New Alliance Securities, Inc. was expelled from FINRA on May 2, 1986 and is defunct. The impersonator has NO connection with, and is not to be confused with, the former genuine entity.
New York Finance Company 405 Lexington Avenue Chrysler Building New York, NY 10174 Website: http://newyorkfinanceco.com/	No US registered securities firm with this name.
New York Global Group, Inc. 14 Wall Street, Suite 1225 New York, NY 10005 Phone: 646-381-1596 Fax: 646-390-8637 Website: http://newyorkggi.com/	No US registered securities firm with this name. New York Global Group, Inc. is impersonating a genuine entity with the same name but different address - New York Global Group, Inc., a Regulation D exempt filer (SEC file no. 021-79407, received 07-20-07), which has the following mailing address: 40 Wall Street, 38th Floor, New York, NY 10005. The impersonator has NO connection with, and is not to be confused with, the genuine New York Global Group, Inc. The SEC's EDGAR database contains registration information for an offering made by the genuine entity that was not completed.
Norsk Financial 402 W. Broadway, Suite 300 San Diego, CA 92101 Phone: 619-342-0176 Fax: 619-923-2975 Website: http://www.norskfinancial.com/	No US registered securities firm with this name.
North Pacific Mergers & Acquisitions 1511 6th Avenue Suite 211 Seattle, WA 98101 Phone: 206-451-5155 Fax: 206-338-7140 Website: http://www.northpacificmergers.com/	No US registered securities firm with this name.
Northern Alliance Group 56 6th St E Saint Paul, MN 55101 Phone: 651-212-7093 Fax: 651-212-7094 Website: http://www.nalliance-group.com/	No US registered securities firm with this name. Investor solicitations employ "International Securities Validation Division," an entity which is believed to be fictitious.
NorthPoint M&A Advisors NorthPoint M&A Advisors LLC 1522E Perkins Ave., Suite D Sandusky OH, 44870 Phone: 419-464-9054 Fax: 419-821-9392 Website: http://northpointma.com/	No US registered securities firm with this name.
Northwest Mergers and Acquisitions, Inc. 210 SW Morrisson, Suite 601 Portland, OR 97204 Phone: 503-298-4850 Fax: 503-961-8527 Website: http://www.northwestmanda.com/	No US registered securities firm with this name.
Nortia Account Management Suite 610, One Park Plaza Irvine, CA 92614 Phone: 949-666-5396 Fax: 949-666-5426 Website: http://www.nortiaam.com/	No US registered securities firm with this name.
NY Finance Ltd. 307 7th Avenue, Suite 306 New York, NY 11215 Phone: 212-247-1721 Fax: 212-656-1877 Website: www.nyfinanceltd.com (resolves to: http://wpress.nyfinanceltd.com/)	No US registered securities firm with this name.
O'Coone, McCormack & Button Ltd. 138 Lexington Avenue New York, NY 10016 Phone: 646-360-1721 Fax: 646-861-4609 Website: http://www.ocmbuttonltd.com/	No US registered securities firm with this name. O'Coone, McCormack & Button Ltd. is impersonating a formerly registered broker-dealer firm named OCM Distributors, Inc. (CRD Number: 23204; SEC Number: 8-40276). The genuine OCM Distributors, Inc. had its registration with FINRA terminated on December 9, 1992 and is defunct.
Obrien & Shepard Inc. 276 North Virginia Avenue, Unit 803, 8th Floor Atlantic City, NJ 08401 Phone: 914-214-5302 Fax: 914-462-3728 Website: http://obrienandshepard.com/ (The website is no longer accessible.)	No US registered securities firm with this name. Obrien & Shepard Inc. is impersonating a genuine broker-dealer firm with a similar name - O'Brien & Shepard, Inc. (CRD Number: 7152; SEC Number: 8-19348), which has the following mailing address: 75 Montgomery Street, Suite 602, Jersey City, NJ 07302. The impersonator has NO connection with, and is not to be confused with, the genuine O'Brien & Shepard, Inc. The SEC's EDGAR database contains registration information for the genuine entity.
PDH Transfers LLC 48 Wall Street, 11th Floor New York, NY 10005 Phone: 212-901-5211, 800-796-7437 Fax: 917-677-8252 Website: http://www.pdhtrans.com	No US registered securities firm with this name.
Pacific American Securities 9191 Town Centre Drive, Suite 406 San Diego, CA 92122 Phone: 213-325-3256 Fax: 213-652-1447 Website: http://www.pacificamericans.net	No US registered securities firm with this name. Pacific American Securities is impersonating a genuine broker-dealer and state-registered investment adviser firm with a similar name - Pacific American Securities, LLC (CRD Number: 42999; SEC Number: 8-50093 [for the broker-dealer]), which has the following mailing address: 9191 Towne Centre Drive, Suite 406, San Diego, CA 92122. The impersonator has NO connection with, and is not to be confused with, the genuine Pacific American Securities, LLC. The SEC's EDGAR database contains registration information for the genuine broker-dealer entity. WEBCRD (Central Registration Depository [operated by the Financial Industry Regulatory Authority (FINRA)]) and WebIARD (Investment Adviser Registration Depository [operated by FINRA on behalf of the SEC and the North American Securities Administrators Association (NASAA)]) also contain registration information for the genuine state-registered investment adviser firm, Pacific American Securities, LLC.
Paragon Capital Group, Inc. 450 Park Avenue, Suite 2512 New York, NY 10022 Phone: 347-329-3096 Fax: 347-402-0226 Website: http://www.paragoncapitalgrp.com/	No US registered securities firm with this name. Paragon Capital Group, Inc is impersonating a genuine entity with a similar name - Paragon Capital Partners, LLC (CRD Number: 132877; SEC Number: 8-66649). The impersonator is using the same street address and floor number of the genuine firm but a fake suite number that does not exist. The SEC's EDGAR database contains registration information for the genuine entity. The impersonator also has NO connection with, and is not to be confused with, the genuine broker-dealer firm, Paragon Capital Management Corp. (CRD Number: 107486; SEC Number: 801-41741), which has the following mailing and internet addresses: 10 Edgewood Avenue, Smithtown, NY 11787, www.paragoncapitalonline.com. The SEC's EDGAR database contains registration information for the genuine entity. The impersonator claims to be commissioned by the "Federal Depository Commission." This is a fictitious entity.
Peter Hamilton Law Firm & Consultancy 2219 8th Avenue Seattle, WA 98121 Phone: NYC 646-416-9031 Fax: 646-224-9569 Website: http://peterhamiltonconsultancy.com/	No US registered securities firm with this name.
Pinicle Registry 163 Third Avenue, Suite 184 New York, NY 10004 Phone: 917-470-9153 Fax: 678-693-7467 Website: http://pinicleregistry.com/	No US registered securities firm with this name.
Platinum Group International 410 Park Avenue, 15th Floor New York, NY 10022 Phone: 646-727-4436 Fax: 718-732-2350 Website: http://www.platinumgi.com/	No US registered securities firm with this name.
Pointe Atlantic 1431 S. Howard Avenue Tampa, FL Phone: 813-434-4297 and 813-387-3305 Website: http://www.pointe-atlantic.com	No US registered securities firm with this name. Pointe Atlantic is impersonating a formerly registered broker-dealer firm with the same name � Pointe Atlantic, Inc. (CRD Number: 46599; SEC Number: 8-51486). The genuine Pointe Atlantic, Inc. last filed with FINRA on July 22, 1999 and is defunct. The impersonator is also soliciting under the name Schnell and Company using the clone website schnellcompany.com.
Premier Consultancy Group (PCG) 1210 Commerce Street, Suite 408 Dallas, TX 75202 Phone: 214-453-1444 Fax: 214-602-1969 Website: http://www.premierconsultancygroup.com/	No US registered securities firm with this name.
Prime Group of Companies 125 Westchester Ave. White Plains, NY 10601 Phone: 914-214-5308 Fax: 914-462-3435 Website: http://www.primegroupofcompanies.com/	No US registered securities firm with this name.
Prime Solutions, Inc. 100 West 57th Street New York, NY Phone: 646-810-3935 Fax: 646-224-4191 Fax: 646-365-3422 (from website) Website: http://primesolutions.us/	No US registered securities firm with this name.
Progress Investments LLC 701 Brickell Avenue, Suite 2550 Miami, FL Phone: 305-834-4053 Fax: 305-675-2497 Website: http://progress-investments.com/	1Progress Investments LLC is impersonating a genuine broker-dealer firm with the same name - Progress Investments LLC (CRD Number: 139981; SEC Number: 8-67273), which has the following mailing address: 701 Brickell Avenue, Suite 2550, Miami, FL 33131. The impersonator has NO connection with, and is not to be confused with, the genuine Progress Investments LLC. The SEC's EDGAR database contains registration information for the genuine entity.
Qatalyst Partners, L.P. 155 Hamilton Place New York, NY 10031 Phone: 646-843-6975 Fax: 646-924-3948 Website: http://www.qatalystpartnerslp.com/	No US registered securities firm with this name. The impersonator Qatalyst Partners, L.P. has NO connection with, and is not to be confused with, the genuine broker-dealer firm with the same name - Qatalyst Partners LP (CRD Number: 147251; SEC Number: 8-67887), which has the following mailing address: Three Embarcadero Center, Sixth Floor, San Francisco, CA 94111. The SEC's EDGAR database contains registration information for the genuine entity.
Quantum Global Equities Inc. 19th Street NW Washington, DC 20036 Phone: 202-391-0955 Website: http://quantumglobalequitiesinc.com/	No US registered securities firm with this name.
Quantum Partners International Manhattan Business Center, 23rd Floor 410 Park Avenue New York, NY 10022 Phone: 800-644-3928 Fax: 917-832-1479 Website: http://www.quantumpartnersintl.com/	No US registered securities firm with this name.
Quantum Reliance Group 12450 East Imperial Highway, Suite 140 Norwalk, CA 90650 Phone: 562-645-5529 Website: http://qrgonline.com/	No US registered securities firm with this name.
Rayburn Watson & Associates 601 Union Street, Floor 15 Seattle, WA 98101 Phone: 206-445-0530 Website: http://rayburnwatson.com/	No US registered securities firm with this name.
Ridley Steed & Cabot Two Liberty Place 2312/1601 Chestnut Street Philadelphia, PA 19102 Phone: 215-554-6122 Fax: 267-535-2865 Website: http://rsc-global.com/	No US registered securities firm with this name.
Robbins, McCaully, Appleby LLC 100 North Stone Avenue, Suite 402 Tucson, AZ 85701 Phone: 520-979-3454 Fax: 520-979-3453 Website: http://rmappleby.com/	No US registered securities firm with this name. Claims to work with, or makes other reference in its solicitations to, Apex Stock Transfer Inc, an impersonator of a former genuine entity having the same name.
Robertson Ellis P.O. Box 44011 Seattle, WA 98381 Phone: 206-202-0698 Fax: 206-309-4424 Website: http://robertsonellis.com/	No US registered securities firm with this name.
Robinson Hurst M&A 185 Park Ave, San Jose, CA 95113 Phone: 408-889-4373 Fax: 408-889-4374 Website: http://www.robinsonhurst.com/	No US registered securities firm with this name.
Rose & Cranfield 100 Park Avenue New York, NY 10016 Website: http://www.rose-cranfield.com/ (Website page under maintenance)	No US registered securities firm with this name.
Rothman Securities Parkwood Building, Suite 201 Street Road Southampton, PA http://rothmanoffshore.com/	No US registered securities firm with this name. Rothman Securities is impersonating a genuine broker-dealer firm with a similar name - Rothman Securities, Inc. (CRD Number: 13907; SEC Number: 8-30469), which has the following mailing address: 111 Street Road, Suite 201, Southampton, PA 18966. The impersonator has NO connection with, and is not to be confused with, the genuine Rothman Securities, Inc. The SEC's EDGAR database contains registration information for the genuine entity
SB Registry 200 S Virginia Street Reno, NV 89501 Phone: 702-789-0461 Fax: 415-449-9792 Website: http://sbregistry.com and http://www.rsbta.com/ (Access Forbidden)	No US registered securities firm with this name.
SBV Venture Partners, a.k.a. SBV Venture Partners Law Services 2880 Lakeside Drive Santa Clara, CA 95054 Phone: 909-634-2116 Website: http://sbvlaw.org/	No US registered securities firm with this name. SBV Venture Partners, a.k.a. SBV Venture Partners Law Services, is impersonating a genuine venture capital firm with a similar name - SBV Venture Partners, which has the following mailing address: 454 Ruthven Avenue, Palo Alto, CA 94301. The impersonator has NO connection with, and is not to be confused with, the genuine SBV Venture Partners.
Salvora Invest and Trade, Inc. 3500 South DuPont Highway Dover, DE	No US registered securities firm with this name.
Schiller Gates, Inc. 1695 Broadway New York, NY 10018-5009 Phone: 646-912-6185 Fax: 646-861-4847 Website: http://schiller-gates.com/	No US registered securities firm with this name.
Schwartz Leiberman Associates P.O. Box 16425 Seattle, WA 97271 Phone: 206-350-4019 (from soliciting documents) Fax: 206-299-9239 Phone: 206-202-6202 (from website) Fax: 206-339-4812 Website: http://www.schwartzleiberman.com/	No US registered securities firm with this name.
Seago South Mergers & Acquisitions, LLP One Harbour Place 1901 S Harbor City Blvd. Melbourne, FL 32901 Phone: 321-473-6953 Fax: 321-238-2700 Website: http://www.seagosouth.com/	No US registered securities firm with this name.
Seale Capital Inc. 950 N. Glebe Road, Suite 950 Arlington, VA 22203 Website: http://sealecapitalinc.com/	Seale Capital Inc. is impersonating a genuine broker-dealer firm with the same name - Seale Capital, Inc. (CRD Number: 148420; SEC Number: 8-68022), which has the following mailing address: 950 N. Glebe Road, Suite 950, Arlington, VA 22203. The impersonator has NO connection with, and is not to be confused with, the genuine Seale Capital, Inc. The SEC's EDGAR database contains registration information for the genuine entity.
Select American Transfer Co. 118 Finch Avenue West, Suite B11 Toronto, ON M2N 2H7 Phone: 416-907-6545 Fax: 905-963-7879 Website: http://selectatc.com/	No US registered securities firm with this name. Select American Transfer Co. is impersonating a former genuine entity having the same name (CIK Number: 0001324472; SEC Number: 084-06152). The legitimate Select American Transfer Co. last filed with the SEC on September 5, 2006 and is defunct. Claims to work, or makes other reference in its solicitations to, Madden Group, Inc., a purported financial advisory services firm.
Seward, Groves, Richard and Wells 479 State Highway No.17 Mahwah, NJ 07430 Phone: 646-257-4052 Fax: 646-500-8649 Website: http://www.sgrw-inc.com and http://www.sgrw-llc.com (The websites are no longer accessible.)	No US registered securities firm with this name. Seward, Groves, Richard and Wells is impersonating a formerly registered broker-dealer with the same name - Seward, Groves, Richard & Wells, Inc. (CRD Number: 17963; SEC Number: 8-35871). The genuine Seward, Groves, Richard & Wells, Inc. had its registration with the SEC cancelled, effective August 27, 2010, and is defunct. The impersonator has NO connection with, and is not to be confused with, the former genuine entity.
Sharp Courage Global 255 West 36th Street New York, NY 10018 Phone: 646-666-6086 Website: http://sharpcourageglobal.com/	No US registered securities firm with this name.
Shearer Sampson & Associates 200 West Madison Street P.O. Box 57680 Chicago, IL 60606 Phone: 312-462-4925 Fax: 312-462-4926 Website: http://shearersampson.com/	No US registered securities firm with this name.
Sidstone, Gray & Partners 1 Cedar Street at Pearl Street, Suite 42 NW Corner 100 Maiden Lane New York, NY 10038 Phone: 347-410-6231 Fax: 347-823-2444 Website: http://www.sidstonegray.com/	No US registered securities firm with this name.
Smith Kearney M&A 1780 Kettner Boulevard San Diego, CA 92101 Phone: 619-331-9556 Fax: 619-331-9557 Website: http://www.smithma.com/	No US registered securities firm with this name.
Soloman Mckinley Associates P.O. Box 62889 Seattle, WA 98381-1296 Phone: 206-202-5135 Fax: 206-376-1936 Website: http://www.solomanmckinley.com/	No US registered securities firm with this name.
Sony Global Asset Management, Ltd. 24 Washington Avenue, Suite 805A Albany, NY 12210-2822 Phone: 213-250-2610 Website: http://www.sonygloba.com/	No US registered securities firm with this name.
Southampton Investment Services Inc. 33 Whitehall Street New York, New York Website: http://www.southamptoninternational.com/	No US registered securities firm with this name. Southampton Investment Services Inc. is impersonating a genuine broker-dealer firm with a similar name - Southampton Investment Services Inc. (CRD Number: 8246; SEC Number: 8-24841), which has the following mailing address: 33 Whitehall Street, 6th Floor, New York, NY 10004. The impersonator has NO connection with, and is not to be confused with, the genuine Southampton Investment Services Inc. The SEC's EDGAR database contains registration information for the genuine entity.
Sovereign Marketing 10 G Street NE Washington, DC 20002 Phone: 202-580-8136	No US registered securities firm with this name.
Sovereign Pacific Inc. 1440 Broadway, 22nd Floor New York, NY 10018 Phone: 646-912-6203 Fax: 646-607-4654 Website: http://www.sovereignpacinc.com/ (no longer online)	No US registered securities firm with this name.
Spartan Capital Asset Management 412 Park Avenue, 18th Floor New York, NY 10022 Phone: 646-861-7887 Fax: 646-224-4890 Website: http://spartancam.com/	No US registered securities firm with this name.
Standard Hokori Group 64-76 Liberty Street, 12th Floor New York, NY Phone: 917-932-2021 Website: http://www.standardhokori.com/	No US registered securities firm with this name.
Stanley Capital Group Mergers and Acquisitions 1221 Avenue of the Americas New York, NY 10020 Phone: 212-372-7388 Fax: 212-202-5220 Website: http://stanleycapitalgroup.com/	No US registered securities firm with this name. This entity's website is an otherwise identical clone of MIT Associates Incorporated's.
Steed and Associates 352 Green Meadows, Suite 102 Pflugerville, TX 78660 Phone: 512-692-7644 Fax: 512-519-1556 Website: http://www.steedandassociates.com/	No US registered securities firm with this name.
Steinberg & Ashley Corp. 21 Wall Street New York City, NY 10005 Phone: 646-808-0223 Fax: 646-219-8045 Website: http://www.steinberg-usa.com/	No US registered securities firm with this name.
Sterling Equity Corp. 3411 Silverside Road Rodney Building New Castle, DE 19810 Phone: 349-026-36112 (sic) Website: http://www.sterlingequity.se/	No US registered securities firm with this name.
Strategic Private Equity Group Madison Avenue Center 590 Madison Avenue New York, NY 10022 Phone: 212-656-1419 Fax: 212-409-8937 Website: http://www.strategicpeg.com/	No US registered securities firm with this name.
Strike Commodities Chicago Board of Trade Building 141 West Jackson Blvd. Chicago, IL 60604 Phone: 773-346-3075 Fax: 815-713-3933 Website: http://www.strikecommodities.com (The website is no longer accessible.)	No US registered securities firm with this name. Claims to work with, or makes other reference in its solicitations to, Hanworth Weir Ltd.
Swiftsure Securities Limited Third Avenue, Suite 1601 Seattle, WA Phone: 206-408-1462 Fax: 206-299-7597 Website: http://swiftsuresecuritiesltd.com/ (The website is no longer accessible.)	No US registered securities firm with this name. Swiftsure Securities Limited is impersonating a genuine broker-dealer firm with a similar name - Swiftsure Securities LLC (CRD Number: 139965; SEC Number: 8-67264), which has the following mailing address: 1201 Third Avenue, Suite 1601, Seattle, WA 98101. The impersonator has NO connection with, and is not to be confused with, the genuine Swiftsure Securities LLC. The SEC's EDGAR database contains registration information for the genuine entity.
Summit M&A Inc. 845 Third Avenue New York, NY 10022 Phone: 646-706-7540 Fax: 646-706-7541 Website: http://www.summitmainc.com/ (Not accessible)	No US registered securities firm with this name.
Synergy Capital, LLC 62 Broadway, Suite 1110 New York, NY 10006 Phone: 212-784-6708 Fax: 212-208-2480 Website: http://synergycap.net/	No US registered securities firm with this name. Synergy Capital, LLC is impersonating a genuine broker-dealer firm with a similar name - Synergy Capital I, LLC (CRD Number: 47965; SEC Number: 8-51971). The impersonator has NO connection with, and is not to be confused with, the genuine Synergy Capital I, LLC, which has the following, different mailing address: 61 Broadway, Suite 1110, New York, NY 10006. The SEC's EDGAR database contains registration information for the genuine entity.
TCM Financial 56 Liberty Street, Suite 1249 New York, NY 10005 Phone: 646-328-1096, ext. 719 805 Marion Street Seattle, WA 98104 Phone: 206-299-0763, ext. 643 Fax: 206-338-0979 Website: http://tcmfinancial.us/	No US registered securities firm with this name.
Taft MacKenzie Ventures 1 Riverside Plaza, 18th Floor, West Wing Columbus, OH 43215 Website: http://www.taftmackenzie.com/	No US registered securities firm with this name.
Tanner-White PLLC 3101 Terry Ave North Seattle, WA 98121 Phone: 206-420-6747 Fax: 206-202-2420 Website: http://tannerwhite.com/	No US registered securities firm with this name.
Taylor and Grant Associates 243 E 25th Street, Suite 18 2nd Floor, Manhattan Tower New York, NY 10010 Phone: 914-885-0102 Fax: 646-843-4739/646-514-4337 Website: http://taylorandgrantassociates.com/	No US registered securities firm with this name.
The Crowne Registry 51 Madison Avenue New York, NY 10010 Phone: 646-397-8907 Fax: 646-397-8907 Website: http://thecrowneregistry.com/	No US registered securities firm with this name.
Thomas & Hyde Consulting Tower Executive Suites 10940 Wilshire Blvd., Suite 1600 Los Angeles, CA 90024 Phone: 213-488-0222 Fax: 213-403-6503 Website: http://www.thomasandhyde.com/	No US registered securities firm with this name.
Thomas Anderson Advisory 91 Hudson Street, 5th Floor New York, NY 10013 Phone: 646-248-7965 Fax: 646-619-4663 Website: http://www.thomasandersonadvisory.com/	No US registered securities firm with this name.
Total Research Group, Inc. 420 Mercer Street Seattle, WA 98109 Phone: 111-12345678 (sic), 206-202-2420 Fax: 206-309-7348 Website: http://totalresearch.us/	No US registered securities firm with this name. Total Research Group, Inc. and Tanner-White PLLC share an identical phone and/or fax number.
Transatlantic Alliance Inc. 299 Park Avenue, 22nd Floor New York, NY 10171 Phone: 646-837-7192 Fax: 646-219-5979 Website: http://www.trans-atlanticalliance.com/	No US registered securities firm with this name.
Trident Capital Management, LLC 1111 Castalia Street Bellevue, OH 44811 Phone: 419-701-4591 Fax: 419-715-2592 Website: http://www.tridentcapmgt.com/	No US registered securities firm with this name. Trident Capital Management, LLC is impersonating a genuine state-registered investment adviser firm with the same name registered in Ohio State - Trident Capital Management, LLC (CRD Number: 125483), which has the following mailing address: 1111 Castalia Street Bellevue, OH 44811. The impersonator has NO connection with, and is not to be confused with, the genuine Trident Capital Management, LLC. WebIARD (Investment Adviser Registration Depository [operated by the Financial Industry Regulatory Authority (FINRA) on behalf of the SEC and the North American Securities Administrators Association (NASAA)]) contains registration information for the genuine entity.
Trident Transfer Services Ltd. 270 West 57th Street, #1216 New York, NY 10107 Phone: 800-769-3254, 212-884-0524 Fax: 800-645-6781 Website: http://www.trident-ts.com/	No US registered securities firm with this name.
Triumph Capital Management 33 W 19th Street New York, NY 10011 Phone: 646-313-3798 Fax: 646-370-2997 Website: http://triumphcapitalmgmt.com/	No US registered securities firm with this name.
United Consultants Fiduciary Services (UCFS) 148 Dogwood Drive Fulton Atlanta, GA 30354 Phone: 404-585-4267 E-mail: info@ucfs.biz Website: http://www.ucfs.biz/ and 100 W. 33rd Street New York, NY 10100 Phone: 212-851-3750 Fax: 206-339-4502 E-mail: ucfs.biz@accountant.com	No US registered securities firm with this name.
Uniteds Investment Global Corp. 23 Wall Street, Suite 809 New York, NY 10005 Phone: 877-826-5224 Fax: 877-239-3608 Website: http://uniteds.com/	No US registered securities firm with this name.
Universal Consolidated 55 Wall Street New York, NY 10005 Phone: 212-401-6180 Fax: 212-401-6181 Website: http://universalcsld.com/	No US registered securities firm with this name.
Universal Partners Mergers & Acquisitions 300 Main Street Lafayette, IN 47901 Phone: 765-637-0102 Fax: 765-637-0103	No US registered securities firm with this name. Claims to be endorsed by, or makes other reference in its solicitations to, the Regulatory Advisory Commission, an alleged claim-filing and fund recovery service provider for commercial and securities class-action settlements. This entity is believed to be fictitious.
U.S. Financial Management Service 401 14th Street S.W., # 548 Washington D.C. 20024 Phone: 866-221-4075 Fax: 206-299-9499 Website: http://www.usfinancialmgt.com/	No US registered securities firm with this name. The U.S. Financial Management Service, a bureau of the United States Department of the Treasury, located at the address given by the soliciting entity, has confirmed to us that it has no affiliation with the soliciting entity.
Verity Transfer Inc. 676 9th Avenue, Suite #218 New York, NY 10036 Phone: 917-546-9116 Fax: 917-677-8898 Website: http://www.veritytransfer.com/ (Not accessible)	No US registered securities firm with this name.
Wall Street Systems Holdings, Inc. 30 Broad Street New York, NY 10004 Phone: 917-484-5005 Fax: 917-677-8192 Website: http://www.wsshi.com (According to whois, the domain has been suspended.)	No US registered securities firm with this name. Wall Street Systems Holdings, Inc. is impersonating a genuine entity with a similar name at the same address - Wall Street Systems Holdings, Inc., a Regulation D exempt filer (SEC file no. 021-86391, received 02-09-06). The impersonator has NO connection with, and is not to be confused with, the genuine Wall Street Systems Holdings, Inc. The SEC's EDGAR database contains registration information for the genuine entity.
Wallstreet M & A Group 721 5th Avenue New York, NY 10022 Phone: 516-833-3358 Fax: 516-570-3941 Website: http://www.wstreetgrp.com/	No US registered securities firm with this name.
Walter Parker Group 100 Church Street New York, NY 10007 Phone: 646-248-7930 Fax: 646-224-9557 Website: http://www.walterparkergroup.com/	No US registered securities firm with this name.
Walton Mergers & Acquisitions 1025 Arch Street, Suite 481 Phildelphia, PA 19107 Phone: 215-825-8523 Fax: 215-754-4218 Website: http://www.walton-ma.com/	No US registered securities firm with this name. Investor solicitations refer to "U.S. Registry Office," and "U.S. Securities Exchange," entities which are believed to be fictitious. Investor solicitations employ materials falsely referencing the "Internal Revenue Service." The Internal Revenue Service has not endorsed these solicitations.
Warren & Massey Asset Management Ltd., Inc. 400 Chesterfield Center, Suite 400 St. Louis, MO 63017 Phone: 314-361-3380 Fax: 866-523-5365 Website: http://www.warren-massey.net/	No US registered securities firm with this name.
Warren Hill, LLC 2401 4th Avenue Seattle, WA 98121 Phone: 206-445-0930 Website: http://www.warren-hill.com	No US registered securities firm with this name.
Warren Sitco & Company 919 North Market Street Wilmington, DE 19801 Phone: 302-391-0803 Fax: 302-391-0804	No US registered securities firm with this name. Claims to be endorsed by, or makes other reference in its solicitations to, the Securities Compliance Agency, an alleged claim-filing and fund recovery service for commercial and securities class-action settlements.�This entity is believed to be fictitious.
Watson Sandy Holding Co. P.O. Box 446 Townsend DE 19734 Phone: 302-261-3578 E-mail: watsonholding@delaware.usa.com No website provided.	Watson Sandy Holding Co. is an impersonator of a genuine entity with the same name. The impersonator has NO connection with, and is not to be confused with, the genuine Watson Sandy Holding Co., a Regulation D exempt filer (SEC file no. 021-62564, received 01-29-04), which has the following mailing address: PO Box 446, Townsend DE 19734. The SEC's EDGAR database contains registration information for the genuine entity.
Weiss Rifkin & Partners 710 West 14th Street Austin, TX 78701 Phone: 512-696-1547 Fax: 512-532-6552 Website: http://weissrifkinpartners.com/	No US registered securities firm with this name.
Wellington Mergers and Acquisitions 3340 Peachtree Road NE, Buckhead Area Atlanta, GA 30326-1081 Phone: 404-592-4540 Fax: 404-759-2088	No US registered securities firm with this name. Claims to be endorsed by, or makes other reference in its solicitations to, International Stock Regulators, an alleged claim-filing and fund recovery service for commercial and securities class-action settlements.�This entity is believed to be fictitious.
Werner Group 40 Wall Street, 22th Floor New York, NY 10005 Phone: 646-313-3786 Website: http://www.werner-international.com/	No US registered securities firm with this name.
West Coast Stock Transfer Inc. 2010 Hancock Street, Suite A San Diego, CA 92110 Phone: 619-313-4499 Fax: 619-313-4498 Website: http://www.wcsti.com/	No US registered securities firm with this name. West Coast Stock Transfer Inc. is impersonating a genuine transfer agent firm having the same name (CIK Number: 0001455353; SEC Number: 084-06347). The legitimate West Coast Stock Transfer Inc. has the following mailing address: 2010 Hancock Street, Suite A, San Diego, CA 92110. The impersonator has NO connection with, and is not to be confused with, the former genuine entity.
Western Capital, Inc. Empire State Building 350 5th Avenue, Suite 2108 New York, NY 10118 Phone: 866-365-0736 Fax: 646-224-8765	No US registered securities firm with this name.
Western Equities Corporation Manhattan Business Center 410 Park Avenue, 15th Floor New York, NY 10022 Phone: 646-360-1663 Fax: 914-462-3791 Website: http://westernequitiescorp.com/	No US registered securities firm with this name. Western Equities Corporation may be impersonating a formerly registered broker-dealer firm named Western Equities Corporation (CRD Number: 35416; SEC Number: 8-46791), which had the following mailing address: 5690 DTC Boulevard, #150, Englewood, CO 80111. The genuine Western Equities Corporation had its registration with the SEC terminated on November 19, 1995 and is defunct. The impersonator has NO connection with, and is not to be confused with, the former genuine entity.
Western Global Capital Management 583 5th Avenue New York, NY 10022 Phone: 214-310-5460 Fax: 212-247-1384 Website: http://westernglobalcapmgt.com/	No US registered securities firm with this name.
Western Pacific Advisors Inc., a.k.a. Westpac Inc. One Stamford Plaza Suite 420, Tresser Boulevard Stamford, CT 06901 Phone: 202-595-0002 Fax: 202-595-2209 Website: http://www.westpacificadvisors.com/	No US registered securities firm with this name.
Whalberg and Kaplan Agency Inc. 2377 Connecticut Avenue NW, Suite 405 Washington, DC 20036 Phone: 202-552-1095	No US registered securities firm with this name.
Whittman Simmons Inc. 1560 Broadway New York, NY 10035 Phone: 646-912-6187 Fax: 646-786-4618 Website: http://www.whittmansimmons.com/	No US registered securities firm with this name.
Wiess & Associates Ltd. 203 North LaSalle Center Suite 1800 Chicago, IL 60601 Phone: 800-578-8365 Fax: 312-277-7553	No US registered securities firm with this name.
Willkinson Capital Group 499 Park Avenue, 9th Floor New York, NY 10020 Phone: 917-338-1690 Fax: 917-591-8918 Website: http://willkinsoncapital.com/	No US registered securities firm with this name.
William Campbell Company 41 Madison Avenue, 31st Floor New York, NY 10010-2202 Phone: 917-338-1692 Fax: 917-591-3186 Website: http://williamcampbellcompany.com/	No US registered securities firm with this name.
Williams Mckenna Associates P.O. Box 40601 Seattle, WA 97615 Phone: 206-426-2174 Fax: 206-299-9239 Website: http://www.williamsmckenna.com	No US registered securities firm with this name.
Williams Royale Associates P.O. Box 29437 Seattle, WA 98381 Website: http://williamsroyale.com/	No US registered securities firm with this name. Claims to work with, or makes other reference in its solicitations to, Global Re-Insurance Services, a purported provider of wholesale insurance products and services. The website offers no address details for this entity.
Windcrest Management Solution, Ltd. Two Court Square Building, 15th Floor #99 44th Drive Long Island, NY Phone: 914-214-5304 Fax: 914-462-3358 Website: http://windcrestmgtsolution.com/	No US registered securities firm with this name.
Windgate Security Management 1335 Yale Street Lexington Avenue New York, NY 10019 Phone: 646-360-1665 Fax: 646-839-2811 Website: http://www.windgatesecuritymgt.com/	No US registered securities firm with this name.
Woodbridge Escrow and Clearing 1258 H Street, NW Washington, DC 20005 Fax: 202-330-5558 Website: http://woodbridgeescrowandclearing.com/	No US registered securities firm with this name.
Wyatt M & A Advisory John Hancock Center 875 North Michigan Avenue Chicago, IL 60611 Phone: 312-646-7665 Website: http://wyattmaadvisors.com/	No US registered securities firm with this name.
York & Williamson 3 Center Plaza Boston, MA 02110 Phone: 413-252-0988 Fax: 977-786-4695 Website: http://www.yorkandwilliamson.com/#	No US registered securities firm with this name.
Zenith Research Group 20 South Wacker Drive Chicago IL 60606 Phone: 773-831-4614 Fax: 773-304-3127 Website: http://www.zenithresearchgroup.com/	No US registered securities firm with this name.

http://www.sec.gov/investor/oiepauselist.htm

Public Alert: Unregistered Soliciting Entities (PAUSE)

List of Unregistered Soliciting Entities That Have Been the Subject of Investor Complaints

Modified: 03/19/2012