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U.S. Securities and Exchange Commission


The SEC has issued investor alerts designed to educate investors and assist them in avoiding scams offered to them through, among other things, phone solicitations by brokers who claim to be licensed in the United States. Alerts related to these topics include the following:

Protect Your Money: Check Out Brokers and Investment Advisors

Cold Calling - Know Your Rights

The Fleecing of Foreign Investors: Avoid Getting Burned by "Hot" US Stocks

Worthless Stock: How to Avoid Doubling Your Losses

"Advance Fee Fraud" Schemes


Public Alert: Unregistered Soliciting Entities (PAUSE)

List of Unregistered Soliciting Entities That Have Been the Subject of Investor Complaints

The SEC receives complaints from investors and others, including foreign securities regulators, about securities solicitations made by entities that claim to be registered, licensed and/or located in the United States in their solicitation of non-US investors, and entities not registered in the United States that are soliciting US investors.

In some cases, the complaints are about entities claiming to offer investments endorsed by governmental agencies, including the SEC. These claims are important because when an entity claims to be registered with the SEC, it is in effect claiming that it has made itself available for SEC regulation and oversight. Generally, US entities that solicit you to purchase or sell securities for your own account are required to register with the SEC. For this reason, it is important for you to consider whether the entity that solicits you is, in fact, registered with the SEC.

In many cases, SEC investigation reveals that the soliciting entities are not registered in the United States as they claim or imply. In an effort to warn the public about these entities, the SEC is publishing information it has learned in reviewing these complaints.

For each of the entities named below, the SEC has determined that there is no US registered securities firm with this name.  Where applicable, the "Note" section for each entity provides additional relevant information we have learned. The SEC will regularly update this list.

Additional PAUSE Lists

In addition to the unregistered soliciting entities listed below, the SEC also receives complaints about entities impersonating genuine US registered securities firms as well as entities falsely claiming affiliation with government agencies or international organizations, including the SEC:

You should be aware that these lists do not include all unregistered entities, impersonators of genuine firms, fake regulators, or entities that have been the subject of complaints received by the SEC. Also, you should understand that the inclusion of a name on these lists does not mean that the SEC has concluded that a violation of the US securities laws has occurred or that the SEC has made any judgment about the merits of the securities being offered by these entities.

You can view the official SEC release describing and providing more details about these lists. If you have information, questions or comments about the entities on these lists, please contact oiea@sec.gov or call 202-551-6551.

Alphabetical Index
X
Name Comment

#

1st New York Financial Corporation
117 West 79th Street
New York, NY 10024
Phone: 347-473-7697
Fax: 646-383-6828
Website: http://www.1stnewyorkfinancial.com

A

ACT Transfer Services
1330 Avenue of the Americas
New York, NY 10019

Affinity Group
Rockefeller Center Complex
45 Rockefeller Plaza
New York, NY 10111
Phone: 212-359-1692
Fax: 646-219-3343
Website: http://affinity-group.com/

Alexander Capital Management
155 N. Wacker Drive, Suite 3600
Chicago, IL 60606
Phone: 708-850-0116
Fax: 708-575-0375
Website: http://www.alexander-capital-management.com/

Alliance Group, Inc.
Alliance Insurance Agency

60 Pine Street
New York, NY 10005
Phone: 646-417-6866
Fax: 646-417-6302
Website: http://www.alliance-insagt.com/

Alliance Transfer Inc.
503 Fifth Avenue
New York, NY
Website: http://www.alliancetransferinc.com/

Alta Paramount Ltd.
Varick Street
New York, NY 10013
Phone: 914-214-5313
Fax: 914-462-3903
Website: http://www.altaparamount.com/

Alter Management LLC
220 E. Delaware Avenue
Newark, DE 19711
Phone: 302-476-2620
Fax: 302-861-0649
Website: http://alter-management.com/
(Website said to be under construction, according to notice posted thereon.)

American Taxation Incorporated
Chrysler Building
Level 14 1-2EF
New York, NY 10174
Phone: 646-351-1902
Fax: 646-351-1902
Website: http://www.americantaxation.com/

AMK Trust Ltd.
1001 4th Avenue Plaza
Seattle, WA 98154
Phone: 206-445-0952
Website: http://www.amktrust.com/

Anderson, Franklin, Sullivan Partners Ltd., a.k.a. AFS Partners Ltd.
405 Lexington Avenue,
New York, NY
Phone: 646-502-8763
Fax: 646-607-3578
Website: http://afspartners.net/

Andersen Mergers
500 West Putnam Avenue
Greenwich, CT 06830
Website: http://www.andersenmergers.com/

Arcadia Trading Group, Ltd.
Arcadia Oil & Gas, LLC

6007 Financial Plaza
Shreveport, LA 71129

Field Operations:
A & F Production, Inc.
Caddo Pine Island, LA
Website: http://arcadiagroup.vg/

Apollo Global Securities LLC. (sic)
9 West 57th Street, 48th Floor
New York, NY 10019-2701
Phone: 212-901-5230
Website: http://www.apolloglobalsecurities.com/

Arron Copeland
875 North Michigan Avenue
Chicago, IL 60611
Fax: 773-439-2927

Asset Recovery Solutions
One Penn Plaza, Level 6
242 West 34th Street
New York, NY 10119
Phone: 212-246-5088
Fax: 646-365-3375
Website: http://www.arsu.eu/

Asset Trust Management, LLC
110 Chauncy Street
Boston, MA
Website: http://www.assettm.com/

Association of Securities Transfer Companies (ASTC)
40 Wall Street
New York, NY 10005
Email: information@astcweb.com
Website: http://www.astcweb.com/

ATG Capital Solutions, Inc.
11020 Vanowen Street
No. Hollywood, CA 91605
Phone: 858-427-0845
Website: http://atgcapital.com/

Atlantic Capital Trust Management, LLC
1490 Arch Street, 8th Floor
Philadelphia, PA 19102
Phone: 215-583-1030
Fax: 215-405-3761
Website: http://www.atlanticct.com

Atlas Consultancy
16-C Rockefeller Plaza
New York, NY 10020
Phone: 914-517-2745
Website: http://www.atlasconsultancyltd.com

B

Banc De Binary
Trump Tower
40 Wall Street
New York, NY 10005
Phone: 800-656-6163
Fax: 866-779-4265
Website: http://www.bbinary.com/

Banner Commodities
Suite 9200, 1 Penn Plaza
New York, NY 10119
Website: http://www.bannercommodities.com

Baros and Ronaldo Associates
Melbourne Tower, Suite 7061
1511 Third Avenue
Seattle, WA 98101
Phone: 206-801-0084
Fax: 206-299-9145
Website: http://barosandronaldoassociates.com/

Bayside Equity Group, Inc.
225 Franklin Street, Suite 1402
Boston, MA 02110
Phone: 617-449-0850
Fax: 617-830-0387
Website: http://baysideequitygroup.com/

Berrscott, Elliott & Associates
260 Madison, East 38th Street, Suite 868 NW
Corner to East 39th Street
New York, NY 10016
Phone: 347-694-4357
Fax: 347-823-2620
Website: http://www.berrscottelliott.com/

Benchmark International Trading Group, Inc.
725 15th Street, Northwest, Suite 502
Washington DC 20005
Website: http://www.bitgi.com/ (no longer online)

Benson Hill Advisors
435 Lexington Avenue, Suite 2675
New York, NY 10170
Phone: 646-918-5135
Fax: 646-839-2930
Website: http://www.bensonhilladvisors.com/

Benton Wells & Associates, LLC
1001 4th Avenue, Suite 2310
Seattle, WA 98104
Phone: 206-508-1450
Fax: 206-299-9581
Website: http://www.bentonwells.com/

Berdon Law Mergers & Acquisitions
CM Building
465 6th Avenue
New York, New York 10011
Phone: 917-591-3254
Fax: 917-591-3144
Website: http://www.berdonlaw.com/

Berkshire Financial Management, LLC
100-102 Post Avenue
New York, NY 10034
Phone: 646-652-0437
Fax: 646-861-4791
Website: http://bfmllc.net/

Betterlife Investment Group
515 Madison Street
Seattle, WA 98104
Phone: 296-563-0301
Website: http://www.betterlifeinvestment.info/

  1. This entity also provided three additional purported U.S. addresses as well as addresses in the United Kingdom and Canada on its website, which is no longer accessible.

BL Trading Group
Georgetown Business Center
1101 30th Street NW, Suite 501
Washington, DC 20007
Fax: 202-478-2552
Website: http://bltradinggrp.com/

Blackstone Royalty Corporation
88 Union Street
Jersey City, NJ 08081
Phone: 201-984-5228
Fax: 201-604-6714
Website: http://www.blackstone-royalty.com/

Blackwell & Associates
1844 7th Avenue
New York, NY 10026
Phone: 212-898-0491
Fax: 212-658-9809
Website: http://www.blackwellassociates.us/

Blake Morgan Financials
368 Park Avenue South, 11th Floor
New York, NY 10010
Phone: 646-918-5166
Fax: 646-224-9687
Website: http://www.blake-morgan.com/

Bloomfield Trust Management, LLC
1080 Broad Street
Bloomfield, NJ 07003
Phone: 973-233-4430
Fax: 973-860-1821
Website: http://www.bloomfieldtm.com/

Blue Bayou Prospect Management
1622 Mason Street, Houston Texas, 77019 USA
Direct: 281-220-6722
Phone: 713-490-2215
Fax: 713-513-5858
Website: http://www.bbprospect.com

Boesch Haufmann Asset Management, Inc.
Phone: 646-918-5136
Website: http://www.boeschhaufmann.com/

Boston Capital Management Inc.
Regus Business Center
75 Arlington Street
Boston, MA 02116
Phone: 857-207-3889
Fax: 857-559-0915
Website: http://bostoncmi.us/

Boston Private Equity
51 Custom House Street
Boston, MA 02110-3513
Phone: 617-517-3072
Website: http://bostonpe.com/

Brady & Bell Acquisition Ltd.
1075 Peachtree Street NE
Atlanta, GA 30309
Phone: 404-478-6369
Fax: 404-601-5448
Website: http://www.bradybellacq.com/

Bramwell & Kent Consultants, LLC.
745 7th Avenue
New York, NY 10019
Phone: 646-205-2004
Fax: 646-619-4589
Website: http://www.bramwellkent.com

Brentwood Capital Ventures
41 E. 11th Street, 11th Floor
New York, NY 10003
Phone: 646-502-8215
Fax: 646-786-4463
Website: http://www.brentwoodcapitalventures.com/

Brookdale West Capital Management
289 Lexington Avenue, 18th Floor
New York, NY 10022
Phone: 800-644-3928
Fax: 917-832-1479
Website: http://brookdalewest.com/

Brookstone Group Transfer Agents
48 Wall Street, Suite 1100
New York, NY 10005
Phone: 646-918-8099
Fax: 646-666-4425
Website: http://brookstoneta.com/

Brown and Wenger Consultancy Firm
70 Linden Oaks
Rochester, NY 14625
Phone: 917-651-0121
Fax: 917-398-1455
Website: http://www.brownwengerconsult.com

C

Cameron Poe & Associates Inc.  
800 North Shoreline Blvd.
One Shoreline Plaza - South Tower
Corpus Christi, TX 78401
Phone: 281-990-2405
Fax: 281-915-4511
Website: http://cameronpoe.com/

  1. Claims to work with, or makes other reference in its solicitations to, First National Stock Transfer Inc., an impersonator of a former genuine entity having the same name.

Cantata Equity Management
125 High Street
Boston, MA 02110
Phone: 617-517-3029
Website: http://www.cantataem.com

Capgemini Law Mergers & Acquisitions
153 East 53rd Street
New York City, NY 10011
Phone: 212-820-9736
Fax: 212-208-4651
Website: http://www.capgemini-law.com/ (Suspended)

Capital Insurance Group Ltd.
155 Federal Street
Boston, MA 02110
Phone: 617-778-2396
Fax: 617-778-7812
Website: http://www.capinsuregroup.com/

Capital Securities International
383 Madison Avenue
New York, NY 10179
Phone: 212-937-2235
Fax: 212-937-2293
Website: http://capsecinternational.com/

Capital Transfer Consolidated
410 Park Avenue
New York, NY 10022
Phone: 212-359-1625
Fax: 212-918-3467
Website: http://capitalconsolidated.com/

Capital Trust Management, LLC
2559 Washington Road, #520
Pittsburgh, PA 15241
Website: http://www.capitaltm.us/

Cartwright & Keating, Inc.
Sun Trust Plaza, Suite 2410
230 Peachtree Street
Atlanta, GA 30303
Phone: (404) 865-1513
Fax: (404) 420-2164
Website: http://www.cartwrightandkeating.com

  1. The entity is also soliciting under the name Dai-ichi Securities using the clone website www.dai-ichi-securities.com.

Cartwright Financial
Liberty Plaza, Manhattan
New York, NY 10006
Website: http://www.cartwright-financial.com/

Caspian Trading, Inc., a.k.a. Caspian Investments
184 Fisher Avenue
Boston, MA 02120
Phone: 617-513-9550, 917-300-0430

8528 Maltby Court
Plano, TX 75024
Phone: 214-552-8528
Website: http://www.fixed-investments.com/

Centaur Global Advisors
509 Olive Way
Seattle, WA 98101
Phone: 206-787-9327
Fax: 206-299-9626
Website: http://www.centaur-advisors.com

Centrade Management Corp.
440 W. 33rd Street
New York, NY 10001
Phone: 646-291-8906
Fax: 646-619-4443
Website: http://centrademgt.com/ and http://ctmgtcorp.com/

Century Management Division, Inc.
23351 Ford Rd.
Dearborn, MI 48128
Phone: 313-447-4477
Fax: 313-447-4477

Charlton Hayfield and Company
30 E. Broad St.
Columbus, OH 43215
Phone: 614-947-0111
Fax: 614-947-0102

Chartered Capital Management
261 Old York Road
Jenkintown, PA 19046
Phone: 215-302-6029
Fax: 215-814-8901
Website: http://charteredcm.com/

CIG LLC, a.k.a. Commerce Investments Group LLC
One Liberty Plaza
165 Broadway, Suite 3601
New York, NY 10006
Phone: 646-918-5083
Fax: 646-786-4918
Website: http://www.cigllc.us/

City Capital Mergers & Acquisitions
6990 W. Cedar Ave.
Lakewood, CO 80226
Phone: 303-353-0736
Fax: 303-353-0737

Clarkson Black Associates
P.O. Box 72514
Seattle, WA 97181
Phone: 206-600-3184
Fax: 206-309-9912
Website: http://www.clarksonblack.com (The website is no longer accessible.)

  1. Purports to have been succeeded by Maddisson Jardine Associates.

Clarus Capital Group Management
237 Park Avenue, Suite 900
New York, NY 10017
Phone: 646-652-0451
Fax: 646-224-6483
Website: http://claruscapgrp.com/

Clayton Capital Ventures, Inc.
304 Park Avenue South, 9th Floor
New York, NY 10010
Website: http://www.claytoncapventures.com/

Coleman, Peterson & Associates
1642 Dr. Martin Luther King Drive, Suite 1201
St. Louis, MO 63106
Phone: 314-255-1321
Fax: 314-255-1321
Website: http://www.cpa-advisory.com/

Collett Quinlan M&A
50 Hurt Plaza, SE
Atlanta, GA 30303
Phone: 404-671-8082
Fax: 404-671-8083

Cohen Corporate Consulting
45D Mariaville Road
Pattersonville, NY 12137
Phone: 585-542-5101
Fax: 585-486-1623
Website: http://www.cohencorporateconsulting.com/

Colonial Trust Transfer Agency LLC
601 Pennsylvania Ave. NW
Washington, DC 20004
Phone: 202-449-8665
Fax: 202-280-6687
Website: http://www.colonialtrustta.com/

Commodity Compliance Services, Inc.
217 Cardinal Drive
Bloomingdale, Chicago, IL 60108
Website: http://www.revenue.com/

Connelly Peterson Ltd.
200 West Madison Street
P.O. Box 57680
Chicago, IL 60606
Phone: 312-462-4925
Fax: 312-462-4926
Website: http://connellypeterson.com/

Continental Private Equity LLC
3 Crescent Drive, #440
Philadelphia, PA 19112
Phone: 215-302-6030
Fax: 215-827-5220
Website: http://www.continentalpe.com/

Cooper Company Management
2 Penn Plaza
New York, NY 10001
Phone: 347-497-3605
Fax: 347-694-4111
Website: http://www.coopercompanymanagement.com/

Coreen Bradford Insurance
153 E. Wacker Drive
Chicago, IL 60601
Phone: 312-628-1287, 815-280-0375
Website: http://coreenbradfordinsurance.com/

Continental American Group
Columbia Tower
701 Fifth Avenue, 68th Floor
Seattle, WA 98104-5119
Phone: 206-316-8315
Fax: Upon request.
Website: http://www.continental-american.com/

Corporate Mergers & Acquisition Group
535 Madison Avenue, Suite 300
New York, NY 10022
Phone: 646-918-8126
Fax: 347-223-5234
Website: http://corporatemagroup.com/

CPI International
Equitable Building
Floor 23, Suite 1996
120 Broadway
New York, NY 10271
Phone: 646-389-1920
Fax: 646-389-1923
Website: http://www.cpiint.com/

Crest Trust Management, LLC
721 2nd Avenue
Seattle, WA 98104-1701
Phone: 206-237-0051
Fax: 206-299-9749
Website: http://www.cresttm.com

Cromwell and Goodwin
221 E 18th Street, #1
New York, NY 10003-3620
Phone: 646-755-9017
Fax: 646-403-8037
Website: http://www.cromwellgoodwin.com/

Crossley Acquisitions
1233 20th Street NW #104
Washington, DC
Phone: 202-629-9406
Fax: 202-315-3493
Website: http://www.crossleyacquisitions.com/

Crown Will Escrow and Clearing
1258 H Street, NW
Washington, DC 20005
Fax: 202-315-2599
Website: http://www.crownwillescrowandclearing.com/

CSA Financial Group
44 Wall Street, 4th Floor
New York, NY 10005
Website: http://csamarkets.com/

Cunningham, Austin, Wheeler & Associates
P.O. Box 78254
Seattle, WA 98381
Phone: 206-350-3366
Fax: 206-600-4361
Website: http://www.cunninghamaustinwheeler.com/

D

Davidson Capital Partners
98-D East Main Street, Suite 209
Batavia, NY 14021
Phone: 646-546-2759
Fax: 646-619-4232
Website: http://www.davidsonconsultancy.com/

Delta West Financial Management
1553 4th Avenue, #600
New York, NY 10017
Phone: 646-918-5166
Fax: 646-224-9687
Website: http://www.deltawestfinancialmgt.com/

Dempsey Bingham
P.O. Box 94218
Seattle, WA 98381
Phone: 206-339-8372
Fax: 206-338-0578
Website: http://dempseybingham.com/

Diversified Portfolio Management Invest, a.k.a. DPM Invest
Carnegie Hall Tower, Unit 177
152 West 57th Street
New York City, NY 10019
Phone: 646-248-7927
Fax: 646-619-4663
Website: http://www.dpminvest.com/

Drexel Lambert Mergers and Acquisitions
1221 Avenue of the Americas
New York, NY 10020
Phone: 212-359-1634
Fax: 212-656-1226
Website: http://www.drexellambertmergersandacquisitions.com/

DreyfusMeyer & Co., Inc.
MetLife Building, 8th Floor
200 Park Avenue
New York, NY 10166

and

One Pershing Plaza, 7th Floor
Trading Services
Jersey City, NJ 07399
Phone: 201-484-0876
Website: http://dreyfusmeyer.com/

Duke & Bremmer Law Firm LP
1401 Sawgrass Mills, Suites 101-103
Ft. Lauderdale, FL 33323
Phone: 954-213-6982
Website: http://duke-bremmer.com/ (The website is no longer accessible.)

Duke Smythe Associates
P.O. Box 35178
Seattle, WA 98381
Phone: 206-666-2465
Fax: 206-338-6193
Website: http://www.dukesmythe.com/

DurdanHeyer Ltd.
415 W. Mercer Street
Seattle, WA 98119
Phone: 206-462-5341
Fax: 206-316-2225
Website: http://durdanheyer.com/contact.htm

E

East Financial Group Incorporated
1675 Broadway Street, 30th Floor
New York, NY 10019-5820
Phone: 646-912-6189
Fax: 646-219-7927
Website: http://www.eastfinancialgroup.net/
(The website is no longer accessible.)

Eastman Pierce Partners Mergers and Acquisitions
Chrysler Building
405 Lexington Avenue
New York, NY 10017
Phone: 212-359-1686
Fax: 212-658-9677, 646-514-5425
Website: http://www.eastmanpierce.com/

Easton Consultancy, a.k.a. Easton Consultancy Advisory Firm
256E Broadway, Suite 654
New York, NY 10038
Phone: 646-755-9011, 646-755-4542
Fax: 646-619-4542
Website: http://www.eastonconsultancy.com/

Edison Transfer Agency
300 Madison Avenue, Suite 815
Toledo, OH 43601
Phone: 419-712-3201
Fax: 419-821-9392
Website: http://edisontransfer.com/

Empire Financial Management Incorporated
115 NW 198th Street
Miami, FL
Phone: 305-704-7306
Fax: 305-425-3340
Website: http://www.empirefinanceinc.com/

Endeavour Mergers and Acquisitions
721 2nd Avenue
Seattle, WA 98104
Phone: 206-801-0002
Fax: 206-299-9307
Website: http://endeavourma.com/

The Equity Exchange Group Portfolio Management (Limited)
1 Federal Street, Floor 28
Boston, MA 02108
Phone: 617-499-4856
Fax: 617-499-4857

Equity Law Group
2634 NE 9th Avenue, Suite 849
Cape Coral, FL 33909
Phone: 407-574-5558
Website: http://www.equitylawgroup.net

Equity Trust Management, LLC
1 Boylston Street
Boston, MA 02116
Phone: 617-861-4513
Website: http://www.equitytm.com/

F

Farrel, Thornton, Lloyd & Brown
2000 Market Street, Suite 2122
Philadelphia, PA 19103
Phone: 267-546-4008
Fax: 267-569-3000
Website: http://www.ftlbpa.com/

FCM Advisory Services, Inc.
910 Fannin Street, Suite 1529
Houston, TX 77002
Phone: 832-615-3652
Fax: 832-615-3652
Website: http://www.fcm-advisory.com/

Federal Asset Management
220 Vesey St.
New York, NY 10281
Phone: 646-328-5070
Fax: 646-786-4359
Website: http://federalassetmgmt.com/

Federal Capital, Inc.
459 Columbus Avenue
New York, NY 10024
Phone: 914-293-1451
Fax: 914-462-3763
Website: http://www.federalcap.us

Federal Equities Corporation
51 Madison Avenue
New York, NY 1001
Phone: 646-360-1718
Fax: 646-861-5982
Website: http://federalequitiescorp.com/

Feinler Management Group
90 Broad Street, 11th Floor
New York, NY 10004
Phone: 347-722-9792
Fax: 347-620-6059
Website: http://www.feinlergroup.com/

Ferguson Hathaway Consulting, Ltd./FH Consulting
2101 Wall Street Center
14 Wall Street
New York, NY 10005
Phone: 212-461-1487
Fax: 646-224-8941

FinAllianz
W. 50th St., Rockefeller Plaza
New York, NY 10019
Phone: 646-810-6182
Fax: 484-993-3822

Financial Advisors KMG
1 State Street
New York, NY 10004
Phone: 718-989-0620
Fax: 718-709-7492
Website: http://www.financialadvisorskmg.com

Financial Affairs Corporation
1 State Street, 14th Floor
New York, NY 1000
Phone: 718-554-8364
Fax: 212-574-3293
Website: http://www.financialaffairscorporation.com

Financial Soultions (sic)  
One Liberty Plaza
165 Broadway, Suite 3625
New York, NY 10006
Phone: 646-918-5152
Fax: 646-786-4911
Website: http://www.financialsoultions.com/

  1. This soliciting entity's website has the same contact details as JSM Financial's.

FinSolve Inc.
90 Park Avenue, 17th Floor
New York, NY 10016
Fax: 646-607-4654, 347-287-6716
Website: http://www.fin-solve.com/

FinTrade Advisors Inc.
1285 6th Avenue, 32nd Floor
New York, NY 10019
Fax: 646-346-7472
Website: http://www.fintradeadvisors.com/

First Axis Group
New York City Buildings Department
280 Broadway
New York, NY
Phone: 917-261-3939
Fax: 917-398-1297
Website: http://firstaxisgroup.com/

First Financial Management
255 W. 36th Street
New York, NY 10018-7798
Phone: 646-351-1282
Fax: 646-961-4811
Website: http://firstfinancialmgmt.com/

First Independent Accounting & Management Services Inc.
1100 Superior Avenue
P.O. Box 5740
Cleveland, OH 44114
Phone: 440-809-8438
Fax: 440-809-8439
Website: http://fiams.com/

First Liberty Transfer Agency, LLC
1101 Pennsylvania Avenue
Washington, DC 20004
Phone: 202-449-9593
Fax: 202-379-9299

First National Reliance Inc.
300 Fifth Avenue
New York, NY 10001
Phone: 212-542-9166
Website: http://www.firstnationalreliance.com/

First Prime Corporations, a.k.a. First Prime Corp.
201 Varick Street, 10th Floor
New York, NY 10014
Phone: 914-214-5306
Fax: 646-390-7429
Website: http://www.firstprimecorp.com
(This domain name is suspended.)

First Private Equity Group
American International Building
70 Pine Street
New York, NY 10005
Phone: 212-937-3623
Fax: 212-656-1857
Website: http://fpegweb.com/

Franklin Rankin, LLC
Bank of America Plaza
901 Main Street
Dallas, TX 75202
Phone: 888-992-9951
Fax: 888-679-9399
Website: http://www.franklinrankin.com

Fundamental Trading Inc.
296 South County Farm Road
Wheaton, IL 60187-2440
Phone: 630-206-5845
Fax: 630-206-5847
Website: http://fundamentaltradinginc.com/

G

Garrett Hopkins Associates
P.O. Box 42861
Seattle, WA 98381
Website: http://garretthopkins.com/

GFC Worldwide, a.k.a. Global Financial Corp.
100 Washington Avenue North, Suite 1319
Minneapolis, MN 55401

and

632 Broadway, Suite 407
New York, NY 10012
Phone: 646-461-2197
Fax #1: 646-219-2788
Fax #2: 646-619-4357
Website: http://www.gfcworldwide.com/

Giles and Hochman Consulting
56 East 11th Street
New York, NY 10001
Phone: 646-205-2006
Fax: 646-224-9557
Website: http://gileshochmanconsulting.com/

Glendale Management Group
330 Madison Avenue, 6th Floor
New York, NY 10017
Phone: 646-918-5166
Fax: 646-619-4438
Website: http://www.glendalemgt.com/

Global Alliance Insurance Company
226 W. Washington Street
Chicago, IL
Phone: 773-303-4861
Fax: 773-486-8240
Website: http://www.globalallianceinsurance.us/

Global Asset Management Inc.
New York, NY 10003
Website: http://globalassetmanagementinc.net/

Global Capital Group Mergers & Acquisitions
731 Lexington Avenue
New York, NY 10022
Phone: 212-933-9154
Fax: 212-954-5011
Website: http://globalmergersacquisitions.com/

Global Direct Asset Management
40 Wall Street
New York, NY 10005
Phone: 212-504-3133
Fax: 212-658-9237
Website: http://globaldirectam.com/

Global Financial Corp. Worldwide, a.k.a. GFC Worldwide
100 Washington Avenue North, Suite 1319
Minneapolis, MN 55401

632 Broadway, Suite 407
New York, NY 10012
Phone: 646-461-2197
Fax: 646-219-2788, 646-619-4357
Website: http://gfcworldwide.com/

Global Re-Insurance Services 
Website: http://globalreinsuranceservices.com/

Global Quest Consultancy Services, Inc.
900 11th NW, Corner New York Avenue NW
Washington D.C. 20001
Phone: 202-455-0973
Fax: 202-403-3416
Website: http://globalquestservices.com/

Golden Medallion Trading
Stanford Corporate Center
14001 N. Dallas Parkway, Suite 1400
Dallas, TX 75240
Phone: 866-296-7051
Fax: 817-977-5237

Goldman Phillips
1111 Brickell Avenue, 11th Floor
Miami, FL 33131
Phone: 786-541-1068
Fax: 786-541-1067
Website: http://www.goldmanphillips.com/

Goodwin William Inc.
44 West 32nd Street
New York, NY 10002
Phone: 212-542-8755
Fax: 212-202-7928
Website: http://www.goodwinwilliam.com/

Gordon Group Services
129 West 29th Street, 12th Floor
New York, NY 10001
Phone: 646-502-8137
Fax: 646-786-4825
Website: http://gordongroupservices.com/

Graham, Morrison, and Wilson, a.k.a. GMW Inc.
122 Beaver Dam Road
Brookhaven, New York, NY 11719
Phone: 631-869-4268
Fax: 631-803-4468
Website: http://gmwny.com

Grant Group LLC
1120 Broadway, 22nd Floor
New York, NY 10010
Phone: 646-224-8723
Fax: 646-224-8724

Green Bay Ventures LLC
8th Flr. Chicago Tribute (sic) Tower
1060 West Addison
Chicago, IL
Phone: 914-614-7651
Fax: 914-462-3710
Website: http://greenbayventuresllc.com/ (1060 W. Addison Street is the mailing address of Wrigley Field.)

Green Wave Corporation
20 Exchange Place
New York, New York 10005
Phone: 212-504-0847
Fax: 212-504-0846
Website: http://www.gwavecorp.com/

Greenway Consultancy
104D US Route 67N
Ellicottville, NY 14731
Phone: 646-502-8229
Fax: 646-839-2838
Website: http://greenwayconsultancygrp.com/

Greenfield and Associates
213 One Wall Street
New York, NY 10286
Phone: 646-502-8310
Fax: 646-607-3408
Website: http://greenfieldconsultancy.com/

Greenwood Capital Advisors
504 5th Avenue
New York, NY 10110
Phone: 646-564-2760
Fax: 646-786-4831
Website: http://www.greenwoodcapitaladvisors.com/

Grenfell and Blackrock Associates
12 East Avenue, 326-C
Rochester, NY
Phone: 585-486-1623
Fax: 585-492-8445
Website: http://www.grenfellassociates.com/

Greyson Consulting Group
40 Wall Street
New York, NY 10005
Phone: 646-502-8239
Fax: 646-786-4775
Website: http://www.greysonconsultinggroup.com/

Gruber and Green, Inc.
311 Florence Avenue, 24th Floor, Suite 12
Evanston, Chicago, IL 60202
Phone: 224-217-9852
Fax: 225-282-1010
Website: http://www.gruberandgreeninc.com/
(The website is no longer accessible.)

Guardian Creative Tax Planners
New York Times Building
200 Park Avenue
New York, NY 10166
Phone: 212-359-1660
Website: http://www.guardian-inter.com/

Guardian International
New York Times Building
620 Eighth Avenue
New York, NY 10018
Phone: 212-359-1660
Website: http://guardian-inter.com/

Gultsara Trading Ltd.
701 Madison Street
Seattle, WA 98104
Website: http://gultsara.com/

H

H. Taft Private Equity
One Detroit Center
500 Woodward Avenue
Detroit, MI 48226
Phone: 734-619-7612
Fax: 734-268-4455
Website: http://htaft.com/

Hamilton and Pricehouse Consultancy
127D West 81st Street
New York, NY 10017
Phone: 646-564-2761
Fax: 646-839-2730
Website: http://hamiltonpricehouse.com/

Hammond Global Solutions LLC
1700 Seventh Avenue
Seattle, WA 98101
Phone: 206-462-3469
Website: http://www.hammondglobal.com

Hampton Capital Management
71 Stevenson Street, Suite 400
San Francisco, CA 94105
Phone: 415-765-6744 (inoperative)
Fax: 415-655-6601

Hanworth Weir Ltd.
Chicago Board of Trade Building
Suite 1497 LV14
141 West Jackson BV (sic)
Chicago, IL

  1. Claims to work with, or makes other reference in its solicitations to, Strike Commodities.

Harris James Associates
80 Broad Street
New York, NY 10004
Phone: 917-338-1687
Fax: 917-591-7329
Website: http://www.harrisjamesassociates.com/

Heale Financial LLC
P.O. Box 22732
New York, NY 10005
Phone: 888-231-1714
Fax: 888-241-7154
Website: http://heale-financial.com/

Heckart Associates, LLC
295 Madison Ave
New York, NY 10017
Phone: 718-554-5380
Fax: 718-732-2173
Website: http://heckartassociates.com/

Hedges Mergers & Acquisitions
1400 Broadway
New York, NY 10018
Phone: 315-366-4259
Fax: 718-732-2785
Website: http://www.hmaworld.com
(Not accessible)

Heinz Hokkaido International
1585 Broadway
New York, NY 10016
Website: http://www.heinzhokkaido.net/

Hendricks & Hurst
129 West Monroe Street, Suite # 2190
Chicago, IL 60603
Phone: 312-488-1716
Fax: 312 276 8998
Website: http://hendricksandhurstinc.com/

Hillton Stock Investment Limited, a.k.a. Hillton Stocks Investments
No contact details provided
Website: http://www.hilltonstock.com/

Hobdell and Williamson
2496 Sand Hill Road, Suite 132
Menlo Park, CA 94025
Phone: 650-963-5727
Fax: 650-240-3913
Website: http://www.hobdellwilliamson.com/hobdellwilliamson.htm

Hogan, Case & Polk
P.O. Box 87219
Seattle, WA, 97132
Phone: 206-202-4830
Fax: 206-426-5782
Website: http://hogancasepolk.com/

Hopewood and Company
413 4th Ave. S.
Columbus, MS 39701
Phone: 662-913-0603
Fax: 662-913-0604

Howell and Johnson Associates
1422 Euclid Ave.
Cleveland, OH 44115
Phone: 216-744-1026
Fax: 216-744-1027

  1. Website shows different phone numbers, with Atlanta area codes, from those used in solicitation materials.

Hudson Munroe Transfer Agents
Chicago

I

IBG and Associates
500 North Michigan Avenue
Chicago, IL 60611
Phone: 312-205-6424
Fax: 312-924-5953
Website: http://ibgandassociates.com/

and

601 Union Street, Suite 900
Seattle, WA 98101
Phone: 206-420-5447
Fax: 206-260-9156

IDA Consultancy
199111 32nd Road
Flushing, NY 11358
Phone: 646-502-8257
Fax: 646-224-9557
Website: http://www.idaconsultancy.com/

Impact Finance
225 Franklin Street, 26th floor
Boston, MA 02110
Phone: 857-239-0450
Fax: 857-220-3000
Website: http://www.impactfinance.net/

Institutional Equity Partners
200 West Street
New York, NY 10282
Phone: 212-504-3129
Fax: 212-504-7937
Website: http://iepnet.com/

Interactive Taxation Consultants
Samson Building
Level 8-22G
501 Fifth Avenue
New York, NY 10017
Phone: 212-359-1682
Fax: 212-954-5088
Website: http://www.taxationconsultants.com/

Integrated Tax
910 Seventh Avenue
New York, NY 10019
Phone: 212-801-2381
Fax: 646-514-0887
Website: http://www.integratedtax.com/

International Mergers
City Spire Center, Level 4, 150 & 156
West 56th Street
New York, NY
Phone: 212-401-0689
Fax: 646-619-4166
Website: http://mergers-intl.com/

Isaac Paige Group
P.O. Box 65345
Seattle, WA 98381-1477
Phone: 206-350-0802
Fax: 206-299-9928
Website: http://www.isaacpaige.com

Itaxation Corporation Ltd.
Equitable Building, Level 11
New York, NY
Phone: 646-369-1368
Fax: 646-607-4224
Website: http://www.itaxation.com/

J

JD Trading
1300 Connecticut Avenue NW
Suite 2010-2011
Washington, DC 20036
Phone: 202-403-3107
Fax: 202-403-3107
Website: http://www.jdtrading.us/

Jackson Bernstein Associates
P.O. Box 39762
Seattle, WA 97126-1428
Phone: 206-337-1929
Fax: 206-203-0357
Website: http://www.jacksonbernstein.com/

Jacob Stuart & Knight Inc.
255 West 36th Street, Suite 700
New York, NY 10018
Phone: 347-284-6232
Fax: 347-649-2097
Website: http://www.jstuart-knight.com/

Jacobson Group
357 West 58th Street
New York, NY 10019
Phone: 646-248-7952
Fax: 646-924-3154
Website: http://www.jacobsongroup.net/

Janco Lazard Transfer Company
30 Rockefeller Plaza, 57th Floor
New York, NY 10112-6300
Phone: 212-389-7918
Website: http://jancolazardtransfer.com/

Johnson McQuade Acquisitions Corp.
60 State Street, Suite 700
Boston, MA 02109
Website: http://www.johnsonmcquadeacquisitions.com/

JSM Financial  
One Liberty Plaza
165 Broadway, Suite 3625
New York, NY 1006
Phone: 646-918-5152
Fax: 646-786-4918
Website: http://jsmfinancial.com/

  1. This soliciting entity's website has the same contact details as Financial Soultions' (sic).

K

Karum Group LLC Law Firm
600 Montgomery Street
San Francisco, CA 94111
Website: http://www.kglaw.info/

Kennedy, Anderson & Lang
60 E. 42nd St., Suite 1516
New York, NY 10165
Phone: 646-290-8536
Fax: 646-290-8922
Website (now offline): http://kal-ny.com/

Keep Clearing Corporation LLC
4 West 57th Street
New York, NY 10022

and

303 W. Madison Street, #2500
Chicago, IL 60606-3395
Phone: 646-666-6099
Fax: 646-390-8844
Website: http://www.keepclearingcorp.com/

Keswick Group
154 Exchange Boulevard, Suite 108
Rochester, NY 14614-2108
Phone: 585-935-5205
Fax: 585-935-5206
Website: http://keswickgrp.com/ (according to its Internet service provider, this domain name expired on November 11, 2010)

Keystone Global Marketing
1601 18th Street Northwest
Washington, DC 20009
Phone: 202-391-0971
Website: http://keystoneglobalmarketing.com/

Kiefer Business Services LLC
1100 Olive Way
Seattle, WA, 98101
Phone: 206-462-5093
Website: http://kieferservices.com/

Kipling Mercer & Co. LLC
1410 Fourth Avenue
Seattle, WA 98101
Phone: 206-508-2258
Website: http://www.kiplingmercer.com/

Kirkland Gray Acquisitions
500 North Michigan Avenue
Chicago, IL 60611
Phone: 312-379-5982
Fax: 312-827-9582
Website: http://www.kirklandgray.com/

Kirkland Mergers & Acquisitions
P.0. Box 71921
Kirkland, Seattle, WA 98034
Phone: 206-888-6715
Fax: 206-339-2686
Website: http://kirklandmergersandacquisitions.com/

Kobe Asset Management
One Oxford Centre, 301 Grant Street, Suite 2100
Pittsburgh, PA 15219
Phone: 412-235-0107
Fax: 412-202-0736

Krust Global Financials
209 East 65th Street
New York, NY 10065-4451
Phone: 315-604-3864
Fax: 646-619-4732.
Website: http://www.krustglobalfinancials.com/

L

Lambert McMillan Corporation
80 S 8th Street
Ids Center & Crystal Court Building, 8th Floor Minneapolis, MN 55402
Phone: 612-246-4553
Fax: 612-465-2241
Website: http://www.lambertmcmillan.com/

Landmark M&A, Inc.
445 Park Avenue
New York, NY 10022
Phone: 646-530-8783
Fax: 646-417-7996

Legal Management Consultants
1285 Avenue of the Americas, Suite 219
New York, NY 10019
Phone: 239-240-4433
Fax: 646-588-0345
Website: http://www.stocksfraud.info/

Legal Recovery Consultants
206 NW 2nd Ave, Suite 933
Miami, FL 33130
Phone: 305-420-5667
Fax: 954-827-0503
Website: http://www.legalrecoveryconsultants.com/

Legg and Berman Acquisitions Management
The Mercantile Exchange
30 South Wacker Drive, 22/F Suite 228-230
Chicago, IL 60611
Phone: 312-416-0890
Fax: 312-279-1279
Website: http://leggandberman.com/

Lincoln & Rutherford Trust Management
118 East Main Street
Newark, DE 19702
Also: P.O. Box 1059
Phone: 302-565-4174
Fax: 302-861-3764
Website: http://lincolnrutherford.com/

Lincoln Equity Partners
500 West Madison Street
Chicago, IL 60661
Phone: 312-577-1687
Fax: 312-896-5915
Website: http://lepartnersonline.com/

Lincoln Trust Transfer Agency LLC
9727 Highway 12W
Rochester, WA 98579
Phone: 360-347-1251
Fax: 360-234-5155
Website: http://www.lincolntrustta.com/

Lindenberg Asset Management
One Market Street, Spear Tower, 33th Floor
San Francisco, CA 94105
Phone: 415-373-5248
Fax: 415-276-6023

Lloyds & Lambert Capital Ventures Inc.
84 Chambers Street, 57th Floor
New York, NY 10007
Phone: 347-821-5339
Fax: 917-591-8609
Website: http://lloyds-lambert.com/

Lloyd Morgan Company
44 Wall Street
New York, NY 10005
Phone: 212-461-7118
Fax: 212-461-2223
Website: http://llomor.com/
(The website is not accessible.)

Lombard Grand Financials
53 5th Avenue, #600
New York, NY 10017
Phone: 646-558-0087
Fax: 646-365-3322
Website: http://lombardgrandfinancials.com/

Lynx Mackenzie, Inc.
415 Madison Avenue
New York, NY 10017
Phone: 646-912-6187
Fax: 646-786-4954
Website: http://www.lynxmackenzie.com/

M

Madden Group Inc. (MGI)
Rand Building
14 Lafayette Square, Suite 1408
Buffalo, NY 14203
Phone: 716-829-7233
Fax: 716-706-1442
Website: http://www.maddengroupinc.com/

Maddisson Jardine Associates
P.O. Box 41953
Seattle, WA 98381
Phone: 206-337-1585
Fax: 206-337-5388
Website: http://www.maddissonjardinegroup.com/ (A former website used by this entity, http://www.maddissonjardine.com/, is no longer accessible.)

Madison Avenue Mergers & Acquisitions
867 Madison Avenue
New York, NY 17404
Phone: 212-359-1682
Website: http://madison-avema.com/

Maitland Bell & Co.
2201 E. Camelback Rd.
Phoenix, AZ 85016
Phone: 602-926-1314
Fax: 602-926-1315

Mandolin Resources
720 Brazos Street
Perry Brooks Tower, Office 1150 B
Austin, TX 78701
Phone: 512-377-6252 or 512-377-6253
Fax: 512-377-6254
Website: http://mandolinresources.com/

Manhattan Corporate Transfers
20 Wall Street
New York, NY 10005
Phone: 845-686-1766
No website provided.

Marcus & Company Inc.
174 Pearl Street, 47th Floor
New York, NY 10005
Phone: 646-386-2461
Website: http://marcusandcomp.com/
(The website is no longer accessible.)

Marsh & Reede Capital
Williams Tower, Level 21
2800 Post Oak Boulevard
Houston, TX 77056
Phone: 713-559-1793
Fax: 281-754-4794
Website: http://www.marshnreede.com/

Marshall Security & Transfer Inc.
14th floor, 50 Broad Street
New York, NY 10004

Massaki, Lane and Associates
1803 K Street NW, Suite 740
Washington, DC 20006

and

125 Broad Street
New York, NY 10004-2498
Fax: 360-251-1246
Website: http://www.mlandassociates.com/

Mathisen Financial
1 State Street
New York, NY 10004
Phone: 718-337-8931
Fax: 718-425-0379
Website: http://mathisenfinancial.com/

Maxwell Consultancy Limited
218 East 57th Street, 32nd Floor
New York, NY 10022
Phone: 631-576-4200
Fax: 631-532-1701
Website: http://maxwellconsultancy.com/

Mayer and Connolly LLP
16 Court Street, Suite 1210
Brooklyn, NY 11241
Phone: 347-602-4545
Fax: 347-402-1617
Website: http://www.mayer-connolly.com/

MBC Finance Group
307 Broadway
New York, NY 10048
Phone: 646-918-5135
Fax: 646-514-4337
http://mbcfinancegroup.com/

Mclintock Greer
117 West 57th Street
New York, NY 10019
Phone: 646-452-9376
Fax: 646-452-9376
Website: http://mclintockgreer.com/

McPherson Gordon Ltd.
1221 Locust Street
St. Louis, MO 63103
Phone: 314-282-2975
Fax: 314-282-2976
Website: http://www.mcphersongordon.com/

MCT International Investments
21 5th Avenue
New York, NY 10003

Melrose & Greystone
255 West 36th Street
New York, NY 10018-7555
Phone: 212-655-5806
Fax: 718-732-2989
Website: http://www.melroseandgreystone.com/

Miller & Parker Consulting Group
750 Third Avenue
12th Floor East 46th Street
Corner to East 47th
New York, NY
Phone: 646-502-8241
Fax: 646-786-4831
Website: http://www.millerparkergroup.com/

Miller Consulting Group
110D W. 29th Street, #452
New York, NY 10011-1915
Phone: 646-502-8289
Fax: 646-619-4589
Website: http://www.millerconsultancygroup.com/

Miller Winston
P.O. Box 8319
Seattle, WA 98381
Phone: 206-984-4265
Fax: 206-426-3116
Website: http://www.millerwinston.com/

Minor Group Incorporated
15 E 57th Street
New York, NY 10022
Phone: 212-359-1620
Fax: 212-372-7406
Website: http://www.minorgroupinc.com/

Morisson & Associates a.k.a. Morisson & Associates Law Firm & Consultancy
One Liberty Plaza, Suite 3620
165 Broadway
New York, NY 1006 (sic)
Phone: 646-810-8672
Fax: 646-383-9317
Website: http://www.morrisonassociates.us/

MKL Business Services, LLC
1601 Walnut Street
Philadelphia, PA 19103
Phone: 215-586-4493
Website: http://mklbpo.com/

Morgan Premier Group
785 Broad Street
New York, NY 10004
Phone Number: 518-430-0332
Fax Number: 518-935-1354
Website: http://morganpremiergrp.com/

Morisson Ventures Inc.
2101 Wall Street Center
14 Wall Street
New York, NY 10005
Phone: 212-461-1847
Fax: 718-732-2096
Website: http://morissonventures.com/ (Not accessible)

N

NT Financial Services
808 Broadway, #11
New York, NY 10003
Phone: 212-247-1708
Fax: 212-937-3669
Website: http://www.ntfinancialservices.net/ (The domain is suspended.)

Nevada Transfer Agent
Reno, NV
Phone: 866-920-0792
Fax: 646-478-9207
Website: http://www.nevadatransferagent.com/

New England Private Equity, LLC
108 Fulton Street
Boston, MA 02109
Phone: 617-517-3002
Fax: 617-226-7694
Website: http://nepe.us/

New York Finance Company
405 Lexington Avenue
Chrysler Building
New York, NY 10174
Website: http://newyorkfinanceco.com/

North Pacific Mergers & Acquisitions
1511 6th Avenue Suite 211
Seattle, WA 98101
Phone: 206-451-5155
Fax: 206-338-7140
Website: http://www.northpacificmergers.com/

NorthPoint M&A Advisors
NorthPoint M&A Advisors LLC

1522E Perkins Ave., Suite D
Sandusky OH, 44870
Phone: 419-464-9054
Fax: 419-821-9392
Website: http://northpointma.com/

Northwest Mergers and Acquisitions, Inc.
210 SW Morrisson, Suite 601
Portland, OR 97204
Phone: 503-298-4850
Fax: 503-961-8527
Website: http://www.northwestmanda.com/

NY Finance Ltd.
307 7th Avenue, Suite 306
New York, NY 11215
Phone: 212-247-1721
Fax: 212-656-1877
Website: www.nyfinanceltd.com (resolves to: http://wpress.nyfinanceltd.com/)

O

Offshore Taxation
One Worldwide Plaza, Level 14
New York, NY

and

825 8th Avenue
Times Square
New York, NY
Phone: 646-224-5943
Fax: 646-619-4910
Website: http://www.offshoretaxation.com/

One Global Venture Group
51F Chase Tower, 21 S Clark Street
Chicago, IL 60603-3203
Phone: 312-489-8299
Fax: 312-277-9438
Website: http://www.1gvg.com/

P

Park Avenue Mergers and Acquisitions LLC
77 Park Avenue
New York, NY 10016
Phone: 646-666-6085
Website: http://parkavenuema.com/

Parker & Masters LLC
281 5th Avenue
New York, NY 10016
Phone: 800-947-8195
Fax: 646-839-2727
Website: http://pandmllc.com

PDH Transfers LLC
48 Wall Street, 11th Floor
New York, NY 10005
Phone: 212-901-5211, 800-796-7437
Fax: 917-677-8252
Website: http://www.pdhtrans.com

Pelican Trading Group
299 Broadway, 13F
New York, NY 10007
Telefax: 202-478-2552
Website: http://www.pelican-tg.com/

Peter Hamilton Law Firm & Consultancy
2219 8th Avenue
Seattle, WA 98121
Phone: NYC 646-416-9031
Fax: 646-224-9569
Website: http://peterhamiltonconsultancy.com/

Peterson Advisors Limited, a.k.a. Peterson Consultancy
1250 Adam Clayton Powell Jr. Blvd.
New York, NY 10030-3006
Phone: 646-461-1459
Fax: 646-619-4663
Website: http://www.petersonconsultancy.com

Phenix Digital Solutions
40 S. Main Street
One Commerence (sic) Square, 10th Floor
Memphis, TN 38103
Phone: 615-866-5185, 615-866-5186
Fax: 615-658-7785
Website: http://www.phenixdigitalsolutions.com/

Pierce Morgan Trust Management, LLC, a.k.a. Pierce Morgan Capital Management
108 Fulton Street
Boston, MA 02109
Phone: 617-517-3094
Fax: 617-249-2129
Website: http://piercemorgan.us/

Pinicle Registry
163 Third Avenue, Suite 184
New York, NY 10004
Phone: 917-470-9153
Fax: 678-693-7467
Website: http://pinicleregistry.com/

Platinum Group International
410 Park Avenue, 15th Floor
New York, NY 10022
Phone: 646-727-4436
Fax: 718-732-2350
Website: http://www.platinumgi.com/

Plutus Private Equity LLP
1 Mystic View Road
Boston, MA 02149
Website: http://plutuspe.com/

Premier Consultancy Group (PCG)
1210 Commerce Street, Suite 408
Dallas, TX 75202
Phone: 214-453-1444
Fax: 214-602-1969
Website: http://www.premierconsultancygroup.com/

Prime Acquisitions Group, Inc.
26 W. Washington Street Suite 2500
Chicago, IL 60602
Phone: 312-488-1127
Website: http://www.prime-agi.com

Prime Group of Companies
125 Westchester Ave.
White Plains, NY 10601
Phone: 914-214-5308
Fax: 914-462-3435
Website: http://www.primegroupofcompanies.com/

Prime Solutions, Inc.
100 West 57th Street
New York, NY
Phone: 646-810-3935 Fax: 646-224-4191
Fax: 646-365-3422 (from website)
Website: http://primesolutions.us/

Private Fund Management S.A.
99 Washington Avenue, Suite 805A
Albany, NY 12210-2822
Phone: 646-233-1391
Website: http://www.my-investment.com

Private Trading Acquisitions
Citizens Bank Center, Level 15
919 North Market Street
Wilmington, DE
Phone: 302-380-4038
Fax: 302-261-7805
Website: http://www.private-trading.com/

Q

Quantum Global Equities Inc.
19th Street NW
Washington, DC 20036
Phone: 202-391-0955
Website: http://quantumglobalequitiesinc.com/

Quantum Partners International
Manhattan Business Center, 23rd Floor
410 Park Avenue
New York, NY 10022
Phone: 800-644-3928
Fax: 917-832-1479
Website: http://www.quantumpartnersintl.com/

Quantum Reliance Group
12450 East Imperial Highway, Suite 140
Norwalk, CA 90650
Phone: 562-645-5529
Website: http://qrgonline.com/

R

Rayburn Watson & Associates
601 Union Street, Floor 15
Seattle, WA 98101
Phone: 206-445-0530
Website: http://rayburnwatson.com/

RBM International Limited
Recipient Department
Columbia Center
4204/701 Fifth Avenue
Seattle, WA 98104
Phone: 206-299-2725
Website: http://rbm-international.com/

Regal Registrars
135 W. 50th Street
New York, NY 10020
Phone: 607-428-8840
Fax: 646-224-8166
Website: http://regalregistrars.com/

  1. This entity has the same IP address as Pacific Alliance Mergers & Acquisitions.

Regent & Langley Consulting Group
West 44th Street
New York, NY
Phone: 585-219-5962
Website: http://www.regentandlangleyconsulting.com/

Regent Consolidated
187 Canal Street
New York, NY 10013
Phone: 212-401-6230
Fax: 212-401-6230
Website: http://www.regentcsld.com

Richmond Grant Security & Transfer Inc.
50 Broad Street, 14th Floor
New York, NY 10004
Website: http://www.richmond-grant.com/

Ridley Steed & Cabot
Two Liberty Place
2312/1601 Chestnut Street
Philadelphia, PA 19102
Phone: 215-554-6122
Fax: 267-535-2865
Website: http://rsc-global.com/

Riley Securities and Trading Management
1496 W. Jackson Boulevard # 5
Chicago, IL 60604-3141
Phone: 312-488-4651
Fax: 312-873-4722
Website: http://rileysecuritiesandtradingmgt.com/

Robbins, McCaully, Appleby LLC
100 North Stone Avenue, Suite 402
Tucson, AZ 85701
Phone: 520-979-3454
Fax: 520-979-3453
Website: http://rmappleby.com/

  1. Claims to work with, or makes other reference in its solicitations to, Apex Stock Transfer Inc, an impersonator of a former genuine entity having the same name.

Robertson Ellis
P.O. Box 44011
Seattle, WA 98381
Phone: 206-202-0698
Fax: 206-309-4424
Website: http://robertsonellis.com/

Rose & Cranfield
100 Park Avenue
New York, NY 10016
Website: http://www.rose-cranfield.com/ (Website page under maintenance)

Rosenthal & Goldberg Associates
105 W. Franklin Street
Media, PA 19063
Phone: 484-441-1533
Fax: 484-933-5526
Website: http://www.rosenthal-goldberg.com

Rothridge Consulting Group
729 7th Avenue, 4th Floor
New York, NY 10019
Phone: 646-205-2784
Fax: 646-619-4232
Website: http://rothridgeconsultinggroup.com/
Note: The website is no longer accessible.

Ryan & Mahar, LLC
Columbia Center
701 Fifth Avenue
Seattle, WA 98104
Phone: 206-453-0034
Fax: 206-316-2225
Website: http://ryanmaharllc.com/

S

SB Registry
200 S Virginia Street
Reno, NV 89501
Phone: 702-789-0461
Fax: 415-449-9792
Website: http://sbregistry.com and http://www.rsbta.com/ (Access Forbidden)

Salvora Invest and Trade, Inc.
3500 South DuPont Highway
Dover, DE

Schiller Gates, Inc.
1695 Broadway
New York, NY 10018-5009
Phone: 646-912-6185
Fax: 646-861-4847
Website: http://schiller-gates.com/

Schwartz Leiberman Associates
P.O. Box 16425
Seattle, WA 97271
Phone: 206-350-4019 (from soliciting documents)
Fax: 206-299-9239
Phone: 206-202-6202 (from website)
Fax: 206-339-4812
Website: http://www.schwartzleiberman.com/

Senaca Stock Transfer Inc.
1739 Broadway Street, Suite 210
Boulder, CO 80302
Phone: 303-835-7379
Fax: 303-835-0623
Website: http://senacast.com/

Sharp Courage Global
255 West 36th Street
New York, NY 10018
Phone: 646-666-6086
Website: http://sharpcourageglobal.com/

Shearer Sampson & Associates
200 West Madison Street
P.O. Box 57680
Chicago, IL 60606
Phone: 312-462-4925
Fax: 312-462-4926
Website: http://shearersampson.com/

Sidstone, Gray & Partners
1 Cedar Street at Pearl Street, Suite 42 NW
Corner 100 Maiden Lane
New York, NY 10038
Phone: 347-410-6231
Fax: 347-823-2444
Website: http://www.sidstonegray.com/

Silver Spring Capital Management, LLC
1300 Spring Street, 3rd Floor
Silver Spring, MD 20910-3653
Phone: 301-232-0007
Fax: 301-576-5864
Website: http://silverspringcm.com/

Smith and Lockhart Associates
47-C Broad Street
New York, NY 10004
Phone: 914-517-2749
Fax: 914-560-2286
Website: http://smithlockhartassociates.com/

Smith and Olsson
155 N. Wacker Drive, Suite 3600
Chicago, Illinois 60606
Phone: 312-235-2641
Fax: 312-276-8515
Website: http://smithandolsson.com/

Soloman Mckinley Associates
P.O. Box 62889
Seattle, WA 98381-1296
Phone: 206-202-5135
Fax: 206-376-1936
Website: http://www.solomanmckinley.com/

Sony Global Asset Management, Ltd.
24 Washington Avenue, Suite 805A
Albany, NY 12210-2822
Phone: 213-250-2610
Website: http://www.sonygloba.com/

Sovereign Marketing
10 G Street NE
Washington, DC 20002
Phone: 202-580-8136

Sovereign Pacific Inc.
1440 Broadway, 22nd Floor
New York, NY 10018
Phone: 646-912-6203
Fax: 646-607-4654
Website: http://www.sovereignpacinc.com/ (no longer online)

Spartan Capital Asset Management
412 Park Avenue, 18th Floor
New York, NY 10022
Phone: 646-861-7887
Fax: 646-224-4890
Website: http://spartancam.com/

Stamford Niles Equities, LLC
Two Prudential Plaza
180 Stetson Ave.
Chicago, Illinois
Telephone: 312-465-1131
Website: http://www.stamfordniles.com

Standard Hokori Group
64-76 Liberty Street, 12th Floor
New York, NY
Phone: 917-932-2021
Website: http://www.standardhokori.com/

Stanley Capital Group Mergers and Acquisitions
1221 Avenue of the Americas
New York, NY 10020
Phone: 212-372-7388
Fax: 212-202-5220
Website: http://stanleycapitalgroup.com/

  1. This entity's website is an otherwise identical clone of MIT Associates Incorporated's.

Steed and Associates
352 Green Meadows, Suite 102
Pflugerville, TX 78660
Phone: 512-692-7644
Fax: 512-519-1556
Website: http://www.steedandassociates.com/

Steinberg & Ashley Corp.
21 Wall Street
New York City, NY 10005
Phone: 646-808-0223
Fax: 646-219-8045
Website: http://www.steinberg-usa.com/

Sterling Equity Corp.
3411 Silverside Road
Rodney Building
New Castle, DE 19810
Phone: 349-026-36112 (sic)
Website: http://www.sterlingequity.se/

Strategic Private Equity Group
Madison Avenue Center
590 Madison Avenue
New York, NY 10022
Phone: 212-656-1419
Fax: 212-409-8937
Website: http://www.strategicpeg.com/

Strike Commodities
Chicago Board of Trade Building
141 West Jackson Blvd.
Chicago, IL 60604
Phone: 773-346-3075
Fax: 815-713-3933
Website: http://www.strikecommodities.com (The website is no longer accessible.)

  1. Claims to work with, or makes other reference in its solicitations to, Hanworth Weir Ltd.

Summit M&A Inc.
845 Third Avenue
New York, NY 10022
Phone: 646-706-7540
Fax: 646-706-7541
Website: http://www.summitmainc.com/ (Not accessible)

Swinson Consultancy Firm
Eastlake Avenue NE
Seattle, WA 98102
Website: http://swinsonconsultancy.com/

Swiss Private Capital Ltd.
347 Fifth Avenue
New York, NY 10016
Phone: 800-666-0020
Fax: 866-666-8671
Website: http://www.swiss-private.com/

T

Tate and Carver Consultancy Group
168AD 27th Street, Near Hudson River
New York, NY 10011
Phone: 518-207-0179
Fax: 518-935-9241
Website: http://tatecarverconsultancy.com/

TCM Financial
56 Liberty Street, Suite 1249
New York, NY 10005
Phone: 646-328-1096, ext. 719

805 Marion Street
Seattle, WA 98104
Phone: 206-299-0763, ext. 643
Fax: 206-338-0979
Website: http://tcmfinancial.us/

Taft MacKenzie Ventures
1 Riverside Plaza, 18th Floor, West Wing
Columbus, OH 43215
Website: http://www.taftmackenzie.com/

Tanner-White PLLC
3101 Terry Ave North
Seattle, WA 98121
Phone: 206-420-6747
Fax: 206-202-2420
Website: http://tannerwhite.com/

Taylor and Grant Associates
243 E 25th Street, Suite 18
2nd Floor, Manhattan Tower
New York, NY 10010
Phone: 914-885-0102
Fax: 646-843-4739/646-514-4337
Website: http://taylorandgrantassociates.com/

TDB Financial Group
Broadway Building
New York, NY 10004
Phone: 646-455-2007, 347-838-5526
Website: http://www.tdbfinancial.com/

Texas Stock and Bond
5100 Westheimer Road, Suite 200
Houston, TX 77056
Phone: 713-343-7255
Fax: 713-929-2148
Website: http://www.tssdb.net/

The Crowne Registry
51 Madison Avenue
New York, NY 10010
Phone: 646-397-8907
Fax: 646-397-8907
Website: http://thecrowneregistry.com/

The Firm Inc., a.k.a. The Ottoman Group
590 Madison Avenue, 21st Floor
New York, NY 10022
Phone: 917-521-4137
Website: http://thefirmincorp.com/

Thomas & Hyde Consulting
Tower Executive Suites
10940 Wilshire Blvd., Suite 1600
Los Angeles, CA 90024
Phone: 213-488-0222
Fax: 213-403-6503
Website: http://www.thomasandhyde.com/

Thomas Anderson Advisory
91 Hudson Street, 5th Floor
New York, NY 10013
Phone: 646-248-7965
Fax: 646-619-4663
Website: http://www.thomasandersonadvisory.com/

TMRTrust Ltd.
2033 2nd Avenue
Seattle, WA 98121
Phone: 206-462-5448
Website: http://www.tmrtrust.com/

Tompkins, Price & Walker
P.O. Box 99163
San Francisco, CA 94177
Phone: 855-423-2474
Fax: 855-423-8294
Website: http://www.tompkinspricewalker.com/

Total Research Group, Inc.
420 Mercer Street
Seattle, WA 98109
Phone: 111-12345678 (sic), 206-202-2420
Fax: 206-309-7348
Website: http://totalresearch.us/

  1. Total Research Group, Inc. and Tanner-White PLLC share an identical phone and/or fax number.

TradersRoom
6943 198 Street
Fresh Meadows
New York, NY 11365
Phone: 646-490-2680
Fax: 888-899-2443
Website: http://www.tradersroom.com/

Transatlantic Alliance Inc.
299 Park Avenue, 22nd Floor
New York, NY 10171
Phone: 646-837-7192
Fax: 646-219-5979
Website: http://www.trans-atlanticalliance.com/

TMRTrust Ltd.
2033 2nd Avenue
Seattle, WA 98121
Phone: 206-462-5448
Website: http://www.tmrtrust.com/

Treadstone Private Equity
Bsmt 5, 1301 Avenue of the Americas
New York
Phone: 212-866-5269
Fax: 212-409-8710
Website: http://treadstonepe.com/

Trias Ltd.
3829 South Edmunds Street
Seattle, WA 98118
Phone: 206-462-5388
Website: http://www.triasltd.com/

Tribune Assets Management Litmited (sic)
888 West Jackson Boulevard
Chicago, IL 60604
Phone: 312-465-1657
Fax: 312-896-9308
Website: http://tribune-assets.com/

Trident Transfer Services Ltd.
270 West 57th Street, #1216
New York, NY 10107
Phone: 800-769-3254, 212-884-0524
Fax: 800-645-6781
Website: http://www.trident-ts.com/

Triumph Capital Management
33 W 19th Street
New York, NY 10011
Phone: 646-313-3798
Fax: 646-370-2997
Website: http://triumphcapitalmgmt.com/

Tudor Capital Group, a.k.a. Tudor Capital Global Financial Consultancy Firm
712 Pine Street
Seattle, Washington 98101
Phone: 206-219-3099 206-238-9157
Website: http://www.tudorcapitalgroup.com

U

United Consultants Fiduciary Services (UCFS)
148 Dogwood Drive
Fulton
Atlanta, GA 30354
Phone: 404-585-4267
E-mail: info@ucfs.biz
Website: http://www.ucfs.biz/

and

100 W. 33rd Street
New York, NY 10100
Phone: 212-851-3750
Fax: 206-339-4502
E-mail: ucfs.biz@accountant.com

Uniteds Investment Global Corp.
23 Wall Street, Suite 809
New York, NY 10005
Phone: 877-826-5224
Fax: 877-239-3608
Website: http://uniteds.com/

Universal Consolidated
55 Wall Street
New York, NY 10005
Phone: 212-401-6180
Fax: 212-401-6181
Website: http://universalcsld.com/

Upper East Side Trust Management
211 E. 70th Street
New York, NY 10021
Phone: 212-372-7324
Fax: 212-409-8867
Website: http://www.uestm.us/

U.S. Financial Management Service
401 14th Street S.W., # 548
Washington D.C. 20024
Phone: 866-221-4075
Fax: 206-299-9499
Website: http://www.usfinancialmgt.com/

  1. The U.S. Financial Management Service, a bureau of the United States Department of the Treasury, located at the address given by the soliciting entity, has confirmed to us that it has no affiliation with the soliciting entity.

V

Verity Transfer Inc.
676 9th Avenue, Suite #218
New York, NY 10036
Phone: 917-546-9116
Fax: 917-677-8898
Website: http://www.veritytransfer.com/ (Not accessible)

VipBinary, a.k.a. Vip Binary
40 Wall Street
New York, NY 10005
Phone: 855-497-7277
Website: http://www.vipbinary.com/

W

Wahrburg Moss
1111 Constitutional Avenue
Washington, DC 20224
Phone: 202-821-4748
Website: http://www.wahrburgmoss.com

Waight & Caffie Company Ltd.
1518 Market Street
Philadelphia, PA 19102
Phone: 215-253-6014
Fax: 215-933-5243
Website: http://www.waightcaffie.com/

Wallace Jacob Consultants Corporate Services
12 W. Nyack Rd.
West Nyack, NY 10994
Phone: 917-651-0117
Fax: 917-591-7414
Website: http://wjccorporateservices.com/

Wallstreet M & A Group
721 5th Avenue
New York, NY 10022
Phone: 516-833-3358
Fax: 516-570-3941
Website: http://www.wstreetgrp.com/

Walter Parker Group
100 Church Street
New York, NY 10007
Phone: 646-248-7930
Fax: 646-224-9557
Website: http://www.walterparkergroup.com/

Warren & Massey Asset Management Ltd., Inc.
400 Chesterfield Center, Suite 400
St. Louis, MO 63017
Phone: 314-361-3380
Fax: 866-523-5365
Website: http://www.warren-massey.net/

Warren Fisher and Associates
37D 25th Avenue
New York, NY 10003
Phone: 631-306-0774
Fax: 631-532-1701
Website: http://warrenfisherassociates.com/

Warren Hill, LLC
2401 4th Avenue
Seattle, WA 98121
Phone: 206-445-0930
Website: http://www.warren-hill.com

Weinberg Equity Management
237 E 18th St, #1
New York, NY 10038
Phone: 646-205-2786
Website: http://weinbergequitymanagement.com/

Weiss Rifkin & Partners
710 West 14th Street
Austin, TX 78701
Phone: 512-696-1547
Fax: 512-532-6552
Website: http://weissrifkinpartners.com/

Wellington Mergers and Acquisitions
3340 Peachtree Road NE, Buckhead Area
Atlanta, GA 30326-1081
Phone: 404-592-4540
Fax: 404-759-2088

  1. Claims to be endorsed by, or makes other reference in its solicitations to, International Stock Regulators, an alleged claim-filing and fund recovery service for commercial and securities class-action settlements. This entity is believed to be fictitious.

Werner Group
40 Wall Street, 22th Floor
New York, NY 10005
Phone: 646-313-3786
Website: http://www.werner-international.com/

Western Global Capital Management
583 5th Avenue
New York, NY 10022
Phone: 214-310-5460
Fax: 212-247-1384
Website: http://westernglobalcapmgt.com/

Western Pacific Advisors Inc., a.k.a. Westpac Inc.
One Stamford Plaza
Suite 420, Tresser Boulevard
Stamford, CT 06901
Phone: 202-595-0002
Fax: 202-595-2209
Website: http://www.westpacificadvisors.com/

Western Transfers Company
Phone: 202-534-3925
Fax: 202-534-3925
Website: http://westerntransfers.com/

Whalberg and Kaplan Agency Inc.
2377 Connecticut Avenue NW, Suite 405
Washington, DC 20036
Phone: 202-552-1095

Whittman Simmons Inc.
1560 Broadway
New York, NY 10035
Phone: 646-912-6187
Fax: 646-786-4618
Website: http://www.whittmansimmons.com/

Willkinson Capital Group
499 Park Avenue, 9th Floor
New York, NY 10020
Phone: 917-338-1690
Fax: 917-591-8918
Website: http://willkinsoncapital.com/

William Campbell Company
41 Madison Avenue, 31st Floor
New York, NY 10010-2202
Phone: 917-338-1692
Fax: 917-591-3186
Website: http://williamcampbellcompany.com/

Williams Mckenna Associates
P.O. Box 40601
Seattle, WA 97615
Phone: 206-426-2174
Fax: 206-299-9239
Website: http://www.williamsmckenna.com

Williams Royale Associates
P.O. Box 29437
Seattle, WA 98381
Website: http://williamsroyale.com/

  1. Claims to work with, or makes other reference in its solicitations to, Global Re-Insurance Services, a purported provider of wholesale insurance products and services. The website offers no address details for this entity.

Windcrest Management Solution, Ltd.
Two Court Square Building, 15th Floor
#99 44th Drive
Long Island, NY
Phone: 914-214-5304
Fax: 914-462-3358
Website: http://windcrestmgtsolution.com/

Windgate Security Management
1335 Yale Street
Lexington Avenue
New York, NY 10019
Phone: 646-360-1665
Fax: 646-839-2811
Website: http://www.windgatesecuritymgt.com/

Wineburg Corporate Insurance
Website: http://wineburgcorporate.com/

Woodbridge Escrow and Clearing
1258 H Street, NW
Washington, DC 20005
Fax: 202-330-5558
Website: http://woodbridgeescrowandclearing.com/

Wyatt M & A Advisory
John Hancock Center
875 North Michigan Avenue
Chicago, IL 60611
Phone: 312-646-7665
Website: http://wyattmaadvisors.com/

Y

York & Williamson
3 Center Plaza
Boston, MA 02110
Phone: 413-252-0988
Fax: 977-786-4695
Website: http://www.yorkandwilliamson.com/#

Z

Zenith Research Group
20 South Wacker Drive
Chicago IL 60606
Phone: 773-831-4614
Fax: 773-304-3127
Website: http://www.zenithresearchgroup.com/

 

http://www.sec.gov/investor/oiepauselist.htm


Modified: 08/13/2012