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Archive of Investors Claims Funds Notices

   *   12daily Pro
   *   4NExchange, LLC, Paul R. Grant and Ronald Bassett
   *   A.B. Financing Investments, Inc. (ABFI) and Anthony Blissett
   *   A.S. Goldmen
   *   Advanced Financial Services, Larry W. Tyler, et al.
   *   AIM Advisors, Inc. and AIM Distributors, Inc.
   *   ALIC Corporation
   *   American Express Financial Advisors Inc.
   *   American International Group, Inc. (AIG)
   *   American Skandia Investment Services, Inc.
   *   American Waste Services and Waste Management Insider Trading, William A. Rothrock et al.
   *   Americorp Securities, Inc. and Drew Edgar Schaefer
   *   AOB Commerce, Inc., et al.
   *   Ashbury Capital Partners, L.P., Ashbury Capital Management, L.L.C., and Mark Yagalla
   *   Association for Betterment through Education and Love, Inc. and Anthony O. DeGregorio, Sr.
   *   Association of Individual Ministries and Charles Groeschel
   *   Banc of America Securities LLC
   *   Banc One Investment Advisors Corporation
   *   Basic Energy & Affiliated Resources, Inc.
   *   BBC Equities, LLC and Bravata Financial Group, Inc. et al.
   *   Beacon Hill Asset Management, et al.
   *   Bear, Stearns & Co., Inc. and Bear, Stearns Securities Corp.
   *   Ben-Wal Leasing, Ben-Wal Management, and Jerry E. Benson
   *   Benjamin Franklin Cook and Dennel Financial Limited
   *   Bennett Funding Group, Inc.
   *   Benny L. Judah and Excel Lease Fund, Inc.
   *   Better Life Club
   *  Better Life Club of America, Inc.
   *   BetzDearborn Inc. Insider Trading Distribution Fund
   *   BIJ Financial Services
   *   Billion Coupons, Inc. (aka Billion Coupons Investment) and Marvin R. Cooper
   *  Biltmore Financial Group, et al.
   *   Bio-Heal Laboratories, Inc., et al.
   *   Bottom Line of South Florida, Inc., Andres L. Pimstein, et al.
   *   Bradford C. Bleidt and Allocation Plus Asset Management Company, Inc.
   *   Bridgeway Capital Management, Inc. and John Noland Ryan Montgomery
   *   Bristol-Myers Squibb Company
   *  Broadband Wireless International Corporation
   *   Bryan J. Egan/BryCar Financial Corp.
   *  Capital Consultants, LLC, Jeffrey L. Grayson, and Barclay L. Grayson
   *  Capital Enhancement Club
   *  Cash 4 Titles, Charles Richard Homa, and Michael Gause
   *  Cash Link Systems, Inc. et al.
   *   CBI Industries
   *   Charis Johnson, LifeClicks, LLC, and 12daily Pro
   *   Centennial Technologies, Inc. Insider Trading—Emanuel Pinez
   *   CEP Holdings, Inc. D/B/A Colonendparenthesis.net, Trevor Reed, Clayton Kimbrell and Colon End Parenthesis Trust, LLC
   *   Chemical Trust, et al.
   *   Club Atlanta Travel, Inc.
   *   CNC Trading Company, Inc.
   *   Columbia Management Advisors, Inc. and Columbia Funds Distributor, Inc.
   *   Computer Associates International, Inc.
   *   ConAgra Foods, Inc., et al.
   *   Concord Capital Inc., Scott Yoshizumi, et al.
   *   Concorde America, Inc., et al.
   *   Continental Wireless Cable Television, Inc.
   *  Cornerstone Prodigy Group, Inc. and Executive Netprofits, Inc.
   *   Credit First Fund, LP, David R. Lund, et al.
   *   Cross Financial Services, Inc.
   *   Currency Trading International, Inc., et al.
   *   Cyprus Funds, Inc. and Latin American Services Co., Ltd.
   *   D. H. Blair & Co, Inc.
   *   D.W. Heath & Associates, Inc. et al.
   *   David M. Mobley/Maricopa Investment Fund, Ltd.
   *   David Tanner d/b/a/ Capital Enhancement Club, et al.
   *   Dean Foods - Michael J. McCloskey, et al.
   *   Discover Capital Holdings Corp., et al.
   *   Donald Matthew Greth and Brenda B. Melton
   *   E-Biz Ventures
   *   Edward S. Digges, et al.
   *   Elfindepan S.A., et al
   *   Emvest Mortgage Fund, LLC, Emvest, Inc., and Milon Lyle Brock
   *   Enron
   *   Enterprise Trust Company, et al.
   *   Euro Security Fund Distribution Plan
   *   Evergreen Investment Management Company, LLC et al.
   *   Excel Lease Fund, Inc.
   *   Fidelity National Capital Investors, Inc.
   *   Federal National Mortgage Association (Fannie Mae)
   *   Financial Security Assurance Holdings Ltd.
   *   First American Reliance, Inc.
   *   First Command Financial Planning
   *   Floyd Leland Ogle, et al.
   *   FOMAC International, Inc.
   *   Frank D. Gruttadauria et al.
   *   Franklin Advisers, Inc.
   *   Freedom Financial, Inc., et al.
   *   Friendly Power Company
   *   Funding Resource Group, Inc.
   *   Genesis Leasing IX, Inc. et al.
   *   Geneva Group and Nicholas Garcia
   *   Germenis et al.
   *   Gerson Asset Management
   *   Gilbert A. Zwetsch and James H. Ridinger (Market America, Inc.)
   *   Glen Eugene Miller, LD&B Management, Inc., Rich Barlow, Acquire Venture Fund Group, et al.
   *   Glittergrove Investments, Ltd.
   *   Global Assets Partners et al.
   *   Global Money Management, L.P., LF Global Investments, LLC, and Marvin Friedman
   *   Global Online Direct, Inc., Bryant E. Behrmann and Larry "Buck" E. Hunter
   *   Global Research Analyst Settlement
   *   Global Telelink Services, Inc.
   *   Gold-Quest International, et al.
   *   Grant Thornton LLP, Doeren Mayhew & Co. P.C., Peter M. Behrens, CPA, Marvin J. Morris, CPA and Benedict P. Rybicki, CPA
   *   Great White Marine & Recreation, Inc.
   *   Harvey M. Burstein and James D. Loeffelbein
   *   Health Maintenance Centers, Inc. et al.
   *   HealthSouth Corporation
   *   Heartland Financial Services, Inc.
   *   Heartland Group, Inc.
   *   Hurst Capital Corporation
   *   i2 Technologies, Inc.
   *   IMS/CPAs & Associates, Vernon T. Hall, Stanley E. Hargrave and Jerome B. Vernazza
   *   The Infinity Group Company
   *   International Capital Management, Inc.
   *   International Equity Advisors, LLC and Richard Roger Lund
   *   International Funding Association, Ronald Stephen Holt, et al.
   *   Internet Capital Holdings, Inc.
   *   InverWorld, Inc.
   *   Invesco Funds Group, Inc.
   *   Invest Better 2001
   *   IPIC International, et al.
   *   Itex Corporation, et al.
   *   Jack Brown, Jules Fleder et al.
   *   James B. Roberts, FOMAC International, Inc., and Consultores Las Tres Americas S.A.
   *   James M. Nicholson et al.
   *   James P. Lewis, Jr., Financial Advisory Consultants, et al.
   *   Janus Capital Management LLC
   *   Jeffrey Fishman and Medemil LLC
   *   John Wayne Zidar et al.
   *   Jon W. James, J.W. James & Associates, et al.
   *   Jordan Enterprises LLC, et al.
   *   K.L. Group, LLC, et al.
   *   Kenneth Roy Weare, also known as Roy Weaver, J&K Global Marketing Corporation, and AAA-Auction.com, Inc.
   *   Knight Securities L.P.
   *   KS Advisors, et al.
   *   Le Club Prive S.A.
   *   LinkTel Communications, Inc.
   *   Lloyd E. Wollmershauser a/k/a The PennyStockMan
   *   Mark D. Montana, individually and d/b/a M & M Properties, and M & M Financial, Inc., et al.
   *   Massachusetts Financial Services Co.
   *   Massachusetts Financial Services Co., John W. Ballen, and Kevin R. Parke
   *   MBIA Inc.
   *   Medemil LLC et al.
   *   Megafund Corporation
   *   Michael J. McCloskey, et al. (Dean Foods)
   *   Michael J. McNaul, II et al.
   *   Michael Lauer, Lancer Management Group, LLC, and Lancer Management Group II, et al.
   *   Mid-America Foundation, Inc., Robert R. Dillie, et al.
   *   Milan Capital Group, Inc.
   *   Millennium Financial, Ltd. and Newpont Fiduciaries & Nominees, S.A.
   *   Mobile Billboards of America, Inc., et al.
   *   Morgan Stanley DW, Inc.
   *   MX Factors, LLC et al.
   *   Nasdaq Market Makers
   *   Nations Warranty Group, Inc., Jonathan W. Mikula, John B. Craddock and JW&P Consulting, LLC
   *   Net World Marketing, Inc.
   *   Nevis Capital Management, LLC, David Wilmerding, III, and Jon C. Baker
   *   NexstarCommunications, LLC
   *   New Times Securities Services, Inc, New Age Financial Securities, Inc. and William Goren
   *  Norman G. Cornelius and Avalon Custom Homes, Inc.
   *  North American Clearing, Inc., Richard L. Goble, Bruce B. Blatman and Timothy J. Ward
   *   North American Medical Products, Inc.
   *   Northshore Asset Management LLP, et al.
   *   NVID International, Inc.
   *   NYSE Specialist Firms
   *   Ohana International, Inc., Financial Solutions, and Christiano Hashimoto
   *   Oracle Trust Fund, Jubilee Trust Fund, Elkosh Trust Fund, Jerome DeFries and Kevin McQueen
   *   PaineWebber Direct Investments
   *   Par Three Financial Group, Inc. and Melvin D. Ruth
   *   Paramount Capital Management, Inc. and William C. Bolton
   *   Paul D. Poetter, et al.
   *   Pay Pop, Inc.
   *   Perennial Fund I LP, et al.
   *   Philip D. Phillips, individually and d/b/a American Heartland Sagebrush Securities Investments Inc. and Sagebrush Securities, American Heartland, Inc., et al.
  *   Phoenix Telecom, L.L.C.
   *   Physicians Guardian Unit Investment Trust
   *   Pilgrim Baxter & Associates, Ltd., Gary L. Pilgrim and Harold J. Baxter
   *   Pinnacle Development Partners LLC and Gene A. O’Neal
   *   Pittsford Capital Income Partners, L.L.C., et al.
   *   Pleasure Time, Inc. d/b/a Telephone Information Systems (TIS) Worldwide Lottery Program
   *   Premium Income Corp, et al.
   *   Prudential Equity Group, LLC, formerly known as Prudential Securities Inc.
   *   Putnam Investment Management LLC
   *   Qwest Communications International Inc.
   *   Rainmaker Managed Living, LLC, et al.
   *   Resource Development International LLC, et al.
   *   Robert L. Shull, et al.
   *   Robertson Stephens, Inc.
   *   Royal Dutch Petroleum Company and The "Shell" Transport and Trading Company
   *   RS Investments Management, Inc. et al.
   *   SG Ltd. (Stock Generation Ltd.) et al.
   *   Starcash, Inc. et al.
   *   Sterling Foster & Co.
   *   Striker Petroleum, LLC, Mark Roberts and Christopher Pippin
   *   Strong Capital Management, et al.
   *  Sun Electric or Heekin Can Corp.
   *  Superior Opportunities, Inc.
   *   Tel-One, Inc.
   *   Teresa V. Fernandez and Wharton Investments, Inc.
   *   TLC Investments & Trade Co., et al.
   *   Triangle Industries Insider Trading — Samir Traboulsi, et al.
   *   Uniprime Capital Acceptance, Inc. and Alfred J. Flores
   *   United American International, Inc.
   *   Universal Express et al.
   *   Veras Capital Master Fund, et al.
   *   Vestron Financial Corporation, et al.
   *   Virtual Cash Card, et al.
   *  W.L. Ware Enterprises and Investments, Inc. and Warren L. Ware
   *  Waddell & Reed, Inc.
   *  Warren Energy, Inc.
   *  Wayne F. Gorsek, Lyndell F. Parks and P. Brenden Gebben
   *  Wealth International Network Notice of Hearing
   *  Wealth International Network Plan of Distribution
   *  Web Hosting Headquarters Partnership
   *  Wellington Bank and Trust, Ltd. et al.
   *  Wellspring Capital Group, Inc. and Blake A. Prater
   *  Westgate Capital Management and James Nicholson
   *  Wheat, First Securities, Inc. f/k/a First Union Capital Markets Corp. and Teressa L. Cawley
   *   Whitworth Energy Resources, Ltd., Williston Basin Holding Corp., Amerivest Financial Group
   *   WorldCom
   *   Xerox Corporation
   *   Yes Entertainment, LLC, et al.
   *   Zappa International Corp.

http://www.sec.gov/divisions/enforce/claims/archive.htm


Modified: 5/28/2013