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Frequently Requested Search Terms

Most Common Search Terms for SEC Website

These are the most common search terms people are using in our web site search engine and our recommendations on where to start looking. See also our Fast Answers — Key Topics index to information on the SEC website.

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Search TermRecommended Web Page
529 PlansAn Introduction to 529 Plans
Accredited InvestorsAccredited Investors
AAER ReleasesSelected Accounting and Auditing Enforcement Releases
Annual ReportAnnual Report
Annuities Annuities
Auction Rate SecuritiesAuction Rate Securities
BankruptcyBankruptcy and Corporate Bankruptcy
Comment LettersComment Letters
Dodd-Frank Wall Street Reform and Consumer Protection ActDodd-Frank Wall Street Reform and Consumer Protection Act
EDGARHow Do I Use EDGAR?
EnronSpotlight on Enron
Executive CompensationExecutive Compensation: Where to Find in SEC Reports
Ex-Dividend DatesEx-Dividend Dates: When Are You Entitled to Stock and Cash Dividends
Federal HolidaysEDGAR Filer Information: Calendar of Federal Holidays
Fee Rate AdvisoryDivision of Trading and Markets Frequently Requested Documents
Financial Reporting ManualDivision of Corporation Finance Financial Reporting Manual
Financial Statements, How to ReadBeginners' Guide to Financial Statements
Forms 3,4,5Forms 3,4,5
Form 8-KForm 8-K
Form 10-KForm 10-K
Form 13FForm 13F—Reports Filed by Institutional Investment Managers
Form ADVForm ADV
Form DForm D
Form IDForm ID
Frequently Asked Questions (FAQs)Frequently Asked Questions (FAQs)
Hedge fundsHedging Your Bets: A Heads Up on Hedge Funds and Funds of Hedge Funds
Initial Public Offering (IPO)Initial Public Offerings (IPO)
International Financial Reporting Standards (IFRS) Roadmap Spotlight On: Global Accounting Standards
Insider TradingInsider Trading
Limit OrdersLimit Orders
Market TimingTips for Online Investing
Mutual fundsMutual Funds
No-Action LettersNo-Action Letters
ProspectusInformation Available to Investment Company Shareholders
Ponzi SchemePonzi Scheme
Regulation DRegulation D Offerings
Regulation FDFair Disclosure, Regulation FD
Regulation NMSSpotlight on Regulation NMS
Rule 144Rule 144: Selling Restricted and Control Securities
Savings BondsSavings Bonds
Sarbanes-Oxley ActSpotlight on Sarbanes-Oxley Rulemaking and Reports
SEC EmploymentInvest in Your Career — Employment with the SEC
SEC WhistleblowerWelcome to the Office of the Whistleblower Website!
Series 7 ExaminationSeries 7 Examination
Short sales; short sellingSpotlight on Short Sales
SIC CodesDivision of Corporation Finance: Standard Industrial Classification (SIC) Code List
Stop OrdersStop Orders
Stop-Limit OrdersStop-Limit Orders
XBRLSpotlight on Tagged Data and XBRL Initiatives
WorldComSpotlight on WorldCom

 

We have provided this information as a service to investors.  It is neither a legal interpretation nor a statement of SEC policy.  If you have questions concerning the meaning or application of a particular law or rule, please consult with an attorney who specializes in securities law.