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ALJ Decisions & Orders:
Administrative Law Judges
Archives 1982

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

Additional Archives

AP No. Date Respondents
Fourth Quarter
3-6074 Dec. 30, 1982 Paine Webber Jackson & Curtis, Incorporated
(BD 8-016267)
David J. Markun,
Administrative Law Judge
3-5881 Dec. 29, 1982 First Multifund Advisory Corp., Milton Mound
Irving Schiller,
Administrative Law Judge
3-6135 Dec. 20, 1982 Alstead, Strangis & Dempsey, Inc. (8-14697)
Warren E. Blair,
Chief Administrative Law Judge
Third Quarter
3-6071 Sep. 24, 1982 Investors Financial Planning, Inc. (File No. 8-15278), National Executive Planners, Ltd., Dan King Brainard (File No. 801-11187), Henry Leroy Hebrock, Richard O. White
Ralph Hunter Tracy,
Administrative Law Judge
3-6085 Sep. 10, 1982 Advanced Chemical Corporation
Jerome K. Soffer,
Administrative Law Judge
3-6038 Aug. 27, 1982 Richard W. Suter and Richard W. Suter d/b/a National Investment Publishing Company
David J. Markun,
Administrative Law Judge
3-6084 Aug. 2, 1982 Jay W. Kaufmann & Co., Raphael David Bloom
Irving Schiller,
Administrative Law Judge
Second Quarter
No decisions issued this peroiod.
First Quarter
3-6063 Mar. 4, 1982 James S. Doyle, Thomas F. Ryan
David J. Markun,
Administrative Law Judge
3-6046 Jan. 29, 1982 Morton Paul Kominsky d/b/a Morton Kominsky, Morton Kominsky
David J. Markun,
Administrative Law Judge
3-6022 Jan. 14, 1982 James F. Novak
Ralph Hunter Tracy,
Administrative Law Judge

http://www.sec.gov/alj/aljdec/aljdecarchive/aljdecarc1982.shtml


Modified: 10/16/2014