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ALJ Decisions & Orders:
Administrative Law Judges
Archives 1966

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

Additional Archives

AP No. Date Respondents
Fourth Quarter
3-609 Dec. 30, 1966 Charles P. Lawrence
James G. Ewell,
Hearing Examiner
(Note: Opinion)
No Number Dec. 27, 1966 Millard M. Mier, John E. Lalich, Geraldine C. Gillespie, Carolyn J. Hendrickson
Leo G. MacLaughlin Securities Co.
File No. 8-6926
Sidney Gross,
Hearing Examiner
(Note: Finality Order)
3-134 Dec. 19, 1966 Richard Bruce & Co., Inc. (8-923), Melvin Hiller, George Granat, Stanley Gross, Jeanne S. Earle, Aaron Fink, Robert A. Monahan
Sidney Ullman,
Hearing Examiner
(Note: Opinion)
3-543 Nov. 17, 1966 Balanced Programs, Ltd. (8-10459), Charles S. Sperrazza
Samuel Binder,
Hearing Examiner
(Note: Finality Order)
3-469 Oct. 19, 1966 Roman S. Gorski (801-2400)
Irving Schiller,
Hearing Examiner
(Note: Opinion)
3-382 Oct. 17, 1966 Billings Associates, Inc. (8-11330), Pearne Billings, Judson Dockstader, William J. Irving, Arthur E. Laudenslager, Hedley Moore, Mitchel Steklof, Morris Cohen
Warren E. Blair,
Hearing Examiner
3-115 Oct. 17, 1966 Lawrence Securities Company (8-12017), Lawrence Jay Brown d/b/a Lawrence Securities Company (8-11971), Lawrence Jay Brown
Sidney Ullman,
Hearing Examiner
(Note: Finality Order)
Third Quarter
No Number Aug. 26, 1966 Century Securities Company (8-8623), Fred Colton, David T. Fleischman, William Reigel, Robert W. Nees, Pierre Pambrun, Jay B. Cook, Donald R. Brophy, John Desbrow
Sidney Gross,
Hearing Examiner
(Note: Opinion)
No Number Aug. 25, 1966 John C. Pappas, R. Baruch & Company, et al., Files 8-8712, et al.
(A.T. Bod & Company, No. 8-6503)
Sidney L. Feiler,
Hearing Examiner
(Note: Opinion)
3-200 Jul. 15, 1966 International Hydrocarbons Ltd. (23S-1983)
Samuel Binder,
Hearing Examiner
Second Quarter
No Number Jun. 27, 1966 Strathmore Securities, Inc., Auldus H. Turner, Jr., Ronald D. Turner, T. Theodore Turner, Theodore B. Henjum, Michael R. Ventura, Louis A. Moore, Alan J. Davis, Hugh M. Casper, John J. Baginski, Ethel I. Weber
Sidney L. Feiler,
Hearing Examiner
File No. 8-7323
(Note: Opinion)
3-215 Jun. 23, 1966 Dixie Land and Timber Corporation (2-2278)
Samuel Binder,
Hearing Examiner
(Note: Finality Order)
3-136 Jun. 22, 1966 William S. Marshall
Sidney Ullman,
Hearing Examiner
No Number May 31, 1966 Huntington Securities Co., Inc. (8-8892), Benjamin Stein, Saul Kay, Peter Fotis, James De Mammos, Erwin Gersten
Sidney Ullman,
Hearing Examiner
(Note: Finality Order)
3-43 Apr. 25, 1966 Van Hoozer & Company, Inc. (8-6810), Thomas H. Van Hoozer
Samuel Binder,
Hearing Examiner
(Note: Finality Order)
3-163 Apr. 7, 1966 Costello, Russotto & Co. (8-9178), Frank A. Costello, Bernard Livingston, Jerold Irwin Kantor, Martin A. Fleischman, Joseph Baron, Floyd Earl O'Gorman
Sidney Gross,
Hearing Examiner
(Note: Finality Order)
No Number Apr. 4, 1966 Fabrikant Securities Corporation, et al. (8-9565)
Sidney Ullman,
Hearing Examiner
(Note: Finality Order)
3-10 Mar. 29, 1966 Seaboard Securities Corporation (8-9753), Leon Nash, Harold Ignatoff
Irving Schiller,
Hearing Examiner
(Note: Opinion)
3-145 Mar. 21, 1966 F. R. Burns & Company (8-4205), Floyd R. Burns
Sidney L. Feiler,
Hearing Examiner
(Note: Finality Order)
First Quarter
3-227 Mar. 16, 1966 Marketlines, Inc. (801-3091), David S. Romanoff, Harold Schreiber / Elizabeth Schreiber d/b/a Commodity Trading Advisory Service (801-3066), Harold Schreiber
James G. Ewell,
Hearing Examiner
(Note: Opinion)
3-3 Feb. 28, 1966 Stuart Perlman (24A-1733); Clifford Perlman; Aetna Securities Corporation - Offerors; Lum's Inc. - Issuer
Sidney Gross,
Hearing Examiner
(Note: Opinion)
3-148 Feb. 16, 1966 C.A. Benson & Company, Inc. (8-6721), Carl A. Benson
Warren E. Blair,
Hearing Examiner
(Note: Finality Order)
3-1 Jan. 21, 1966 Thomas F. Quinn, Norman B. Babat, Martin A. Fleischman, Jack Greenberg
Sidney Gross,
Hearing Examiner
(Note: Finality Order)
No Number Jan. 4, 1966 Christopher & Co., Inc. (8-9380), Jospeh Cannistraci, Peter Lobkowicz, a/k/a Leblovic, Alfred Miller, Theodore Sotell, William V. Simone, Irving Sherer, Bernard Freimark, Salvatore J. Ambrosino, Thomas Souran
Irving Schiller,
Hearing Examiner
(Note: Finality Order)
3-364 Jan. 3, 1966 Waldman & Co. (8-11460), Seymour Waldman, Elliot Rose, Bernard Portnoy, Frank Engelman, Julius Gladstein, Samuel Lewis, Stuart Davis, Louis Pilnick, Reubin Ehrlich, Martin A. Fleishman, Norman B. Babat, Norman Pollisky, Aaron J. Gabriel, Allan Harris
Warren E. Blair,
Hearing Examiner
(Note: 3-364; Finality Order)

http://www.sec.gov/alj/aljdec/aljdecarchive/aljdecarc1966.shtml


Modified: 10/16/2014