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ALJ Initial Decisions:
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| Release No. | Date | Respondents |
| Second Quarter | ||
| 457 | Apr. 20, 2012 | Montford and Company, Inc. d/b/a Montford Associates, and Ernest V. Montford, Sr.
Brenda P. Murray Chief Administrative Law Judge File No. 3-14536 (Note: Order Instituting Proceedings, Release No. IA-3273) |
| 456 | Apr. 4, 2012 | Peter Emrich, Alberto Ferreiras, James Frankfurth, Frank Rossi, Dana Valensky
Brenda P. Murray, Chief Administrative Law Judge File No. 3-14509 (Note: Order Instituting Proceedings, Release No. 34-65167; Finality Order, Release No. 34-66917) |
| First Quarter | ||
| 455 | Mar. 19, 2012 | Terry Harris
Brenda P. Murray, Chief Administrative Law Judge File No. 3-14610 (Note: Order Instituting Proceedings, Release No. IA-3309; Finality Order, Release No. IA-3401) |
| 454 | Feb. 22, 2012 | China-Biotics, Inc.
Carol Fox Foelak, Administrative Law Judge File No. 3-14581 (Note: Order Instituting Proceedings, Release No. 34-65510) |
| 453 | Feb. 15, 2012 | Ablest Inc.
Carol Fox Foelak, Administrative Law Judge File No. 3-14587 (Note: Order Instituting Proceedings, Release No. 34-65560) |
| 452 | Feb. 14, 2012 | Gualario & Co., LLC and Ronald Gualario
Carol Fox Foelak, Administrative Law Judge File No. 3-14340 (Note: Order Instituting Proceedings, Release No. 33-9202; Finality Order, Release Nos. 33-9310, 34-66751, IA-3392, IC-30028) |
| 451 | Feb. 10, 2012 | Leila C. Jenkins
Cameron Elliot, Administrative Law Judge File No. 3-14458 (Note: Order Instituting Proceedings, Release Nos. 34-64849 and IA-3235; Finality Order, Release No. 34-66548) |
| 450 | Feb. 6, 2012 | Locke Capital Management, Inc.
Cameron Elliot, Administrative Law Judge File No. 3-14457 (Note: Order Instituting Proceedings, Release No. IA-3234; Finality Order, Release No. IA-3381) |
| 449 | Jan. 24, 2012 | American Capital Partners Limited, Inc., American Educators Financial Corp. (N/K/A Asia Ventures Corp.), Austral Pacific Energy Ltd, Bidville, Inc. (N/K/A Primedge, Inc.), Bio-Warm Corp. (N/K/A Phi Gold Corp.), Black Rock Golf Corp. (A/K/A Aurus Corp.), Broadband Wireless International Corp., and Buffalo Gold Ltd.
Brenda P. Murray, Chief Administrative Law Judge File No. 3-14534 (Note: Order Instituting Proceedings, Release No. 34-65274; Finality Order, Release No. 34-66437) |
| 448 | Jan. 5, 2012 | Michael R. Pelosi
Cameron Elliot, Administrative Law Judge File No. 3-14194 (Note: Order Instituting Proceedings, Release No. IA-3141; ) |
| 447 | Jan. 4, 2012 | Alfred Clay Ludlum, III
Brenda P. Murray, Chief Administrative Law Judge File No. 3-14572 (Note: Order Instituting Proceedings, Release No. IA-3294; ) |
http://www.sec.gov/alj/aljdec.shtml
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