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ALJ Initial Decisions:
Administrative Law Judges

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

First Quarter 

Additional Archives

Release No. Date Respondents
First Quarter
741 Jan. 30, 2015 Marlon Quan and Stewardship Investment Advisors, LLC
James E. Grimes,
Administrative Law Judge
File No. 3-16226
(Note: Order Instituting Proceedings, Release No. IA-3962)
740 Jan. 27, 2015 Roy Dixon, Jr.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15746
(Note: Order Instituting Proceedings, Release No. 34-71522)
739 Jan. 22, 2015 Jesse C. Litvak
Cameron Elliot,
Administrative Law Judge
File No. 3-16050
(Note: Order Instituting Proceedings, Release No. 34-72958)
738 Jan. 20, 2015 Gary Harrison Lane
James E. Grimes,
Administrative Law Judge
File No. 3-16101
(Note: Order Instituting Proceedings, Release No. 34-73077)
737 Jan. 16, 2015 John J. Bravata, Richard J. Trabulsy and Antonio M. Bravata
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15900
(Note: Order Instituting Proceedings, Release No. 34-72290)
736 Jan. 13, 2015 Bingo.Com, Inc., et al
Cameron Elliot,
Administrative Law Judge
File No. 3-16291
(Note: Order Instituting Proceedings, Release No. 34-73696)
735 Jan. 13, 2015 The Billiard Channel, Inc., et al.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-16313
(Note: Order Instituting Proceedings, Release No. 34-73806)
734 Jan. 12, 2015 Harding Advisory LLC and Wing F. Chau
Cameron Elliot,
Administrative Law Judge
File No. 3-15574
(Note: Order Instituting Proceedings, Release No. 33-9467)
733 Jan. 7, 2015 Michael A. Horowitz and Moshe Marc Cohen
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-15790
(Note: Order Instituting Proceedings, Release No. 33-9559)
732 Jan. 6, 2015 Blue Moon Investments, et al.
Cameron Elliot,
Administrative Law Judge
File No. 3-16284
(Note: Order Instituting Proceedings, Release No. 34-73663)
731 Jan. 5, 2015 Bingo.Com, Inc.
Cameron Elliot,
Administrative Law Judge
File No. 3-16291
(Note: Order Instituting Proceedings, Release No. 34-73696)
730 Jan. 2, 2015 Alamosa (Delaware), Inc., et al.
Jason S. Patil,
Administrative Law Judge
File No. 3-16295
(Note: Order Instituting Proceedings, Release No. 34-73733)

 

http://www.sec.gov/alj/aljdec.shtml


Modified: 01/30/2015