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ALJ Initial Decisions:
Administrative Law Judges

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

Fourth Quarter | Third Quarter | Second Quarter | First Quarter 

Additional Archives

Release No. Date Respondents
Fourth Quarter
702 Oct. 24, 2014 The Registration Statement of Esir1, Inc.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-16173
(Note: Order Instituting Proceedings, Release No. 33-9656)
701 Oct. 24, 2014 Golden Elephant Glass Technology, Inc., and Pacific Alliance Corp.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15649
(Note: Order Instituting Proceedings, Release No. 34-71113)
700 Oct. 24, 2014 Corridor Ventures II Acquisition Corp., et al.
Jason S. Patil,
Administrative Law Judge
File No. 3-16136
(Note: Order Instituting Proceedings, Release No. 34-73138)
699 Oct. 23, 2014 Adarna Energy Corporation, Bluedata Corporation, Brampton Crest International, Inc., Covenant Group of China Inc., Mobile Area Networks, Inc., Netco Investments, Inc. OneTravel Holdings, Inc., and PDG Environmental, Inc.
James E. Grimes,
Administrative Law Judge
File No. 3-16105
(Note: Order Instituting Proceedings, Release No. 34-73089)
698 Oct. 22, 2014 Armand R. Franquelin
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-15848
(Note: Order Instituting Proceedings, Release No. 34-71991)
697 Oct. 22, 2014 Alicia Bryan
Cameron Elliot,
Administrative Law Judge
File No. 3-15937
(Note: Order Instituting Proceedings, Release No. 34-72424)
696 Oct. 21, 2014 Alto Group Holdings, Inc.,
Carol Fox Foelak,
Administrative Law Judge
File No. 3-16043
(Note: Order Instituting Proceedings, Release No. 34-72935)
695 Oct. 20, 2014 John Thomas Pappas
Carol Fox Foelak,
Administrative Law Judge
File No. 3-16057
(Note: Order Instituting Proceedings, Release No. IA-3912)
694 Oct. 20, 2014 Fox Petroleum, Inc., et al.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-16060
(Note: Order Instituting Proceedings, Release No. 34-73031)
693 Oct. 17, 2014 John Thomas Capital Management Group LLC, d/b/a Patriot28 LLC and George R. Jarkesy, Jr.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15255
(Note: Order Instituting Proceedings, Release No. 33-9396)
692 Oct. 16, 2014 China Transportation International Holdings Group Ltd. and Precise Strategy Acquisition Corp. I
Jason S. Patil,
Administrative Law Judge
File No. 3-16137
(Note: Order Instituting Proceedings, Release No. 34-73139)
691 Oct. 14, 2014 AGR Tools, Inc., et al.
Jason S. Patil,
Administrative Law Judge
File No. 3-16135
(Note: Order Instituting Proceedings, Release No. 34-73135)
690 Oct. 14, 2014 Michael S. Steinberg
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-15925
(Note: Order Instituting Proceedings, Release No. IA-3853)
689 Oct. 10, 2014 Asian Dragon Group, Inc., et al.
Jason S. Patil,
Administrative Law Judge
File No. 3-16106
(Note: Order Instituting Proceedings, Release No. 34-73091)
688 Oct. 9, 2014 Michael D. Montgomery
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-15799
(Note: Order Instituting Proceedings, Release No. 34-71738)
687 Oct. 7, 2014 Bethesda C0801, Inc., et al.
Cameron Elliot,
Administrative Law Judge
File No. 3-16055
(Note: Order Instituting Proceedings, Release No. 34-73002)
686 Oct. 7, 2014 Asia Cork, Inc., et al.
James E. Grimes,
Administrative Law Judge
File No. 3-16052
(Note: Order Instituting Proceedings, Release No. 34-72979)
685 Oct. 2, 2014 Kenneth C. Tebbs
Cameron Elliot,
Administrative Law Judge
File No. 3-15844
(Note: Order Instituting Proceedings, Release No. 34-71955)
684 Oct. 1, 2014 China Clean Energy Acquisition Corp., et al.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-16036
(Note: Order Instituting Proceedings, Release No. 34-72910)
Third Quarter
683 Sep. 29, 2014 Bay Acquisition Corp. (a/k/a Securelogic Corp.) (n/k/a Goozex Holdings, Inc.), et al.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-16053
(Note: Order Instituting Proceedings, Release No. 34-72981)
682 Sep. 26, 2014 China Wood, Inc.
Cameron Elliot,
Administrative Law Judge
File No. 3-16039
(Note: Order Instituting Proceedings, Release No. 34-72925)
681 Sep. 24, 2014 Gold Horse International, Inc.
Cameron Elliot,
Administrative Law Judge
File No. 3-16041
(Note: Order Instituting Proceedings, Release No. 34-72929)
680 Sep. 23, 2014 Black Hawk Exploration, et al.
Cameron Elliot,
Administrative Law Judge
File No. 3-16016
(Note: Order Instituting Proceedings, Release No. 34-72843)
679 Sep. 23, 2014 Bay Acquisition Corp. (a/k/a Securelogic Corp.) (n/k/a Goozex Holdings, Inc.), et al.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-16053
(Note: Order Instituting Proceedings, Release No. 34-72981)
678 Sep. 23, 2014 Clavis Technologies International Co., Ltd.
Cameron Elliot,
Administrative Law Judge
File No. 3-16042
(Note: Order Instituting Proceedings, Release No. 34-72931)
677 Sep. 23, 2014 Xinde Technology Company
Cameron Elliot,
Administrative Law Judge
File No. 3-16040
(Note: Order Instituting Proceedings, Release No. 34-72927)
676 Sep. 23, 2014 AJ Acquisition Corp. I, Inc., et al.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-16054
(Note: Order Instituting Proceedings, Release No. 34-73001)
675 Sep. 22, 2014 International Building Technologies Group, Inc., et al.
James E. Grimes,
Administrative Law Judge
File No. 3-16023
(Note: Order Instituting Proceedings, Release No. 34-72870)
674 Sep. 22, 2014 Bellavista Capital, Inc., et al.
James E. Grimes,
Administrative Law Judge
File No. 3-16018
(Note: Order Instituting Proceedings, Release No. 34-72858)
673 Sep. 22, 2014 Thomas D. Melvin, CPA
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-15659
(Note: Order Instituting Proceedings, Release No. 34-71161)
672 Sep. 19, 2014 Ambassador Capital Management, LLC, and Derek H. Oglesby
Cameron Elliot,
Administrative Law Judge
File No. 3-15625
(Note: Order Instituting Proceedings, Release No. IA-3725)
671 Sep. 19, 2014 Amico Games Corp., et al.
Cameron Elliot,
Administrative Law Judge
File No. 3-16003
(Note: Order Instituting Proceedings, Release No. 34-72770)
670 Sep. 17, 2014 IPKV Holdings, Inc., et al.
James E. Grimes,
Administrative Law Judge
File No. 3-16011
(Note: Order Instituting Proceedings, Release No. 34-72819)
669 Sep. 15, 2014 Conquest Petroleum Inc., and Nexaira Wireless Inc.
Cameron Elliot,
Administrative Law Judge
File No. 3-16002
(Note: Order Instituting Proceedings, Release No. 34-72772)
668 Sep. 12, 2014 Bering Growth Corp., et al.
Cameron Elliot,
Administrative Law Judge
File No. 3-16010
(Note: Order Instituting Proceedings, Release No. 34-72818)
667 Sep. 9, 2014 Balaton Power, Inc., and Flying Eagle Pu Technical Corp. (f/k/a Sooner Holdings, Inc.)
Carol Fox Foelak,
Administrative Law Judge
File No. 3-16021
(Note: Order Instituting Proceedings, Release No. 34-72863)
666 Sep. 9, 2014 Accredited Business Consolidators Corp., et al.
Cameron Elliot,
Administrative Law Judge
File No. 3-15993
(Note: Order Instituting Proceedings, Release No. 34-72726)
665 Sep. 8, 2014 Datascension, Inc., et al.
Cameron Elliot,
Administrative Law Judge
File No. 3-16004
(Note: Order Instituting Proceedings, Release No. 34-72774)
664 Sep. 5, 2014 ATP Oil & Gas Corp.; Cambridge Holdings, Ltd.; FTE Networks, Inc.; Raystream, Inc.; Shelron Group, Inc.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-16024
(Note: Order Instituting Proceedings, Release No. 34-72872)
663 Sep. 5, 2014 Gary L. McDuff
Cameron Elliot,
Administrative Law Judge
File No. 3-15764
(Note: Order Instituting Proceedings, Release No. 34-71594)
662 Sep. 3, 2014 mBeach Software, Inc.
James E. Grimes,
Administrative Law Judge
File No. 3-15979
(Note: Order Instituting Proceedings, Release No. 34-72648)
661 Sep. 2, 2014 China Everhealth Corp., et al.
Cameron Elliot,
Administrative Law Judge
File No. 3-15954
(Note: Order Instituting Proceedings, Release No. 34-72508)
660 Aug. 29, 2014 Herbert Steven Fouke
Cameron Elliot,
Administrative Law Judge
File No. 3-15830
(Note: Order Instituting Proceedings, Release No. 34-71908)
659 Aug. 25, 2014 GeNOsys, Inc.
Cameron Elliot,
Administrative Law Judge
File No. 3-15862
(Note: Order Instituting Proceedings, Release No. 34-72093)
658 Aug. 20, 2014 Timbervest, LLC, et al.
Cameron Elliot,
Administrative Law Judge
File No. 3-15519
(Note: Order Instituting Proceedings, Release No. IA-3678); Finality Order, Release No. ia-3942)
657 Aug. 14, 2014 Cepheus Acquisition Corp., et al.
James E. Grimes,
Administrative Law Judge
File No. 3-15942
(Note: Order Instituting Proceedings, Release No. 34-72456; Finality Order, Release No. 34-73336)
656 Aug. 13, 2014 ErgoBilt, Inc., et al.
James E. Grimes,
Administrative Law Judge
File No. 3-15969
(Note: Order Instituting Proceedings, Release No. 34-72793; Finality Order, Release No. 34-73335)
655 Aug. 11, 2014 AISystems, Inc. (a/k/a Airline Intelligence Systems, Inc.); Baeta Corp.; China Jianye Fuel, Inc.; Cordex Pharma, Inc.; Diamondhead Casino Corporation; Emerald Dairy, Inc.; Kentucky Energy, Inc.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-15934
(Note: Order Instituting Proceedings, Release No. 34-72417; Finality Order, Release No. 34-73432)
654 Aug. 11, 2014 China Everhealth Corp., et al.
Cameron Elliot,
Administrative Law Judge
File No. 3-15954
(Note: Order Instituting Proceedings, Release No. 34-72508; Finality Order, Release No. 34-73337)
653 Aug. 7, 2014 Biomedical Technology Solutions Holdings, Inc., Chaolei Marketing and Finance Company, Clear-Lite Holdings, Inc., Encompass Group Affiliates, Inc. (n/k/a Re-Act Enterprises, Inc.), Hydron Technologies, Inc., Sun American Bancorp, Xenacare Holdings, Inc.
James E. Grimes,
Administrative Law Judge
File No. 3-15941
(Note: Order Instituting Proceedings, Release No. 34-72451; Finality Order, Release No. 34-73310)
652 Aug. 6, 2014 New Dragon Asia Corp.
Cameron Elliot,
Administrative Law Judge
File No. 3-15684
(Note: Order Instituting Proceedings, Release No. 34-71380)
651 Aug. 5, 2014 China Ruitai International Holdings Co., Ltd., et al.
Cameron Elliot,
Administrative Law Judge
File No. 3-15544
(Note: Order Instituting Proceedings, Release No. 34-70580); Finality Order, Release No. 34-73292)
650 Aug. 5, 2014 Catalyst Group Holdings Corp., et al.
Cameron Elliot,
Administrative Law Judge
File No. 3-15953
(Note: Order Instituting Proceedings, Release No. 34-72507; Finality Order, Release No. 34-73309)
649 Aug. 5, 2014 J.S. Oliver Capital Management, L.P., et al.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-15446
(Note: Order Instituting Proceedings, Release No. 33-9446)
648 Aug. 5, 2014 Joel I. Wilson
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-15408
(Note: Order Instituting Proceedings, Release No. 34-70125); Finality Order, Release Nos. 34-73387, IA-3956)
647 Aug. 5, 2014 Vision Specialist Group, LLC
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15920
(Note: Order Instituting Proceedings, Release No. IA-3849; Finality Order, Release No. 33-9661)
646 Aug. 1, 2014 Imaging Diagnostic Systems, Inc.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-15864
(Note: Order Instituting Proceedings, Release No. 34-72121; Finality Order, Release No. 34-73207)
645 Aug. 1, 2014 Alaska Gold Corp., et al.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15972
(Note: Order Instituting Proceedings, Release No. 34-72612; Finality Order, Release No. 34-73253)
644 Jul. 31, 2014 Daniel J. Gallagher
Carol Fox Foelak,
Administrative Law Judge
File No. 3-14630
(Note: Order Instituting Proceedings, Release No. 33-9468; Finality Order, Release No. 34-73249)
634A Jul. 29, 2014 The Bank Holdings, et al. (Corrected Initial Decision)
Cameron Elliot,
Administrative Law Judge
File No. 3-15923
(Note: Original Initial Decision, ID-634; Order Instituting Proceedings, Release No. 34-72365; Finality Order, Release No. 34-73157)
643 Jul. 29, 2014 Brooklin Systems, Inc., Hartman & Associates, Inc., Kona Coast Systems, Inc., Middlebrook Pharmaceuticals, Inc., and Southfield Energy Corp.
James E. Grimes,
Administrative Law Judge
File No. 3-15947
(Note: Order Instituting Proceedings, Release No. 34-72475; Finality Order, Release No. 34-73273)
642 Jul. 28, 2014 Duoyuan Printing, Inc.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-15389
(Note: Order Instituting Proceedings, Release No. 34-70042; Finality Order, Release No. 34-73431)
641 Jul. 24, 2014 John J. Bravata, Richard J. Trabulsy, and Antonio M. Bravata
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15900
(Note: Order Instituting Proceedings, Release No. 34-72290; Finality Order, Release No. 34-73154)
640 Jul. 24, 2014 Robert G. Bard
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15921
(Note: Order Instituting Proceedings, Release No. IA-3850; Finality Order, Release No. IA-3934)
639 Jul. 23, 2014 Applied NeuroSolutions, Inc., et al.
Cameron Elliot,
Administrative Law Judge
File No. 3-15932
(Note: Order Instituting Proceedings, Release No. 34-72403; Finality Orders: Release No. 34-73254, Release No. 34-73272)
638 Jul. 22, 2014 Patrick G. Rooney
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15671
(Note: Order Instituting Proceedings, Release No. IA-3751; Finality Order, Release No. IA-3916)
637 Jul. 15, 2014 Mark Andrew Singer
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-15754
(Note: Order Instituting Proceedings, Release No. 34-71563; Finality Order, Release No. 34-72996)
636 Jul. 14, 2014 Symbollon Pharmaceuticals, Inc.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-15914
(Note: Order Instituting Proceedings, Release No. 34-72341; Finality Order, Release No. 34-72913)
635 Jul. 14, 2014 Advanced Water Technology Holdings, Inc., Creative Entertainment Holdings, Inc., DRI Corporation (n/k/a Xdric, Inc.), International Paintball Association, Inc., and Sherwood Acquisition Corporation
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-15901
(Note: Order Instituting Proceedings, Release No. 34-72295; Finality Order, Release No. 34-72912)
634 Jul. 11, 2014 The Bank Holdings, et al.
Cameron Elliot,
Administrative Law Judge
File No. 3-15923
(Note: Corrected Initial Decision, ID-634A; Order Instituting Proceedings, Release No. 34-72365; Finality Order, Release No. 34-73157)
633 Jul. 8, 2014 Angel Acquisition Corp. n/k/a Biogeron, Inc.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-15882
(Note: Order Instituting Proceedings, Release No. 34-72219; Finality Order, Release No. 34-72875)
632 Jul. 8, 2014 LifeHealthCare, Inc., Smartlinx, Inc., and Total Apparel Group, Inc.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-15924
(Note: Order Instituting Proceedings, Release No. 34-72367; Finality Order, Release No. 34-72873)
631 Jul. 8, 2014 Crescent Banking Co., Data Storage Consulting Services, Inc., First National Bancshares, Inc., Infosmart Group, Inc., Marco Community Bancorp, Inc., and Sun River Energy, Inc. (n/k/a New River Exploration, Inc.)
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15931
(Note: Order Instituting Proceedings, Release No. 34-72401; Finality Order, Release No. 34-72876)
630 Jul. 8, 2014 China Power Technology, Inc.
Cameron Elliot,
Administrative Law Judge
File No. 3-15910
(Note: Order Instituting Proceedings, Release No. 34-72322; Finality Order, Release No. 34-72874)
629 Jul. 8, 2014 Zhidali Radio and Television Network, Inc.
Cameron Elliot,
Administrative Law Judge
File No. 3-15909
(Note: Order Instituting Proceedings, Release No. 34-72320; Finality Order, Release No. 34-72877)
628 Jul. 7, 2014 Daniel Imperato
Cameron Elliot,
Administrative Law Judge
File No. 3-15628
(Note: Order Instituting Proceedings, Release No. 34-70959)
627 Jul. 2, 2014 China Sky One Medical, Inc.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15005
(Note: Order Instituting Proceedings, Release No. 34-67775; Finality Order, Release No. 34-72852)
Second Quarter
626 Jun. 30, 2014 Asia Global Holdings Corp., et al.
Cameron Elliot,
Administrative Law Judge
File No. 3-15891
(Note: Order Instituting Proceedings, Release No. 34-72264; Finality Order, Release No. 34-72829)
625 Jun. 27, 2014 Ronald Gene Anglin
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15648
(Note: Order Instituting Proceedings, Release No. 34-71109; Finality Order, Release Nos. 34-72801, IA-3891)
624 Jun. 27, 2014 John J. Aesoph, CPA, and Darren M. Bennett, CPA
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15168
(Note: Order Instituting Proceedings, Release No. 34-68605)
623 Jun. 24, 2014 OCTuS, Inc., et al.
Cameron Elliot,
Administrative Law Judge
File No. 3-15884
(Note: Order Instituting Proceedings, Release No. 34-72233; Finality Order, Release No. 34-72783)
622 Jun. 24, 2014 Albert E. Gilner
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15889
(Note: Order Instituting Proceedings, Release No. 34-72258; Finality Order, Release No. 34-72768)
621 Jun. 24, 2014 Carbon 612 Corporation, et al.
Cameron Elliot,
Administrative Law Judge
File No. 3-15892
(Note: Order Instituting Proceedings, Release No. 34-72270; Finality Order, Release No. 34-72775)
620 Jun. 24, 2014 Mark F. Spangler
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15868
(Note: Order Instituting Proceedings, Release No. IA-3834; Finality Order, Release No. IA-3889)
619 Jun. 23, 2014 FLM Minerals, Inc.
Cameron Elliot,
Administrative Law Judge
File No. 3-15907
(Note: Order Instituting Proceedings, Release No. 34-72316; Finality Order, Release No. 34-72757)
618 Jun. 20, 2014 China Digital Animation Development, Inc.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15908
(Note: Order Instituting Proceedings, Release No. 34-72318; Finality Order, Release No. 34-72745)
617 Jun. 19, 2014 China Metallic Resources, Inc., et al.
Cameron Elliot,
Administrative Law Judge
File No. 3-15665
(Note: Order Instituting Proceedings, Release No. 34-71234; Finality Order, Release No. 34-73252)
616 Jun. 18, 2014 China Green Lighting Limited, et al.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15878
(Note: Order Instituting Proceedings, Release No. 34-72201; Finality Order, Release No. 34-72734)
615 Jun. 16, 2014 The Registration Statement of Shopeye, Inc.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15904
(Note: Order Instituting Proceedings, Release No. 33-9594; Finality Order, Release No. 33-9624)
614 Jun. 16, 2014 The Registration Statement of Diamond Lane, Inc.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15905
(Note: Order Instituting Proceedings, Release No. 33-9595; Finality Order, Release No. 33-9625)
613 Jun. 16, 2014 The Registration Statement of Sunchip Technology, Inc.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15903
(Note: Order Instituting Proceedings, Release No. 33-9593; Finality Order, Release No. 33-9623)
612 Jun. 16, 2014 Pro-Tech Industries, Inc., et al.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15885
(Note: Order Instituting Proceedings, Release No. 34-72237; Finality Order, Release No. 34-72698)
611 Jun. 11, 2014 Ads in Motion, Inc., Premier Beverage Group Corp., Pulmo Biotech, Inc., Trimedia Entertainment Group, Inc., and Zanett, Inc.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-15758
(Note: Order Instituting Proceedings, Release No. 34-71581; Finality Order, Release No. 34-72662)
610 Jun. 9, 2014 International Development and Environmental Holdings
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15883
(Note: Order Instituting Proceedings, Release No. 34-72222; Finality Order, Release No. 34-72656)
609 Jun. 3, 2014 Cybermesh International Corp., et al.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15866
(Note: Order Instituting Proceedings, Release No. 34-72166; Finality Order, Release No. 34-72613)
608 Jun. 2, 2014 Aaron Jousan Johnson
Cameron Elliot,
Administrative Law Judge
File No. 3-15808
(Note: Order Instituting Proceedings, Release No. IA-3801; Finality Order, Release No. IA-3875)
607 Jun. 2, 2014 George Louis Theodule
Cameron Elliot,
Administrative Law Judge
File No. 3-15784
(Note: Order Instituting Proceedings, Release No. 34-71694; Finality Order, Release Nos. 34-72604; IA-3874)
606 May 30, 2014 James A. Rathgeber
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15691
(Note: Order Instituting Proceedings, Release No. 34-71399; Finality Order, Release No. 34-72601)
605 May 30, 2014 Mark Feathers
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15755
(Note: Order Instituting Proceedings, Release No. 34-71565)
604 May 28, 2014 Assured Equities IV Corp., et al.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-15859
(Note: Order Instituting Proceedings, Release No. 34-72043; Finality Order, Release No. 34-72578)
603 May 27, 2014 Amcore Financial, Inc., et al.
Cameron Elliot,
Administrative Law Judge
File No. 3-15841
(Note: Order Instituting Proceedings, Release No. 34-71947; Finality Order, Release No. 34-72568)
602 May 27, 2014 ZPR Investment Management, Inc., and Max E. Zavanelli
Cameron Elliot,
Administrative Law Judge
File No. 3-15263
(Note: Order Instituting Proceedings, Release No. IA-3574)
601 May 23, 2014 ATS Corporation, et al.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15863
(Note: Order Instituting Proceedings, Release No. 34-72110; Finality Order, Release No. 34-72552)
600 May 20, 2014 Waldyr Da Silva Prado Neto
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15683
(Note: Order Instituting Proceedings, Release No. 34-71379; Finality Order, Release No. 34-72513)
599 May 19, 2014 Craig Berkman, d/b/a Ventures Trust LLC, et al.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15249
(Note: Order Instituting Proceedings, Release No. 33-9394; Finality Order, Release No. 33-9607)
598 May 15, 2014 Joseph P. Doxey and William J. Daniels
Cameron Elliot,
Administrative Law Judge
File No. 3-15619
(Note: Order Instituting Proceedings, Release No. 33-9482; Finality Order, Release Nos. 33-9612, 34-72606)
597 May 9, 2014 Castle Arch Real Estate Investment Co., LLC, et al.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15849
(Note: Order Instituting Proceedings, Release No. 34-71992; Finality Order, Release No. 34-72446)
596 May 8, 2014 Valley Forge Composite Technologies, Inc.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15846
(Note: Order Instituting Proceedings, Release No. 34-71974; Finality Order, Release No. 34-72438)
595 May 1, 2014 Jenny E. Coplan
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15798
(Note: Order Instituting Proceedings, Release No. 34-71735; Finality Order, Release No. 34-72383)
594 Apr. 28, 2014 Hendrx Corp., et al.
Cameron Elliot,
Administrative Law Judge
File No. 3-15814
(Note: Order Instituting Proceedings, Release No. 34-71816; Finality Order, Release No. 34-72369)
593 Apr. 24, 2014 Aclor International, Inc., et al.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15818
(Note: Order Instituting Proceedings, Release No. 34-71834; Finality Order, Release No. 34-72368)
592 Apr. 22, 2014 Fredrick D. Scott
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15792
(Note: Order Instituting Proceedings, Release No. IA-3795; Finality Order, Release No. IA-3843)
591 Apr. 22, 2014 China Shen Zhou Mining & Resources, Inc., et al.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15813
(Note: Order Instituting Proceedings, Release No. 34-71803; Finality Order, Release No. 34-72304)
590 Apr. 21, 2014 Mohammed Riad and Kevin Timothy Swanson
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15141
(Note: Order Instituting Proceedings, Release No. 34-68467)
589 Apr. 18, 2014 Anthony Chiasson
Cameron Elliot,
Administrative Law Judge
File No. 3-15580
(Note: Order Instituting Proceedings, Release No. IA-3698)
588 Apr. 14, 2014 George Foreman Enterprises, Inc., et al.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-15781
(Note: Order Instituting Proceedings, Release No. 34-71682; Finality Order, Release No. 34-72261)
587 Apr. 14, 2014 Network Dealer Services Holding Corp., Nextfit, Inc., Rocky Mountain Minerals, Inc., et al.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-15806
(Note: Order Instituting Proceedings, Release No. 34-71755; Finality Order, Release No. 34-72262)
586 Apr. 11, 2014 China Shen Zhou Mining & Resources, Inc., et al.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15813
(Note: Order Instituting Proceedings, Release No. 34-71803; Finality Order, Release No. 34-72235)
585 Apr. 8, 2014 IVI Communications, Inc., et al.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15805
(Note: Order Instituting Proceedings, Release No. 34-71753; Finality Order, Release No. 34-72217)
584 Apr. 2, 2014 Newnan Coweta Bancshares, Inc., Proper Power and Energy Inc., Uvumobile, Inc., et al.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15780
(Note: Order Instituting Proceedings, Release No. 34-71680; Finality Order, Release No. 34-72167)
583 Apr. 1, 2014 Dante Demiro
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-15711
(Note: Order Instituting Proceedings, Release No. 34-71459; Finality Order, Release Nos. 34-72164, IA-3835)
First Quarter
582 Mar. 27, 2014 Eric T. Burns
Cameron Elliot,
Administrative Law Judge
File No. 3-15468
(Note: Order Instituting Proceedings, Release No. 34-70368; Finality Order, Release Nos. 34-72122, IA-3830)
581 Mar. 21, 2014 Ads in Motion, Inc., Premier Beverage Group Corp. Pulmo Biotech, Inc., Trimedia Entertainment Group, Inc., and Zanett, Inc
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-15758
(Note: Order Instituting Proceedings, Release No. 34-71581; Finality Order, Release No. 34-72091)
580 Mar. 20, 2014 La Paz Mining Corp. (File No. 3-15715), Stone Boat Mining Corp. (File No. 3-15716), Goldstream Mining Inc. (File No. 3-15717), Chum Mining Group Inc. (File No. 3-15718), Eclipse Resources Inc.(File No. 3-15719), PRWC Energy Inc. (File No. 3-15720), Tuba City Gold Corp.(File No. 3-15721), Braxton Resources Inc. (File No. 3-15722), Clearpoint Resources Inc. (File No. 3-15723), Gold Camp Explorations Inc. (File No. 3-15724), Canyon Minerals Inc. (File No. 3-15725), Gaspard Mining Inc. (File No. 3-15726), Jewel Explorations Inc.(File No. 3-15727), Coronation Mining Corp. (File No. 3-15728), Bonanza Resources Corp. (File No. 3-15729), CBL Resources Inc. (File No. 3-15730), Kingman River Resources Inc. (File No. 3-15731), Lost Hills Mining Inc. (File No. 3-15732), Seaview Resources Inc. (File No. 3-15733), Yuma Resources Inc. (File No. 3-15734)
Brenda P. Murray,
Chief Administrative Law Judge
(Note: Order Instituting Proceedings, La Paz Mining Corp., Release No. 33-9523, Stone Boat Mining Corp., Release No. 33-9524, Goldstream Mining Inc., Release No. 33-9525, Chum Mining Group Inc., Release No. 33-9526, Eclipse Resources Inc., Release No. 33-9527, PRWC Energy Inc., Release No. 33-9528, Tuba City Gold Corp., Release No. 33-9529, Braxton Resources Inc., Release No. 33-9530, Clearpoint Resources Inc., Release No. 33-9531, Gold Camp Explorations Inc., Release No. 33-9532, Canyon Minerals Inc., Release No. 33-9533, Gaspard Mining Inc., Release No. 33-9534, Jewel Explorations Inc., Release No. 33-9535, Coronation Mining Corp., Release No. 33-9536, Bonanza Resources Corp., Release No. 33-9537, CBL Resources Inc., Release No. 33-9538, Kingman River Resources Inc., Release No. 33-9539, Lost Hills Mining Inc., Release No. 33-9540, Seaview Resources Inc., Release No. 33-9541, Yuma Resources Inc., Release No. 33-9542; Finality Order, Release No. 33-9582)
579 Mar. 20, 2014 Environmental Energy Services, Inc., et al.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-15669
(Note: Order Instituting Proceedings, Release No. 34-71241; Finality Order, Release No. 34-72111)
578 Mar. 19, 2014 Advanced Pipe Fitting Technologies Inc.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-15686
(Note: Order Instituting Proceedings, Release No. 34-71384; Finality Order, Release No. 34-72063)
577 Mar. 19, 2014 Power Air Corporation, Wescorp Energy, Inc., and World Ventures, Inc.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-15678
(Note: Order Instituting Proceedings, Release No. 34-71306; Finality Order, Release No. 34-72061)
576 Mar. 18, 2014 The Enlightened Gourmet, Inc., et al.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-15650
(Note: Order Instituting Proceedings, Release No. 34-71115; Finality Order, Release No. 34-72062)
575 Mar. 14, 2014 Alan Smith
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-15443
(Note: Order Instituting Proceedings, Release No. 34-70267; Finality Order, Release No. 34-72038)
574 Mar. 12, 2014 Stephen Shea
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15236
(Note: Order Instituting Proceedings, Release No. 34-69095; Finality Order, Release No. 34-72003)
573 Mar. 12, 2014 Stephen E. Gagnon
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15579
(Note: Order Instituting Proceedings, Release No. IA-3697; Finality Order, Release No. IA-3822)
572 Mar. 11, 2014 North China Horticulture, Inc.
Cameron Elliot,
Administrative Law Judge
File No. 3-15457
(Note: Order Instituting Proceedings, Release No. 34-70333; Finality Order, Release No. 34-71995)
571 Mar. 11, 2014 Tweeter Home Entertainment Group, Inc., (a/k/a TWTR, Inc.), Ultitek, Ltd., Utix Group, Inc., et al.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15757
(Note: Order Instituting Proceedings, Release No. 34-71579; Finality Order, Release No. 34-71996)
570 Mar. 10, 2014 Gary A. Collyard
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-15448
(Note: Order Instituting Proceedings, Release No. 34-70300; Finality Order, Release No. 34-71979)
569 Feb. 26, 2014 Lawrence Maxwell McCoy
Cameron Elliot,
Administrative Law Judge
File No. 3-15538
(Note: Order Instituting Proceedings, Release No. 34-70571; Finality Order, Release No. 34-71922)
568 Feb. 21, 2014 Corbin Jones
Cameron Elliot,
Administrative Law Judge
File No. 3-15558
(Note: Order Instituting Proceedings, Release No. 34-70646; Finality Order, Release No. 34-71877)
567 Feb. 20, 2014 Timothy J. Geidel
Cameron Elliot,
Administrative Law Judge
File No. 3-15556
(Note: Order Instituting Proceedings, Release No. 34-70642; Finality Order, Release No. 34-71876)
566 Feb. 20, 2014 Timothy M. McGinn and David L. Smith
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15461
(Note: Order Instituting Proceedings, Release No. 34-70341; Finality Order, Release No. 34-71865)
565 Feb. 11, 2014 Jinhao Motor Company
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15685
(Note: Order Instituting Proceedings, Release No. 34-71382; Finality Order, Release No. 34-71801)
564 Feb. 11, 2014 China Metallic Resources, Inc., et al.
Cameron Elliot,
Administrative Law Judge
File No. 3-15665
(Note: Order Instituting Proceedings, Release No. 34-71234; Finality Order, Release No. 34-71800)
563 Feb. 10, 2014 GBS Com-Tech Corp., Gentia Software PLC, Glengarry Holdings, Ltd., Global Telesystems, Inc., Golden Health Holdings, Inc., Golden Vista International, Inc., and Goolu, Inc.
Cameron Elliot,
Administrative Law Judge
File No. 3-15410
(Note: Order Instituting Proceedings, Release No. 34-70127; Finality Order, Release No. 34-71788)
562 Feb. 10, 2014 Todd Newman
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-15581
(Note: Order Instituting Proceedings, Release No. IA-3699; Finality Order, Release No. 34-71787)
561 Feb. 7, 2014 Matech Corp., et al.
Cameron Elliot,
Administrative Law Judge
File No. 3-15670
(Note: Order Instituting Proceedings, Release No. 34-71243; Finality Order, Release No. 34-71772)
560 Feb. 6, 2014 Aden Solutions Inc., Lumonall, Inc., Smart Comm International Ltd., Tissera, Inc., et al.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15677
(Note: Order Instituting Proceedings, Release No. 34-71304; Finality Order, Release No. 34-71763)
559 Jan. 30, 2014 China Dongfang Healthcare Group, Inc., China Golf Group, Inc., Oma Enterprises Corp., et al.
Cameron Elliot,
Administrative Law Judge
File No. 3-15655
(Note: Order Instituting Proceedings, Release No. 34-71135; Finality Order, Release No. 34-71710)
558 Jan. 30, 2014 Alan Ferraro
Cameron Elliot,
Administrative Law Judge
File No. 3-15527
(Note: Order Instituting Proceedings, Release No. 34-70534; Finality Order, Release No. 34-71708)
557 Jan. 30, 2014 John Moraitis
Cameron Elliot,
Administrative Law Judge
File No. 3-15510
(Note: Order Instituting Proceedings Release No. 34-70452; Finality Order, Release No. 34-71707)
556 Jan. 30, 2014 Hausmann-Alain Banet
Cameron Elliot,
Administrative Law Judge
File No. 3-15445
(Note: Order Instituting Proceedings, Release No. IA-3657; Finality Order, Release No. 34-71709)
555 Jan. 28, 2014 Asia Health & Beauty Treasure, Inc., et al.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15666
(Note: Order Instituting Proceedings, Release No. 34-71235; Finality Order, Release No. 34-71693)
554 Jan. 27, 2014 CompuSonics Video Corporation
Cameron Elliot,
Administrative Law Judge
File No. 3-15657
(Note: Order Instituting Proceedings, Release No. 34-71151; Finality Order, Release No. 34-71679)
553 Jan. 22, 2014 BDO China Dahua CPA Co., Ltd.; Ernst & Young Hua Ming LLP; KPMG Huazhen (Special General Partnership); Deloitte Touche Tohmatsu Certified Public Accountants Ltd.; PricewaterhouseCoopers Zhong Tian CPAs Limited
Cameron Elliot,
Administrative Law Judge
File Nos. 3-14872 and 3-15116
(Note: Orders Instituting Proceedings, Release Nos. 34-68335 and 34-66948)
552 Jan. 13, 2014 Bank of Florida Corp., et al.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15656
(Note: Order Instituting Proceedings, Release No. 34-71136; Finality Order, Release No. 34-71604)
551 Jan. 13, 2014 Left Behind Games, Inc.
Cameron Elliot,
Administrative Law Judge
File No. 3-15522
(Note: Order Instituting Proceedings, Release No. 34-70494; Finality Order, Release No. 34-71603)
550 Jan. 10, 2014 Actavision Ventures, Inc., American Resources Group, Inc., Audioscience, Inc., et al.
Cameron Elliot,
Administrative Law Judge
File No. 3-15302
(Note: Order Instituting Proceedings, Release No. 34-69459; Finality Order, Release No. 34-71602)
549 Jan. 10, 2014 Bank of Florida Corp., et al.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15656
(Note: Order Instituting Proceedings, Release No. 34-71136; Finality Order, Release No. 34-71604)
548 Jan. 8, 2014 Community Alliance, Inc., Defi Global, Inc., Easy Energy, Inc., et al.
Cameron Elliot,
Administrative Law Judge
File No. 3-15632
(Note: Order Instituting Proceedings, Release No. 34-70973; Finality Order, Release No. 34-71582)
547 Jan. 6, 2014 Catch By Gene, Inc., et al.
Carol Fox Foelak,
Administrative Law Judge
File No. 15633
(Note: Order Instituting Proceedings, Release No. 34-70975; Finality Order, Release No. 34-71567)
546 Jan. 3, 2014 Golden Elephant Glass Technology, Inc., and Pacific Alliance Corp.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15649
(Note: Order Instituting Proceedings, Release No. 34-71113; Finality Order, Release No. 34-71551)
545 Jan. 3, 2014 China Cablecom Holdings Ltd. (n/k/a China Cablecom Ltd.)
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-15453
(Note: Order Instituting Proceedings, Release No. 34-70323; Finality Order, Release No. 34-71552)

 

http://www.sec.gov/alj/aljdec.shtml


Modified: 10/27/2014