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2007 SEC Government-Business Forum on Small Business Capital Formation

Discussion Materials

Table of Contents

Materials Related to First Roundtable on Private Companies

1. Revisions of Limited Offering Exemptions in Regulation D
Release No. 33-8828 (Aug. 3, 2007)

Other Release No.:   IC-27922
File No.:   S7-18-07
Comments Due:   October 9, 2007
Federal Register version
Comments received are available for this proposal.
Submit comments on S7-18-07

2. Electronic Filing and Simplification of Form D
Release No. 33-8814 (Jun. 29, 2007)

Other Release Nos.:   34-55980, 39-2446, IC-27878
File No.:   S7-12-07
Comments Due:   September 7, 2007
Federal Register version
Comments received are available for this proposal.
Submit comments on S7-12-07

3. Exemption of Compensatory Employee Stock Options from Registration under Section 12(g) of the Securities Exchange Act of 1934
Release No. 34-56010 (Jul. 5, 2007)

Other Release No.:   International Series Release No. 1303
File No.:   S7-14-07
Comments Due:   September 10, 2007.
Comments received are available for this proposal.
Federal Register version
Submit comments on S7-14-07

Materials Related to Second Roundtable on Smaller Public Companies

1. Smaller Reporting Company Regulatory Relief and Simplification
Release No. 33-8819 (Jul. 5, 2007)

Other Release Nos.:   34-56013, 39-2447
File No.:   S7-15-07
Comments Due:   September 17, 2007
Federal Register version
Comments received are available for this proposal.
Submit comments on S7-15-07

2. Revisions to the Eligibility Requirements for Primary Securities Offerings on Forms S-3 and F-3
Release No. 33-8812 (Jun. 20, 2007)

File No.:   S7-10-07
Comments Due:   August 27, 2007
Federal Register version
Comments received are available for this proposal.
Submit comments on S7-10-07

3. Revisions to Rule 144 and Rule 145 to Shorten Holding Period for Affiliates and Non-Affiliates
Release No. 33-8813 (Jun. 22, 2007)

File No.:   S7-11-07
Comments Due:   September 4, 2007
Federal Register version
Comments received are available for this proposal.
Submit comments on S7-11-07

Other Materials

 

http://www.sec.gov/info/smallbus/2007gbforumdiscussion.htm


Modified: 09/07/2007