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Filing Detail
Form X-17A-5 - FOCUS Report:
SEC Accession No. 0001482579-16-000003
Filing Date
2016-02-26
Accepted
2016-02-26 15:24:26
Documents
13
Period of Report
2015-12-31
Effectiveness Date
2016-02-26

Document Format Files

Seq Description Document Type Size
1 primary_doc.html X-17A-5  
1 primary_doc.xml X-17A-5 2204
2 rptofaccountingfirm.pdf ACCT RPT STMT FIN CO 39496
3 stmtcashflow.pdf STMT CASH FLOW 17746
4 financialstmtsnotes.pdf STMT FIN COND NOTES 56605
5 compnetcap.pdf COMP NET CAP 16636
6 comreservereq.pdf COMP RESERV REQ 14110
7 exceptionrpt.pdf EXEMP RPT 30584
8 acctrptexprpt.pdf ACCT RPT EXEMP RPT 30764
9 agrdproc.pdf ANC/OTC AGD PROC 115868
10 stmtchgequ.pdf STMT CHG SH EQY 11060
11 stmtincome.pdf STMT INCOME 14106
12 stmtfincond.pdf STMT FIN COND 13852
13 stmtreptfinrpt.pdf ACCT RPT FIN RPT 39500
  Complete submission text file 0001482579-16-000003.txt   556471
Mailing Address 11460 TOMAHAWK CREEK PARKWAY LEAWOOD KS 66211
Business Address 11460 TOMAHAWK CREEK PARKWAY LEAWOOD KS 66211 913 814-6097
CLIENT ONE SECURITIES LLC (Filer) CIK: 0001482579 (see all company filings)

IRS No.: 271408998 | State of Incorp.: KS | Fiscal Year End: 1231
Type: X-17A-5 | Act: 34 | File No.: 008-68494 | Film No.: 161461097