Date: May 6, 2023
Title: “Public Service is a Noble Pursuit, a Higher Calling:” Commencement Address, Lyndon B. Johnson School of Public Affairs, University of Texas, Austin
Speaker:
Commissioner Jaime Lizárraga
Type: Speech
Date: May 5, 2023
Title: Joint Statement relating to In the Matter of Classic Asset Management, LLC
Speaker:
Commissioner Caroline A. Crenshaw
Commissioner Jaime Lizárraga
Type: Statement
Date: May 5, 2023
Title: Prepared Remarks before the 10th Annual Conference on Financial Market Regulation
Speaker:
Chair Gary Gensler
Type: Speech
Date: May 5, 2023
Title: CFMR 2023 Keynote - Finance and the Unexpected (PDF)
Speaker:
Jessica Wachter , Chief Economist and Director of the Division of Economic and Risk Analysis
Type: Speech
Date: May 4, 2023
Title: Statement on Current Market Events
Speaker:
Chair Gary Gensler
Type: Statement
Date: May 3, 2023
Title: Office Hours with Gary Gensler: Crypto Platforms & Securities Laws
Speaker:
Chair Gary Gensler
Type: Video Transcript
Date: May 3, 2023
Title: Statement on Form PF
Speaker:
Chair Gary Gensler
Type: Statement
Date: May 3, 2023
Title: The Changing Nature of Form PF: Statement on Amendments to Form PF
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: May 3, 2023
Title: Statement on Amendments to Form PF
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: May 3, 2023
Title: Statement on Final Amendments to Form PF to Require Event Reporting for Large Hedge Fund Advisers and Private Equity Fund Advisers and to Amend Reporting Requirements for Large Private Equity Fund Advisers
Speaker:
Commissioner Mark T. Uyeda
Type: Statement
Date: May 3, 2023
Title: Enhancing Financial Stability and Fulfilling Our Investor Protection Mandate
Speaker:
Commissioner Jaime Lizárraga
Type: Statement
Date: May 3, 2023
Title: Statement on Share Repurchase Disclosure Modernization
Speaker:
Chair Gary Gensler
Type: Statement
Date: May 3, 2023
Title: No Repurchase Left Behind: Dissenting Statement on Share Repurchase Modernization Rule
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: May 3, 2023
Title: Statement on Share Repurchases Adoption
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: May 3, 2023
Title: Statement on the Final Rule: Share Repurchase Disclosure Modernization
Speaker:
Commissioner Mark T. Uyeda
Type: Statement
Date: May 3, 2023
Title: Modernizing Share Repurchase Disclosures
Speaker:
Commissioner Jaime Lizárraga
Type: Statement
Date: May 2, 2023
Title: “The ‘90s: Rom-coms, the Spice Girls, & MFA:” Remarks Before the Managed Funds Association
Speaker:
Chair Gary Gensler
Type: Speech
Date: April 28, 2023
Title: Tow Truck Taxonomies: Remarks before Eurofi
Speaker:
Commissioner Hester M. Peirce
Type: Speech
Date: April 26, 2023
Title: Remarks at the 42nd Annual Small Business Forum
Speaker:
Commissioner Mark T. Uyeda
Type: Speech
Date: April 24, 2023
Title: Capital On-Ramps: Remarks at the SEC’s 42nd Annual Small Business Forum – Exploring the Early-Stage Landscape: Trends and Strategies in Capital Raising
Speaker:
Commissioner Hester M. Peirce
Type: Speech
Date: April 24, 2023
Title: Prepared Remarks Before the 2023 42nd Annual Small Business Forum
Speaker:
Chair Gary Gensler
Type: Speech
Date: April 21, 2023
Title: Remarks before the Financial Stability Oversight Council Financial Stability Risks & Guidance on Nonbank Determinations
Speaker:
Chair Gary Gensler
Type: Speech
Date: April 18, 2023
Title: Video Message: Chair Gary Gensler Marks 2nd Year at the U.S. Securities and Exchange Commission
Speaker:
Chair Gary Gensler
Type: Video Transcript
Date: April 18, 2023
Title: Strengthening Our Partnership with States and Other Jurisdictions to Protect Investors and Promote Market Integrity
Speaker:
Commissioner Jaime Lizárraga
Type: Speech
Date: April 18, 2023
Title: Testimony of Chair Gary Gensler before the United States House of Representatives Committee on Financial Services
Speaker:
Chair Gary Gensler
Type: Testimony
Date: April 14, 2023
Title: Statement on Alternative Trading Systems and the Definition of an Exchange
Speaker:
Chair Gary Gensler
Type: Statement
Date: April 14, 2023
Title: Rendering Innovation Kaput: Statement on Amending the Definition of Exchange
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: April 14, 2023
Title: Statement on Supplemental Information and Reopening of Comment Period for Amendments to Exchange Act Rule 3b-16 Regarding the Definition of “Exchange”
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: April 14, 2023
Title: Statement on Supplemental Information and Reopening of Comment Period for Amendments to Exchange Act Rule 3b-16 regarding the Definition of “Exchange”
Speaker:
Commissioner Mark T. Uyeda
Type: Statement
Date: April 14, 2023
Title: Promoting Fair and Competitive Markets
Speaker:
Commissioner Jaime Lizárraga
Type: Statement
Date: April 12, 2023
Title: Office Hours with Gary Gensler: Money Market Funds
Speaker:
Chair Gary Gensler
Type: Video Transcript
Date: April 11, 2023
Title: Escaping the Data Swamp: Remarks before the RegTech 2023 Data Summit
Speaker:
Commissioner Hester M. Peirce
Type: Speech
Date: April 6, 2023
Title: Staff Statement on the Holding Foreign Companies Accountable Act and the Consolidated Appropriations Act, 2023
Speaker:
Division of Corporation Finance and Division of Trading and Markets[1]
Type: Statement
Date: March 30, 2023
Title: Fixed Income and Options: The Other Market Structures Remarks at the Fixed Income Forum Spring Roundtable
Speaker:
Commissioner Caroline A. Crenshaw
Type: Speech
Date: March 29, 2023
Title: Opening Remarks before the SEC 2023 Investor Advocacy Clinic
Speaker:
Chair Gary Gensler
Type: Speech
Date: March 29, 2023
Title: Staff statement regarding the risk legend used by non-transparent exchange-traded funds operating in reliance of an exemptive order under the Investment Company Act of 1940
Speaker:
Division of Investment Management Staff
Type: Statement
Date: March 29, 2023
Title: Testimony at Hearing before the Subcommittee on Financial Services and General Government
Speaker:
Chair Gary Gensler
Type: Testimony
Date: March 23, 2023
Title: Office Hours with Gary Gensler: Order Execution
Speaker:
Chair Gary Gensler
Type: Video Transcript
Date: March 22, 2023
Title: Statement on Electronic Filing
Speaker:
Chair Gary Gensler
Type: Statement
Date: March 22, 2023
Title: Statement on Trading and Markets Proposal to Move from Paper to Electronic Filing Under Various Rules
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: March 22, 2023
Title: Statement on the Proposed Expansion of Electronic Filing
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: March 22, 2023
Title: Statement on Electronic Filing of Certain Forms and Other Filings Under Securities Exchange Act of 1934; Technical Amendments Regarding FOCUS Report
Speaker:
Commissioner Mark T. Uyeda
Type: Statement
Date: March 22, 2023
Title: Modernizing the Filing Process for Market Participants
Speaker:
Commissioner Jaime Lizárraga
Type: Statement
Date: March 20, 2023
Title: Remarks at the ICI Investment Management Conference
Speaker:
William Birdthistle , Director, Division of Investment Management
Type: Speech
Date: March 20, 2023
Title: Remarks to Investment Company Institute 2023 Investment Management Conference
Speaker:
Commissioner Mark T. Uyeda
Type: Speech
Date: March 17, 2023
Title: Statement on Retail Options
Speaker:
Commissioner Caroline A. Crenshaw
Type: Statement
Date: March 17, 2023
Title: Responsibilities of Lead Auditors to Conduct High-Quality Audits When Involving Other Auditors
Speaker:
Paul Munter , Chief Accountant
Type: Statement
Date: March 15, 2023
Title: Statement on Amendments to Regulation SCI
Speaker:
Chair Gary Gensler
Type: Statement
Date: March 15, 2023
Title: Comments on Proposed Expansion of Regulation SCI
Speaker:
Commissioner Hester M. Peirce
Type: Statement
Date: March 15, 2023
Title: Statement on the Proposed Amendments to Regulation Systems Compliance and Integrity
Speaker:
Commissioner Mark T. Uyeda
Type: Statement