Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff. To view these prior to 2012, refer to the archive pages:

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Speeches and Statements Table

Speaker
Date: Title: Statement on Rules Relating to Security-Based Swap Execution and Registration and Regulation of Security-Based Swap Execution Facilities Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Remarks at the ALI – CLE 2023 Conference on Life Insurance Company Products Speaker: Commissioner Mark T. Uyeda
Type:Speech
Date: Title: Office Hours with Gary Gensler (Division Edition): The SEC Division of Investment Management Explained - 11-01-2023 Speaker: Chair Gary Gensler
Type:Video Transcript
Date: Title: Overdue: Statement of Dissent on LBRY Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Office Hours with Gary Gensler (Division Edition): What Does the SEC Division of Enforcement Do? Speaker: Chair Gary Gensler
Type:Video Transcript
Date: Title: “Partners of Honest Business and Prosecutors of Dishonesty”: Remarks Before the 2023 Securities Enforcement Forum Speaker: Chair Gary Gensler
Type:Speech
Date: Title: Remarks at New York City Bar Association Compliance Institute Speaker: Gurbir S. Grewal, Director, Division of Enforcement
Type:Speech
Date: Title: Statement on Exchanges’ Volume-Based Rebates and Fees Speaker: Chair Gary Gensler
Type:Statement
Date: Title: Fears for Tiers: Statement on Proposed Volume-Based Exchange Transaction Pricing for NMS Stocks Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement on Volume-Based Exchange Transaction Pricing for NMS Stocks Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Date: Title: Statement on Volume-Based Exchange Transaction Pricing for NMS Stocks Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Fairer and More Competitive Public Markets Speaker: Commissioner Jaime Lizárraga
Type:Statement
Date: Title: Remarks at the NSCP National Conference Speaker: Commissioner Mark T. Uyeda
Type:Speech
Date: Title: Statement on Final Rules Regarding Short Sale Activity Speaker: Chair Gary Gensler
Type:Statement
Date: Title: Statement on Short Sale Disclosure Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement Regarding the Reporting of Securities Loans (Rule 10c-1a) and Short Position and Activity Reporting (Rule 13f-2) Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Date: Title: Statement on Short Position and Short Activity Reporting by Institutional Investment Managers Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Short Sale Disclosure: Striking the Right Balance Speaker: Commissioner Jaime Lizárraga
Type:Statement
Date: Title: Statement on Final Rule Regarding Securities Lending Speaker: Chair Gary Gensler
Type:Statement
Date: Title: Reporting of Securities Loans Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement on Reporting of Securities Loans Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Shining a Light on Securities Lending Speaker: Commissioner Jaime Lizárraga
Type:Statement
Date: Title: In-securities: What Happens When Investors in an Important Market are not Protected?
Remarks to the Center for American Progress 		Speaker: Commissioner Caroline A. Crenshaw
Type:Speech
Date: Title: Statement on Final Rules Regarding Beneficial Ownership Speaker: Chair Gary Gensler
Type:Statement
Date: Title: Appropriating Appropriate Asymmetries: Statement on Modernization of Beneficial Ownership Reporting Rule Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement on Modernization of Beneficial Ownership Reporting Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Statement on Registered Index-Linked Annuities Speaker: Chair Gary Gensler
Type:Statement
Date: Title: Statement on the Proposal for Registration for Index-Linked Annuities and the Investor Testing Report Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Testimony Before the United States House of Representatives Committee on Financial Services Speaker: Chair Gary Gensler
Type:Testimony
Date: Title: Statement on Jury’s Verdict in Trial of Zhiying Yvonne Gasarch and Jackson Friesen Speaker: Gurbir S. Grewal, Director, Division of Enforcement
Type:Statement
Date: Title: Prepared Remarks Before the Investor Advisory Committee Speaker: Chair Gary Gensler
Type:Speech
Date: Title: Remarks at Meeting of the SEC Investor Advisory Committee Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: Remarks at the Investor Advisory Committee Meeting Speaker: Commissioner Jaime Lizárraga
Type:Statement
Date: Title: Statement on Final Amendments under the Privacy Act Speaker: Chair Gary Gensler
Type:Statement
Date: Title: Statement on Updates to the Names Rule Speaker: Chair Gary Gensler
Type:Statement
Date: Title: Pizza or Pizza? Statement on Investment Company Names Speaker: Commissioner Hester M. Peirce
Type:Statement
Date: Title: Statement Regarding Adoption of Amendments to the Names Rule Speaker: Commissioner Caroline A. Crenshaw
Type:Statement
Date: Title: Statement on Investment Company Names Speaker: Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Truth in Naming Speaker: Commissioner Jaime Lizárraga
Type:Statement
Date: Title: Remarks before the Small Business Capital Formation Advisory Committee Speaker: Chair Gary Gensler
Type:Speech
Date: Title: Remarks at the Meeting of SEC Small Business Capital Formation Advisory Committee Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: Remarks to the Small Business Capital Formation Advisory Committee Speaker: Commissioner Mark T. Uyeda
Type:Speech
Date: Title: Caught in a SAR Trap: Statement on In the Matter of Pierre Economacos Speaker: Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Statement on EDGAR Speaker: Chair Gary Gensler
Type:Statement
Date: Title: Building on Our Trans-Atlantic Partnership to Strengthen Market Oversight: Remarks before Eurofi Speaker: Commissioner Jaime Lizárraga
Type:Speech
Date: Title: Collecting Enforcement Actions: Statement on Stoner Cats 2, LLC Speaker: Commissioner Hester M. Peirce
Commissioner Mark T. Uyeda
Type:Statement
Date: Title: Oral Testimony of Gary Gensler Before the United States Senate Committee on Banking, Housing, and Urban Affairs Speaker: Chair Gary Gensler
Type:Testimony
Date: Title: Ugh and Awe: Remarks before the IFC-Milken Institute’s Capital Markets Scholars Program Speaker: Commissioner Hester M. Peirce
Type:Speech
Date: Title: Testimony of Chair Gary Gensler Before the United States Senate Committee on Banking, Housing, and Urban Affairs Speaker: Chair Gary Gensler
Type:Testimony
Date: Title: Remarks to the 2023 NASAA Fall Annual Meeting – Modernizing Investor Protection for the Digital Age Speaker: Commissioner Mark T. Uyeda
Type:Speech
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