Speeches and statements (including testimony and video transcripts) given by the Chair, Commissioners, and SEC staff. To view these prior to 2012, refer to the archive pages:

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Speeches and Statements Table

Speaker
Date: Title: Speech by SEC Chairman: Remarks at the SIFMA C&L Conference Speaker:

Chairman Mary L. Schapiro

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Remarks at the 2012 Mutual Funds and Investment Management Conference Speaker:

Commissioner Elisse B. Walter

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Public Statement by SEC Staff: Commission Credits Individual Under Cooperation Initiative Speaker:

Robert Khuzami

Director, Division of Enforcement
U.S. Securities and Exchange Commission

 Type:Statement
Date: Title: Public Statement by Commissioner: Investor Protection is Needed for True Capital Formation: Views on the JOBS Act Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission

 Type:Statement
Date: Title: Speech by Commissioner: Why Seniors Are More Vulnerable Now As Targets for Financial Abuse Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Speech by SEC Chairman: Remarks at the Society of American Business Editors and Writers (SABEW) Annual Convention Speaker:

Chairman Mary L. Schapiro

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Keynote Address at PLI - Eleventh Annual Institute on Securities Regulation in Europe Speaker:

Meredith Cross

Director, Division of Corporation Finance
U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Keynote Address: Investment Adviser Association Investment Adviser Compliance Conference/2012 Speaker:

Commissioner Daniel M. Gallagher

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Testimony before the Subcommittee on Financial Services and General Government Committee on Appropriations United States House of Representatives Speaker: Chairman Mary L. Schapiro
Type:Testimony
Date: Title: Ongoing Regulatory Reform in the Global Capital Markets Speaker:

Commissioner Daniel M. Gallagher

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: “Broker-Dealer Anti-Money Laundering Compliance – Learning Lessons from the Past and Looking to the Future” Speaker:

David W. Blass

Chief Counsel, Division of Trading and Markets
U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Remarks at The SEC Speaks in 2012 Speaker:

Commissioner Elisse B. Walter

 Type:Speech
Date: Title: Remarks at “The SEC Speaks in 2012” Speaker:

Commissioner Daniel M. Gallagher

U.S. Securities & Exchange Commission

 Type:Speech
Date: Title: Shining a Light on Expenditures of Shareholder Money Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Remarks at “The SEC Speaks in 2012” Speaker:

Commissioner Troy A. Paredes

U.S. Securities & Exchange Commission

 Type:Speech
Date: Title: Speech by SEC Chairman: Remarks at the Practising Law Institute’s SEC Speaks Speaker:

Chairman Mary L. Schapiro

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Remarks at the Credit Suisse Global Equity Trading Forum Speaker:

Commissioner Daniel M. Gallagher

 Type:Speech
Date: Title: Slide Presentation (PDF): SEC Staff Review of Common Financial Reporting Issues Facing Smaller Issuers, PCAOB Forums on Auditing in the Small Business Environment Speaker:

Craig Olinger

 Type:Speech
Date: Title: Remarks Before the PLI Investment Management Institute 2012 Speaker:

Eileen P. Rominger

Director, Division of Investment Management
U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Slide Presentation (PDF): SEC Staff Review of Common Financial Reporting Issues Facing Smaller Issuers, PCAOB Forums on Auditing in the Small Business Environment Speaker:
Craig Olinger
 Type:Speech
Date: Title: Statement by SEC Commissioner Regarding New Appointment to the PCAOB Board Speaker:

Commissioner Luis A. Aguilar

U.S. Securities and Exchange Commission

 Type:Statement
Date: Title: Speech by SEC Staff: Remarks on News Conference Call About Case Against Credit Suisse Investment Bankers Speaker:

Robert Khuzami

Director of the SEC’s Division of Enforcement
U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Speech by SEC Staff: Remarks at the Compliance Outreach Program Speaker:

Carlo V. di Florio

Director, Office of Compliance Inspections and Examinations
U.S. Securities and Exchange Commission*

 Type:Speech
Date: Title: Speech by SEC Staff: Remarks at Joint News Conference to Announce RMBS Working Group Speaker:

Robert Khuzami

Director of the SEC’s Division of Enforcement
U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Testimony on "Examining the Impact of the Volcker Rule on Markets, Businesses, Investors and Job Creation" Speaker: Chairman Mary L. Schapiro
Type:Testimony
Date: Title: Speech by SEC Staff: News Conference Remarks Speaker:

Robert Khuzami

Director of the SEC’s Division of Enforcement
U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Remarks at the SRO Outreach Conference Speaker:

Commissioner Daniel M. Gallagher

U.S. Securities and Exchange Commission

 Type:Speech
Date: Title: Statement at Open Meeting on 2012 PCAOB Budget and Accounting Support Fee Speaker:

Commissioner Luis A. Aguilar

 Type:Statement
Date: Title: Statement at Open Meeting on 2012 PCAOB Budget and Accounting Support Fee Speaker:

Commissioner Daniel M. Gallagher

 Type:Statement
Date: Title: Opening Statement at SEC Open Meeting: PCAOB Proposed Budget and Accounting Support Fee for 2012 Speaker:

Chairman Mary Schapiro

 Type:Statement
Date: Title: Public Statement by SEC Staff: Recent Policy Change Speaker:

Robert Khuzami

Director of the SEC’s Division of Enforcement
U.S. Securities and Exchange Commission

 Type:Statement
2601 to 2631 of 2631 items