Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

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Litigation Releases Table

Date	Respondents
Date: May 1, 2017	Respondents: Mark J. Varacchi, et al. Release No. LR-23822
Date: May 1, 2017	Respondents: Wensheng Lin and Sheng Li Chen Release No. LR-23821 See Also: SEC Complaint
Date: May 1, 2017	Respondents: Joseph Meli, et al. Release No. LR-23820 See Also: SEC Amended Complaint , and Preliminary Injunction
Date: April 28, 2017	Respondents: Kamal Zuhdi Abdallah, a/k/a Kamal Sulleman, et al. Release No. LR-23819 See Also: SEC Complaint
Date: April 28, 2017	Respondents: Serofim Muroff, et al. Release No. LR-23818 See Also: SEC Complaint
Date: April 27, 2017	Respondents: Michael Andre Jones Release No. LR-23817 See Also: SEC Complaint
Date: April 26, 2017	Respondents: Thomas Edward Andrews and Scott Walter Christensen Release No. LR-23816 See Also: SEC Complaint
Date: April 26, 2017	Respondents: John T. Place, et al. Release No. LR-23815
Date: April 26, 2017	Respondents: Avaneesh Krishnamoorthy and Shreya Achar Release No. LR-23814 See Also: SEC Complaint
Date: April 26, 2017	Respondents: Demitrios Hallas Release No. LR-23813 See Also: SEC Complaint
Date: April 25, 2017	Respondents: Kevin J. Amell Release No. LR-23812 See Also: SEC Complaint
Date: April 25, 2017	Respondents: Matthew A. Krimm, et al. Release No. LR-23811 See Also: SEC Complaint
Date: April 21, 2017	Respondents: Kent P. Watts, et al. Release No. LR-23810 See Also: SEC Complaint
Date: April 19, 2017	Respondents: Matthew W. Fox and Wayne Energy, LLC Release No. LR-23809 See Also: SEC Complaint
Date: April 17, 2017	Respondents: Justin D. Meadlin and Hyaline Capital Management, LLC Release No. LR-23808 See Also: SEC Complaint
Date: April 14, 2017	Respondents: Christopher R. Esposito, et al. Release No. LR-23807
Date: April 14, 2017	Respondents: 4D Circle LLC a/k/a Enoetics, LLC, Mantford C. Hawkins, and David E. Bell Release No. LR-23806 See Also: SEC Complaint
Date: April 13, 2017	Respondents: Mustafa David Sayid Release No. LR-23805 See Also: SEC Complaint
Date: April 13, 2017	Respondents: Ryan Gilbertson, et al. Release No. LR-23804
Date: April 13, 2017	Respondents: Daniel H. Glick, et al Release No. LR-23803
Date: April 12, 2017	Respondents: Lidingo Holdings, LLC, et al., CSIR Group, LLC, et al. Release No. LR-23802 See Also: SEC Complaint-Lidingo , and SEC Complaint-CSIR
Date: April 6, 2017	Respondents: Lawrence F. Cluff, Jr. and Roger E. Shaoul Release No. LR-23801
Date: April 6, 2017	Respondents: Michael D. Shumway Release No. LR-23800 See Also: SEC Complaint
Date: April 5, 2017	Respondents: Thomas J. Connerton and Safety Technologies LLC Release No. LR-23799
Date: April 4, 2017	Respondents: Lucita A. Zamoras Release No. LR-23798 See Also: SEC Complaint
Date: April 3, 2017	Respondents: Vlad B. Spivak, et al. Release No. LR-23797
Date: April 3, 2017	Respondents: Rhode Island Commerce Corporation (f/k/a Rhode Island Economic Development Corporation), et al. Release No. LR-23796
Date: March 30, 2017	Respondents: Clayton A. Cohn, et al. Release No. LR-23795
Date: March 29, 2017	Respondents: Daniel H. Glick, et al Release No. LR-23794 See Also: SEC Complaint
Date: March 29, 2017	Respondents: Mark McKinnies Release No. LR-23793 See Also: SEC Complaint , Administrative Proceedings Release
Date: March 28, 2017	Respondents: Mark A. Jones Release No. LR-23792
Date: March 27, 2017	Respondents: LottoNet Operating Corp., et al. Release No. LR-23791
Date: March 24, 2017	Respondents: Nino Coppero del Valle et al. Release No. LR-23790
Date: March 24, 2017	Respondents: Ariel Darvasi and Amir Waldman Release No. LR-23789 See Also: SEC Complaint
Date: March 24, 2017	Respondents: TelexFree, Inc. et al. Release No. LR-23788
Date: March 23, 2017	Respondents: Dr. Keith Laggos Release No. LR-23787
Date: March 23, 2017	Respondents: Steven A. Hartung Release No. LR-23786 See Also: SEC Complaint
Date: March 23, 2017	Respondents: Thomas J. Connerton and Safety Technologies LLC Release No. LR-23785
Date: March 23, 2017	Respondents: Christopher Ludwig Release No. LR-23784 See Also: SEC Complaint
Date: March 20, 2017	Respondents: Michael J. Maciocio and David P. Hobson Release No. LR-23783
Date: March 20, 2017	Respondents: Jerry Miller Release No. LR-23782
Date: March 17, 2017	Respondents: Patrick Churchville, et al. Release No. LR-23781
Date: March 15, 2017	Respondents: Todd David Alpert Release No. LR-23780 See Also: SEC Complaint
Date: March 15, 2017	Respondents: Strategic Capital Management, LLC and Michael J. Breton Release No. LR-23779
Date: March 15, 2017	Respondents: Andy Shin Fong Chen, et al. Release No. LR-23778 See Also: SEC Complaint
Date: March 13, 2017	Respondents: Gregory E. Webb, et al. Release No. LR-23777
Date: March 10, 2017	Respondents: Lek Securities Corporation, et al. Release No. LR-23776 See Also: SEC Complaint
Date: March 10, 2017	Respondents: Nasir N. Shakouri, Robert S. Torino, Bronson L. Quon, John S. Hong and Jonathan K. Skarie Release No. LR-23775, AAER-3861 See Also: SEC Complaint
Date: March 9, 2017	Respondents: Notis Global, Inc. (f/k/a Medbox, Inc.), et al. Release No. LR-23774
Date: March 9, 2017	Respondents: VIPWallSt Inc., Michael Todd Osborn, Shenae Catherine Osborn, and Virgil Gene Williams Release No. LR-23773 See Also: SEC Complaint
Date: March 7, 2017	Respondents: Marrien Neilson Release No. LR-23772
Date: March 7, 2017	Respondents: Joseph Meli, et al. Release No. LR-23771 See Also: SEC Complaint , and Temporary Restraining Order
Date: March 6, 2017	Respondents: Nathanial D. Ponn Release No. LR-23770
Date: March 6, 2017	Respondents: Yu-Cheng Lin Release No. LR-23769
Date: March 3, 2017	Respondents: Capital Financial Partners, LLC et al. Release No. LR-23768
Date: March 3, 2017	Respondents: Arcturus Corporation, et al. Release No. LR-23767
Date: March 3, 2017	Respondents: Thomas D. Melvin, Jr., et al. Release No. LR-23766
Date: March 3, 2017	Respondents: Desarrolladora Homex S.A.B. de C.V Release No. LR-23765, AAER-3862 See Also: SEC Complaint
Date: March 3, 2017	Respondents: J. Patrick O'Neill and Robert H. Bray Release No. LR-23764
Date: March 2, 2017	Respondents: Upstate Law Group, LLC, et al. Release No. LR-23763
Date: March 2, 2017	Respondents: Renato Rodriguez and Gutemberg Dos Santos Release No. LR-23762 See Also: SEC Complaint
Date: Feb. 28, 2017	Respondents: Tropikgadget FZE, et al. Release No. LR-23761
Date: Feb. 28, 2017	Respondents: One or More Unknown Traders in the Securities of Fortress Investment Group, LLC Release No. LR-23760 See Also: SEC Complaint
Date: Feb. 27, 2017	Respondents: Christopher J. Hall Release No. LR-23759
Date: Feb. 24, 2017	Respondents: Harrison Schumacher, et al. Release No. LR-23758
Date: Feb. 22, 2017	Respondents: Sean Stewart et al. Release No. LR-23757
Date: Feb. 21, 2017	Respondents: FX & Beyond Corporation et al. Release No. LR-23756 See Also: SEC Complaint
Date: Feb. 21, 2017	Respondents: William P. Carlson, Jr. Release No. LR-23755 See Also: SEC Complaint
Date: Feb. 17, 2017	Respondents: James Y. Lee, et al. Release No. LR-23754
Date: Feb. 17, 2017	Respondents: Darrell Glenn Hardaway and Hardaway Net-Works, Inc. Release No. LR-23753 See Also: SEC Complaint
Date: Feb. 16, 2017	Respondents: Patrick O. Howard, et al. Release No. LR-23752
Date: Feb. 16, 2017	Respondents: John Abio and Abio Financial Group, Inc. Release No. LR-23751 See Also: SEC Complaint
Date: Feb. 14, 2017	Respondents: James P. Toner, Jr. Release No. LR-23750
Date: Feb. 14, 2017	Respondents: Terminus Energy, Inc., et al. Release No. LR-23749 See Also: SEC Complaint
Date: Feb. 13, 2017	Respondents: Yu-Cheng Lin (a.k.a. Believe Lin) Release No. LR-23748 See Also: SEC Complaint , and Temporary Restraining Order
Date: Feb. 10, 2017	Respondents: Shaohua (Michael) Yin, et al. Release No. LR-23747 See Also: SEC Complaint
Date: Feb. 10, 2017	Respondents: Alan Barry Staples Release No. LR-23746 See Also: SEC Complaint
Date: Feb. 8, 2017	Respondents: Oxford City Football Club, Inc., et al. Release No. LR-23745
Date: Feb. 7, 2017	Respondents: Zev Saltsman, et al. Release No. LR-23744
Date: Feb. 7, 2017	Respondents: Michael Affa, et al. Release No. LR-23743
Date: Feb. 6, 2017	Respondents: Mark J. Varacchi, et al. Release No. LR-23742
Date: Feb. 3, 2017	Respondents: Ixia and Victor Alston Release No. LR-23741, AAER-3859 See Also: SEC Complaint File Number: 3-17825
Date: Feb. 3, 2017	Respondents: Hold Brothers On-Line Investment Services, LLC, et al. Release No. LR-23740
Date: Feb. 2, 2017	Respondents: Varacchi, et al. Release No. LR-23739 See Also: SEC Complaint
Date: Feb. 2, 2017	Respondents: Paul A. Garcia, et al. Release No. LR-23738 See Also: SEC Complaint
Date: Feb. 1, 2017	Respondents: Patric Ken Baccam Release No. LR-23737
Date: Feb. 1, 2017	Respondents: Samuel DelPresto, et al. Release No. LR-23736
Date: Jan. 31, 2017	Respondents: Joseph Meli et al. Release No. LR-23735
Date: Jan. 30, 2017	Respondents: Vu H. Le a/k/a Vinh H. Le and TeamVinh.com LLC Release No. LR-23734
Date: Jan. 30, 2017	Respondents: Clayton A. Cohn Release No. LR-23733
Date: Jan. 27, 2017	Respondents: Brian S. Hudnall, et al. Release No. LR-23732 See Also: SEC Complaint
Date: Jan. 27, 2017	Respondents: Joseph Meli et al. Release No. LR-23731 See Also: SEC Complaint
Date: Jan. 27, 2017	Respondents: Christopher R. Esposito, et al. Release No. LR-23730
Date: Jan. 27, 2017	Respondents: Herman Ronnie Young, Jr. d/b/a Race Cycler Release No. LR-23729 See Also: SEC Complaint
Date: Jan. 26, 2017	Respondents: Michael L. Cohen and Vanja Baros Release No. LR-23728 See Also: SEC Complaint
Date: Jan. 25, 2017	Respondents: Strategic Capital Management, LLC et al. Release No. LR-23727
Date: Jan. 25, 2017	Respondents: Mathias Francisco Sandoval Herrera, Maria D. Cidre, and Jose Antonio Miranda Gonzalez Release No. LR-23726 See Also: SEC Complaint
Date: Jan. 24, 2017	Respondents: Dwayne Edwards, et al. Release No. LR-23725 See Also: SEC Complaint
Date: Jan. 23, 2017	Respondents: Krinos, George N. Krinos Holdings, Inc. Fordgate Acquisition Corp. Release No. LR-23724 File Number: 3-16202
Date: Jan. 19, 2017	Respondents: James M. Louks et al. Release No. LR-23723