Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

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Litigation Releases Table

Date	Respondents
Date: Aug. 28, 2017	Respondents: Dawn J. Bennett and DJB Holdings LLC Release No. LR-23922 See Also: SEC Complaint
Date: Aug. 25, 2017	Respondents: Caledonian Bank Ltd., et al. Release No. LR-23921 See Also: SEC Complaint
Date: Aug. 24, 2017	Respondents: Alan Charles Kapanicas Release No. LR-23920
Date: Aug. 24, 2017	Respondents: Sonya D. Camarco, Camarco Investments, Inc. and Camarco Living Trust Release No. LR-23919 See Also: SEC Complaint
Date: Aug. 23, 2017	Respondents: Javier Martin-Artajo & Julien G. Grout Release No. LR-23918
Date: Aug. 22, 2017	Respondents: BioChemics, Inc., et al. Release No. LR-23917
Date: Aug. 22, 2017	Respondents: Michael J. Hooper Release No. LR-23916
Date: Aug. 22, 2017	Respondents: Jeremy Joseph Drake Release No. LR-23915 See Also: SEC Complaint
Date: Aug. 22, 2017	Respondents: Brian Pappas, et al. Release No. LR-23914 See Also: SEC Complaint
Date: Aug. 21, 2017	Respondents: Adesh Kumar Tyagi Release No. LR-23913
Date: Aug. 18, 2017	Respondents: Arista Power, Inc., et al. Release No. LR-23912
Date: Aug. 16, 2017	Respondents: Daniel Rivas, et al. Release No. LR-23911 See Also: SEC Complaint
Date: Aug. 16, 2017	Respondents: Edward DiMaria and Matthew Gamsey Release No. LR-23910
Date: Aug. 16, 2017	Respondents: Vergeous LLC, et al. Release No. LR-23909 See Also: SEC Complaint
Date: Aug. 16, 2017	Respondents: Michael Quigley, et al. Release No. LR-23908 See Also: SEC Complaint
Date: Aug. 16, 2017	Respondents: Robert Cortez Marshall Release No. LR-23907 See Also: SEC Complaint
Date: Aug. 11, 2017	Respondents: Jay Belson, et al. Release No. LR-23906 See Also: SEC Complaint
Date: Aug. 11, 2017	Respondents: Southridge Capital Management LLC, et al. Release No. LR-23905
Date: Aug. 11, 2017	Respondents: Sethi Petroleum, et al. Release No. LR-23904
Date: Aug. 11, 2017	Respondents: Hidalgo Mining Corp., et al. Release No. LR-23903 See Also: SEC Complaint
Date: Aug. 11, 2017	Respondents: Smith, et al. Release No. LR-23902
Date: Aug. 11, 2017	Respondents: Damon Hovannisian, et al. Release No. LR-23901 See Also: SEC Complaint
Date: Aug. 10, 2017	Respondents: Louis Martin Blazer III Release No. LR-23900
Date: Aug. 8, 2017	Respondents: David Blaszczak, et al. Release No. LR-23899
Date: Aug. 8, 2017	Respondents: Steven V. McClatchey and Gary J. Pusey Release No. LR-23898
Date: Aug. 4, 2017	Respondents: Michael L. Hudson Release No. LR-23897
Date: Aug. 3, 2017	Respondents: 7S Oil & Gas, LLC, et al. Release No. LR-23896 See Also: SEC Complaint
Date: Aug. 2, 2017	Respondents: Robert D. B. Genovese, et al. Release No. LR-23895 See Also: SEC Complaint
Date: Aug. 1, 2017	Respondents: Donald J. Lester, et al. Release No. LR-23894
Date: Aug. 1, 2017	Respondents: Patrick Muraca, NanoMolecularDX, LLC (a/k/a NMDX, LLC), and MetaboRX, LLC Release No. LR-23893 See Also: SEC Complaint
Date: Aug. 1, 2017	Respondents: Jeffrey D. Martin, et al. Release No. LR-23892 See Also: et al. , et al.
Date: July 31, 2017	Respondents: Stephen D. Ferrone, et al. Release No. LR-23891
Date: July 28, 2017	Respondents: Cash Capital, LLC, America's Strategic Ore Properties, LLC, and Robert W. Wilson Release No. LR-23890 See Also: SEC Complaint
Date: July 28, 2017	Respondents: Harold L. Altvater Release No. LR-23889
Date: July 26, 2017	Respondents: Joey Stanton Dodson Release No. LR-23888 See Also: SEC Complaint
Date: July 26, 2017	Respondents: John Anthony Giunti and Interactive Media Solutions, LLC Release No. LR-23887 See Also: SEC Complaint
Date: July 26, 2017	Respondents: Anthony Joseph Marino, George Frank Polera, and United Business Alliance, LLC Release No. LR-23886 See Also: SEC Complaint
Date: July 25, 2017	Respondents: Homero Joshua Garza, GAW Miners, LLC, and ZenMiner, LLC Release No. LR-23885
Date: July 25, 2017	Respondents: Petroforce Energy, LLC, et al. Release No. LR-23884 See Also: SEC Complaint
Date: July 24, 2017	Respondents: Andrew Farmer, et al. Release No. LR-23883
Date: July 21, 2017	Respondents: Andrew T.E. Coldicutt, et al. Release No. LR-23882 See Also: Application
Date: July 19, 2017	Respondents: Troy Joseph Flowers, et al. Release No. LR-23881 See Also: SEC Complaint
Date: July 14, 2017	Respondents: TelexFree, Inc. et al. Release No. LR-23880
Date: July 13, 2017	Respondents: Charles A. Banks, IV Release No. LR-23879
Date: July 12, 2017	Respondents: Powertraderspress.com, Inc., Elite Stock Research, Inc., Erik Matz, Ronald Hardy, Anthony Vassallo, Stephanie Lee, Jeffrey Chartier, Lawrence D. Isen, Robert Gleckman, Brian Heepke, Dennis J. Verderosa, Emin Cohen, Sergio Ramirez, and Ashley Antos, Defendants, and Hermann Matz, Joseph Matz, Brittney Ballestas, Melissa Kurtzke, Janine Acosta, Type A Partners, Inc., Strategic Capital Markets, Inc., Marketbyte LLC, Snap or Tap Productions, LLC, Dacona Financial LLC, TradeMastersPro.com, Inc., MyStreetResearch.com, Inc., Revolving Ventures LLC, TradeMasters Consulting, Inc., Big Little Consulting, Inc., BCBall, Inc., Gabron Transport Corp., PTP Construction Corp., Terryville Systems, Inc., MKKMMKKM, Inc., Trek Partners LLC, RKRG, INC., Price Point Consulting, Inc., DJV Enterprises, Inc., Leecorp, Inc., Soccerserge, Inc., and Antos, Inc. Release No. LR-23878 See Also: SEC Complaint
Date: July 12, 2017	Respondents: Victory Ho Release No. LR-23877 See Also: SEC Complaint
Date: July 7, 2017	Respondents: Carol J. Wayland, John C. Mueller, Kentucky-Tennessee 50 Wells/400 BBLPD Block, Limited Partnership, HP Operations, LLC, C.A.R. Leasing, LLC, Mitchell B. Dow, Barry Liss, and Steve G. Blasko Release No. LR-23876 See Also: SEC Complaint
Date: July 7, 2017	Respondents: Dwayne Edwards, et al. Release No. LR-23875
Date: July 5, 2017	Respondents: Ryan Petersen Release No. LR-23874, AAER-3882
Date: July 5, 2017	Respondents: LocatePlus Holdings Corp., Jon Latorella and James Fields Release No. LR-23873
Date: July 3, 2017	Respondents: Cheryl L. Jones Release No. LR-23872 See Also: SEC Complaint
Date: June 30, 2017	Respondents: Sasan Sabrdaran and Farhang Afsarpour Release No. LR-23871
Date: June 30, 2017	Respondents: Renwick Haddow, et al. Release No. LR-23870 See Also: SEC Complaint
Date: June 28, 2017	Respondents: Diana P. Lovera Release No. LR-23869 See Also: SEC Complaint
Date: June 27, 2017	Respondents: Harold L. Altvater, Maureen E. Curran, Susan L. Dubuc Release No. LR-23868 See Also: Altvater , Curran , Dubuc
Date: June 23, 2017	Respondents: Strategic Capital Management, LLC and Michael J. Breton Release No. LR-23867
Date: June 22, 2017	Respondents: Seyed Taher Kameli, et al. Release No. LR-23866 See Also: SEC Complaint
Date: June 21, 2017	Respondents: Jay Mac Rust and Christopher K. Brenner Release No. LR-23865, AAER-3881
Date: June 21, 2017	Respondents: James M. Farinella, et al. Release No. LR-23864 See Also: SEC Complaint
Date: June 20, 2017	Respondents: Arista Power, Inc., et al. Release No. LR-23863 See Also: SEC Complaint
Date: June 19, 2017	Respondents: Yu-Cheng Lin Release No. LR-23862
Date: June 16, 2017	Respondents: CannaVEST Corp. a/k/a CV Sciences, Inc. and Michael J. Mona, Jr. Release No. LR-23861 See Also: SEC Complaint
Date: June 15, 2017	Respondents: Edwin Yoshihiro Fujinaga and MRI International, Inc., et al. Release No. LR-23860
Date: June 15, 2017	Respondents: James R. Trolice, et al. Release No. LR-23859
Date: June 15, 2017	Respondents: Jehu Hand and Antonio Katz Release No. LR-23858
Date: June 12, 2017	Respondents: AmeraTex Energy, Inc., et al. Release No. LR-23857
Date: June 12, 2017	Respondents: Ascenergy LLC et al. Release No. LR-23856 See Also: Final Judgement
Date: June 8, 2017	Respondents: David N. Fuselier, Roy W. Erwin and Integrated Freight Corporation Release No. LR-23855 See Also: SEC Complaint
Date: June 7, 2017	Respondents: Michael Trahan Release No. LR-23854 See Also: SEC Complaint
Date: June 5, 2017	Respondents: Alpine Securities Corporation Release No. LR-23853
Date: June 5, 2017	Respondents: Homero Joshua Garza, GAW Miners, LLC, and ZenMiner, LLC Release No. LR-23852
Date: June 2, 2017	Respondents: Marc D. Broidy and Broidy Wealth Advisors, LLC Release No. LR-23851
Date: June 1, 2017	Respondents: Adesh Kumar Tyagi Release No. LR-23850 See Also: SEC Complaint
Date: May 31, 2017	Respondents: Yu-Cheng Lin Release No. LR-23849 See Also: SEC Complaint , Order of Contempt
Date: May 26, 2017	Respondents: James H. Im and Kee Chan Release No. LR-23848
Date: May 26, 2017	Respondents: Momentum Investment Partners LLC (D/B/A Avatar Investment Management) and Ronald J. Fernandes Release No. LR-23847
Date: May 25, 2017	Respondents: TelexFree, Inc. et al. Release No. LR-23846
Date: May 25, 2017	Respondents: William J. Wells and Promitor Capital Management LLC Release No. LR-23845
Date: May 25, 2017	Respondents: Mark A. Jones Release No. LR-23844
Date: May 24, 2017	Respondents: Francisco Illarramendi, Highview Point Partners, LLC and Michael Kenwood Capital Management, LLC, as Defendants, and Highview Point Master Fund, Ltd., Highview Point Offshore, Ltd., Highview Point LP, Michael Kenwood Asset Management, LLC, Michael Kenwood Energy and Infrastructure LLC, and MKEI Solar, LP, as Relief Defendants, Release No. LR-23843
Date: May 24, 2017	Respondents: Gustavo A. Guzman Release No. LR-23842 See Also: SEC Complaint
Date: May 24, 2017	Respondents: David Blaszczak, et al. Release No. LR-23841 See Also: SEC Complaint
Date: May 24, 2017	Respondents: Nathanial D. Ponn Release No. LR-23840
Date: May 24, 2017	Respondents: Imran Husain, et al. Release No. LR-23839 See Also: SEC Complaint
Date: May 22, 2017	Respondents: Thurman P. Bryant, III, et al. Release No. LR-23838 See Also: SEC Complaint
Date: May 22, 2017	Respondents: Murakami, et al. Release No. LR-23837 See Also: SEC Complaint
Date: May 19, 2017	Respondents: Robert W. Murray Release No. LR-23836 See Also: SEC Complaint
Date: May 18, 2017	Respondents: Hadsell Chemical Processing, LLC and Robert Walton, Jr. Release No. LR-23835 See Also: SEC Complaint
Date: May 12, 2017	Respondents: Mohamud Abdi Ahmed and 2waytrading, LLC Release No. LR-23834 See Also: SEC Complaint
Date: May 11, 2017	Respondents: Walter C. Little and Andrew M. Berke Release No. LR-23833 See Also: SEC Complaint
Date: May 11, 2017	Respondents: Douglas Roe and Donald Lindo Release No. LR-23832 See Also: SEC Complaint
Date: May 11, 2017	Respondents: Wensheng Lin and Sheng Li Chen Release No. LR-23831
Date: May 11, 2017	Respondents: Chamroonrat, et al. Release No. LR-23830 See Also: SEC Complaint
Date: May 11, 2017	Respondents: Carl Keith Battie Release No. LR-23829 See Also: SEC Complaint
Date: May 9, 2017	Respondents: Matthew E. White, et al. Release No. LR-23828
Date: May 9, 2017	Respondents: David R. Humphrey Release No. LR-23827 See Also: SEC Complaint
Date: May 9, 2017	Respondents: Iat Hong, et al. Release No. LR-23826
Date: May 5, 2017	Respondents: Andrew T.E. Coldicutt, et al. Release No. LR-23825
Date: May 4, 2017	Respondents: William R. Schantz III and Verto Capital Management LLC Release No. LR-23824 See Also: SEC Complaint
Date: May 4, 2017	Respondents: Robert B. Crowe Release No. LR-23823