Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

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Litigation Releases Table

Date	Respondents
Date: March 13, 2009	Respondents: Peter W. Fisher, et al. and Phillip W. Offill, Jr., et al. Release No. LR-20955
Date: March 13, 2009	Respondents: Glenn E. Glasshagel Release No. LR-20954
Date: March 13, 2009	Respondents: Michael Biello Release No. LR-20953A See Also: SEC Complaint
Date: March 13, 2009	Respondents: Automated Trading Desk Specialists, LLC; E*Trade Capital Markets LLC; Melvin Securities, LLC and Melvin & Company, LLC; Sydan, LP; and TradeLink, LLC Release No. LR-20952
Date: March 13, 2009	Respondents: Sunwest Management, Inc., et al. Release No. LR-20951
Date: March 12, 2009	Respondents: Quest Software, Inc., Vincent C. Smith, John J. Laskey, and Kevin E. Brooks Release No. LR-20950, AAER-2949 See Also: SEC Complaint
Date: March 12, 2009	Respondents: MedQuist Inc.; John A. Donohoe; and Brian J. Kearns and Bruce J. Van Fossen Release No. LR-20949A, AAER-3022A, AAER-3022 See Also: SEC Complaint v. MedQuist Inc. , Jr. , SEC Complaint v. Brian J. Kearns and Bruce J. Van Fossen
Date: March 12, 2009	Respondents: Brian Travis, et al. Release No. LR-20948 See Also: SEC Complaint
Date: March 12, 2009	Respondents: Howard P. Richman Release No. LR-20947
Date: March 12, 2009	Respondents: Brian J. Smart, et al. Release No. LR-20946 See Also: SEC Complaint
Date: March 11, 2009	Respondents: PowerCold Corporation, Francis L. Simola, Joseph C. Cahill, and Grayling R. Hofer Release No. LR-20945, AAER-2948 See Also: SEC Complaint
Date: March 11, 2009	Respondents: Peter W. Fisher, et al.; Phillip W. Offill, Jr., et al.; David B. Stocker, et al. Release No. LR-20944
Date: March 11, 2009	Respondents: Anthony Vassallo, Kenneth Kenitzer, and Equity Investment Management and Trading, Inc. Release No. LR-20943 See Also: SEC Complaint
Date: March 11, 2009	Respondents: Stephen P. Gardner, et al. Release No. LR-20942, AAER-2947
Date: March 11, 2009	Respondents: John M. Donnelly, et al. Release No. LR-20941 See Also: SEC Complaint
Date: March 10, 2009	Respondents: C. Jones & Company, Carter Allen Jones, Timothy J. Miles, Gaylen P. Johnson, and Jonathan Curshen Release No. LR-20940
Date: March 10, 2009	Respondents: iBIZ Technology Corp., Kenneth W. Schilling, H. Mark Perkins, Jeffrey Firestone, Jerrold B. McRoberts, and D. Scott Elliott Release No. LR-20939
Date: March 10, 2009	Respondents: Allen Barnett, et al. Release No. LR-20938, AAER-2946 See Also: SEC Complaint
Date: March 9, 2009	Respondents: The Regency Group, LLC; Scott F. Gelbard; Jeffrey S. Koslosky; Aaron S. Lamkin; John J. Coutris; Michael J. Coutris; J. Coutris Partners, LP; Joseph S. Fernando; Wellington Capital Enterprises, Inc.; James J. Coutris; and Dimitrios I. Gountis Release No. LR-20937 See Also: SEC Complaint
Date: March 9, 2009	Respondents: Locke Capital Management, Inc. and Leila C. Jenkins Release No. LR-20936 See Also: SEC Complaint
Date: March 6, 2009	Respondents: Shelby Dean Martin, D. Martin Enterprises, Inc. and DM Ventures, LLC Release No. LR-20935 See Also: SEC Complaint
Date: March 6, 2009	Respondents: Gary Richetelli Release No. LR-20934 See Also: SEC Complaint
Date: March 6, 2009	Respondents: Martin G. Fraser, Don W. Watson, Edward W. O'Brien, and Gary M. Opper Release No. LR-20933A, AAER-3024
Date: March 6, 2009	Respondents: CRE Capital Corporation and James G. Ossie Release No. LR-20932
Date: March 5, 2009	Respondents: Anthony Fareri, Fareri Financial Services, Inc. d/b/a Amerifinancial, and Anthony Fareri & Associates, Inc. Release No. LR-20931 See Also: SEC Complaint
Date: March 5, 2009	Respondents: John W. Lawton, Paramount Partners LP, and Crossroad Capital Management, LLC Release No. LR-20930 See Also: Order of Preliminary Injunction
Date: March 5, 2009	Respondents: Competitive Technologies, Inc., et. al Release No. LR-20929
Date: March 5, 2009	Respondents: Zahra Ghods and RUSA Cap., Inc., Defendants, and Unisource Cap., LLC, Relief Defendant Release No. LR-20928
Date: March 5, 2009	Respondents: Pediatrix Medical Group, Inc. Release No. LR-20927, AAER-2943 See Also: SEC Complaint
Date: March 5, 2009	Respondents: Diversified Lending Group, Inc., et al. Release No. LR-20926
Date: March 4, 2009	Respondents: Ray M. White and CRW Management, L.P. Release No. LR-20925 See Also: SEC Complaint , and Order
Date: March 4, 2009	Respondents: James M. Nicholson, et. al. Release No. LR-20924
Date: March 4, 2009	Respondents: Scott A. Livengood, John W. Tate, and Randy S. Casstevens Release No. LR-20923 See Also: SEC Complaint
Date: March 4, 2009	Respondents: Automated Trading Desk Specialists, LLC; E*Trade Capital Markets LLC; Melvin Securities, LLC and Melvin & Company, LLC; Sydan, LP; and TradeLink, LLC Release No. LR-20922 See Also: LLC , Trade Capital Markets LLC , LLC , LP , LLC
Date: March 3, 2009	Respondents: Stephen L. Hochberg Release No. LR-20921
Date: March 2, 2009	Respondents: Sunwest Management, Inc., Canyon Creek Development, Inc., Canyon Creek Financial, LLC, and Jon M. Harder Release No. LR-20920 See Also: SEC Complaint
Date: March 2, 2009	Respondents: Nathan A. Chapman, et al. Release No. LR-20919
Date: Feb. 27, 2009	Respondents: Daren L. Palmer and Trigon Group, Inc. Release No. LR-20918
Date: Feb. 27, 2009	Respondents: Phillip R. Trujillo, Wealth Management Resources, LLC, PTV 22, LLC, PTV 33, LLC, and PTV 44, LLC Release No. LR-20917 See Also: SEC Complaint
Date: Feb. 26, 2009	Respondents: Lawrence B. Evans et al. Release No. LR-20916, AAER-2940
Date: Feb. 26, 2009	Respondents: Matthew E. Kopsky and Ronald W. Davis Release No. LR-20915
Date: Feb. 26, 2009	Respondents: Zomax, Inc., et al. Release No. LR-20914
Date: Feb. 25, 2009	Respondents: North Hills Management LLC, et al. Release No. LR-20913 See Also: SEC Complaint
Date: Feb. 25, 2009	Respondents: WG Trading Investors, L.P., et al. Release No. LR-20912 See Also: SEC Complaint
Date: Feb. 25, 2009	Respondents: James M. Nicholson and Westgate Capital Management, LLC, Defendants, and Westgate Absolute Return Fund, LP, et al., Relief Defendants Release No. LR-20911 See Also: SEC Complaint
Date: Feb. 25, 2009	Respondents: Frederick O'Meally, et. al. Release No. LR-20910
Date: Feb. 24, 2009	Respondents: Victor P. Machado and Frank Lu Release No. LR-20909 See Also: SEC Complaint
Date: Feb. 23, 2009	Respondents: Global Development & Environmental Resources, Inc., et al. Release No. LR-20908
Date: Feb. 20, 2009	Respondents: John W. Lawton, Paramount Partners LP, and Crossroad Capital Management, LLC Release No. LR-20907 See Also: SEC Complaint , and Temporary Restraining Order
Date: Feb. 19, 2009	Respondents: Billion Coupons, Inc. (aka Billion Coupons Investment) and Marvin R. Cooper Release No. LR-20906 See Also: SEC Complaint
Date: Feb. 18, 2009	Respondents: UBS AG Release No. LR-20905 See Also: SEC Complaint
Date: Feb. 18, 2009	Respondents: William L. Walters Release No. LR-20904
Date: Feb. 17, 2009	Respondents: Biovail Corporation, Eugene Melnyk, Brian Crombie, John Miszuk, and Kenneth G. Howling Release No. LR-20903
Date: Feb. 17, 2009	Respondents: Research in Motion Limited, Dennis Kavelman, Arcangelo Loberto, James Balsillie and Mihal Lazaridis Release No. LR-20902, AAER-2937 See Also: SEC Complaint
Date: Feb. 17, 2009	Respondents: Stanford International Bank, et al. Release No. LR-20901 See Also: SEC Complaint , SEC First Amended Complaint , Memorandum of Law
Date: Feb. 13, 2009	Respondents: Virginia A. Papa, Kevin F. Crain, and Sandra G. Childs Release No. LR-20900
Date: Feb. 12, 2009	Respondents: George Georgiou Release No. LR-20899 See Also: SEC Complaint
Date: Feb. 11, 2009	Respondents: Meridian Holdings, Inc., Anthony C. Dike and Michelle V. Nguyen Release No. LR-20898, AAER-2936
Date: Feb. 11, 2009	Respondents: Halliburton Company and KBR, Inc. Release No. LR-20897A, AAER-2935A See Also: SEC Complaint
Date: Feb. 11, 2009	Respondents: ITT Corporation Release No. LR-20896, AAER-2934 See Also: SEC Complaint
Date: Feb. 10, 2009	Respondents: Joseph J. Queri Jr., Gary M. Gosson, et al. Release No. LR-20895
Date: Feb. 10, 2009	Respondents: Marc T. Duchesne, Jeffrey A. Hayden, Gregory A. Moffit, Robert S. Parsley, and Nationwide Capital Corp. Release No. LR-20894
Date: Feb. 10, 2009	Respondents: Grant Ivan Grieve, Finvest Asset Management, LLC; and Finvest Fund Management, LLC Release No. LR-20893 See Also: SEC Complaint
Date: Feb. 10, 2009	Respondents: George David Gordon, Joshua Wayne Lankford, and Dean Joseph Sheptycki Release No. LR-20892 See Also: SEC Complaint
Date: Feb. 10, 2009	Respondents: Thom A. Faria, Stephen J. McLaughlin and William M. Stickney Release No. LR-20891, AAER-2932
Date: Feb. 9, 2009	Respondents: Craig T. Jolly and Quest Holdings, Inc. Release No. LR-20890 See Also: SEC Complaint
Date: Feb. 9, 2009	Respondents: Bernard L. Madoff and Bernard L. Madoff Investment Securities LLC Release No. LR-20889
Date: Feb. 6, 2009	Respondents: Lewis E. Graham II and FLOWorks, Inc., defendants, and Linworth LLC, relief defendant Release No. LR-20888 See Also: SEC Complaint
Date: Feb. 6, 2009	Respondents: Andrew S. Mackey and Inger L. Jensen Release No. LR-20887
Date: Feb. 6, 2009	Respondents: Ross Owen Haugen Release No. LR-20886
Date: Feb. 5, 2009	Respondents: Wachovia Securities, LLC Release No. LR-20885 See Also: SEC Complaint
Date: Feb. 5, 2009	Respondents: Nicos Achilleas Stephanou, Ramesh Chakrapani, Achilleas Stephanou, George Paparrizos a/k/a Georgios Paparrizos, Konstantinos Paparrizos, Michael G. Koulouroudis and Joseph Contorinis Release No. LR-20884 See Also: SEC Complaint
Date: Feb. 5, 2009	Respondents: Enterprises, LLC, Brian V. Prendergast, Worldwide Equity Corporation, Donald R. Smith, and Yuail I. Enwia Release No. LR-20883 See Also: SEC Complaint
Date: Feb. 4, 2009	Respondents: Mark T. Turkcan Release No. LR-20882, AAER-2930 See Also: SEC Complaint
Date: Feb. 4, 2009	Respondents: Stefan H. Benger, et al. Release No. LR-20881 See Also: SEC Complaint
Date: Feb. 4, 2009	Respondents: Biovail Corporation, Eugene Melnyk, Brian Crombie, John Miszuk, and Kenneth G. Howling Release No. LR-20880
Date: Feb. 4, 2009	Respondents: Scott M. Ross Release No. LR-20879 See Also: SEC Complaint
Date: Feb. 2, 2009	Respondents: Forest Resources Management Corp., et al. Release No. LR-20878
Date: Feb. 2, 2009	Respondents: Vector Medical Technologies, Inc., Michael H. Salit, James P. Farnell, Michael J. Farnell, David A. Zimmerman, and Stanley Wasser Release No. LR-20877
Date: Jan. 30, 2009	Respondents: Lumenis Ltd., Sagi A. Genger and Kevin Morano Release No. LR-20876, AAER-2929
Date: Jan. 30, 2009	Respondents: James N. Stanard, et al. Release No. LR-20875
Date: Jan. 30, 2009	Respondents: Gen-See Capital Corporation and Richard S. Piccoli Release No. LR-20874
Date: Jan. 28, 2009	Respondents: Gordon B. Grigg and ProTrust Management, Inc., et al. Release No. LR-20873 See Also: SEC Complaint
Date: Jan. 28, 2009	Respondents: Lydia Capital, LLC et al. Release No. LR-20872
Date: Jan. 28, 2009	Respondents: Asset Recovery and Management Trust, et. al. Release No. LR-20871
Date: Jan. 28, 2009	Respondents: James Mulhearn, Damian Delgado, and Adrian Balboa Release No. LR-20870
Date: Jan. 27, 2009	Respondents: Jeffery Steven Stone, et al. Release No. LR-20869
Date: Jan. 26, 2009	Respondents: University Lab Technologies, Inc., et al. Release No. LR-20868A
Date: Jan. 26, 2009	Respondents: Transnational Fund, Inc., a/k/a National Savings, and Michael Luckett Release No. LR-20867
Date: Jan. 26, 2009	Respondents: Jordan H. Mintz and Rex R. Rogers Release No. LR-20866, AAER-2925
Date: Jan. 23, 2009	Respondents: Gregg Thomas Rennie Release No. LR-20865 See Also: SEC Complaint
Date: Jan. 23, 2009	Respondents: Ranko Cucuz, William D. Shovers, Jesus Bonilla-Valdez, Ronald Lee Kolakowski, and HLI Operating Company, Inc., f/k/a Hayes Lemmerz International, Inc. Release No. LR-20864, AAER-2923
Date: Jan. 22, 2009	Respondents: Aaron S. Cooksey Release No. LR-20863A See Also: SEC Complaint
Date: Jan. 22, 2009	Respondents: Catherine R. McEnroe, Noreen O'Loughlin and Martin R. von Ruden Release No. LR-20862, AAER-2922 See Also: SEC Complaint
Date: Jan. 22, 2009	Respondents: General Motors Corporation Release No. LR-20861, AAER-3033 See Also: SEC Complaint
Date: Jan. 21, 2009	Respondents: Urs Kamber, Stephan Husi and Richard Jon May Release No. LR-20860, AAER-2919
Date: Jan. 21, 2009	Respondents: Ross Owen Haugen Release No. LR-20859 See Also: SEC Complaint
Date: Jan. 21, 2009	Respondents: Arthur Nadel, et al. Release No. LR-20858 See Also: SEC Complaint
Date: Jan. 21, 2009	Respondents: Rod Cameron Stringer, individually and d/b/a RCS Hedge Fund Release No. LR-20857
Date: Jan. 15, 2009	Respondents: Platforms Wireless International Corp., William C. Martin, Charles B. Nelson, Robert D. Perry, Francois M. Draper, and Victor L. Ziller Release No. LR-20856