Litigation Releases

The list below provides links to litigation releases concerning civil actions brought by the Commission in federal court.

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Litigation Releases Table

Date	Respondents
Date: Oct. 21, 2009	Respondents: Rita White Release No. LR-21257 File Number: 3-12355
Date: Oct. 21, 2009	Respondents: John Zeglis, As Executor, Successor/Representative To James D. Zeglis, Gautam Gupta, Jim W. Dixon and Lance D. McKee Release No. LR-21256
Date: Oct. 16, 2009	Respondents: Galleon Management, LP, Raj Rajaratnam, Rajiv Goel, Anil Kumar, Danielle Chiesi, Mark Kurland, Robert Moffat and New Castle LLC Release No. LR-21255 See Also: SEC Complaint
Date: Oct. 16, 2009	Respondents: Marvel Partners, marvelpartners.us, marvelpartners.net, and John Does, Nos. 1-5 Release No. LR-21254 See Also: SEC Complaint
Date: Oct. 16, 2009	Respondents: Lion Gate Capital, Inc. and Kenneth Rickel Release No. LR-21253
Date: Oct. 16, 2009	Respondents: Forest Resources Management Corp., et al. Release No. LR-21252
Date: Oct. 16, 2009	Respondents: HomePals Investment Club, LLC, HomePals, LLC, Ronnie Eugene Bass, Jr., Abner Alabre and Brian J. Taglieri Release No. LR-21251 See Also: SEC Complaint
Date: Oct. 15, 2009	Respondents: Ethan Kass Release No. LR-21250 See Also: SEC Complaint
Date: Oct. 15, 2009	Respondents: Benjamin P. Jones, William F. Jones, III, William T. Dailey, III, and Jeremiah E. Carroll; and Alissa Joelle Kueng Release No. LR-21249 See Also: and Jeremiah E. Carroll , and as to Alissa Joelle Kueng
Date: Oct. 15, 2009	Respondents: David F. Merrick, Traders International Return Network, MS, Inc., GTT Services, Inc., MDD Consulting, Inc., and Go ! Tourism, Inc. Release No. LR-21248 See Also: SEC Complaint
Date: Oct. 13, 2009	Respondents: John N. Milne Release No. LR-21247, AAER-3058
Date: Oct. 9, 2009	Respondents: Joseph J. Queri, Jr., Gary M. Gosson, et al. Release No. LR-21246
Date: Oct. 9, 2009	Respondents: Thomas J. Petters Release No. LR-21245
Date: Oct. 8, 2009	Respondents: Mitchel S. Guttenberg, Erik R. Franklin, David M. Tavdy, Mark E. Lenowitz, Robert D. Babcock, Andrew A. Srebnik, Ken Okada, David A. Glass, Marc R. Jurman, Randi E. Collotta, Christopher K. Collotta, Q Capital Investment Partners, LP, DSJ International Resources Ltd. (d/b/a Chelsey Capital), and Jasper Capital LLC, C.A. Release No. LR-21244
Date: Oct. 8, 2009	Respondents: Birte Boock and Irwin Boock Release No. LR-21243 See Also: SEC Complaint File Number: 3-10960
Date: Oct. 8, 2009	Respondents: Mx Factors LLC, BBH Resources LLC, JTL Financial Group LLC, Richard M. Harkless, Daniel J. Berardi, Jr., Thomas Hawkesworth, and Randall W. Harding Release No. LR-21242
Date: Oct. 7, 2009	Respondents: Randy M. Cho Release No. LR-21241 See Also: SEC Complaint
Date: Oct. 7, 2009	Respondents: Feng "Frank" Xie Release No. LR-21240 See Also: SEC Complaint
Date: Oct. 7, 2009	Respondents: Syndicated Food Services International, Inc., et al. Release No. LR-21239
Date: Oct. 6, 2009	Respondents: Biopure Corporation et al. Release No. LR-21238
Date: Oct. 5, 2009	Respondents: John J. Bravata, et al. Release No. LR-21237
Date: Oct. 5, 2009	Respondents: Matthew W. Hardey, L. Cyrus DeBlanc, and Joe E. Penland Release No. LR-21236, AAER-3055
Date: Oct. 1, 2009	Respondents: Ronald Ferguson, Elizabeth Monrad, Christian Milton, Robert Graham and Christopher Garand Release No. LR-21235, AAER-3062
Date: Oct. 1, 2009	Respondents: Hedgelender LLC et al. Release No. LR-21234 See Also: SEC Complaint
Date: Oct. 1, 2009	Respondents: Mitchell Drucker and Ronald Drucker, Defendants, and William Minerva, Relief Defendant Release No. LR-21233
Date: Sept. 30, 2009	Respondents: Jason M. Genet Release No. LR-21232 See Also: SEC Complaint
Date: Sept. 30, 2009	Respondents: K&L International Enterprises, Inc., et al. Release No. LR-21231
Date: Sept. 30, 2009	Respondents: William A. Huber and Hubadex, Inc. Release No. LR-21230 See Also: SEC Complaint
Date: Sept. 30, 2009	Respondents: AGCO Corporation Release No. LR-21229 See Also: SEC Complaint
Date: Sept. 30, 2009	Respondents: Michael A. Rivers and ARKR Trust LLC Release No. LR-21228, AAER-3060
Date: Sept. 29, 2009	Respondents: 3001 AD, LLC, Jimmy L. Barker, Robert J. Ladrach, Marc S. Rifkin, Ronald B. Bowsky, Jack Maddock and Michael Weidgans Release No. LR-21227 See Also: SEC Complaint
Date: Sept. 28, 2009	Respondents: George Wesley Harris and Giant Operating, LLC, Defendants, and Stephen Christopher Plunkett, Giant Petroleum, Inc. and DSSC Operating LLC, Relief Defendants Release No. LR-21226
Date: Sept. 28, 2009	Respondents: Maximum Return Investments, Inc. and Clelia A. Flores Release No. LR-21225
Date: Sept. 28, 2009	Respondents: K&L International Enterprises, Inc., et al. Release No. LR-21224 See Also: SEC Complaint
Date: Sept. 28, 2009	Respondents: Frank Bluestein Release No. LR-21223 See Also: SEC Complaint
Date: Sept. 24, 2009	Respondents: Christopher A. Black Release No. LR-21222 See Also: SEC Complaint
Date: Sept. 24, 2009	Respondents: Reza Saleh and Amir Saleh Release No. LR-21221 See Also: SEC Complaint
Date: Sept. 23, 2009	Respondents: ConnectAJet.com, Inc., et al. Release No. LR-21220 See Also: SEC Complaint
Date: Sept. 23, 2009	Respondents: John P. Utsick, et al. Release No. LR-21219
Date: Sept. 22, 2009	Respondents: David L. Hersh Release No. LR-21218
Date: Sept. 21, 2009	Respondents: Uncommon Media Group, Inc., et al. Release No. LR-21217
Date: Sept. 21, 2009	Respondents: Uncommon Media Group, Inc., et al. Release No. LR-21216
Date: Sept. 21, 2009	Respondents: Regions Bank Release No. LR-21215 See Also: SEC Complaint
Date: Sept. 21, 2009	Respondents: John J. Bravata, et al. Release No. LR-21214
Date: Sept. 18, 2009	Respondents: Charles Johnson, Jr., Christopher Benyo, Michael Kennedy, John Tuli, and Kent Wakeford Release No. LR-21213, AAER-3052
Date: Sept. 16, 2009	Respondents: Tony E. Morrison and Texas Securities Partners LLC Release No. LR-21212 See Also: SEC Complaint
Date: Sept. 16, 2009	Respondents: Michael Lauer, et al. Release No. LR-21211
Date: Sept. 14, 2009	Respondents: Stuart W. Fuhlendorf and Isilon Systems, Inc. Release No. LR-21210, AAER-3050 See Also: SEC Complaint v. Fuhlendorf , SEC Complaint v. Isilon Systems
Date: Sept. 14, 2009	Respondents: Allen W. Moss Release No. LR-21209 See Also: SEC Complaint
Date: Sept. 11, 2009	Respondents: Robert D. Falor, et al. Release No. LR-21208
Date: Sept. 11, 2009	Respondents: Dana Holding Corporation (as Successor Registrant to Dana Corporation) Release No. LR-21207, AAER-3049 See Also: SEC Complaint File Number: 3-13614
Date: Sept. 11, 2009	Respondents: Paul D. Poetter, et. al. Release No. LR-21206 See Also: SEC Complaint
Date: Sept. 11, 2009	Respondents: Tenet Healthcare Corporation, et al. Release No. LR-21205, AAER-3047
Date: Sept. 11, 2009	Respondents: Daryl O. Anderson Release No. LR-21204 See Also: SEC Complaint
Date: Sept. 9, 2009	Respondents: Angel Acquisition Corp., et al Release No. LR-21203
Date: Sept. 9, 2009	Respondents: Timothy J. Huff Release No. LR-21202, AAER-3046 See Also: SEC Complaint
Date: Sept. 9, 2009	Respondents: Jeff L. Soisson and Karen Kaye Walker Release No. LR-21201 See Also: SEC Complaint
Date: Sept. 8, 2009	Respondents: Gary A. Reys; CellCyte Genetics Corporation and Ronald W. Berninger Release No. LR-21200 See Also: SEC Complaint v. Reys , SEC Complaint v. CellCyte Genetics and Berninger
Date: Sept. 8, 2009	Respondents: Philip G. Barry, Leverage Group, Leverage Option Management Co., Inc., and North American Financial Services Release No. LR-21199 See Also: SEC Complaint
Date: Sept. 8, 2009	Respondents: Sidney S. Hanson, Charlotte M. Hanson, Queen Shoals, LLC, Queen Shoals II, LLC, Queen Shoals Capital, LLC, Queen Shoals Fund, LLC, Queen Shoals Group, LLC, Queen Shoals Holdings, LLC, Dominion Growth Fund, LLC, Dynasty Growth Fund, LLC, Heritage Growth Fund, LLC, Secure Wealth Fund, LLC, Select Fund, LLC, Two Oaks Fund, LLC Release No. LR-21198 See Also: SEC Complaint
Date: Sept. 3, 2009	Respondents: Doyle Scott Elliott, Scott Elliott, Inc., Michael Xirinachs, Emerald Asset Advisors LLC, Robert Weidenbaum, and CLX & Associates, Inc. Release No. LR-21197 See Also: SEC Complaint
Date: Sept. 3, 2009	Respondents: Jeffrey L. Mowen et al. Release No. LR-21196 See Also: SEC Complaint
Date: Sept. 3, 2009	Respondents: The Hain Celestial Group, Inc. Release No. LR-21195, AAER-3045 See Also: SEC Complaint
Date: Sept. 1, 2009	Respondents: VeriFone Holdings, Inc. and Paul Periolat Release No. LR-21194, AAER-3044 See Also: SEC Complaint
Date: Sept. 1, 2009	Respondents: Golden Apple Oil and Gas, Inc., et. al. Release No. LR-21193A See Also: SEC Complaint
Date: Aug. 31, 2009	Respondents: Sarath B. Gangavarapu Release No. LR-21192 See Also: SEC Complaint
Date: Aug. 31, 2009	Respondents: David A. Souza and D.A. Souza Investments Release No. LR-21191 See Also: SEC Complaint
Date: Aug. 28, 2009	Respondents: Oscar H. Meza Release No. LR-21190, AAER-3041 See Also: SEC Complaint
Date: Aug. 27, 2009	Respondents: Michael J. Moore and Moore & Associates Chartered Release No. LR-21189A, AAER-3040
Date: Aug. 27, 2009	Respondents: Ben-Wal Leasing Company, et al. Release No. LR-21188
Date: Aug. 27, 2009	Respondents: Duane N. Martin and Gary Trump Release No. LR-21187 See Also: SEC Complaint
Date: Aug. 27, 2009	Respondents: William Graulich, IV and iVest International Holdings, Inc. Release No. LR-21186 See Also: SEC Complaint
Date: Aug. 27, 2009	Respondents: John F. Marshall, et al. Release No. LR-21185A See Also: SEC Complaint
Date: Aug. 26, 2009	Respondents: Titan Wealth Management, LLC, Point West Partners, LLC, and Thomas Lester Irby II, Defendants, and Joseph Romanow, David Romanow, Karen Bowie, France Michaud, John J. Kim, and Pegasus Holdings Group, Inc. Release No. LR-21184
Date: Aug. 24, 2009	Respondents: Nancy Jewell, Kristin Mays, and Matthew B. Murphy, III Release No. LR-21183 See Also: SEC Complaint
Date: Aug. 23, 2009	Respondents: Darrel West and Own My Travel, LLC Release No. LR-21182 See Also: SEC Complaint
Date: Aug. 20, 2009	Respondents: Mohit A. Khanna and MAK 1 Enterprises Group, LLC, et al. Release No. LR-21181 See Also: SEC Complaint
Date: Aug. 19, 2009	Respondents: Daniel M. Kantrowitz Release No. LR-21180 See Also: SEC Complaint
Date: Aug. 18, 2009	Respondents: Eric Todd Seiden and Kamal Abdallah Release No. LR-21179 See Also: SEC Complaint
Date: Aug. 13, 2009	Respondents: Brantley Capital Management, LLC, Robert Pinkas, and Tab Keplinger Release No. LR-21178 See Also: SEC Complaint
Date: Aug. 12, 2009	Respondents: Terex Corporation Release No. LR-21177, AAER-3035 See Also: SEC Complaint
Date: Aug. 12, 2009	Respondents: L. Daniel Ferrer Release No. LR-21176 See Also: SEC Complaint
Date: Aug. 12, 2009	Respondents: Edwin B. Lyon, IV, et al. Release No. LR-21175 See Also: SEC Complaint
Date: Aug. 11, 2009	Respondents: Frank DiPascali, Jr. Release No. LR-21174 See Also: SEC Complaint
Date: Aug. 7, 2009	Respondents: 2Randall Consulting Group, LLC and Brion Gary Randall, Defendants Release No. LR-21173 See Also: SEC Complaint
Date: Aug. 6, 2009	Respondents: CentreInvest, Inc., OOO CentreInvest Securities, Vladimir Chekholko, William Herlyn, Dan Rapoport, and Svyatoslav Yenin Robert G. Mahony, Administrative Law Judge Release No. LR-21172 See Also: SEC Complaint File Number: 3-13304
Date: Aug. 6, 2009	Respondents: Maurice R. Greenberg and Howard I. Smith Release No. LR-21170, AAER-3032 See Also: SEC Complaint
Date: Aug. 5, 2009	Respondents: Albert J. Rasch, Jr., Kathleen R. Novinger, Sandra B. Masino, and 144 Opinions, Inc. Release No. LR-21169
Date: Aug. 5, 2009	Respondents: Johannes Gerhardus Andreae Release No. LR-21168, AAER-3030
Date: Aug. 4, 2009	Respondents: Omar Ali Rizvi, Bellwether Venture Capital Fund I, Inc., and Strategy Partners, LLC Release No. LR-21167
Date: Aug. 4, 2009	Respondents: General Electric Company Release No. LR-21166, AAER-3029 See Also: SEC Complaint
Date: Aug. 3, 2009	Respondents: Medical Capital Holdings, Inc.; Medical Capital Corporation; Medical Provider Funding Corporation VI; Sidney M. Field; and Joseph J. Lampariello Release No. LR-21165
Date: Aug. 3, 2009	Respondents: Bank of America Corp. Release No. LR-21164 See Also: SEC Complaint , SEC Amended Complaint
Date: Aug. 3, 2009	Respondents: Kenneth Selterman and Patti Tay Release No. LR-21163, AAER-3028 See Also: SEC Complaint
Date: July 31, 2009	Respondents: Nature's Sunshine Products, Inc., Douglas Faggioli and Craig D. Huff Release No. LR-21162 See Also: SEC Complaint
Date: July 31, 2009	Respondents: Steven E. Tennies and Price Geld & Company, Inc. Release No. LR-21161 See Also: SEC Complaint
Date: July 30, 2009	Respondents: Robert Glenn Bard and Vision Specialist Group LLC Release No. LR-21160 See Also: SEC Complaint
Date: July 30, 2009	Respondents: Steven R. Chamberlain, Elaine M. Brown and Gary A. Prince Release No. LR-21159
Date: July 29, 2009	Respondents: Diversity Capital Investments, Inc., et al. Release No. LR-21158 See Also: SEC Complaint
Date: July 28, 2009	Respondents: Radical Bunny, LLC, Tom Hirsch, Berta Walder, Howard Walder, and Harish Shah Release No. LR-21157 See Also: SEC Complaint