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Administrative Proceedings Archive 2011

The list below provides links to notices and orders concerning the institution and/or settlement of administrative proceedings.

Fourth Quarter |  Third Quarter |  Second Quarter |  First Quarter

Additional Archives

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Release No. Date Respondents
Fourth Quarter
34-66073 Dec. 30, 2011 Brendan Technologies, Inc., CenterStaging Corp., PGMI, Inc., Thermal Energy Storage, Inc., and Trinity3 Corporation
34-66072 Dec. 30, 2011 Brendan Technologies, Inc., CenterStaging Corp., PGMI, Inc., Thermal Energy Storage, Inc., and Trinity3 Corporation
IA-3347 Dec. 29, 2011 Vinayak S. Gowrish
IA-3346 Dec. 29, 2011 Daniel Joseph Sebastian
33-9290 Dec. 29, 2011 Calhoun Asset Management, LLC, and Krista Lynn Ward a/k/a Krista Lynn Karnezis
Other Release Nos.: 34-66066; IA-3345; IC-29895
34-66060 Dec. 28, 2011 Andrew Caccioppoli
33-9289 Dec. 23, 2011 Aurelio Rodriguez
Other Release Nos.: 34-66056; IA-3344; IC-29894
34-66055 Dec. 23, 2011 Investment Placement Group and Adolfo Gonzalez-Rubio
Other Release No.: IA-3343
33-9288 Dec. 23, 2011 Eric David Wanger and Wanger Investment Management, Inc.
Other Release Nos.: 34-66053; IA-3342; IC-29893
34-66051 Dec. 23, 2011 Craig On, CPA
Other Release No.: AAER-3350
34-66039 Dec. 22, 2011 Mary Beth Stevens and Paul W. Oliver, Jr.
Note: See also Proposed Plan of Distribution
Comments:
Submit Comments on Proposed Plan of Distribution — Mary Beth Stevens
;
Submit Comments on Proposed Plan of Distribution — Paul W. Oliver, Jr.
34-66028 Dec. 22, 2011 Shengtai Power International, Inc., and Singer Co. N.V.
34-66027 Dec. 22, 2011 RMD Technologies, Inc., Rockwall Holdings, Inc., Royston Mannor Estates, Inc., Southmark Corp., Stargold Mines, Inc., Stelax Industries, Ltd., Stem Cell Innovations, Inc., and Surfect Holdings, Inc.
34-66026 Dec. 22, 2011 Rovac Corp., RS Group of Companies, Inc., Rymer Foods, Inc., Stratus Services Group, Inc., Sun Cal Energy, Inc., Sun Motor International, Inc., Surebet Casinos, Inc., and Swiss Medica, Inc.
34-66025 Dec. 22, 2011 Medarts Medical System, Inc., and New Fiber Cloth Technology, Inc. (f/k/a Park Hill Capital III)
34-66024 Dec. 21, 2011 Eric Jon Strasser
Other Release No.: AAER-3349
34-66017 Dec. 21, 2011 AEC, I, Inc., Aegir Ventures, Inc., American Toy Vending, Inc., Biometric Security Corp. (a/k/a Pender Financial Group Corp.), and Bridge-It Corp.
34-66009 Dec. 20, 2011 Peter J. Brooks
34-66000 Dec. 16, 2011 Capital Financial Services, Inc. and Brian W. Boppre
34-65999 Dec. 16, 2011 Charles W. Crouse and Norman R. Hess
34-65998 Dec. 16, 2011 Capital Financial Services, Inc. and Brian W. Boppre
Other Release No.: IC-29887
34-65997 Dec. 16, 2011 Richard Dalton
34-65996 Dec. 16, 2011 Stuart W. Fuhlendorf,
Other Release No.: AAER-3347
34-65985 Dec. 15, 2011 Juan Carlos Guillén Zerpa
Other Release No.: AAER-3345
34-65983 Dec. 15, 2011 Ronald Garcia
34-65982 Dec. 15, 2011 Kevin King
Other Release No.: IA-3339
34-65981 Dec. 15, 2011 Kenneth Suarez
Other Release No.: IA-3338
IA-3337 Dec. 15, 2011 RetireHub, Inc. and Sunil K. Bhatia
34-65962 Dec. 15, 2011 Yakov Koppel
34-65961 Dec. 15, 2011 Ahmed Awan
34-65957 Dec. 15, 2011 Christopher T. Paganes
Other Release No.: IA-3335
34-65956 Dec. 15, 2011 Abviva, Inc., ACTIS Global Ventures, Inc., aeroTelesis, Inc., Amwest Insurance Group, Inc., and Auto Underwriters of America, Inc.
34-65952 Dec. 14, 2011 Steven R. Long
34-65951 Dec. 14, 2011 Stanley M. Paulic
34-65950 Dec. 14, 2011 Kempisty & Company, Certified Public Accountants, P.C., Philip C. Kempisty, CPA, and John Anthony Rubino, CPA
Other Release No.: AAER-3344
34-65948 Dec. 14, 2011 Longtop Financial Technologies Limited
34-65947 Dec. 13, 2011 Ramco Energy PLC (n/k/a SeaEnergy PLC), RTI, Inc., RTICA Corp., Runcorp, Inc. (f/k/a Remote Utilities Network, Inc.), Source Scientific, Inc., Spectacular Attractions, Inc., SpectraCom, Inc., Sportsco, Inc., and Stationmate, Inc. (n/k/a Oxysure, Inc.)
34-65941 Dec. 13, 2011 Gary S. Bell
34-65243A Dec. 12, 2011 Putnam Investment Management, LLC
34-65937 Dec. 12, 2011 Stephen R. Moynahan
34-65936 Dec. 12, 2011 Packetport.com, Inc., Ronald Durando, Microphase Corp., Robert H. Jaffe, Gustave Dotoli, M. Christopher Agarwal, and Theodore Kunzog
Note: See also the Final Plan of Distribution
34-65935 Dec. 9, 2011 PA Fund Management, LLC, PEA Capital LLC, and PA Distributors LLC
34-65930 Dec. 9, 2011 Zvi Goffer
34-65923 Dec. 9, 2011 Touradji Capital Management, L.P.
Other Release No.: IA-3333
IA-3332 Dec. 9, 2011 Kevin Kramer
34-65920 Dec. 9, 2011 Brendan Technologies, Inc., CenterStaging Corp., PGMI, Inc., Thermal Energy Storage, Inc., and Trinity3 Corporation
34-65919 Dec. 8, 2011 Morgan Asset Management, Inc.; Morgan Keegan & Company, Inc.; James C. Kelsoe, Jr.; and Joseph Thompson Weller, CPA
34-65909 Dec. 8, 2011 Dean Zenon Pinard
Other Release No.: IA-3331
IA-3330 Dec. 7, 2011 Donald Anthony Walker Young, a/k/a D.A. Walker Young and Acorn Capital Management, LLC
34-65908 Dec. 7, 2011 Credit Suisse Alternative Capital, LLC (f/k/a Credit Suisse Alternative Capital, Inc.), Credit Suisse Asset Management, LLC and Samir H. Bhatt
IA-3329 Dec. 7, 2011 Kenneth E. Marsh, Baldwin Anderson, Robert Anthony Budion, Jeanne M. Lada, and James T. Levier
34-65905 Dec. 7, 2011 Accesspoint Corp., Aero Performance Products, Inc., Apex Resources Group, Inc., Aradyme Corp., Bancroft Uranium, Inc., Fightersoft Multimedia Corp., Fortress Financial Group, Inc., and Global Aircraft Solutions, Inc.
IA-3328 Dec. 6, 2011 David A. Souza
34-65892 Dec. 5, 2011 Canadian Imperial Holdings, Inc. and CIBC World Market Corp.
34-65891 Dec. 5, 2011 Regenesis Centers, Inc., Regenex, Inc., A.J. Ross Logistics, Inc., Southern Gourmet Products, Inc., Status Game Corp., and Suncast Network, Inc.
34-65882 Dec. 5, 2011 Mark A. Konyndyk, CPA
Other Release No.: AAER-3339
34-65881 Dec. 5, 2011 Accesspoint Corp., Aero Performance Products, Inc., Apex Resources Group, Inc., Aradyme Corp., Bancroft Uranium, Inc., Fightersoft Multimedia Corp., Fortress Financial Group, Inc., and Global Aircraft Solutions, Inc.
34-65880 Dec. 5, 2011 RMD Technologies, Inc., Rockwall Holdings, Inc., Royston Mannor Estates, Inc., Southmark Corp., Stargold Mines, Inc., Stelax Industries, Ltd., Stem Cell Innovations, Inc., and Surfect Holdings, Inc.
34-65855 Dec. 1, 2011 RMD Technologies, Inc., Rockwall Holdings, Inc., Royston Mannor Estates, Inc., Southmark Corp., Stargold Mines, Inc., Stelax Industries, Ltd., Stem Cell Innovations, Inc., and Surfect Holdings, Inc.
IA-3327 Nov. 30, 2011 Chetan Kapur
34-65850 Nov. 30, 2011 Shiming U.S., Inc., Si Mei Te Food Ltd. (F/K/A China Discovery Acquisition Corp.), Sierra International Group, Inc., and Sj Electronics, Inc.
IA-3326 Nov. 29, 2011 Hanes Morgan & Co., Inc. and Uche Akwuba
Other Release No.: IC-29877
34-65849 Nov. 29, 2011 Robert Rossi
34-65848 Nov. 29, 2011 Joseph Valko
34-65839 Nov. 28, 2011 AEC, I, Inc., Aegir Ventures, Inc., American Toy Vending, Inc., Biometric Security Corp. (a/k/a Pender Financial Group Corp.), and Bridge-It Corp.
34-65838 Nov. 28, 2011 Feltl & Company, Inc.
Other Release Nos.: IA-3325, IC-29875
IA-3324 Nov. 28, 2011 Asset Advisors, LLC
Other Release Nos.: IC-29874
34-65837 Nov. 28, 2011 OMNI Investment Advisors Inc. and Gary R. Beynon
Other Release Nos.: IA-3323, IC-29873
34-65830 Nov. 28, 2011 Randall Merk
Other Release No.: IA-3322
34-65829 Nov. 28, 2011 Charles L. Rizzo and Gina M. Hornbogen
Other Release No.: IA-3321
34-65808 Nov. 22, 2011 Fifth Third Bancorp
IA-3320 Nov. 22, 2011 Barry J. Minkow
34-65802 Nov. 22, 2011 Advanced Remote Communication Solutions, Inc., American Aircraft Corp. (a/k/a Codima, Inc.), Avicena Group, Inc., Blowout Entertainment, Inc., Bottomline Home Loan, Inc., and Bytewatch Technologies, Inc.
34-65801 Nov. 21, 2011 Shengtai Power International, Inc., and Singer Co. N.V.
34-65799 Nov. 21, 2011 Michael S. Krome
34-65798 Nov. 21, 2011 Canadian Imperial Holdings, Inc. and CIBC World Market Corp.
IA-3319 Nov. 21, 2011 Oliver R. Grace, Jr.
34-65785 Nov. 18, 2011 Abviva, Inc., ACTIS Global Ventures, Inc., aeroTelesis, Inc., Amwest Insurance Group, Inc., and Auto Underwriters of America, Inc.
34-65783 Nov. 17, 2011 Dr. Joseph F. Skowron III
Other Release No.: IA-3318
IA-3316 Nov. 17, 2011 FTN Financial Securities Corp.
34-65767 Nov. 17, 2011 Advanced Remote Communication Solutions, Inc., American Aircraft Corp. (a/k/a Codima, Inc.), Avicena Group, Inc., Blowout Entertainment, Inc., Bottomline Home Loan, Inc., and Bytewatch Technologies, Inc.
34-65766 Nov. 17, 2011 UCBH Holdings, Inc.
34-65762 Nov. 16, 2011 Michael Cameron Van Alphen
33-9280 Nov. 16, 2011 Daniel J. Gallagher
Other Release No.: 34-65760
34-65759 Nov. 16, 2011 Paul Free, CPA
Other Release No.: AAER-3338
IA-3315 Nov. 16, 2011 Morgan Stanley Investment Management Inc.
Other Release No.: IC-29862
34-65757 Nov. 16, 2011 The Regency Group, LLC
34-65756 Nov. 16, 2011 Aaron S. Lamkin
34-65755 Nov. 16, 2011 Martha W. Vlcek, CPA
Other Release No.: AAER-3337
34-65754 Nov. 16, 2011 Steven M. Des Champs, CPA
Other Release No.: AAER-3336
34-65753 Nov. 16, 2011 ADS Media Group, Inc., American Enterprise Development Corp., and Arcland Energy Corp.
34-65752 Nov. 16, 2011 ACS Acquisition Corp., American Radio Empire, Inc., American Resources & Development Co., Aviation General, Inc., The Bombay Company, Inc., and Brodie Exploration Corp.
34-65751 Nov. 16, 2011 ADS Media Group, Inc., American Enterprise Development Corp., and Arcland Energy Corp.
33-9277 Nov. 15, 2011 LeadDog Capital Markets, LLC, f/k/a LeadDog Capital Partners, Inc., Chris Messalas, and Joseph Larocco, Esq.
Other Release Nos.: 34-65750, IA-3314, IC-29861
34-65748 Nov. 15, 2011 Advanced Remote Communication Solutions, Inc., American Aircraft Corp. (a/k/a Codima, Inc.), Avicena Group, Inc., Blowout Entertainment, Inc., Bottomline Home Loan, Inc., and Bytewatch Technologies, Inc.
34-65747 Nov. 15, 2011 CuraTech Industries, Inc.
34-65746 Nov. 14, 2011 Banc of America Capital Management, LLC, BACAP Distributors, LLC, and Banc of America Securities, LLC
34-65740 Nov. 14, 2011 Ablest Inc., Absolute Potential, Inc. (f/k/a Absolute Waste Services, Inc.), Alpha Petroleum Exploration Corp., AMCV Capital Trust I, American Health, Inc., Avid Sportswear & Golf Corp. (n/k/a Merger Co., Inc.), and The Bighub.com, Inc. (n/k/a Capital Consultants Funding, Inc.)
34-65739 Nov. 10, 2011 Vincent L. Verdiramo, Esq.
34-65734 Nov. 10, 2011 Longtop Financial Technologies Limited
34-65733 Nov. 10, 2011 UBS Securities LLC
33-9275 Nov. 10, 2011 Western Pacific Capital Management, LLC and Kevin James O’Rourke
Other Release Nos.: 34-65726, IA-3313
IA-3312 Nov. 9, 2011 Massachusetts Financial Services Company, John W. Ballen and Kevin R. Parke
34-65715 Nov. 9, 2011 Rovac Corp., RS Group of Companies, Inc., Rymer Foods, Inc., Stratus Services Group, Inc., Sun Cal Energy, Inc., Sun Motor International, Inc., Surebet Casinos, Inc., and Swiss Medica, Inc.
34-65714 Nov. 9, 2011 RMD Technologies, Inc., Rockwall Holdings, Inc., Royston Mannor Estates, Inc., Southmark Corp., Stargold Mines, Inc., Stelax Industries, Ltd., Stem Cell Innovations, Inc., and Surfect Holdings, Inc.
34-65712 Nov. 9, 2011 Aampro Group, Inc. (n/k/a First Capital Trust, Inc.), Adagio Acquisition I, Inc., Adagio Acquisition II, Inc., Adagio Acquisition III, Inc., Beaconsfield II, Inc., Beaconsfield III, Inc., and Boston Communications Group, Inc. (n/k/a Xius Holding Corp.)
34-65704 Nov. 8, 2011 Circadian, Inc., Clean Energy Combustion, Inc. (n/k/a Clean Energy Combustion Systems, Inc.), Collectible Concepts Group, Inc., Communitronics of America, Inc. (n/k/a RPM Advantage, Inc.), and ConSyGen, Inc.
34-65703 Nov. 8, 2011 ACS Acquisition Corp., American Radio Empire, Inc., American Resources & Development Co., Aviation General, Inc., The Bombay Company, Inc., and Brodie Exploration Corp.
34-65701 Nov. 8, 2011 American Capital Partners Limited, Inc., American Educators Financial Corp. (n/k/a Asia Ventures Corp.), Austral Pacific Energy Ltd., Bidville, Inc. (n/k/a PrimEdge, Inc.), Bio-Warm Corp. (n/k/a PHI Gold Corp.), Black Rock Golf Corp. (a/k/a Aurus Corp.), Broadband Wireless International Corp., and Buffalo Gold Ltd.
33-9274 Nov. 7, 2011 Ronald St. Clair, CPA and Lawrence Swan, CA
Other Release Nos.: 34-65698, IC-29856
34-65697 Nov. 7, 2011 Canadian Imperial Holdings, Inc. and CIBC World Market Corp.
34-65696 Nov. 7, 2011 Intercom Systems, Inc., International Management & Research Corp., International Research & Development Corp. (n/k/a IRDC Estate, Inc.), and Ipix Corp.
34-65693 Nov. 4, 2011 1st Global Stock Transfer LLC and Helen Bagley
34-65680 Nov. 3, 2011 Ran H. Furman
Other Release No.: AAER-3334
34-65675 Nov. 3, 2011 Ablest Inc., Absolute Potential, Inc. (f/k/a Absolute Waste Services, Inc.), Alpha Petroleum Exploration Corp., AMCV Capital Trust I, American Health, Inc., Avid Sportswear & Golf Corp. (n/k/a Merger Co., Inc.), and The Bighub.com, Inc. (n/k/a Capital Consultants Funding, Inc.)
34-65674 Nov. 3, 2011 Accesspoint Corp., Aero Performance Products, Inc., Apex Resources Group, Inc., Aradyme Corp., Bancroft Uranium, Inc., Fightersoft Multimedia Corp., Fortress Financial Group, Inc., and Global Aircraft Solutions, Inc.
34-65673 Nov. 2, 2011 Daniel W. Nodurft, Esq.
34-65665 Nov. 2, 2011 MAS Acquisition XX Corp., National Healthcare Financial Services, Inc., Neuromedical Technologies, Inc., and Note Bankers of America, Inc. (n/k/a Facit Group Holdings, Inc.)
34-65664 Nov. 2, 2011 Maxicare Health Plans, Inc., MetroConnect, Inc., Microislet, Inc., Mobicom Corp., MTI Technology Corp., and North American Scientific, Inc.
IA-3309 Nov. 1, 2011 Terry Harris
34-65661 Oct. 31, 2011 Advanced Remote Communication Solutions, Inc., American Aircraft Corp. (a/k/a Codima, Inc.), Avicena Group, Inc., Blowout Entertainment, Inc., Bottomline Home Loan, Inc., and Bytewatch Technologies, Inc.
34-65658 Oct. 31, 2011 Hector Gallardo, Michael Zurita, and Orion Trading, LLC
33-9272 Oct. 31, 2011 David Story
Other Release Nos.: 34-65657, IC-29854
34-65652 Oct. 28, 2011 CuraTech Industries, Inc.
34-65651 Oct. 28, 2011 ACS Acquisition Corp., American Radio Empire, Inc., American Resources & Development Co., Aviation General, Inc., The Bombay Company, Inc., and Brodie Exploration Corp.
34-65649 Oct. 28, 2011 North Shore Capital I, Inc., North Shore Capital II, Inc., Northern Financial Corp. (f/k/a American Gem Corp.), Northland Cable Properties Five Limited Partnership, and Northland Cable Properties Four Limited Partnership
34-65643 Oct. 27, 2011 Financial Industry Regulatory Authority, Inc.
34-65640 Oct. 27, 2011 Accesspoint Corp., Aero Performance Products, Inc., Apex Resources Group, Inc., Aradyme Corp., Bancroft Uranium, Inc., Fightersoft Multimedia Corp., Fortress Financial Group, Inc., and Global Aircraft Solutions, Inc.
34-65638 Oct. 27, 2011 Aampro Group, Inc. (n/k/a First Capital Trust, Inc.), Adagio Acquisition I, Inc., Adagio Acquisition II, Inc., Adagio Acquisition III, Inc., Beaconsfield II, Inc., Beaconsfield III, Inc., and Boston Communications Group, Inc. (n/k/a Xius Holding Corp.)
34-65621 Oct. 25, 2011 William J. Tennant, CPA
Other Release No.: AAER-3332
34-65620 Oct. 25, 2011 Anthony J. Cuti, CPA
Other Release No.: AAER-3331
34-65616 Oct. 25, 2011 American Capital Partners Limited, Inc., American Educators Financial Corp. (n/k/a Asia Ventures Corp.), Austral Pacific Energy Ltd., Bidville, Inc. (n/k/a PrimEdge, Inc.), Bio-Warm Corp. (n/k/a PHI Gold Corp.), Black Rock Golf Corp. (a/k/a Aurus Corp.), Broadband Wireless International Corp., and Buffalo Gold Ltd.
34-65611 Oct. 24, 2011 Medarts Medical System, Inc., and New Fiber Cloth Technology, Inc. (f/k/a Park Hill Capital III)
33-9271 Oct. 24, 2011 Pipeline Trading Systems LLC, Fred J. Federspiel, and Alfred R. Berkeley III
Other Release No.: 34-65609
33-9270 Oct. 24, 2011 Banco Espirito Santo S.A.
Other Release No.: 34-65608, IA-3304
34-65607 Oct. 24, 2011 International Butec Industries Corp. (n/k/a Websmart.com Communications, Inc.), International Colin Energy Corp. (n/k/a Morgan Hydrocarbons, Inc.), International En-R-Tech, Inc. (n/k/a National Telcom Solutions, Inc.), International Menu Solutions Corp. (n/k/a Dunwynn Exploration, Inc.), International Nesmont Industrial Corp., International Petroleum Corp., and Internet Cable Corp.
34-65606 Oct. 24, 2011 SGI International, Shared Imaging Partners, LP, Shiega Resources Corp., Sibun River Group, Inc., Simon Transportation Services, Inc., Sirius Software, Inc., SLM Entertainment, Ltd., and Snake River Properties, Inc.
IA-3303 Oct. 21, 2011 Amit V. Patel
34-65600 Oct. 20, 2011 Michael G. Horsey, CPA
Other Release No.: AAER-3329
34-65597 Oct. 20, 2011 Jason C. Goldfarb
34-65596 Oct. 20, 2011 Arthur J. Cutillo
34-65595 Oct. 20, 2011 ADS Media Group, Inc., American Enterprise Development Corp., and Arcland Energy Corp.
34-65593 Oct. 19, 2011 Roy D. Higgs
33-9268 Oct. 19, 2011 Credit Suisse Alternative Capital, LLC (f/k/a Credit Suisse Alternative Capital, Inc.), Credit Suisse Asset Management, LLC, and Samir H. Bhatt
Other Release No.: IA-3302
34-65589 Oct. 18, 2011 Jeffrey Greeney
34-65584 Oct. 18, 2011 Sergey Rumyantsev
IA-3301 Oct. 18, 2011 Donald W. Klein
IA-3300 Oct. 18, 2011 John Clement
34-65582 Oct. 18, 2011 Lisa C. Berry
34-65578 Oct. 17, 2011 Dialpoint Communications Corp., Pacel Corp., Quantum Group, Inc. (The), and Tradequest International, Inc.
34-65561 Oct. 14, 2011 ACS Acquisition Corp., American Radio Empire, Inc., American Resources & Development Co., Aviation General, Inc., The Bombay Company, Inc., and Brodie Exploration Corp.
34-65560 Oct. 14, 2011 Ablest Inc., Absolute Potential, Inc. (f/k/a Absolute Waste Services, Inc.), Alpha Petroleum Exploration Corp., AMCV Capital Trust I, American Health, Inc., Avid Sportswear & Golf Corp. (n/k/a Merger Co., Inc.), and The Bighub.com, Inc. (n/k/a Capital Consultants Funding, Inc.)
34-65559 Oct. 14, 2011 American Resource Technologies, Inc., Apollo Resources International, Inc., Bloodhound Search Technologies, Inc., BlueStar Health, Inc., Columbus Networks Corp., Continental Fuels, Inc., Data Race, Inc., Golden Oil Co., and Ness Energy International, Inc.
34-65558 Oct. 14, 2011 Shiming U.S., Inc., Si Mei Te Food Ltd. (f/k/a China Discovery Acquisition Corp., Sierra International Group, Inc., and SJ Electronics, Inc.
34-65557 Oct. 14, 2011 Dialpoint Communications Corp., Pacel Corp., Quantum Group, Inc. (The), and Tradequest International, Inc.
34-65556 Oct. 13, 2011 EDGX Exchange, Inc., EDGA Exchange, Inc., and Direct Edge ECN LLC
34-65555 Oct. 13, 2011 Watts Water Technologies, Inc. and Leesen Chang
Other Release No.: AAER-3328
34-65547 Oct. 13, 2011 Sharon Energy, Ltd., Sheldahl, Inc., and Sonoma International, Inc.
34-65546 Oct. 13, 2011 International Solubles Corp., Internet Capital Ventures & Association, Inc. (n/k/a Atlantis Studios Corporation), Intratel Group, Ltd., iQrom Communications, Inc., Irutil Co. Inc., and ISNI.net, Inc.
34-65533 Oct. 12, 2011 Santa Cruz Gold, Inc., SCNV Acquisition Corp., Scoot.com PLC (n/k/a Coe Group PLC), SCS Solars Computing Systems, Inc., Secured Communication Canada 95, Inc., and Select Software Tools, PLC
34-65532 Oct. 12, 2011 Shepaug Corp., Simone Group, Inc., Skynet Holdings, Inc., Skyview Development Corp., SMC Ventures, Inc. (f/k/a Gensci Regeneration Sciences, Inc.), Sonora Diamond Corp., and Sonus Communication Holdings, Inc.
34-65531 Oct. 11, 2011 UCBH Holdings, Inc.
34-65520 Oct. 7, 2011 Brian A. Bjork
Other Release No.: IA-3299
34-65513 Oct. 7, 2011 Richard A. Hansen
34-65510 Oct. 7, 2011 China-Biotics, Inc.
34-65507 Oct. 6, 2011 Intercom Systems, Inc., International Management & Research Corp., International Research & Development Corp. (n/k/a IRDC Estate, Inc.), and Ipix Corp.
34-65506 Oct. 6, 2011 Aampro Group, Inc. (n/k/a First Capital Trust, Inc.), Adagio Acquisition I, Inc., Adagio Acquisition II, Inc., Adagio Acquisition III, Inc., Beaconsfield II, Inc., Beaconsfield III, Inc., and Boston Communications Group, Inc. (n/k/a Xius Holding Corp.)
33-9265 Oct. 6, 2011 Hansen Medical, Inc.
Other Release No.: 34-65501
34-65498 Oct. 6, 2011 Packetport.com, Inc., Ronald Durando, Microphase Corp., Robert H. Jaffe, Gustave Dotoli, M. Christopher Agarwal, and Theodore Kunzog
34-65490 Oct. 6, 2011 Packetport.com, Inc., Ronald Durando, Microphase Corp., Robert H. Jaffe, Gustave Dotoli, M. Christopher Agarwal, and Theodore Kunzog
Note: See also the Proposed Plan of Distribution
Submit comments on Proposed Plan of Distribution
IA-3298 Oct. 5, 2011 Steven Fortuna
34-65487 Oct. 5, 2011 Astralis Ltd., Cavit Sciences, Inc., Crystal International Travel Group, Inc., and Tasker Products Corp.
34-65486 Oct. 5, 2011 Astralis Ltd., Cavit Sciences, Inc., Crystal International Travel Group, Inc., and Tasker Products Corp.
34-65485 Oct. 4, 2011 Paul Randall Fraley
34-65476 Oct. 4, 2011 Shepaug Corp., Simone Group, Inc., Skynet Holdings, Inc., Skyview Development Corp., SMC Ventures, Inc. (f/k/a Gensci Regeneration Sciences, Inc.), Sonora Diamond Corp., and Sonus Communication Holdings, Inc.
34-65475 Oct. 4, 2011 Interactive Therapeutics, Inc., Interchem (N.A.) Industries, Inc., International Cavitation Technologies, Inc., International Fibercom, Inc., International Gaming Management, Inc., International Meta Systems, Inc., Internet Communications Corp., InvestAmerica, Inc., IQUniverse, Inc., and IRG Technologies, Inc.
34-65474 Oct. 4, 2011 Amerex Group, Inc., AmeriChip International, Inc., Amish Naturals, Inc., Banker's Store Inc. (The), Champion Parts, Inc., and Gray Peaks, Inc.
34-65466 Oct. 3, 2011 Thomas Y. Jimenez (CPA)
Other Release No.: AAER-3325
34-65465 Oct. 3, 2011 Strong Capital Management, Inc.
34-65464 Oct. 3, 2011 Somerset International Group, Inc.
34-65463 Oct. 3, 2011 Sharon Energy, Ltd., Sheldahl, Inc., and Sonoma International, Inc.
34-65462 Oct. 3, 2011 Interactive Therapeutics, Inc., Interchem (N.A.) Industries, Inc., International Cavitation Technologies, Inc., International Fibercom, Inc., International Gaming Management, Inc., International Meta Systems, Inc., Internet Communications Corp., InvestAmerica, Inc., IQUniverse, Inc., and IRG Technologies, Inc.
Third Quarter
34-65461 Sep. 30, 2011 Richard D. Mittasch
Other Release No.: IA-3296
IA-3295 Sep. 30, 2011 Imperium Investment Advisors, LLC
34-65460 Sep. 30, 2011 Smith Barney Fund Management LLC and Citigroup Global Markets Inc.
33-9264 Sep. 30, 2011 Gilford Securities, Incorporated, Ralph Worthington, IV, David S. Kaplan, and Richard W. Granahan
34-65446 Sep. 30, 2011 Brian Dvorak, Esq.
34-65443 Sep. 30, 2011 Amerex Group, Inc., AmeriChip International, Inc., Amish Naturals, Inc., Banker's Store Inc. (The), Champion Parts, Inc., and Gray Peaks, Inc.
IA-3294 Sep. 29, 2011 Alfred Clay Ludlum, III
34-65423 Sep. 28, 2011 Wayde M. McKelvy
34-65422 Sep. 28, 2011 Hector Gallardo, Michael Zurita, and Orion Trading, LLC
IA-3293 Sep. 28, 2011 Daryl Dworkin
34-65416 Sep. 28, 2011 Michael L. Rothenberg
34-65415 Sep. 28, 2011 Consolidated Energy, Inc., Diamond Home Services, Inc., Goran Capital Inc., Kingsley Coach, Inc. (The), Knockout Holdings, Inc., and Kuhlman Co., Inc.
34-65414 Sep. 28, 2011 Matthews Studio Equipment Group, Meridian Point Realty Trust 83, More Cash for Life (Worldwide) Ltd., New York Networks, Inc. (f/k/a Caliper Acquisition Corporation), Nomatterware, Inc., Normark Ventures Corp., and Novaheadinc
34-65413 Sep. 27, 2011 North Shore Capital I, Inc., North Shore Capital II, Inc., Northern Financial Corp. (f/k/a American Gem Corp.), Northland Cable Properties Five Limited Partnership, and Northland Cable Properties Four Limited Partnership
34-65412 Sep. 27, 2011 MAS Acquisition XX Corp., National Healthcare Financial Services, Inc., Neuromedical Technologies, Inc., and Note Bankers of America, Inc. (n/k/a Facit Group Holdings, Inc.)
IA-3292 Sep. 27, 2011 Donald Longueuil
Other Release No.: IA-3292
33-9263 Sep. 27, 2011 Amnon Cohen
Other Release No.: 34-65411, IA-3291, IC-29822
34-65409 Sep. 27, 2011 LPB Capital d/b/a Family Office Group, LLC and Gary J. Pappas
Other Release No.: IA-3290, AAER-3323
33-9262 Sep. 27, 2011 RBC Capital Markets, LLC (formerly known as RBC Capital Markets Corp.)
Other Release Nos.: 34-65404, IA-3289
34-65403 Sep. 27, 2011 SFH II Acquisition Corp., Sforza Enterprises, Inc., Silver Star Capital Holdings, Inc., Silverzipper.com, Inc., Sky Scientific, Inc., Skyview Holdings Corp., Snake Eyes Golf Clubs, Inc. (f/k/a Golf Technology Holding, Inc.), and Soccer Concepts, Inc.
34-65402 Sep. 27, 2011 Maxicare Health Plans, Inc., MetroConnect, Inc., Microislet, Inc., Mobicom Corp., MTI Technology Corp., and North American Scientific, Inc.
34-65392 Sep. 26, 2011 Magic Lantern Group, Inc., Map VII Acquisition, Inc., Memotec Communications, Inc., Millstream II Acquisition Corp., Modena 3, Inc., and North American Energy of Delaware, Inc. (n/k/a Ora Electronics, Inc.)
IA-3288 Sep. 23, 2011 Bruce F. Prévost and David W. Harrold
34-65391 Sep. 23, 2011 Manuel Lopez-Tarre
34-65390 Sep. 23, 2011 Franklin Advisers, Inc.
IA-3287 Sep. 23, 2011 James M. Peister
IA-3286 Sep. 22, 2011 Janis Barsuk
IA-3285 Sep. 22, 2011 Barr M. Rosenberg
Other Release No.: IC-29818
34-65377 Sep. 21, 2011 Larry Lee Crawford (CPA)
Other Release No.: AAER-3322
33-9261 Sep. 21, 2011 Spencer D. Mindlin, and Alfred C. Mindlin, CPA
Other Release Nos.: 34-65372, IA-3284, IC-29813
34-65367 Sep. 21, 2011 Consolidated Energy, Inc., Diamond Home Services, Inc., Goran Capital Inc., Kingsley Coach, Inc. (The), Knockout Holdings, Inc., and Kuhlman Co., Inc.
34-65366 Sep. 21, 2011 Santa Cruz Gold, Inc., SCNV Acquisition Corp., Scoot.com PLC (n/k/a Coe Group PLC), SCS Solars Computing Systems, Inc., Secured Communication Canada 95, Inc., and Select Software Tools, PLC
34-65365 Sep. 21, 2011 Colorado Wyoming Reserve Co., Grant Life Sciences, Inc., NOXSO Corp., Omni Medical Holdings, Inc., and TSI, Inc.
34-65364 Sep. 21, 2011 Basin Water, Inc.
34-65363 Sep. 20, 2011 Sharon Energy, Ltd., Sheldahl, Inc., and Sonoma International, Inc.
34-65359 Sep. 20, 2011 SGI International, Shared Imaging Partners, LP, Shiega Resources Corp., Sibun River Group, Inc., Simon Transportation Services, Inc., Sirius Software, Inc., SLM Entertainment, Ltd., and Snake River Properties, Inc.
34-65357 Sep. 20, 2011 Justin William Rifkin
IA-3283 Sep. 20, 2011 Delta Global Advisors, Inc. and Charles P. Hanlon
Other Release No.: IC-29796
34-65356 Sep. 20, 2011 Delta Global Advisors, Inc. and Charles P. Hanlon
Other Release No.: IA-3282, IC-29795
IA-3281 Sep. 19, 2011 Stanley J. Kowalewski
34-65351 Sep. 19, 2011 Jason Mutascio
34-65349 Sep. 16, 2011 Matthew R. Jennings
34-65348 Sep. 16, 2011 Comverse Technology, Inc.
IA-3279 Sep. 16, 2011 Vinayak S. Gowrish
IA-3278 Sep. 14, 2011 James Davis Risher
34-65340 Sep. 14, 2011 Wayne A. Pratt, CPA
Other Release No.: AAER-3320
34-65336 Sep. 14, 2011 Derand Real Estate Investment Trust, DeRose Industries, Inc., Direct Connect International, Inc., Directcom, Inc. (n/k/a Directcom Marketing, Inc.), Diversified Historic Investors II, Diversified Historic Investors III, and Domestic Fundings, Inc.
34-65335 Sep. 14, 2011 Derand Real Estate Investment Trust, DeRose Industries, Inc., Direct Connect International, Inc., Directcom, Inc. (n/k/a Directcom Marketing, Inc.), Diversified Historic Investors II, Diversified Historic Investors III, and Domestic Fundings, Inc.
34-65334 Sep. 14, 2011 Colorado Wyoming Reserve Co., Grant Life Sciences, Inc., NOXSO Corp., Omni Medical Holdings, Inc., and TSI, Inc.
34-65333 Sep. 14, 2011 Auriga Laboratories, Inc., Curon Medical, Inc., Goldstate Corp., OneWorld Systems, Inc., and PracticeXpert, Inc.
34-65332 Sep. 14, 2011 D.G. Jewellery of Canada Ltd. (n/k/a D.G. Jewelry, Inc.), Daine Industries, Inc., (n/k/a Oasis Travel Group, Inc.), Del Cerro Enterprises, Inc., Denstone Minerals Ltd., Diadem Resources Ltd., Digicomm Services, Inc. (f/k/a Nemo Enterprises, Inc.), Digital Courier International Corp., Digital Star Inc., Dimples Group Inc., Dominion Bridge Corp., and DSI Datotech Systems Inc.
IA-3277 Sep. 13, 2011 David A. Souza
34-65331 Sep. 13, 2011 Dustin D. White
34-65321 Sep. 12, 2011 International Solubles Corp., Internet Capital Ventures & Association, Inc. (n/k/a Atlantis Studios Corporation), Intratel Group, Ltd., iQrom Communications, Inc., Irutil Co. Inc., and ISNI.net, Inc.
34-65320 Sep. 12, 2011 Interactive Therapeutics, Inc., Interchem (N.A.) Industries, Inc., International Cavitation Technologies, Inc., International Fibercom, Inc., International Gaming Management, Inc., International Meta Systems, Inc., Internet Communications Corp., InvestAmerica, Inc., IQUniverse, Inc., and IRG Technologies, Inc.
IA-3276 Sep. 9, 2011 Gregory A. Seib
34-65309 Sep. 9, 2011 Ritchie Capital Management, LLC, Ritchie Multi-Strategy Global Trading Ltd., A.R. Thane Ritchie and Warren Louis Demaio
34-65306 Sep. 9, 2011 Amerex Group, Inc., AmeriChip International, Inc., Amish Naturals, Inc., Banker's Store Inc. (The), Champion Parts, Inc., and Gray Peaks, Inc.
34-65304 Sep. 9, 2011 Colorado Wyoming Reserve Co., Grant Life Sciences, Inc., NOXSO Corp., Omni Medical Holdings, Inc., and TSI, Inc.
34-65303 Sep. 9, 2011 Consolidated Energy, Inc., Diamond Home Services, Inc., Goran Capital Inc., Kingsley Coach, Inc. (The), Knockout Holdings, Inc., and Kuhlman Co., Inc.
34-65302 Sep. 8, 2011 Global Sentry Equity Transfer, Inc.
IA-3275 Sep. 8, 2011 Anthony Scolaro
IA-3274 Sep. 8, 2011 Roy E. Scarboro
34-65301 Sep. 8, 2011 Comverse Technology, Inc.
34-65296 Sep. 8, 2011 Blake G. Williams
34-65294 Sep. 8, 2011 John Scott Clark
34-65291 Sep. 8, 2011 Santa Cruz Gold, Inc., SCNV Acquisition Corp., Scoot.com PLC (n/k/a Coe Group PLC), SCS Solars Computing Systems, Inc., Secured Communication Canada 95, Inc., and Select Software Tools, PLC
34-65290 Sep. 8, 2011 Circle Fine Art Corp., Coachman, Inc., Coachman Inns Income Ltd. Partnership, Columbia Western, Inc., Comet Software International, Inc., Commonwealth Industries Corp., Comstock Industries, Inc., Concentration, Inc., Concordia Paper Holdings, Ltd., and ConnectAJet.com, Inc. (f/k/a Source Venture Capital, Inc.)
34-65289 Sep. 8, 2011 M.B.A. Holdings, Inc., Medicor Ltd., MidgardXXI, Inc., MidNet, Inc., Nettel Holdings, Inc., and Nexicon, Inc.
34-65288 Sep. 8, 2011 Dialpoint Communications Corp., Pacel Corp., Quantum Group, Inc. (The), and Tradequest International, Inc.
34-65285 Sep. 7, 2011 W. Todd Smith
34-65284 Sep. 7, 2011 Brian W. Walsh
IA-3273 Sep. 7, 2011 Montford and Company, Inc. d/b/a Montford Associates, and Ernest V. Montford, Sr.
34-65278 Sep. 7, 2011 Gregory S. Schaefer
34-65276 Sep. 7, 2011 Astralis Ltd., Cavit Sciences, Inc., Crystal International Travel Group, Inc., and Tasker Products Corp.
34-65274 Sep. 7, 2011 American Capital Partners Limited, Inc., American Educators Financial Corp. (n/k/a Asia Ventures Corp.),Austral Pacific Energy Ltd., Bidville, Inc. (n/k/a PrimEdge, Inc.), Bio-Warm Corp. (n/k/a PHI Gold Corp.), Black Rock Golf Corp. (a/k/a Aurus Corp.), Broadband Wireless International Corp., and Buffalo Gold Ltd.
34-65273 Sep. 7, 2011 BSK & Tech, Inc.
Note: See also Korean version
34-65272 Sep. 7, 2011 Biometrx, Inc., Biopure Corp. (n/k/a PBBPC, Inc.), Distributed Energy Systems Corp., Fortified Holdings Corp., Knobias, Inc., and One IP Voice, Inc. (n/k/a Indian Hill Holdings Corporation)
34-65271 Sep. 6, 2011 Ran H. Furman, CPA
Other Release No.: AAER-3318
34-65270 Sep. 6, 2011 Rick Lawton
34-65265 Sep. 6, 2011 Richard A. Geiger
IA-3272 Sep. 6, 2011 Gregory P. Loles
34-65260 Sep. 2, 2011 Leland G. Orr
Other Release No.: AAER-3317
34-65254 Sep. 2, 2011 Travis W. Vrbas
Other Release No.: AAER-3316
IA-3270 Sep. 2, 2011 Robert Feinblatt
34-65248 Sep. 2, 2011 Excellency Investment Realty Trust, Inc.
34-65247 Sep. 1, 2011 Sequenom, Inc.
34-65245 Sep. 1, 2011 Massachusetts Financial Services Company, John W. Ballen and Kevin R. Parke
34-65243 Sep. 1, 2011 Putnam Investment Management, LLC
34-65242 Sep. 1, 2011 M (2003) PLC (f/k/a Marconi PLC), Mayfair Mining & Minerals, Inc., MM2 Group, Inc., Nayna Networks, Inc., NCT Group, Inc., and Neptune Industries, Inc. (f/k/a Move Films, Inc.)
IA-3269 Aug. 31, 2011 Sean Mansfield
34-65230 Aug. 31, 2011 M.B.A. Holdings, Inc., Medicor Ltd., MidgardXXI, Inc., MidNet, Inc., Nettel Holdings, Inc., and Nexicon, Inc.
34-65229 Aug. 31, 2011 M (2003) PLC (f/k/a Marconi PLC), Mayfair Mining & Minerals, Inc., MM2 Group, Inc., Nayna Networks, Inc., NCT Group, Inc., and Neptune Industries, Inc. (f/k/a Move Films, Inc.)
34-65227 Aug. 30, 2011 Morgan Asset Management, Inc. Morgan Keegan & Company, Inc. James C. Kelsoe, Jr.; and Joseph Thompson Weller, CPA
33-9254 Aug. 30, 2011 Banc of America Capital Management, LLC, BACAP Distributors, LLC, and Banc of America Securities, LLC
Other Release Nos.: 34-65223, IA-3268, IC-29775
34-65221 Aug. 30, 2011 Somerset International Group, Inc.
34-65219 Aug. 30, 2011 International Butec Industries Corp. (n/k/a Websmart.com Communications, Inc.), International Colin Energy Corp. (n/k/a Morgan Hydrocarbons, Inc.), International En-R-Tech, Inc. (n/k/a National Telcom Solutions, Inc.), International Menu Solutions Corp. (n/k/a Dunwynn Exploration, Inc.), International Nesmont Industrial Corp., International Petroleum Corp., and Internet Cable Corp.
34-65218 Aug. 29, 2011 Matthews Studio Equipment Group, Meridian Point Realty Trust 83, More Cash for Life (Worldwide) Ltd., New York Networks, Inc. (f/k/a Caliper Acquisition Corporation), Nomatterware, Inc., Normark Ventures Corp., and Novaheadinc
34-65217 Aug. 29, 2011 Matthew Crisp
Other Release Nos.: IA-3267, IC-29772
34-65216 Aug. 29, 2011 Jay L. LeBouef
34-65215 Aug. 29, 2011 Shawn A. Icely
34-65214 Aug. 29, 2011 Margaret Grey
34-65212 Aug. 29, 2011 International Butec Industries Corp. (n/k/a Websmart.com Communications, Inc.), International Colin Energy Corp. (n/k/a Morgan Hydrocarbons, Inc.), International En-R-Tech, Inc. (n/k/a National Telcom Solutions, Inc.), International Menu Solutions Corp. (n/k/a Dunwynn Exploration, Inc.), International Nesmont Industrial Corp., International Petroleum Corp., and Internet Cable Corp.
34-65211 Aug. 29, 2011 Derand Real Estate Investment Trust, DeRose Industries, Inc., Direct Connect International, Inc., Directcom, Inc. (n/k/a Directcom Marketing, Inc.), Diversified Historic Investors II, Diversified Historic Investors III, and Domestic Fundings, Inc.
33-9253 Aug. 26, 2011 David G. Brouwer
Other Release Nos.: 34-65208, IA-3265, IC-29771
34-65205 Aug. 26, 2011 Renee Marie Brown
Other Release No.: IA-3263
33-9252 Aug. 25, 2011 GSCP (NJ), L.P.
Other Release No.: IA-3261
34-65194 Aug. 25, 2011 Aqua Society, Inc., Centurion Gold Holdings, Inc., and PowerRaise, Inc.
34-65193 Aug. 25, 2011 Maxicare Health Plans, Inc., MetroConnect, Inc., Microislet, Inc., Mobicom Corp., MTI Technology Corp., and North American Scientific, Inc.
34-65190 Aug. 24, 2011 Shepaug Corp., Simone Group, Inc., Skynet Holdings, Inc., Skyview Development Corp., SMC Ventures, Inc. (f/k/a Gensci Regeneration Sciences, Inc.), Sonora Diamond Corp., and Sonus Communication Holdings, Inc.
34-65187 Aug. 24, 2011 Magic Lantern Group, Inc., Map VII Acquisition, Inc., Memotec Communications, Inc., Millstream II Acquisition Corp., Modena 3, Inc., and North American Energy of Delaware, Inc. (n/k/a Ora Electronics, Inc.)
34-65179 Aug. 22, 2011 Evergreen Investment Management Company, LLC and Evergreen Investment Services, Inc.
34-65173 Aug. 19, 2011 Matthew J. Ryan
34-65172 Aug. 19, 2011 Mottes Drillman
34-65171 Aug. 19, 2011 Jacob Spinner
34-65170 Aug. 19, 2011 bioMETRX, Inc., Biopure Corp. (n/k/a PBBPC, Inc.), Distributed Energy Systems Corp., Fortified Holdings Corp., Knobias, Inc., One IP Voice, Inc. (n/k/a Indian Hill Holdings Corporation)
34-65169 Aug. 19, 2011 Derand Real Estate Investment Trust, DeRose Industries, Inc., Direct Connect International, Inc., Directcom, Inc. (n/k/a Directcom Marketing, Inc.), Diversified Historic Investors II, Diversified Historic Investors III, and Domestic Fundings, Inc.
34-65168 Aug. 19, 2011 International Poultry Co., Inc. (n/k/a Carley Enterprises, Inc.), International Thoroughbred Breeders, Inc., Ionic Fuel Technology, Inc., and Ipex, Inc. (n/k/a Salus Labs International, Inc.)
34-65167 Aug. 18, 2011 Peter Emrich, Alberto Ferreiras, James Frankfurth, Frank Rossi, and Dana Valensky
34-65156 Aug. 18, 2011 Colorado Wyoming Reserve Co., Grant Life Sciences, Inc., NOXSO Corp., Omni Medical Holdings, Inc., and TSI, Inc.
34-65154 Aug. 18, 2011 Consolidated Energy, Inc., Diamond Home Services, Inc., Goran Capital Inc., Kingsley Coach, Inc. (The), Knockout Holdings, Inc., and Kuhlman Co., Inc.
34-65152 Aug. 17, 2011 Folger Nolan Fleming Douglas Capital Management, Inc., Neil C. Folger and David M. Brown
34-65151 Aug. 17, 2011 Timothy M. Gautney, Robert A. Bellia, Jr., and Erik S. Blum
34-65145 Aug. 17, 2011 Auriga Laboratories, Inc., Curon Medical, Inc., Goldstate Corp., OneWorld Systems, Inc., and PracticeXpert, Inc.
34-65144 Aug. 17, 2011 Columbus Geographic Systems (GIS) Ltd.
34-65139 Aug. 16, 2011 Internet Marketing, Inc., Intrepid Technology & Resources, Inc., Ion Technology, Inc., Itemus, Inc., and ITIS Holdings, Inc.
34-65131 Aug. 15, 2011 SFH II Acquisition Corp., Sforza Enterprises, Inc., Silver Star Capital Holdings, Inc., Silverzipper.com, Inc., Sky Scientific, Inc., Skyview Holdings Corp., Snake Eyes Golf Clubs, Inc. (f/k/a Golf Technology Holding, Inc.), and Soccer Concepts, Inc.
34-65130 Aug. 15, 2011 SHC Corp. (f/k/a Victormaxx Technologies, Inc.), Shells Seafood Restaurants, Inc., SI Restructuring, Inc. (f/k/a Schlotzsky’s, Inc.), SLS Industries, Inc., Softlock.com, Inc. (n/k/a The Cap One Group, Inc.), Solar Satellite Communication, Inc., and Sonoran Energy, Inc.
34-65129 Aug. 15, 2011 Samaritan Pharmaceuticals, Inc., Seaena, Inc., Seirios International, Inc. (f/k/a Exactly Sportswear, Inc.), Sento Corp., Shoe Pavilion, Inc., Silver Eagle Resources Ltd. (n/k/a Mercator Minerals Ltd.), Simex Technologies, Inc. (n/k/a CT Holdings, Inc.), and Sola Resource Corp. (n/k/a Cancana Resources Corp.)
34-65124 Aug. 12, 2011 Timothy M. Gautney, Robert A. Bellia, Jr., and Erik S. Blum
34-65123 Aug. 12, 2011 Daniel Cohen
34-65122 Aug. 12, 2011 Columbia Management Advisors, Inc. and Columbia Funds Distributor, Inc.
34-65097 Aug. 10, 2011 Santa Cruz Gold, Inc., SCNV Acquisition Corp., Scoot.com PLC (n/k/a Coe Group PLC), SCS Solars Computing Systems, Inc., Secured Communication Canada 95, Inc., and Select Software Tools, PLC
34-65096 Aug. 10, 2011 D.G. Jewellery of Canada Ltd. (n/k/a D.G. Jewelry, Inc.), Daine Industries, Inc. (n/k/a Oasis Travel Group, Inc.), Del Cerro Enterprises, Inc., Denstone Minerals Ltd., Diadem Resources Ltd., Digicomm Services, Inc. (f/k/a NEMO Enterprises, Inc.), Digital Courier International Corp., Digital Star Inc., Dimples Group Inc., Dominion Bridge Corp., and DSI Datotech Systems Inc.
34-65051 Aug. 5, 2011 Steven Scoppetuolo, CPA
Other Release No.: AAER-3312
34-65045 Aug. 5, 2011 Navigators International Management Co., Ltd.
34-65044 Aug. 5, 2011 James R. Spurger
33-9249 Aug. 4, 2011 Rajat K. Gupta
Other Release Nos.: 34-65037, IA-3259, IC-29745
34-65030 Aug. 4, 2011 Karlheinz Redekopp, CGA
Other Release No.: AAER-3310
34-65029 Aug. 4, 2011 Patrick L. Martin
Other Release No.: IA-3258
34-65028 Aug. 4, 2011 Citizens Capital Corp., Coho Energy, Inc., Colonial Industries, Inc., Comp-U-Check, Inc., Computer Automation, Inc., Concentrax, Inc., and Consolidated Capital Properties VII
34-65027 Aug. 4, 2011 International Poultry Co., Inc. (n/k/a Carley Enterprises, Inc.), International Thoroughbred Breeders, Inc., Ionic Fuel Technology, Inc., and Ipex, Inc. (n/k/a Salus Labs International, Inc.)
IA-3257 Aug. 3, 2011 Francisco Illarramendi
34-65023 Aug. 3, 2011 Strong Capital Management, Inc.
Note: See also the Proposed Plan of Distribution
34-65022 Aug. 3, 2011 Strong Capital Management, Inc.
34-65018 Aug. 3, 2011 Frank R. Peperno
34-65017 Aug. 3, 2011 Pilgrim Baxter & Transferring Remaining Associates, Ltd.
34-65016 Aug. 2, 2011 Southwest Securities, Inc., Daniel R. Leland, Kerry M. Rigdon, and Kevin J. Marsh
34-65012 Aug. 2, 2011 Jordan H. Mintz
Other Release No.: AAER-3309
34-65009 Aug. 2, 2011 Franz N. Tudor
34-65006 Aug. 2, 2011 Scott F. Gelbard
34-65005 Aug. 2, 2011 James E. Pratt, Esq.
34-65004 Aug. 2, 2011 Aqua Society, Inc., Centurion Gold Holdings, Inc., and PowerRaise, Inc.
34-65003 Aug. 1, 2011 Vladimir Boris Bugarski, Vladislav Walter Bugarski and Aleksander Negovan Bugarski
33-9248 Aug. 1, 2011 Divine Capital Markets, LLC, Danielle Hughes and Michael Buonomo
Other Release No.: 34-64999
33-9247 Aug. 1, 2011 Divine Capital Markets, LLC, Danielle Hughes and Michael Buonomo
Other Release No.: 34-64998
34-64995 Aug. 1, 2011 Apparel America, Inc. (n/k/a HSK Industries, Inc.), Decora Industries, Inc., Diversicon Holdings Corp., Flagship Global Health, Inc., Integrated Transportation Network Group, Inc., and Premier Wealth Management, Inc. (a/k/a Premiere Wealth Management, Inc.)
34-64993 Jul. 29, 2011 Kenneth R. Payne
IA-3255 Jul. 29, 2011 Kenneth W. Burnt
IA-3254 Jul. 29, 2011 Otto Sam Folin
34-64986 Jul. 29, 2011 Animal Cloning Sciences, Inc. (n/k/a Bancorp Energy, Inc.)
IA-3253 Jul. 28, 2011 Benchmark Asset Managers LLC
34-64980 Jul. 28, 2011 Daniel G. Danker
34-64979 Jul. 28, 2011 Shiming U.S., Inc., Si Mei Te Food Ltd. (f/k/a China Discovery Acquisition Corp.), Sierra International Group, Inc., and SJ Electronics, Inc.
34-64978 Jul. 27, 2011 Diageo plc
Other Release No.: AAER-3307
34-64972 Jul. 27, 2011 M.B.A. Holdings, Inc., Medicor Ltd., MidgardXXI, Inc., MidNet, Inc., Nettel Holdings, Inc., and Nexicon, Inc.
34-64971 Jul. 26, 2011 Derand Real Estate Investment Trust, DeRose Industries, Inc., Direct Connect International, Inc., Directcom, Inc. (n/k/a Directcom Marketing, Inc.), Diversified Historic Investors II, Diversified Historic Investors III, and Domestic Fundings, Inc.
34-64965 Jul. 26, 2011 William Kevin Harrison
Other Release No.: IA-3252
34-64960 Jul. 26, 2011 Interactive Telesis, Inc., Intercontinental Technologies Group, Inc., Interglobal Waste Management, Inc., International Energy Consultants, Inc., International Thermal Packaging, Inc., Internet Culinary Corp. (f/k/a Capitol Silver Mines, Inc.), IRT Corp., and i2corp.com (f/k/a PCG Media, Inc.)
34-64959 Jul. 25, 2011 Circle Fine Art Corp., Coachman, Inc., Coachman Inns Income Ltd. Partnership, Columbia Western, Inc., Comet Software International, Inc., Commonwealth Industries Corp., Comstock Industries, Inc., Concentration, Inc., Concordia Paper Holdings, Ltd., and ConnectAJet.com, Inc. (f/k/a Source Venture Capital, Inc.)
34-64952 Jul. 25, 2011 Advanced Optics Electronics, Inc.
34-64951 Jul. 25, 2011 Samaritan Pharmaceuticals, Inc., Seaena, Inc., Seirios International, Inc. (f/k/a Exactly Sportswear, Inc.), Sento Corp., Shoe Pavilion, Inc., Silver Eagle Resources Ltd. (n/k/a Mercator Minerals Ltd.), Simex Technologies, Inc. (n/k/a CT Holdings, Inc.), and Sola Resource Corp. (n/k/a Cancana Resources Corp.)
34-64950 Jul. 25, 2011 Interactive Telesis, Inc., Intercontinental Technologies Group, Inc., Interglobal Waste Management, Inc., International Energy Consultants, Inc., International Thermal Packaging, Inc., Internet Culinary Corp. (f/k/a Capitol Silver Mines, Inc.), IRT Corp., and i2corp.com (f/k/a PCG Media, Inc.)
33-9242 Jul. 22, 2011 China Century Dragon Media, Inc.
33-9241 Jul. 22, 2011 China Intelligent Lighting and Electronics, Inc.
33-9240 Jul. 22, 2011 Ford Motor Credit Company
IA-3251 Jul. 22, 2011 Danielle Chiesi
IA-3250 Jul. 22, 2011 Jeffrey Yokuty
34-64947 Jul. 22, 2011 Dawn Technologies, Inc., Distinctive Devices, Inc., Haber, Inc., and Independence Brewing Co.
34-64944 Jul. 21, 2011 Patricia Diane Gruber
34-64943 Jul. 21, 2011 Benjamin W. Young, Jr.
34-64942 Jul. 21, 2011 Glenn R. Harris
34-64941 Jul. 21, 2011 John N. Irwin, CPA
Other Release No.: AAER-3305
34-64936 Jul. 20, 2011 Thomas F. Pierson
IA-3249 Jul. 20, 2011 Michael Cardillo
34-64932 Jul. 20, 2011 Carlo G. Chiaese
Other Release No.: IA-3248
34-64927 Jul. 20, 2011 International Butec Industries Corp. (n/k/a Websmart.com Communications, Inc.), International Colin Energy Corp. (n/k/a Morgan Hydrocarbons, Inc.), International En-R-Tech, Inc. (n/k/a National Telcom Solutions, Inc.), International Menu Solutions Corp. (n/k/a Dunwynn Exploration, Inc.), International Nesmont Industrial Corp., International Petroleum Corp., and Internet Cable Corp.
34-64924 Jul. 20, 2011 Richard D. Mittasch
Other Release No.: IA-3247
34-64923 Jul. 20, 2011 Glenn M. Barikmo
Other Release No.: IA-3246
34-64922 Jul. 20, 2011 Christopher T. Paganes
Other Release No.: IA-3245
IA-3244 Jul. 20, 2011 Dale E. St. Jean
IA-3243 Jul. 20, 2011 Imperium Investment Advisors, LLC
34-64920 Jul. 20, 2011 M (2003) PLC (f/k/a Marconi PLC), Mayfair Mining & Minerals, Inc., MM2 Group, Inc., Nayna Networks, Inc., NCT Group, Inc., and Neptune Industries, Inc. (f/k/a Move Films, Inc.)
34-64919 Jul. 20, 2011 Apparel America, Inc. (n/k/a HSK Industries, Inc.), Decora Industries, Inc., Diversicon Holdings Corp., Flagship Global Health, Inc., Integrated Transportation Network Group, Inc., and Premier Wealth Management, Inc. (a/k/a Premiere Wealth Management, Inc.)
34-64917 Jul. 19, 2011 Morgan Asset Management, Inc.; Morgan Keegan & Company, Inc.; James C. Kelsoe, Jr.; and Joseph Thompson Weller, CPA
34-64912 Jul. 18, 2011 Kadar M. Josey
34-64894 Jul. 15, 2011 SHC Corp. (f/k/a Victormaxx Technologies, Inc.), Shells Seafood Restaurants, Inc., SI Restructuring, Inc. (f/k/a Schlotzsky’s, Inc.), SLS Industries, Inc., Softlock.com, Inc. (n/k/a The Cap One Group, Inc.), Solar Satellite Communication, Inc., and Sonoran Energy, Inc.
33-9238 Jul. 14, 2011 Priscilla G. Sabado
Other Release Nos.: 34-64890, IA-3241
IA-3240 Jul. 14, 2011 Robert C. Brown, Jr.
33-9237 Jul. 14, 2011 Joseph F. Sofo, CPA
Other Release Nos.: IA-3239, AAER-3303
34-64881 Jul. 14, 2011 M.B.A. Holdings, Inc., Medicor Ltd., MidgardXXI, Inc., MidNet, Inc., Nettel Holdings, Inc., and Nexicon, Inc.
34-64880 Jul. 14, 2011 bioMETRX, Inc., Biopure Corp. (n/k/a PBBPC, Inc.), Distributed Energy Systems Corp., Fortified Holdings Corp., Knobias, Inc., One IP Voice, Inc. (n/k/a Indian Hill Holdings Corporation)
34-64878 Jul. 14, 2011 Dawn Technologies, Inc., Distinctive Devices, Inc., Haber, Inc., and Independence Brewing Co.
33-9236 Jul. 13, 2011 Roman Lyniuk
Other Release Nos.: 34-64877, IA-3238, IC-29724
34-64873 Jul. 13, 2011 Gregory D. Wood
34-64871 Jul. 13, 2011 Aqua Society, Inc., Centurion Gold Holdings, Inc., and PowerRaise, Inc.
34-64869 Jul. 13, 2011 Maxicare Health Plans, Inc., MetroConnect, Inc., Microislet, Inc., Mobicom Corp., MTI Technology Corp., and North American Scientific, Inc.
34-64867 Jul. 13, 2011 Columbus Geographic Systems (GIS) Ltd.
34-64866 Jul. 13, 2011 Samaritan Pharmaceuticals, Inc., Seaena, Inc., Seirios International, Inc. (f/k/a Exactly Sportswear, Inc.), Sento Corp., Shoe Pavilion, Inc., Silver Eagle Resources Ltd. (n/k/a Mercator Minerals Ltd.), Simex Technologies, Inc. (n/k/a CT Holdings, Inc.), and Sola Resource Corp. (n/k/a Cancana Resources Corp.)
34-64865 Jul. 12, 2011 Invesco Funds Group, Inc., AIM Advisors, Inc., and AIM Distributors, Inc.
Other Release Nos.: IA-3237, IC-29722
34-64862 Jul. 12, 2011 Jennifer Kim
Note: See also the Dissent of Commissioner Aguilar in this matter
34-64855 Jul. 11, 2011 Janney Montgomery Scott LLC
34-64849 Jul. 8, 2011 Leila C. Jenkins
Other Release No.: IA-3235
IA-3234 Jul. 8, 2011 Locke Capital Management, Inc.
34-64839 Jul. 8, 2011 Fontana Capital, LLC and Forrest Fontana
Other Release No.: IA-3233
34-64838 Jul. 8, 2011 Delcott Commodity Partners, Delta-Omega Technologies, Inc., Devlieg-Bullard, Inc., Digital Recording Corp., Diversified Realty, Inc., Double River Oil & Gas Co., and Drypers Corp.
34-64837 Jul. 7, 2011 Blake G. Williams
34-64831 Jul. 7, 2011 James L. Hertz
34-64830 Jul. 7, 2011 Delcott Commodity Partners, Delta-Omega Technologies, Inc., DeVlieg-Bullard, Inc., Digital Recording Corp., Diversified Realty, Inc., Double River Oil & Gas Co., and Drypers Corp.
34-64829 Jul. 7, 2011 BP International, Inc., CyGene Laboratories, Inc., Delek Resources, Inc., Flooring America, Inc., International Diversified Industries, Inc., Nova Biogenetics, Inc., and Tube Media Corp. (The)
34-64828 Jul. 7, 2011 Dawn Technologies, Inc., Distinctive Devices, Inc., Haber, Inc., and Independence Brewing Co.
34-64827 Jul. 7, 2011 Sanctuary Woods Multimedia Corp., Satellite Auction Network, Inc. (a/k/a, L International Computers, Inc.), Scientific Measurement Systems, Inc., Scorpion Technologies, Inc., Scott Science & Technology, Inc., Security Environmental Systems, Inc., and Sensotron, Inc.
IA-3231 Jul. 6, 2011 Christopher Love Blackwell
34-64815 Jul. 6, 2011 D'Brit Corp., Dair Ventures, Inc., DATEQ Information Network, Inc. (n/k/a LexisNexis Risk Solutions, Inc.), D.C. Trading & Development Corp., Delsoft Consulting, Inc., Dev-Tech Corp. (n/k/a Dev Sec, Inc.), Digital Products Corp., and Dollar Time Group, Inc.
34-64812 Jul. 6, 2011 BP International, Inc., CyGene Laboratories, Inc., Delek Resources, Inc., Flooring America, Inc., International Diversified Industries, Inc., Nova Biogenetics, Inc., and Tube Media Corp. (The)
34-64811 Jul. 5, 2011 SFH II Acquisition Corp., Sforza Enterprises, Inc., Silver Star Capital Holdings, Inc., Silverzipper.com, Inc., Sky Scientific, Inc., Skyview Holdings Corp., Snake Eyes Golf Clubs, Inc. (f/k/a Golf Technology Holding, Inc.), and Soccer Concepts, Inc.
34-64810 Jul. 5, 2011 Interactive Telesis, Inc., Intercontinental Technologies Group, Inc., Interglobal Waste Management, Inc., International Energy Consultants, Inc., International Thermal Packaging, Inc., Internet Culinary Corp. (f/k/a Capitol Silver Mines, Inc.), IRT Corp., and i2corp.com (f/k/a PCG Media, Inc.)
34-64808 Jul. 5, 2011 Lawrence Collins, CPA
Other Release No.: AAER-3300
34-64807 Jul. 5, 2011 Basin Water, Inc.
IA-3232 Jul. 5, 2011 Robert L. Burns
Other Release No.: IC-29714
34-64801 Jul. 5, 2011 D'Brit Corp., Dair Ventures, Inc., DATEQ Information Network, Inc. (n/k/a LexisNexis Risk Solutions, Inc.), D.C. Trading & Development Corp., Delsoft Consulting, Inc., Dev-Tech Corp. (n/k/a Dev Sec, Inc.), Digital Products Corp., and Dollar Time Group, Inc.
34-64799 Jul. 1, 2011 Comedco, Inc. et al. and Consolidated Resources Group, Inc.
IA-3230 Jul. 1, 2011 Jeffrey R. Neufeld
34-64787 Jul. 1, 2011 Centrack International, Inc., Alternafuels, Inc., Intelligent Medical Imaging, Inc., and Optimark Data Systems, Inc.
Second Quarter
34-64786 Jun. 30, 2011 Patrick L. Martin
Other Release No.: IA-3229
34-64776 Jun. 30, 2011 LaBarge, Inc.
Other Release No.: AAER-3297
IA-3228 Jun. 29, 2011 Ahmad Haris Tajyar
33-9228 Jun. 29, 2011 Raymond James & Associates, Inc. and Raymond James Financial Services, Inc.
34-64765 Jun. 29, 2011 Sabratek Corp., SAN Holdings, Inc., SBD International, Inc. (n/k/a Solargy Systems, Inc.), Scantek Medical, Inc., SciLabs Holdings, Inc., The SCO Group, Inc., Secure Technologies Group, Inc., and SinoFresh HealthCare, Inc.
34-64764 Jun. 28, 2011 Brookside Capital, LLC
Other Release No.: IA-3226
34-64763 Jun. 28, 2011 Level Global Investors, L.P.
Other Release No.: IA-3225
34-64759 Jun. 28, 2011 Eddie W. Sawyers
Other Release No.: IA-3224
34-64758 Jun. 28, 2011 Internet Marketing, Inc., Intrepid Technology & Resources, Inc., Ion Technology, Inc., Itemus, Inc., and ITIS Holdings, Inc.
34-64757 Jun. 28, 2011 International Poultry Co., Inc. (n/k/a Carley Enterprises, Inc.), International Thoroughbred Breeders, Inc., Ionic Fuel Technology, Inc., and Ipex, Inc. (n/k/a Salus Labs International, Inc.)
IA-3223 Jun. 27, 2011 Printz Capital Management, LLC
34-64752 Jun. 27, 2011 Eric Maher
34-64751 Jun. 27, 2011 Jason Mutascio
34-64750 Jun. 27, 2011 New York Life Investment Management LLC
34-64749 Jun. 27, 2011 City Network, Inc.
34-64739 Jun. 24, 2011 Travis L. Wright
34-64738 Jun. 24, 2011 Saf T Lok, Inc., Salesrepcentral.com, Inc., Sames Corp., Scientific Radio Systems, Inc., Scriptel Holding, Inc. (n/k/a National Community Builders, Inc.), SDC International, Inc., and Seneca Acquisition Corp.
34-64737 Jun. 24, 2011 Consolidated Resources Health Care Fund III, Consolidated Resources Health Care Fund IV, Consolidated Resources Health Care Fund V, Consolidated Resources Health Care Fund VI, and Continental American Transportation, Inc.
34-64726 Jun. 23, 2011 Columbia Lease Income Fund B LP, Commercial Consolidators Corp., Computer Devices, Inc., Coniagas Resources Ltd. (n/k/a Lithium One Inc.), Consolidated Health Care Associates, Inc., Consolidated Professor Mines, Ltd., and Cornwall Tin & Mining Corp.
34-64723 Jun. 23, 2011 Gregory S. Schaefer
34-64720 Jun. 22, 2011 Morgan Asset Management, Inc.; Morgan Keegan & Company, Inc.; James C. Kelsoe, Jr.; and Joseph Thompson Weller, CPA
Other Release Nos.: IA-3218, IC-29704, AAER-3296
34-64718 Jun. 22, 2011 Columbia Lease Income Fund B LP, Commercial Consolidators Corp., Computer Devices, Inc., Coniagas Resources Ltd. (n/k/a Lithium One Inc.), Consolidated Health Care Associates, Inc., Consolidated Professor Mines, Ltd., and Cornwall Tin & Mining Corp.
34-64716 Jun. 21, 2011 Alvin C. Ramsey
34-64714 Jun. 21, 2011 Gautham Shankar
34-64711 Jun. 21, 2011 Shiming U.S., Inc., Si Mei Te Food Ltd. (f/k/a China Discovery Acquisition Corp.), Sierra International Group, Inc., and SJ Electronics, Inc.
Note: See also the Chinese version
34-64709 Jun. 21, 2011 Animal Cloning Sciences, Inc. (n/k/a Bancorp Energy, Inc.)
34-64704 Jun. 20, 2011 Joseph Shereshevsky
34-64703 Jun. 20, 2011 James Patrick Reedy
34-64702 Jun. 20, 2011 Troy B. Wragg
34-64701 Jun. 20, 2011 Amanda E. Knorr
34-64694 Jun. 16, 2011 Global Sentry Equity Transfer, Inc.
IA-3216 Jun. 16, 2011 Adam Smith
34-64685 Jun. 16, 2011 Saf T Lok, Inc., Salesrepcentral.com, Inc., Sames Corp., Scientific Radio Systems, Inc., Scriptel Holding, Inc. (n/k/a National Community Builders, Inc.), SDC International, Inc., and Seneca Acquisition Corp.
34-64684 Jun. 16, 2011 American Resource Technologies, Inc., Apollo Resources International, Inc., Bloodhound Search Technologies, Inc., BlueStar Health, Inc., Columbus Networks Corp., Continental Fuels, Inc., Data Race, Inc., Golden Oil Co., and Ness Energy International, Inc.
34-64683 Jun. 16, 2011 Dechtar Direct Inc., DigitalReach Holdings, Inc. (n/k/a People Dynamics Holdings, Inc.), Dippy Foods, Inc., DLD Group, Inc., DNA Plant Technology Corp., Docplanet.com, Inc., Docugraphix, Inc., and DTC Data Technology Corp.
34-64682 Jun. 16, 2011 BP International, Inc., CyGene Laboratories, Inc., Delek Resources, Inc., Flooring America, Inc., International Diversified Industries, Inc., Nova Biogenetics, Inc., and Tube Media Corp. (The)
34-64680 Jun. 16, 2011 SHC Corp. (f/k/a Victormaxx Technologies, Inc.), Shells Seafood Restaurants, Inc., SI Restructuring, Inc. (f/k/a Schlotzsky's, Inc.), SLS Industries, Inc., Softlock.com, Inc. (n/k/a The Cap One Group, Inc.), Solar Satellite Communication, Inc., and Sonoran Energy, Inc.
IA-3215 Jun. 15, 2011 Pegasus Investment Management, LLC, Peter Benjamin Bortel, and Douglas Wayne Saksa
34-64672 Jun. 15, 2011 Dechtar Direct Inc., DigitalReach Holdings, Inc. (n/k/a People Dynamics Holdings, Inc.), Dippy Foods, Inc., DLD Group, Inc., DNA Plant Technology Corp., Docplanet.com, Inc., Docugraphix, Inc., and DTC Data Technology Corp.
34-64670 Jun. 14, 2011 Laurence D. Cohen, CPA
Other Release No.: AAER-3293
34-64669 Jun. 14, 2011 Gregory Pasko, CPA
Other Release No.: AAER-3292
34-64668 Jun. 14, 2011 John Van Fleet, CPA
Other Release No.: AAER-3291
IA-3214 Jun. 14, 2011 Thomas C. Hardin
34-64664 Jun. 14, 2011 Samaritan Pharmaceuticals, Inc., Seaena, Inc., Seirios International, Inc. (f/k/a Exactly Sportswear, Inc.), Sento Corp., Shoe Pavilion, Inc., Silver Eagle Resources Ltd. (n/k/a Mercator Minerals Ltd.), Simex Technologies, Inc. (n/k/a CT Holdings, Inc.), and Sola Resource Corp. (n/k/a Cancana Resources Corp.)
34-64662 Jun. 14, 2011 American Resource Technologies, Inc., Apollo Resources International, Inc., Bloodhound Search Technologies, Inc., BlueStar Health, Inc., Columbus Networks Corp., Continental Fuels, Inc., Data Race, Inc., Golden Oil Co., and Ness Energy International, Inc.
34-64661 Jun. 14, 2011 Dawn Technologies, Inc., Distinctive Devices, Inc., Haber, Inc., and Independence Brewing Co
34-64659 Jun. 14, 2011 Davin Computer Corp., Debbie Reynolds Hotel & Casino, Inc., Dentlcare Management, Inc., Desert West Marketing, Inc., Designer & Decorator House, Inc. (n/k/a Designer & Decorator House, LLC), Diamond Hitts Production, Inc., Digital Music Creations, Inc., and DotCom Visions, Inc.
34-64658 Jun. 14, 2011 Diversified Investors Corps.,Drew Resources, Inc. (n/k/a Galloway Energy, Inc.) (Drew Resources), DTI Medical Corp. (DTI Medical), DTLL, Inc. (n/k/a Solstice Resorts, Inc.) (DTLL), and Dunn’s Supply Store, Inc.
34-64657 Jun. 13, 2011 Cary R. Kahn
33-9224 Jun. 13, 2011 China Century Dragon Media, Inc.
34-64651 Jun. 13, 2011 American Skandia Investment Services, Inc.
34-64650 Jun. 13, 2011 Weiss Research, Inc., Martin Weiss, and Lawrence Edelson
33-9223 Jun. 10, 2011 China Intelligent Lighting and Electronics, Inc.
34-64648 Jun. 13, 2011 Apparel America, Inc. (n/k/a HSK Industries, Inc.), Decora Industries, Inc., Diversicon Holdings Corp., Flagship Global Health, Inc., Integrated Transportation Network Group, Inc., and Premier Wealth Management, Inc. (a/k/a Premiere Wealth Management, Inc.)
34-64646 Jun. 10, 2011 William J. Hammons
34-64641 Jun. 10, 2011 Diversified Investors Corp. (n/k/a Diverse Holdings Corp.), Drew Resources, Inc. (n/k/a Galloway Energy, Inc.), DTI Medical Corp., DTLL, Inc. (n/k/a Solstice Resorts, Inc.), and Dunn's Supply Store, Inc.
34-64640 Jun. 10, 2011 Delcott Commodity Partners, Delta-Omega Technologies, Inc., DeVlieg-Bullard, Inc., Digital Recording Corp., Diversified Realty, Inc., Double River Oil & Gas Co., and Drypers Corp.
33-9221 Jun. 8, 2011 MMR Investment Bankers, LLC (d/b/a MMR, INC.), William G. Martin, Jr., Eugene R. Rankin, John A. Hubert, and Aaron D. Fimreite
Other Release No.: 34-64626
33-9220 Jun. 8, 2011 MMR Investment Bankers, LLC (d/b/a MMR, INC.), William G. Martin, Jr., Eugene R. Rankin, John A. Hubert, and Aaron D. Fimreite
Other Release No.: 34-64625
33-9219 Jun. 8, 2011 MMR Investment Bankers, LLC (d/b/a MMR, INC.), William G. Martin, Jr., Eugene R. Rankin, John A. Hubert, and Aaron D. Fimreite
Other Release No.: 34-64624
33-9218 Jun. 8, 2011 MMR Investment Bankers, LLC (d/b/a MMR, INC.), William G. Martin, Jr., Eugene R. Rankin, John A. Hubert, and Aaron D. Fimreite
Other Release No.: 34-64623
33-9217 Jun. 8, 2011 MMR Investment Bankers, LLC (d/b/a MMR, INC.), William G. Martin, Jr., Eugene R. Rankin, John A. Hubert, and Aaron D. Fimreite
Other Release No.: 34-64622
34-64621 Jun. 8, 2011 Edwin Reese Davis, Jr. CPA
Other Release No.: AAER-3290
33-9216 Jun. 8, 2011 Michael Migliozzi II and Brian William Flatow
34-64620 Jun. 8, 2011 Data Fortress Systems Group Ltd., Digital Youth Network Corp., Fantom Technologies, Inc., and KIK Technology International, Inc.
34-64619 Jun. 8, 2011 Dechtar Direct Inc., DigitalReach Holdings, Inc. (n/k/a People Dynamics Holdings, Inc.), Dippy Foods, Inc., DLD Group, Inc., DNA Plant Technology Corp., Docplanet.com, Inc., Docugraphix, Inc., and DTC Data Technology Corp.
34-64618 Jun. 7, 2011 Louis W. Zehil
34-64613 Jun. 7, 2011 Mark C. Schwartzhoff
Other Release No.: AAER-3289
34-64611 Jun. 6, 2011 Consolidated Resources Health Care Fund III, Consolidated Resources Health Care Fund IV, Consolidated Resources Health Care Fund V, Consolidated Resources Health Care Fund VI, and Continental American Transportation, Inc.
34-64610 Jun. 6, 2011 D'Brit Corp., Dair Ventures, Inc., DATEQ Information Network, Inc. (n/k/a LexisNexis Risk Solutions, Inc.), D.C. Trading & Development Corp., Delsoft Consulting, Inc., Dev-Tech Corp. (n/k/a Dev Sec, Inc.), Digital Products Corp., and Dollar Time Group, Inc.
34-64609 Jun. 6, 2011 David L. Olson
34-64607 Jun. 6, 2011 Livingston & Haynes, P.C., Kevin F. Howley, CPA and William W. Wood, CPA
Other Release No.: AAER-3288
34-64606 Jun. 6, 2011 Banc of America Capital Management, LLC, BACAP Distributors, LLC, and Banc of America Securities, LLC
34-64601 Jun. 6, 2011 Columbia Futures Fund, Computer Power, Inc., Concept Digital, Inc., Connectivity Technologies, Inc., Constellation 3D, Inc., Construction Technology Industries, Inc., and Continuum Group A, Inc.
34-64600 Jun. 3, 2011 Giuseppe Tullio Abatemarco
34-64598 Jun. 3, 2011 Michael C. Pattison, CPA
Other Release No.: AAER-3287
34-64588 Jun. 2, 2011 Carl W. Jasper, CPA
Other Release No.: AAER-3286
34-64587 Jun. 2, 2011 Lodavina Grosnickle
33-9215 Jun. 2, 2011 BNY Mellon Securities LLC and Mark Shaw
Other Release No.: 34-64585
34-64575 May 31, 2011 Larry Feinblum
Other Release No.: IA-3213
34-64574 May 31, 2011 Sanctuary Woods Multimedia Corp., Satellite Auction Network, Inc. (a/k/a, L International Computers, Inc.), Scientific Measurement Systems, Inc., Scorpion Technologies, Inc., Scott Science & Technology, Inc., Security Environmental Systems, Inc., and Sensotron, Inc.
34-64573 May 31, 2011 Delcott Commodity Partners, Delta-Omega Technologies, Inc., DeVlieg-Bullard, Inc., Digital Recording Corp., Diversified Realty, Inc., Double River Oil & Gas Co., and Drypers Corp.
33-9214 May 31, 2011 Belsen Getty, LLC, Terry M. Deru, and Andrew W. Limpert
Other Release Nos.: 34-64572, IA-3212, IC-29685
34-64569 May 31, 2011 Bich Quyen Nguyen
34-64568 May 31, 2011 Alliance Capital Management, LP
34-64567 May 31, 2011 Advanced Refractive Technologies, Inc., Bluebook International Holding Co. (The), CBCom, Inc., Gener8xion Entertainment, Inc., Group Long Distance Inc., HiEnergy Technologies, Inc., and Holter Technologies Holding, A.G. (n/k/a International Consortium Corp.) and Inchorus Com (a/k/a Inchorus.Com, Inc., n/k/a WorldSource, Inc.)
34-64566 May 31, 2011 Saf T Lok, Inc., Salesrepcentral.com, Inc., Sames Corp., Scientific Radio Systems, Inc., Scriptel Holding, Inc. (n/k/a National Community Builders, Inc.), SDC International, Inc., and Seneca Acquisition Corp.
34-64558 May 27, 2011 Wunderlich Securities, Inc., Tracy L. Wiswall, and Gary K. Wunderlich, Jr.
Other Release No.: IA-3211
34-64556 May 27, 2011 Columbia Futures Fund, Computer Power, Inc., Concept Digital, Inc., Connectivity Technologies, Inc., Constellation 3D, Inc., Construction Technology Industries, Inc., and Continuum Group A, Inc.
34-64554 May 27, 2011 Commercial Mortgage Resources Corp., Compressant Corp., Compression Labs, Inc., Consolidated Golden Quail Resources, Ltd., Consolidated NRD Resources Ltd., Contemporary Solutions, Inc. (n/k/a Purescience), Continental Heritage Corp. (n/k/a Visionquest Worldwide Holdings Corp.), and Corniche Corp.
34-64553 May 26, 2011 Bear Wagner Specialists LLC, Fleet Specialist, Inc., LaBranche & Co. LLC, Spear, Leeds & Kellogg Specialists LLC, Van der Moolen Specialists USA, LLC, Performance Specialist Group LLC, SIG Specialists, Inc.
Note: See also the Dissent of Commissioner Paredes in this matter
34-64548 May 26, 2011 American Resource Technologies, Inc., Apollo Resources International, Inc., Bloodhound Search Technologies, Inc., BlueStar Health, Inc., Columbus Networks Corp., Continental Fuels, Inc., Data Race, Inc., Golden Oil Co., and Ness Energy International, Inc.
34-64541 May 25, 2011 Sabratek Corp., SAN Holdings, Inc., SBD International, Inc. (n/k/a Solargy Systems, Inc.), Scantek Medical, Inc., SciLabs Holdings, Inc., The SCO Group, Inc., Secure Technologies Group, Inc., and SinoFresh HealthCare, Inc.
34-64540 May 25, 2011 Davin Computer Corp., Debbie Reynolds Hotel & Casino, Inc., Dentlcare Management, Inc., Desert West Marketing, Inc., Designer & Decorator House, Inc. (n/k/a Designer & Decorator House, LLC), Diamond Hitts Production, Inc., Digital Music Creations, Inc., and DotCom Visions, Inc.
34-64537 May 23, 2011 Columbia Lease Income Fund B LP, Commercial Consolidators Corp., Computer Devices, Inc., Coniagas Resources Ltd. (n/k/a Lithium One Inc.), Consolidated Health Care Associates, Inc., Consolidated Professor Mines, Ltd., and Cornwall Tin & Mining Corp.
34-64536 May 23, 2011 Citizens Capital Corp., Coho Energy, Inc., Colonial Industries, Inc., Comp-U-Check, Inc., Computer Automation, Inc., Concentrax, Inc., and Consolidated Capital Properties VII
34-64535 May 23, 2011 John Scullin
Other Release No.: AAER-3285
34-64533 May 23, 2011 Secured Digital Applications, Inc., Senco Sensors, Inc.,Sentex Sensing Technology, Inc., Serefex Corp., Sonoma College, Inc., and Source Petroleum, Inc.
34-64532 May 23, 2011 Comedco, Inc., Communications/USA, Inc., Complete Wellness Centers, Inc., Consolidated Resources Group, Inc., Consolidated Stainless, Inc., and Conus Holdings, Inc.
34-64531 May 23, 2011 Advanced Refractive Technologies, Inc., Bluebook International Holding Co. (The), CBCom, Inc., Gener8xion Entertainment, Inc., Group Long Distance Inc., HiEnergy Technologies, Inc., and Holter Technologies Holding, A.G. (n/k/a International Consortium Corp.) and Inchorus Com (a/k/a Inchorus.Com, Inc., n/k/a WorldSource, Inc.)
IA-3210 May 20, 2011 Gregory A. Seib
34-64528 May 20, 2011 Clean Energy and Power, Inc.
34-64527 May 20, 2011 Dijji Corp., Hydro Environmental Resources, Inc. (n/k/a EXIM Internet Group, Inc.), Hydrogen Power, Inc., and InsynQ, Inc.
34-64526 May 20, 2011 Columbia Futures Fund, Computer Power, Inc., Concept Digital, Inc., Connectivity Technologies, Inc., Constellation 3D, Inc., Construction Technology Industries, Inc., and Continuum Group A, Inc.
IA-3208 May 19, 2011 Jonathan Hollander
34-64517 May 19, 2011 Advanced Refractive Technologies, Inc., Bluebook International Holding Co. (The), CBCom, Inc., Gener8xion Entertainment, Inc., Group Long Distance Inc., HiEnergy Technologies, Inc., and Holter Technologies Holding, A.G. (n/k/a International Consortium Corp.) and Inchorus Com (a/k/a Inchorus.Com, Inc., n/k/a WorldSource, Inc.)
34-64513 May 18, 2011 Lowell Gene “Bob” Hancher
34-64510 May 18, 2011 Dijji Corp., Hydro Environmental Resources, Inc. (n/k/a EXIM Internet Group, Inc.), Hydrogen Power, Inc., and InsynQ, Inc.
34-64509 May 18, 2011 Safe Waste Systems, Inc., Salex Holding Corp., San Fabian Resources, Inc., Sanitas, Inc., Select Therapeutics, Inc. (f/k/a VT Development, Inc.), Sel-Leb Marketing, Inc., Semicon, Inc., Serino 2, Corp., Serino 3, Corp., Serino 4, Corp., Serino 5, Corp., and Serino 6, Corp.
34-64508 May 17, 2011 Steven T. Kobayashi
34-64507 May 17, 2011 Tom Hirsch, Berta Walder, Howard Walder, and Harish P. Shah
IA-3206 May 16, 2011 Daniel Sholom Frishberg
34-64505 May 16, 2011 Saf T Lok, Inc., Salesrepcentral.com, Inc., Sames Corp., Scientific Radio Systems, Inc., Scriptel Holding, Inc. (n/k/a National Community Builders, Inc.), SDC International, Inc., and Seneca Acquisition Corp.
34-64504 May 16, 2011 Dechtar Direct Inc., DigitalReach Holdings, Inc. (n/k/a People Dynamics Holdings, Inc.), Dippy Foods, Inc., DLD Group, Inc., DNA Plant Technology Corp., Docplanet.com, Inc., Docugraphix, Inc., and DTC Data Technology Corp.
34-64503 May 16, 2011 Richard L. Goble
34-64502 May 16, 2011 Legend Securities, Inc. and Salvatore Caruso
33-9209 May 16, 2011 Armando Ruiz, and Maradon Holdings, LLC
Other Release Nos.: 34-64501, IC-29672
34-64500 May 16, 2011 Heath M. Biddlecome
Other Release No.: IA-3205
34-64499 May 16, 2011 Commercial Mortgage Resources Corp., Compressant Corp., Compression Labs, Inc., Consolidated Golden Quail Resources, Ltd., Consolidated NRD Resources Ltd., Contemporary Solutions, Inc. (n/k/a Purescience), Continental Heritage Corp. (n/k/a Visionquest Worldwide Holdings Corp.), and Corniche Corp.
34-64498 May 13, 2011 GSI Group, Inc.
Other Release Nos.: AAER-3283
34-64497 May 13, 2011 Peter DiSessa
Other Release Nos.: AAER-3282
34-64496 May 13, 2011 George B. Doherty
Other Release Nos.: AAER-3281
33-9207 May 13, 2011 Daniel M. Hughes
Other Release Nos.: 34-64493, IA-3204, IC-29669
34-64492 May 13, 2011 Michael P. Watson
34-64491 May 13, 2011 Gregory L. Oldham
Other Release No.: IA-3203
34-64483 May 13, 2011 FreedomTree Mutual Funds and Asset Management, LLC, d/b/a FreedomTree Asset Management, LLC, Spence-Lingo & Company, Ltd., d/b/a FreedomTree Transfer Agency, and Jermaine Ezekiel Spence
Other Release No.: IA-3202
34-64482 May 13, 2011 Bio-Life Labs, Inc., BSI2000, Inc., Calais Resources, Inc., EGX Funds Transfer, Inc., Fischer Imaging Corp., Great Western Land Recreation, Inc. (a/k/a Great Western Land and Recreation, Inc.), and id-Confirm, Inc.
34-64477 May 12, 2011 PA Fund Management, LLC, PEA Capital LLC, and PA Distributors LLC
34-64474 May 12, 2011 Data Fortress Systems Group Ltd., Digital Youth Network Corp., Fantom Technologies, Inc., and KIK Technology International, Inc.
34-64472 May 11, 2011 Invesco Funds Group, Inc.
34-64471 May 11, 2011 Michael Higgins, CPA
Other Release No.: AAER-3278
34-64469 May 11, 2011 Melhado, Flynn & Associates, Inc., George M. Motz and Jeanne McCarthy
Other Release No.: IA-3201, IC-29668
34-64468 May 11, 2011 Melhado, Flynn & Associates, Inc., George M. Motz and Jeanne McCarthy
Other Release No.: IA-3200, IC-29667
34-64467 May 11, 2011 Melhado, Flynn & Associates, Inc., George M. Motz and Jeanne McCarthy
Other Release No.: IA-3199
33-9205 May 11, 2011 Gordon Brent Pierce, Newport Capital Corp., and Jenirob Company LTD
34-64460 May 11, 2011 American Resource Technologies, Inc., Apollo Resources International, Inc., Bloodhound Search Technologies, Inc., BlueStar Health, Inc., Columbus Networks Corp., Continental Fuels, Inc., Data Race, Inc., Golden Oil Co., and Ness Energy International, Inc.
34-64459 May 11, 2011 City Network, Inc.
34-64450 May 10, 2011 Clarion Internet, Inc., The Clarke Corp., Clement Corp., Cochstedt International Airport, Inc., Coded Communications Corp., Collaborative Financial Network Group, Inc., Commercial International Corp., and Convergent Communications, Inc.
34-64449 May 10, 2011 Diversified Investors Corp. (n/k/a Diverse Holdings Corp.), Drew Resources, Inc. (n/k/a Galloway Energy, Inc.), DTI Medical Corp., DTLL, Inc. (n/k/a Solstice Resorts, Inc.), and Dunn's Supply Store, Inc.
34-64443 May 9, 2011 Davin Computer Corp., Debbie Reynolds Hotel & Casino, Inc., Dentlcare Management, Inc., Desert West Marketing, Inc., Designer & Decorator House, Inc. (n/k/a Designer & Decorator House, LLC), Diamond Hitts Production, Inc., Digital Music Creations, Inc., and DotCom Visions, Inc.
34-64442 May 9, 2011 Aletheia Research and Management, Inc., Peter J. Eichler, Jr. and Roger B. Peikin
Other Release No.: IA-3197
34-64438 May 6, 2011 Thomas L. Mitchell
34-64417 May 6, 2011 Circuit Systems, Inc., Global Energy Group, Inc., Integrated Medical Resources, Inc., iNTELEFILM Corp., and Lot$off Corp.
34-64416 May 6, 2011 Circuit Systems, Inc., Global Energy Group, Inc., Integrated Medical Resources, Inc., iNTELEFILM Corp., and Lot$off Corp.
IA-3196 May 5, 2011 Guy Albert de Chimay
34-64413 May 5, 2011 Anthony Fareri
34-64412 May 5, 2011 Brett S. Kleese
Other Release No.: IA-3195
IA-3194 May 5, 2011 Douglas K. Landeen
34-64410 May 5, 2011 Electrochemical Industries (1952) Ltd., Empire Alliance Properties, Inc., Encore Environmental Solutions, Inc. (f/k/a Oiram, Inc.), and Environmental Products Group, Inc.
34-64409 May 5, 2011 Sabratek Corp., SAN Holdings, Inc., SBD International, Inc. (n/k/a Solargy Systems, Inc.), Scantek Medical, Inc., SciLabs Holdings, Inc., The SCO Group, Inc., Secure Technologies Group, Inc., and SinoFresh HealthCare, Inc.
34-64408 May 4, 2011 Johnny E. Johnson
34-64398 May 4, 2011 Mark Zaino
Other Release No.: IA-3193
34-64396 May 4, 2011 Paul N. Nicholson
34-64389 May 4, 2011 Dale J. Engelhardt
34-64388 May 4, 2011 Dijji Corp., Hydro Environmental Resources, Inc. (n/k/a EXIM Internet Group, Inc.), Hydrogen Power, Inc., and InsynQ, Inc.
34-64385 May 3, 2011 Comedco, Inc., Communications/USA, Inc., Complete Wellness Centers, Inc., Consolidated Resources Group, Inc., Consolidated Stainless, Inc., and Conus Holdings, Inc.
34-64384 May 3, 2011 Columbia Futures Fund, Computer Power, Inc., Concept Digital, Inc., Connectivity Technologies, Inc., Constellation 3D, Inc., Construction Technology Industries, Inc., and Continuum Group A, Inc.
34-64382 May 3, 2011 Aron R. Carr, CPA
Other Release No.: AAER-3275
34-64380 May 3, 2011 Rockwell Automation, Inc.
Other Release No.: AAER-3274
34-64379 May 3, 2011 Advanced Refractive Technologies, Inc., Bluebook International Holding Co. (The), CBCom, Inc., Gener8xion Entertainment, Inc., Group Long Distance Inc., HiEnergy Technologies, Inc., and Holter Technologies Holding, A.G. (n/k/a International Consortium Corp.) and Inchorus Com (a/k/a Inchorus.Com, Inc., n/k/a WorldSource, Inc.)
34-64377 May 2, 2011 Lawrence R. Goldfarb
Other Release No.: IA-3192
34-64375 May 2, 2011 Roy D. Higgs
34-64374 May 2, 2011 Aristeia Capital, LLC
Other Release No.: IA-3191
34-64368 Apr. 29, 2011 Magnum d’Or Resources, Inc.
34-64344 Apr. 26, 2011 Joshua F. Escobedo
34-64340 Apr. 26, 2011 Safe Waste Systems, Inc., Salex Holding Corp., San Fabian Resources, Inc., Sanitas, Inc., Select Therapeutics, Inc. (f/k/a VT Development, Inc.), Sel-Leb Marketing, Inc., Semicon, Inc., Serino 2, Corp., Serino 3, Corp., Serino 4, Corp., Serino 5, Corp., and Serino 6, Corp.
34-64339 Apr. 26, 2011 Commercial Mortgage Resources Corp., Compressant Corp., Compression Labs, Inc., Consolidated Golden Quail Resources, Ltd., Consolidated NRD Resources Ltd., Contemporary Solutions, Inc. (n/k/a Purescience), Continental Heritage Corp. (n/k/a Visionquest Worldwide Holdings Corp.), and Corniche Corp.
34-64337 Apr. 25, 2011 Donald L. Koch and Koch Asset Management LLC
Other Release No.: IA-3190, IC-29569
34-64336 Apr. 25, 2011 Huntleigh Securities Corporation and Jeffrey S. Christanell
34-64333 Apr. 25, 2011 Centrack International, Inc., Alternafuels, Inc., Intelligent Medical Imaging, Inc., and Optimark Data Systems, Inc.
34-64332 Apr. 25, 2011 Circadian, Inc., Clean Energy Combustion, Inc. (n/k/a Clean Energy Combustion Systems, Inc.), Collectible Concepts Group, Inc., Communitronics of America, Inc. (n/k/a RPM Advantage, Inc.), and ConSyGen, Inc.
34-64331 Apr. 25, 2011 Sporlox Corp.
34-64330 Apr. 22, 2011 Todd Van Siclen, Esq.
34-64329 Apr. 22, 2011 David M. Otto, Esq.
34-64328 Apr. 22, 2011 Prudential Equity Group, LLC, formerly known as Prudential Securities, Inc.
34-64327 Apr. 22, 2011 Strong Capital Management, Inc., et al.
34-64323 Apr. 22, 2011 Robert David Beauchene
Other Release No.: IA-3189, IC-29657
34-64320 Apr. 21, 2011 Southpeak Interactive Corporation and Patrice K. Strachan
34-64318 Apr. 20, 2011 David L. Olson
34-64317 Apr. 20, 2011 Torrey Pines Securities, Inc.
Other Release No.: IA-3188
34-64316 Apr. 20, 2011 James R. Spurger
34-64315 Apr. 20, 2011 Navigators International Management Co. Ltd.
34-64310 Apr. 20, 2011 Troy B. Wragg
34-64309 Apr. 20, 2011 Wayde M. McKelvy
34-64308 Apr. 20, 2011 Amanda E. Knorr
34-64307 Apr. 20, 2011 AdAl Group, Inc., Com/Tech Communications Technologies, Inc., Dialog Group, Inc., Eurogas, Inc., Golden Books Family Entertainment, Inc. (n/k/a GB Holdings Liquidation, Inc.), Information Management Technologies Corporation, Interiors, Inc., and SFG Financial Corp.
34-64302 Apr. 14, 2011 Steven E. Malin
34-64301 Apr. 14, 2011 Michael A. Picone
34-64298 Apr. 13, 2011 James J. Konaxis
Other Release No.: IA-3187
34-64297 Apr. 13, 2011 Michel-Jean Geraud
34-64295 Apr. 13, 2011 Folger Nolan Fleming Douglas Capital Management, Inc., Neil C. Folger and David M. Brown
Note: See also the Final Plan of Distribution
34-64293 Apr. 12, 2011 Clarion Internet, Inc., The Clarke Corp., Clement Corp., Cochstedt International Airport, Inc., Coded Communications Corp., Collaborative Financial Network Group, Inc., Commercial International Corp., and Convergent Communications, Inc.
33-9202 Apr. 8, 2011 Gualario & Co., LLC and Ronald Gualario
Other Release Nos.: 34-62490, IA-3186, IC-29628
34-64289A Apr. 8, 2011 Kempisty & Company, CPAs, P.C., Philip C. Kempisty, CPA and John Anthony Rubino, CPA
Other Release No.: AAER-3269A
34-64288 Apr. 8, 2011 Kentucky Energy, Inc., Eugene Chiaramonte, III and Clear Mountain Associates, LLC
Other Release No.: AAER-3268
34-64281 Apr. 8, 2011 Jason K. Fifield
34-64280 Apr. 8, 2011 Chisholm, Bierwolf, Nilson & Morrill, LLC
Other Release No.: AAER-3267
34-64279 Apr. 8, 2011 Todd D. Chisholm, CPA
Other Release No.: AAER-3266
34-64278 Apr. 8, 2011 Jeffery Q. Johnson, CPA and Steven M. Hanni, CPA
Other Release No.: AAER-3265
34-64277 Apr. 8, 2011 Troy F. Nilson, CPA
Other Release No.: AAER-3264
34-64272 Apr. 8, 2011 Yatin Dilip Mody, CPA
Other Release No.: AAER-3263
34-64271 Apr. 8, 2011 Nicole Rae Kaplan, CPA
Other Release No.: AAER-3262
34-64257 Apr. 8, 2011 Powder River Petroleum International, Inc.
34-64255 Apr. 8, 2011 C-3D Digital, Inc., California Clean Air, Inc., CEC Properties, Inc., Censtor Corp., The Centennial Group, Inc., Century Technologies, Inc., and Chief Consolidated Mining Co.
34-64241 Apr. 7, 2011 Delta Global Advisors, Inc. and Charles P. Hanlon
Other Release Nos.: IA-3185, IC-29626
34-64222 Apr. 7, 2011 David C. Levine
34-64221 Apr. 7, 2011 Frederick O. Kraus
34-64220 Apr. 7, 2011 Marc A. Ellis
34-64219 Apr. 6, 2011 Jeffrey A. Lindsey
Other Release No.: IC-29625
34-64218 Apr. 6, 2011 Capital Financial Services, Inc. and Brian W. Boppre
Other Release No.: IC-29624
34-64190 Apr. 5, 2011 Michael C. Pattison, CPA
Other Release No.: AAER-3260
34-64185 Apr. 5, 2011 Marc E. Bercoon
Other Release No.: AAER-3259
34-64184 Apr. 5, 2011 Lovelock & Lewes, Price Waterhouse, Bangalore, Price Waterhouse & Co., Bangalore, Price Waterhouse, Calcutta, and Price Waterhouse & Co., Calcutta
Other Release No.: AAER-3257
33-9200 Apr. 5, 2011 Wells Fargo Securities LLC (f/k/a Wachovia Capital Markets LLC)
Other Release No.: 34-64182
34-64180 Apr. 5, 2011 Carrier1 International S.A., and China Expert Technology, Inc.
34-64178 Apr. 5, 2011 Secured Digital Applications, Inc., Senco Sensors, Inc.,Sentex Sensing Technology, Inc., Serefex Corp., Sonoma College, Inc., and Source Petroleum, Inc.
34-64177 Apr. 5, 2011 Sabratek Corp., SAN Holdings, Inc., SBD International, Inc. (n/k/a Solargy Systems, Inc.), Scantek Medical, Inc., SciLabs Holdings, Inc., The SCO Group, Inc., Secure Technologies Group, Inc., and SinoFresh HealthCare, Inc.
IA-3184 Apr. 4, 2011 Scott E. DeSano et al.
Other Release No.: IC-29622
34-64171 Apr. 4, 2011 Circuit Systems, Inc., Global Energy Group, Inc., Integrated Medical Resources, Inc., iNTELEFILM Corp., and Lot$off Corp.
34-64169 Apr. 4, 2011 Centrack International, Inc., Alternafuels, Inc., Intelligent Medical Imaging, Inc., and Optimark Data Systems, Inc.
First Quarter
34-64156 Mar. 31, 2011 Hennessee Group LLC and Charles J. Gradante
Note: See also the Final Plan of Distribution
IA-3183 Mar. 31, 2011 Printz Capital Management, LLC
IA-3182 Mar. 30, 2011 Isaac I. Ovid
34-64147 Mar. 30, 2011 AdAl Group, Inc., Com/Tech Communications Technologies, Inc., Dialog Group, Inc., Eurogas, Inc., Golden Books Family Entertainment, Inc. (n/k/a GB Holdings Liquidation, Inc.), Information Management Technologies Corporation, Interiors, Inc., and SFG Financial Corp.
34-64146 Mar. 30, 2011 AccessTel, Inc., American Asset Management Corp., DME Interactive Holdings, Inc., DocuPort, Inc., and iCarbon Corp.
34-64142 Mar. 29, 2011 Joseph R. Porche
34-64139 Mar. 28, 2011 Clarion Internet, Inc., The Clarke Corp., Clement Corp., Cochstedt International Airport, Inc., Coded Communications Corp., Collaborative Financial Network Group, Inc., Commercial International Corp., and Convergent Communications, Inc.
34-64135 Mar. 28, 2011 Sporlox Corp.
34-64134 Mar. 28, 2011 Anthony Fareri
34-64126 Mar. 25, 2011 Joseph A. Dawson
Other Release No.: IA-3180
34-64125 Mar. 25, 2011 Admiralty Holding Co., American Consolidated Management Group, Inc., DnC Multimedia Corp., Dorsey Trailers, Inc. (n/k/a DT Liquidation, Inc.), and ElectraCapital, Inc. (a/k/a Electra Capital, Inc.)
34-64124 Mar. 24, 2011 Kevin Halter
34-64123 Mar. 24, 2011 Ball Corporation
Other Release No.: AAER-3255
34-64118 Mar. 24, 2011 Carrier1 International S.A., and China Expert Technology, Inc.
34-64117 Mar. 24, 2011 China 9D Construction Group
34-64116 Mar. 24, 2011 Andresmin Gold Corp.
33-9198 Mar. 23, 2011 Roman Lyniuk
Other Release Nos.: 34-64114, IA-3179, IC-29615
IA-3178 Mar. 23, 2011 J. Jonathan Coleman
34-64109 Mar. 23, 2011 eMobile Data Corp., Encore Group, Inc., Ener-Grid, Inc., Environmental Technologies International, Inc. (n/k/a Eco Technologies International, Inc.) Evergreen Network.com, Inc., and Eye Catching Marketing Corp.
34-64104 Mar. 22, 2011 Circadian, Inc., Clean Energy Combustion, Inc. (n/k/a Clean Energy Combustion Systems, Inc.), Collectible Concepts Group, Inc., Communitronics of America, Inc. (n/k/a RPM Advantage, Inc.), and ConSyGen, Inc.
IA-3177 Mar. 21, 2011 Rebecca A. Townsend
34-64100 Mar. 18, 2011 Monroe L. Beachy
34-64098 Mar. 18, 2011 Jason N. Ginder
Other Release No.: IA-3176
34-64093 Mar. 18, 2011 Bio-Life Labs, Inc., BSI2000, Inc., Calais Resources, Inc., EGX Funds Transfer, Inc., Fischer Imaging Corp., Great Western Land Recreation, Inc. (a/k/a Great Western Land and Recreation, Inc.), and Id-CONFIRM, Inc.
34-64092 Mar. 18, 2011 Advantage Life Products, Inc., B-Teller, Inc. (n/k/a CA Goldfields, Inc.), and Independent Energy Holdings PLC
34-64083 Mar. 16, 2011 AbsoluteFuture.com
34-64082 Mar. 15, 2011 Matthew J. Ryan
34-64081 Mar. 14, 2011 Prime Capital Services, Inc., Gilman Ciocia, Inc., Michael P. Ryan, Rose M. Rudden, Christie A. Andersen, Eric J. Brown, Matthew J. Collins, Kevin J. Walsh, Mark W. Wells
Note: See also the Final Plan of Distribution
IA-3175 Mar. 14, 2011 JSK Associates, Inc., Jerome S. Keenan, and Paul Dos Santos
34-64078 Mar. 11, 2011 Morgan Stanley & Co. Incorporated
34-64077 Mar. 11, 2011 Carl W. Jasper, CPA
Other Release No.: AAER-3253
34-64074 Mar. 11, 2011 Robert J. Nelson, Jr.
34-64073 Mar. 11, 2011 Kenneth R. Payne
34-64072 Mar. 11, 2011 Daniel G. Danker
34-64069 Mar. 11, 2011 Caibs International, Inc. (n/k/a Caibs International Holding, Inc.), Caliber Learning Network, Inc. (n/k/a CLN, Inc.), Cartoon Acquisition, Inc., Cel Communications, Inc., Cellular Telephone Enterprises, Inc., and Centrum Industries, Inc.
IA-3173 Mar. 10, 2011 Stephen Cina
34-64068 Mar. 10, 2011 Admiralty Holding Co., American Consolidated Management Group, Inc., DnC Multimedia Corp., Dorsey Trailers, Inc. (n/k/a DT Liquidation, Inc.), and ElectraCapital, Inc. (a/k/a Electra Capital, Inc.)
33-9196 Mar. 9, 2011 Neal R. Greenberg
Other Release No.: 34-64066, IA-3172, IC-29598
IA-3171 Mar. 9, 2011 Timothy Smith
34-64064 Mar. 9, 2011 Eternal Technologies Group, Inc.
34-64063 Mar. 9, 2011 AdAl Group, Inc., Com/Tech Communications Technologies, Inc., Dialog Group, Inc., Eurogas, Inc., Golden Books Family Entertainment, Inc. (n/k/a GB Holdings Liquidation, Inc.), Information Management Technologies Corporation, Interiors, Inc., and SFG Financial Corp.
34-64049 Mar. 8, 2011 Sujata Sachdeva
Other Release No.: AAER-3251
34-64048 Mar. 8, 2011 AccessTel, Inc., American Asset Management Corp., DME Interactive Holdings, Inc., DocuPort, Inc., and iCarbon Corp.
34-64046 Mar. 8, 2011 Cellpoint, Inc., Centacom Technologies, Inc. (n/k/a Telycom Technologies, Inc.), and Centaur Mining & Exploration Ltd.
34-64045 Mar. 8, 2011 Score One, Inc., and Global Peopleline Telecom, Inc.
34-64034 Mar. 4, 2011 Putnam Investment Management, LLC
33-9195 Mar. 4, 2011 SBM Investment Certificates, Inc. f/k/a 1st Atlantic Guaranty Corp., SBM Certificate Company, Geneva Capital Partners, LLC and Eric M. Westbury, Sr.
Other Release Nos.: 34-64035, IC-29595, IA-3170
34-64031 Mar. 4, 2011 Emporia Systems, Eneftech Corp., Entrée Corp., eSAT, Inc., Estream, Inc., and Everex Systems, Inc. (n/k/a CFLC, Inc.)
34-64030 Mar. 3, 2011 Securities Transfer Corporation and Kevin Halter, Jr.
34-64029 Mar. 3, 2011 Sam P. Douglass And Anthony R. Moore
Other Release No.: IA-3169, IC-29594
34-64026 Mar. 3, 2011 Garry B. Smith
34-64025 Mar. 3, 2011 S. Blair Abernathy, CPA
Other Release No.: AAER-3249
34-64020 Mar. 3, 2011 IndyMac Bancorp, Inc.
34-64019 Mar. 3, 2011 Canadian Mono Mines, Inc., Carlin Resources Corp. (n/k/a Carlin Gold Corp.), CBX Ventures, Inc. (n/k/a Remstar Resources, Ltd.), Chase Resource Corp., Chell Group Corp., and Chic by H.I.S., Inc. (n/k/a Durango Apparel, Inc.)
34-64016 Mar. 2, 2011 Andain, Inc.
34-64015 Mar. 2, 2011 Andain, Inc., Aquest Minerals Corp. (n/k/a Anderson Energy Ltd.), Ariel Resources, Ltd., Asensia, Inc., ATG, Inc., Audre Recognition Systems, Inc. (a/k/a eXtr@ct, Inc.) Axis.Com, Inc., and Aztek Technologies, Inc. (n/k/a Aztek Resource Development, Inc.)
34-64001 Mar. 2, 2011 Advanced Optics Electronics, Inc.
34-63994 Mar. 1, 2011 Folger Nolan Fleming Douglas Capital Management, Inc., Neil C. Folger and David M. Brown
Note: See also the Proposed Plan of Distribution
Submit comments on Proposed Plan of Distribution
34-63993 Mar. 1, 2011 Ark Asset Management Co., Inc.
Note: See also the Final Plan of Distribution
33-9192 Mar. 1, 2011 Rajat K. Gupta
Other Release Nos.: 34-63995, IA-3167, IC-29590
34-63992 Mar. 1, 2011 Tronox Incorporated
34-63991 Mar. 1, 2011 ActiveCore Technologies, Inc., Battery Technologies, Inc., China Media1 Corp., Dura Products International, Inc. (n/k/a Dexx Corp.), Global Mainframe Corp., GrandeTel Technologies, Inc., Magna Entertainment Corp. (n/k/a Reorganized Magna Entertainment Corp.), and 649 Com, Inc. (n/k/a Infinite Holdings Group, Inc.)
34-63990 Feb. 28, 2011 Electrochemical Industries (1952) Ltd., Empire Alliance Properties, Inc., Encore Environmental Solutions, Inc. (f/k/a Oiram, Inc.), and Environmental Products Group, Inc.
34-63987 Feb. 28, 2011 KPMG Australia
Other Release No.: AAER-3248
34-63982 Feb. 25, 2011 Scott Wilkinson, CPA
Other Release No.: AAER-3246
34-63980 Feb. 25, 2011 Divine Capital Markets, LLC, Danielle Hughes and Michael Buonomo
34-63965 Feb. 25, 2011 ActiveCore Technologies, Inc., Battery Technologies, Inc., China Media1 Corp., Dura Products International, Inc. (n/k/a Dexx Corp.), Global Mainframe Corp., GrandeTel Technologies, Inc., Magna Entertainment Corp. (n/k/a Reorganized Magna Entertainment Corp.), and 649 Com, Inc. (n/k/a Infinite Holdings Group, Inc.)
34-63964 Feb. 24, 2011 Elizabeth Pagliarini
34-63963 Feb. 24, 2011 Tony Ahn
34-63953 Feb. 24, 2011 Sam P. Douglass and Anthony R. Moore
Other Release Nos.: IA-3166, IC-29588
34-63952 Feb. 24, 2011 Bio-Life Labs, Inc., BSI2000, Inc., Calais Resources, Inc., EGX Funds Transfer, Inc., Fischer Imaging Corp., Great Western Land Recreation, Inc. (a/k/a Great Western Land and Recreation, Inc.), and Id-CONFIRM, Inc.
34-63940 Feb. 22, 2011 Benedict P. Rybicki, CPA
Other Release No.: AAER-3245
34-63939 Feb. 22, 2011 eMobile Data Corp., Encore Group, Inc., Ener-Grid, Inc., Environmental Technologies International, Inc. (n/k/a Eco Technologies International, Inc.) Evergreen Network.com, Inc., and Eye Catching Marketing Corp.
34-63938 Feb. 22, 2011 BNY Mellon Securities
34-63937 Feb. 22, 2011 Mark Shaw
34-63932 Feb. 18, 2011 Neal R. Greenberg
Other Release No.: IA-3164
34-63928 Feb. 18, 2011 Joanne Kline
Other Release No.: AAER-3244
IA-3163 Feb. 17, 2011 William J. Reid
IA-3162 Feb. 17, 2011 Jacques R. Gendreau
33-9188 Feb. 17, 2011 Johnny Clifton
Other Release No.: 34-63926
34-63924 Feb. 17, 2011 Shaun Sarnicola
34-63923 Feb. 17, 2011 Salvatore Zangari
Other Release No.: IA-3161
34-63922 Feb. 17, 2011 Darin Demizio
34-63921 Feb. 17, 2011 Craig Demizio
34-63920 Feb. 17, 2011 ActiveCore Technologies, Inc., Battery Technologies, Inc., China Media1 Corp., Dura Products International, Inc. (n/k/a Dexx Corp.), Global Mainframe Corp., GrandeTel Technologies, Inc., Magna Entertainment Corp. (n/k/a Reorganized Magna Entertainment Corp.), and 649 Com, Inc. (n/k/a Infinite Holdings Group, Inc.)
33-9187 Feb. 16, 2011 Envision Capital Management, Ltd. and Michael M. Druckman
Other Release No.: IA-3160
34-63913 Feb. 15, 2011 Robert F. McCullough, Jr., CPA
Other Release No.: IA-3159
34-63912 Feb. 15, 2011 Emporia Systems, Eneftech Corp., Entrée Corp., eSAT, Inc., Estream, Inc., and Everex Systems, Inc. (n/k/a CFLC, Inc.)
34-63911 Feb. 15, 2011 Carrier1 International S.A., and China Expert Technology, Inc.
See also: French version
34-63908 Feb. 14, 2011 Global Sentry Equity Transfer, Inc.
34-63904 Feb. 14, 2011 RS Investment Management, Inc., RS Investment Management, L.P., G. Randall Hecht and Steven M. Cohen
34-63903 Feb. 14, 2011 Jeffrey R. Glover
Other Release No.: IA-3158
34-63902 Feb. 14, 2011 Thomas Faulhaber
34-63901 Feb. 14, 2011 Frederick E. Bowers
Other Release No.: IA-3157
34-63897 Feb. 11, 2011 Christopher L. Martin
34-63896 Feb. 11, 2011 Dale G. Rasmussen, Esq.
Other Release No.: AAER-3243
34-63890 Feb. 11, 2011 Hennessee Group LLC and Charles J. Gradante
See also: Proposed Plan of Distribution
Comments:
Submit Comments on Proposed Plan of Distribution
34-63889 Feb. 11, 2011 Score One, Inc., and Global Peopleline Telecom, Inc.
34-63888 Feb. 11, 2011 China Digital Media Corporation
34-63884 Feb. 10, 2011 Tabatha V, Inc., Tagalder Global Investment, Inc., and Technical Environment Solutions, Inc.
34-63883 Feb. 9, 2011 Arthrocare Corporation
Other Release No.: AAER-3242
34-63882 Feb. 9, 2011 Scott D. Farah
34-63879 Feb. 9, 2011 Rodney B. Johnson
Other Release No.: AAER-3241
34-63872 Feb. 9, 2011 Hemiwedge Industries, Inc.
34-63871 Feb. 9, 2011 ATC Healthcare, Inc.
34-63870 Feb. 9, 2011 Speedlane.com, Inc., Spintek Gaming Technologies, Inc., Standard Brands Paint Co., Star Casinos International, Inc., Stardrive Solutions, Inc., Sterling Media Capital Group, Inc. (n/k/a Crystal Properties Holdings, Inc.), Stormedia, Inc. (f/k/a Sym-Tek Systems, Inc.), Strategic Partners, Inc., STS Liquidating Corp., and Symplex Communications Corp.
34-63868 Feb. 8, 2011 Cellpoint, Inc., Centacom Technologies, Inc. (n/k/a Telycom Technologies, Inc.), and Centaur Mining & Exploration Ltd.
34-63866 Feb. 8, 2011 Campo Electronics, Appliances & Computers, Inc., Capco Energy, Inc., Carmel Energy, Inc., Celexx Corp., CenCor, Inc., Central Realty Investors, Inc., and Checkmate Electronics, Inc.
IA-3156 Feb. 7, 2011 Mark Kurland
34-63865 Feb. 7, 2011 Walter A. Tye
34-63864 Feb. 7, 2011 Joseph DeVito
34-63863 Feb. 7, 2011 Dean A. Esposito
34-63862 Feb. 7, 2011 Frederick J. Birks
34-63861 Feb. 7, 2011 Steven Byers
33-9184 Feb. 7, 2011 Sahas Technologies LLC
Note: See also Division of Enforcement Statement
33-9183 Feb. 7, 2011 Hunter Adams, Gregg Adams, Alan Berkun, Robert Lisnoff, James L. Bila, Leonard Bila, Christian Blake, Brian Carroll, Joseph Digirolamo, and Joseph Mannino
Other Release No.: 34-63850
34-63854 Feb. 7, 2011 U.S. College Trust Corp.
34-63853 Feb. 7, 2011 U.S. Pension Trust Corp.
IA-3155 Feb. 7, 2011 Robert J. Riddle
33-9182 Feb. 7, 2011 Alpine Woods Capital Investors, LLC and Samuel A. Lieber
Other Release Nos.: IA-3154, IC-29575
34-63849 Feb. 7, 2011 Eugene Geiger
34-63848 Feb. 7, 2011 Canadian Mono Mines, Inc., Carlin Resources Corp. (n/k/a Carlin Gold Corp.), CBX Ventures, Inc. (n/k/a Remstar Resources, Ltd.), Chase Resource Corp., Chell Group Corp., and Chic by H.I.S., Inc. (n/k/a Durango Apparel, Inc.)
34-63847 Feb. 7, 2011 Caibs International, Inc. (n/k/a Caibs International Holding, Inc.), Caliber Learning Network, Inc. (n/k/a CLN, Inc.), Cartoon Acquisition, Inc., Cel Communications, Inc., Cellular Telephone Enterprises, Inc., and Centrum Industries, Inc.
34-63846 Feb. 7, 2011 Enter Tech Corp., Entertainment Trends Corp. (f/k/a Daljama, Inc.), Eonnet Media, Inc., Equorumnet, Esesis, Inc., European American Resources, Inc., and eVision International, Inc.
34-63841 Feb. 4, 2011 ActiveCore Technologies, Inc., Battery Technologies, Inc., China Media1 Corp., Dura Products International, Inc. (n/k/a Dexx Corp.), Global Mainframe Corp., GrandeTel Technologies, Inc., Magna Entertainment Corp. (n/k/a Reorganized Magna Entertainment Corp.), and 649 Com, Inc. (n/k/a Infinite Holdings Group, Inc.)
34-63835 Feb. 3, 2011 Torrey Pines Securities, Inc.
Other Release No.: IA-3153
34-63834 Feb. 3, 2011 Jack C. Smith, Jr.
Other Release No.: IA-3152
IA-3151 Feb. 3, 2011 Robert L. Buckhannon
IA-3150 Feb. 3, 2011 Terry D. Rawstern
34-63833 Feb. 3, 2011 David E. Watson, CPA
Other Release No.: AAER-3240
33-9181 Feb. 3, 2011 AXA Rosenberg Group LLC, AXA Rosenberg Investment Management LLC, and Barr Rosenberg Research Center LLC
Other Release Nos.: IA-3149, IC-29574
34-63829 Feb. 3, 2011 TD Ameritrade, Inc.
34-63827 Feb. 3, 2011 Advantage Life Products, Inc., B-Teller, Inc. (n/k/a CA Goldfields, Inc.), and Independent Energy Holdings, P.L.C.
34-63826 Feb. 2, 2011 Gustav George Bujkovsky
IA-3148 Feb. 2, 2011 Jack W. Luna
34-63824 Feb. 2, 2011 Roger August Kimmel, Jr., Esq.
34-63823 Feb. 2, 2011 Mitchell Porter & Williams, Inc. and Thomas L. Mitchell
Other Release No.: IA-3147
33-9180 Feb. 2, 2011 Don S. Hershman
34-63822 Feb. 2, 2011 Eric A. Holzer, CPA
Other Release No.: AAER-3239
34-63818 Feb. 2, 2011 Deerfield Capital Corp. and Danielle Valkner, CPA
Other Release No.: AAER-3237
34-63817 Feb. 2, 2011 China 9D Construction Group
34-63814 Feb. 1, 2011 Evergreen Investment Management Company, LLC, Evergreen Investment Services, Inc., Evergreen Service Company, LLC and Wachovia Securities, LLC
34-63813 Feb. 1, 2011 Prime Capital Services, Inc., Gilman Ciocia, Inc., Michael P. Ryan, Christie A. Andersen, Eric J. Brown, Matthew J. Collins, Kevin J. Walsh, and Mark W. Wells.
See also: Proposed Plan of Distribution
Comments:
Submit Comments on Proposed Modified Plan of Distribution
34-63812 Feb. 1, 2011 J.P. Morgan Securities Inc.
34-63808 Feb. 1, 2011 Andresmin Gold Corp.
34-63805 Feb. 1, 2011 Eternal Technologies Group, Inc.
34-63801 Jan. 31, 2011 Richard Jonathan Blech
34-63800 Jan. 31, 2011 Gregory J. Buchholz
34-63797 Jan. 31, 2011 Apex Capital Group, Inc., Applied Carbon Technology, Inc. (n/k/a Merchant Capital Group, Inc.), Ardeo PLC, Asia Fiber Holdings Ltd., and Atlas Consolidated Mining & Development Corp.
34-63791 Jan. 28, 2011 Bich Quyen Nguyen
34-63790 Jan. 28, 2011 Johnny E. Johnson
34-63789 Jan. 28, 2011 Delilah A. Proctor
34-63788 Jan. 28, 2011 Tzemach David Netzer Korem
34-63787 Jan. 28, 2011 C-3D Digital, Inc., California Clean Air, Inc., CEC Properties, Inc., Censtor Corp., The Centennial Group, Inc., Century Technologies, Inc., and Chief Consolidated Mining Co.
34-63785 Jan. 28, 2011 David M. Tamman, Esq.
34-63783 Jan. 27, 2011 Clean Energy and Power, Inc.
34-63765 Jan. 25, 2011 American Skandia Investment Services, Inc.
34-63760 Jan. 25, 2011 Merrill Lynch, Pierce, Fenner & Smith Incorporated
34-63759 Jan. 24, 2011 Canadian Mono Mines, Inc., Carlin Resources Corp. (n/k/a Carlin Gold Corp.), CBX Ventures, Inc. (n/k/a Remstar Resources, Ltd.), Chase Resource Corp., Chell Group Corp., and Chic by H.I.S., Inc. (n/k/a Durango Apparel, Inc.)
34-63757 Jan. 24, 2011 Horseman Capital Management, L.P.
Other Release No.: IA-3143
34-63749 Jan. 21, 2011 Omnibus Order Directing the Appointment of Tax Administrator in Administrative Proceedings that Establish Distribution Funds
34-63748 Jan. 21, 2011 C-3D Digital, Inc., California Clean Air, Inc., CEC Properties, Inc., Censtor Corp., The Centennial Group, Inc., Century Technologies, Inc., and Chief Consolidated Mining Co.
34-63743 Jan. 20, 2011 Eric J. Bur, CPA
Other Release No.: AAER-3233
34-63740 Jan. 20, 2011 Dohan + Company CPAs, Steven H. Dohan, CPA, Nancy L. Brown, CPA, and Erez Bahar, CA
Other Release No.: AAER-3232
34-63739 Jan. 20, 2011 Apex Capital Group, Inc., Applied Carbon Technology, Inc. (n/k/a Merchant Capital Group, Inc.), Ardeo PLC, Asia Fiber Holdings Ltd., and Atlas Consolidated Mining & Development Corp.
34-63738 Jan. 19, 2011 Enter Tech Corp., Entertainment Trends Corp. (f/k/a Daljama, Inc.), Eonnet Media, Inc., Equorumnet, Esesis, Inc., European American Resources, Inc., and eVision International, Inc.
34-63735 Jan. 19, 2011 Gary K. Juncker
34-63734 Jan. 19, 2011 Dale J. Engelhardt
34-63733 Jan. 19, 2011 Joseph R. Porche
IA-3142 Jan. 19, 2011 Daniel Spitzer
34-63730 Jan. 19, 2011 Jennifer L. Dodge
IA-3141 Jan. 14, 2011 Michael R. Pelosi
Other Release No.: IC-29569
34-63726 Jan. 14, 2011 Cary R. Kahn
Other Release No.: 34-63276
33-9174 Jan. 14, 2011 Mark Shaw
Other Release No.: 34-63275
34-63724 Jan. 14, 2011 BNY Mellon Securities LLC
IA-3140 Jan. 14, 2011 Evelyn Litwok
34-63715 Jan. 14, 2011 Brokat Technologies Aktiengesellschaft
34-63714 Jan. 13, 2011 James J. Caprio
Other Release No.: IA-3138
34-63713 Jan. 13, 2011 Apex Capital Group, Inc., Applied Carbon Technology, Inc. (n/k/a Merchant Capital Group, Inc.), Ardeo PLC, Asia Fiber Holdings Ltd., and Atlas Consolidated Mining & Development Corp.
34-63710 Jan. 12, 2011 Jay D. Johnson
Other Release No.: IA-3137
34-63704 Jan. 12, 2011 Michel-Jean Geraud
34-63703 Jan. 12, 2011 Springfield Co., Inc., SRR Mercantile Inc., Standard Mining Corp., Stewart Foods, Inc., Strathclair Ventures, Ltd. (n/k/a SilverCrest Mines, Inc.), Sunlite, Inc., Syndicated Food Service International, Inc., and Syspower Multimedia Industries, Inc.
34-63702 Jan. 12, 2011 VIPC Communications, Inc. and Vizario, Inc.
34-63698 Jan. 11, 2011 Stephen Fayette
34-63697 Jan. 11, 2011 Campo Electronics, Appliances & Computers, Inc., Capco Energy, Inc., Carmel Energy, Inc., Celexx Corp., CenCor, Inc., Central Realty Investors, Inc., and Checkmate Electronics, Inc.
33-9171 Jan. 11, 2011 Charles Schwab Investment Management; Charles Schwab & Co., Inc.; and Schwab Investments
Other Release Nos.: 34-63693, IA-3136, IC-29552
34-63690 Jan. 11, 2011 Michael R. Drogin, CPA
Other Release No.: AAER-3227
34-63689 Jan. 11, 2011 Alternative Construction Technologies, Inc.
34-63688 Jan. 10, 2011 Hudson Highland Group, Inc.
Other Release No.: AAER-3226
34-63684 Jan. 10, 2011 Springfield Co., Inc., SRR Mercantile Inc., Standard Mining Corp., Stewart Foods, Inc., Strathclair Ventures, Ltd. (n/k/a SilverCrest Mines, Inc.), Sunlite, Inc., Syndicated Food Service International, Inc., and Syspower Multimedia Industries, Inc.
34-63683 Jan. 10, 2011 Ministor Peripherals International Ltd., Modatech Systems, Inc., Modena 5, Inc., Modena 6, Inc., Modern Times Group MTG, Inc., Monarch Media and Entertainment Group, Inc., The Murdock Group Career Satisfaction Corp. (n/k/a The Murdock Group Holding Corp.), Mustang.com, Inc., MycoBiotech Ltd., MyPlan USA, Inc., and MyTurn.com, Inc.
34-63682 Jan. 7, 2011 Eric Sieracki (CPA)
Other Release No.: AAER-3225
34-63681 Jan. 7, 2011 AbsoluteFuture.com
34-63676 Jan. 7, 2011 Thomas S. Albright
34-63675 Jan. 7, 2011 Kimball L. Young
34-63674 Jan. 7, 2011 Carl W. Jasper, CPA
Other Release No.: AAER-3224
34-63672 Jan. 7, 2011 Fontana Capital, LLC and Forrest Fontana
Other Release No.: IA-3132
34-63671 Jan. 7, 2011 Ministor Peripherals International Ltd., Modatech Systems, Inc., Modena 5, Inc., Modena 6, Inc., Modern Times Group MTG, Inc., Monarch Media and Entertainment Group, Inc., The Murdock Group Career Satisfaction Corp. (n/k/a The Murdock Group Holding Corp.), Mustang.com, Inc., MycoBiotech Ltd., MyPlan USA, Inc., and MyTurn.com, Inc.
34-63670 Jan. 7, 2011 EC Power, Inc., Electro Energy, Inc., EMB Corporation (n/k/a AMT Group, Inc.), Encore Computer Corp., Enhance Life Sciences, Inc., e.Nvizion Communications Group Ltd., and Exchange Applications, Inc.
34-63666 Jan. 6, 2011 Ark Asset Management Co., Inc.
Note: See also Proposed Plan of Distribution
Comments:
Submit Comments on Proposed Plan of Distribution
33-9170 Jan. 6, 2011 Paul George Chironis
Other Release No.: 34-63661, IC-29548
34-63640 Jan. 4, 2011 Value Line, Inc., Value Line Securities, Inc., Jean Bernhard Buttner, and David Henigson
Note: See also Final Plan of Distribution
34-63633 Jan. 3, 2011 Milowe Allen Brost a/k/a Milo Brost a/k/a M.B. Gonne a/k/a Phillip K. Collins

 

http://www.sec.gov/litigation/admin/adminarchive/adminarc2011.shtml


Modified: 04/17/2014