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Announcements by the Division of Corporation Finance

Announcements by the Division of Corporation Finance


 
The Division of Corporation Finance from time to time posts announcements to address topics of interest to public companies and others who follow developments related to the SEC’s full and fair disclosure program.  This page contains a cumulative listing of all such announcements published since 2011.  You may sign up to receive these announcements by email as they become available.
 
Date Title  
Date: Oct. 5, 2016Title: "Tandy" Representations No Longer Needed in Filing Reviews
Date: April 29, 2016Title: Opportunity for Issuers to Receive Feedback on Test Filings in Preparation for Asset-Backed Securities Offerings That Require Asset-Level Data
Date: Dec. 18, 2015Title: Opportunity for Companies to Test File in Preparation for Crowdfunding Offerings
Date: Dec. 10, 2015Title: Recently Enacted Transportation Law Includes a Number of Changes to the Federal Securities Laws
Date: June 5, 2015Title: SEC Staff to Release Correspondence Relating to Securities Act Registration Statements That Are Not Reviewed
Announcement relating to the release of no-review letters on EDGAR
Date: Jan. 16, 2015Title: Division of Corporation Finance Will Express No Views under Exchange Act Rule 14a-8(i)(9) for Current Proxy Season
Date: Oct. 6, 2014Title: Draft Filing Review Program for Asset-Backed Securities Issuers
Announcement for Draft Filing Review Program for Asset-Backed Securities Issuers
Date: April 9, 2014Title: Division announces change to procedures relating to granted applications for confidential treatment
Date: April 9, 2014Title: "Glossy" annual reports to security holders submitted to the SEC in paper will no longer be viewable on the SEC’s web site
Date: Oct. 4, 2013Title: Acceleration of registration statements if there is a change in the SEC's operating status
Date: Dec. 19, 2012Title: Notice required by the Iran Threat Reduction and Syria Human Rights Act of 2012 to be filed through EDGAR
Date: Oct. 11, 2012Title: Draft Registration Statements Required to Be Submitted and Filed Using EDGAR Beginning October 15, 2012
Date: Sept. 26, 2012Title: Draft Registration Statements to Be Submitted and Filed on EDGAR
Date: June 28, 2012Title: Division update regarding the submission of draft registration statements submitted under the Jumpstart Our Business Startups Act and Division policy for certain foreign private issuers
Date: May 11, 2012Title: Division update regarding submission of draft registration statements for confidential review under the JOBS Act and non-public review under the Division’s policy for certain foreign private issuers
Date: April 18, 2012Title: Republication of Commission Orders Revoking Exchange Act Registration and Stop Orders Under the Securities Act on EDGAR
Date: April 5, 2012Title: Division announcement regarding confidential submission of draft registration statements under the Jumpstart Our Business Startups Act
Date: Dec. 1, 2011Title: SEC Staff to Release Filing Review Correspondence Earlier
Date: May 9, 2011Title: Notification of Completion of Exchange Act Filing Reviews
 
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