During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.

View orders arranged by date below. 

ALJ Orders: Administrative Law Judges Table

Respondents
Date: Respondents:
Release No. 3-14116
File Number: 3-14116
Date: Respondents:
Release No. 3-14098
File Number: 3-14098
Date: Respondents:
Release No. 3-13908
File Number: 3-13908
Date: Respondents:
Release No. 3-14136
File Number: 3-14136
Date: Respondents:
Release No. 3-14118
File Number: 3-14118
Date: Respondents:
Release No. 3-14126
File Number: 3-14126
Date: Respondents:
Release No. 3-14119
File Number: 3-14119
Date: Respondents:
Release No. 3-14108
File Number: 3-14108
Date: Respondents:
Release No. 3-14109
File Number: 3-14109
Date: Respondents:
Release No. 3-14092
File Number: 3-14092
Date: Respondents:
Release No. 3-14101
File Number: 3-14101
Date: Respondents:
Release No. 3-14100
File Number: 3-14100
Date: Respondents:
Release No. 3-13847
File Number: 3-13847
Date: Respondents:
Release No. 3-14086
File Number: 3-14086
Date: Respondents:
Release No. 3-14091
File Number: 3-14091
Date: Respondents:
Release No. 3-13976
File Number: 3-13976
Date: Respondents:
Release No. 3-14083
File Number: 3-14083
Date: Respondents:
Release No. 3-14087
File Number: 3-14087
Date: Respondents:
Release No. 3-14088
File Number: 3-14088
Date: Respondents:
Release No. 3-14075
File Number: 3-14075
Date: Respondents:
Release No. 3-14056
File Number: 3-14056
Date: Respondents:
Release No. 3-14076
File Number: 3-14076
Date: Respondents:
Release No. 3-14059
File Number: 3-14059
Date: Respondents:
Release No. 3-14035
File Number: 3-14035
Date: Respondents:
Release No. 3-14058
File Number: 3-14058
Date: Respondents:
Release No. 3-14060
File Number: 3-14060
Date: Respondents:
Release No. 3-14043
File Number: 3-14043
Date: Respondents:
Release No. 3-14046
File Number: 3-14046
Date: Respondents:
Release No. 3-14047
File Number: 3-14047
Date: Respondents:
Release No. 3-14000
File Number: 3-14000
Date: Respondents:
Release No. 3-14045
File Number: 3-14045
Date: Respondents:
Release No. 3-14027
File Number: 3-14027
Date: Respondents:
Release No. 3-14002
File Number: 3-14002
Date: Respondents:
Release No. 3-14032
File Number: 3-14032
Date: Respondents:
Release No. 3-14034
File Number: 3-14034
Date: Respondents:
Release No. 3-14036
File Number: 3-14036
Date: Respondents:
Release No. 3-14005
File Number: 3-14005
Date: Respondents:
Release No. 3-13916
File Number: 3-13916
Date: Respondents:
Release No. 3-14008
File Number: 3-14008
Date: Respondents:
Release No. 3-13981
File Number: 3-13981
Date: Respondents:
Release No. 3-13998
File Number: 3-13998
Date: Respondents:
Release No. 3-14006
File Number: 3-14006
Date: Respondents:
Release No. 3-13996
File Number: 3-13996
Date: Respondents:
Release No. 3-13990
File Number: 3-13990
Date: Respondents:
Release No. 3-13847
Date: Respondents:
Release No. 3-14003
File Number: 3-14003
Date: Respondents:
Release No. 3-13982
File Number: 3-13982
Date: Respondents:
Release No. 3-13966
File Number: 3-13966
Date: Respondents:
Release No. 3-13888
Date: Respondents:
Release No. 3-13978
File Number: 3-13978
Date: Respondents:
Release No. 3-13881
File Number: 3-13881
Date: Respondents:
Release No. 3-13923
File Number: 3-13923
Date: Respondents:
Release No. 3-13938
File Number: 3-13938
Date: Respondents:
Release No. 3-13918
File Number: 3-13918
Date: Respondents:
Release No. 3-13940
File Number: 3-13940
Date: Respondents:
Release No. 3-13847
File Number: 3-13847
Date: Respondents:
Release No. 3-13943
File Number: 3-13943
Date: Respondents:
Release No. 3-13799
File Number: 3-13799
Date: Respondents:
Release No. 3-13946
File Number: 3-13946
Date: Respondents:
Release No. 3-13943
File Number: 3-13943
Date: Respondents:
Release No. 3-13950
File Number: 3-13950
Date: Respondents:
Release No. 3-13917
File Number: 3-13917
Date: Respondents:
Release No. 3-13942
File Number: 3-13942
Date: Respondents:
Release No. 3-13914
File Number: 3-13914
Date: Respondents:
Release No. 3-13847
File Number: 3-13847
Date: Respondents:
Release No. 3-13945
File Number: 3-13945
Date: Respondents:
Release No. 3-13847
File Number: 3-13847
Date: Respondents:
Release No. 3-13935
File Number: 3-13935
Date: Respondents:
Release No. 3-13937
File Number: 3-13937
Date: Respondents:
Release No. 3-13847
File Number: 3-13847
Date: Respondents:
Release No. 3-13921
File Number: 3-13921
Date: Respondents:
Release No. 3-13847
File Number: 3-13847
Date: Respondents:
Release No. 3-13280
File Number: 3-13280
Date: Respondents:
Release No. 3-13892
File Number: 3-13892
Date: Respondents:
Release No. 3-13881
File Number: 3-13881
Date: Respondents:
Release No. 3-13922
File Number: 3-13922
Date: Respondents:
Release No. 3-13901
File Number: 3-13901
Date: Respondents:
Release No. 3-13833
File Number: 3-13833
Date: Respondents:
Release No. 3-13864
File Number: 3-13864
Date: Respondents:
Release No. 3-13883
File Number: 3-13883
Date: Respondents:
Release No. 3-13899
File Number: 3-13899
Date: Respondents:
Release No. 3-13795
File Number: 3-13795
Date: Respondents:
Release No. 3-13867
File Number: 3-13867
Date: Respondents:
Release No. 3-13875
File Number: 3-13875
Date: Respondents:
Release No. 3-13882
File Number: 3-13882
Date: Respondents:
Release No. 3-13866
File Number: 3-13866
Date: Respondents:
Release No. 3-13584
File Number: 3-13584
Date: Respondents:
Release No. 3-13876
File Number: 3-13876
Date: Respondents:
Release No. 3-13584
File Number: 3-13584
Date: Respondents:
Release No. 3-13689
File Number: 3-13689
Date: Respondents:
Release No. 3-13865
File Number: 3-13865
Date: Respondents:
Release No. 3-13795
File Number: 3-13795
Date: Respondents:
Release No. 3-13816
File Number: 3-13816
Date: Respondents:
Release No. 3-13829
File Number: 3-13829
Date: Respondents:
Release No. 3-13844
File Number: 3-13844
Date: Respondents:
Release No. 3-13817
File Number: 3-13817
Date: Respondents:
Release No. 3-13823
File Number: 3-13823
Date: Respondents:
Release No. 3-13825
File Number: 3-13825
Date: Respondents:
Release No. 3-13803
File Number: 3-13803
Date: Respondents:
Release No. 3-13743
File Number: 3-13743