ALJ Orders
During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.
View orders arranged by date below.
Related Resources
Date Sort ascending | Respondents |
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Release No.
3-14116
File Number:
3-14116
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Release No.
3-14098
File Number:
3-14098
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Release No.
3-13908
File Number:
3-13908
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Release No.
3-14136
File Number:
3-14136
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Release No.
3-14118
File Number:
3-14118
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Release No.
3-14126
File Number:
3-14126
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Release No.
3-14119
File Number:
3-14119
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Release No.
3-14108
File Number:
3-14108
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Release No.
3-14109
File Number:
3-14109
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Release No.
3-14101
File Number:
3-14101
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Release No.
3-14092
File Number:
3-14092
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Release No.
3-14100
File Number:
3-14100
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Release No.
3-13847
File Number:
3-13847
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Release No.
3-14091
File Number:
3-14091
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Release No.
3-14086
File Number:
3-14086
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Release No.
3-13976
File Number:
3-13976
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Release No.
3-14083
File Number:
3-14083
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Release No.
3-14088
File Number:
3-14088
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Release No.
3-14087
File Number:
3-14087
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Release No.
3-14075
File Number:
3-14075
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Release No.
3-14056
File Number:
3-14056
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Release No.
3-14076
File Number:
3-14076
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Release No.
3-14059
File Number:
3-14059
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Release No.
3-14035
File Number:
3-14035
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Release No.
3-14058
File Number:
3-14058
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Release No.
3-14060
File Number:
3-14060
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Release No.
3-14043
File Number:
3-14043
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Release No.
3-14046
File Number:
3-14046
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Release No.
3-14047
File Number:
3-14047
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Release No.
3-14045
File Number:
3-14045
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Release No.
3-14000
File Number:
3-14000
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Release No.
3-14027
File Number:
3-14027
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Release No.
3-14002
File Number:
3-14002
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Release No.
3-14032
File Number:
3-14032
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Release No.
3-14034
File Number:
3-14034
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Release No.
3-14036
File Number:
3-14036
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Release No.
3-14005
File Number:
3-14005
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Release No.
3-14008
File Number:
3-14008
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Release No.
3-13916
File Number:
3-13916
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Release No.
3-13981
File Number:
3-13981
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Release No.
3-13998
File Number:
3-13998
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Release No.
3-14006
File Number:
3-14006
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Release No.
3-13996
File Number:
3-13996
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Release No.
3-13990
File Number:
3-13990
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Release No.
3-13847
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Release No.
3-14003
File Number:
3-14003
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Release No.
3-13982
File Number:
3-13982
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Release No.
3-13966
File Number:
3-13966
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Release No.
3-13888
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Release No.
3-13978
File Number:
3-13978
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Release No.
3-13881
File Number:
3-13881
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Release No.
3-13923
File Number:
3-13923
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Release No.
3-13938
File Number:
3-13938
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Release No.
3-13918
File Number:
3-13918
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Release No.
3-13940
File Number:
3-13940
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Release No.
3-13847
File Number:
3-13847
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Release No.
3-13943
File Number:
3-13943
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Release No.
3-13799
File Number:
3-13799
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Release No.
3-13946
File Number:
3-13946
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Release No.
3-13943
File Number:
3-13943
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Release No.
3-13950
File Number:
3-13950
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Release No.
3-13942
File Number:
3-13942
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Release No.
3-13917
File Number:
3-13917
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Release No.
3-13914
File Number:
3-13914
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Release No.
3-13847
File Number:
3-13847
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Release No.
3-13945
File Number:
3-13945
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Release No.
3-13847
File Number:
3-13847
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Release No.
3-13935
File Number:
3-13935
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Release No.
3-13937
File Number:
3-13937
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Release No.
3-13847
File Number:
3-13847
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Release No.
3-13921
File Number:
3-13921
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Release No.
3-13847
File Number:
3-13847
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Release No.
3-13280
File Number:
3-13280
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Release No.
3-13892
File Number:
3-13892
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Release No.
3-13881
File Number:
3-13881
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Release No.
3-13922
File Number:
3-13922
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Release No.
3-13901
File Number:
3-13901
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Release No.
3-13833
File Number:
3-13833
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Release No.
3-13864
File Number:
3-13864
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Release No.
3-13883
File Number:
3-13883
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Release No.
3-13899
File Number:
3-13899
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Release No.
3-13867
File Number:
3-13867
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Release No.
3-13795
File Number:
3-13795
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Release No.
3-13875
File Number:
3-13875
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Release No.
3-13882
File Number:
3-13882
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Release No.
3-13866
File Number:
3-13866
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Release No.
3-13584
File Number:
3-13584
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Release No.
3-13876
File Number:
3-13876
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Release No.
3-13865
File Number:
3-13865
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Release No.
3-13584
File Number:
3-13584
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Release No.
3-13689
File Number:
3-13689
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Release No.
3-13795
File Number:
3-13795
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Release No.
3-13816
File Number:
3-13816
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Release No.
3-13829
File Number:
3-13829
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Release No.
3-13844
File Number:
3-13844
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Release No.
3-13817
File Number:
3-13817
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Release No.
3-13823
File Number:
3-13823
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Release No.
3-13825
File Number:
3-13825
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Release No.
3-13803
File Number:
3-13803
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Release No.
3-13743
File Number:
3-13743
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