ALJ Orders
During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.
View orders arranged by date below.
Related Resources
Date Sort ascending | Respondents |
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Release No.
3-11700
File Number:
3-11700
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Release No.
3-11692
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Release No.
3-11692
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Release No.
3-11616
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Release No.
3-11684
File Number:
3-11684
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Release No.
3-11583
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Release No.
3-11247
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Release No.
3-11616
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Release No.
3-11682
File Number:
3-11682
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Release No.
3-11616
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Release No.
3-11626
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Release No.
3-11616
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Release No.
3-11632
File Number:
3-11632
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Release No.
3-11596
File Number:
3-11596
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Release No.
3-11692
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Release No.
3-11625
File Number:
3-11625
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Release No.
3-11724
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Release No.
3-11692
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Release No.
3-11692
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Release No.
3-11628
File Number:
3-11628
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Release No.
3-11708
File Number:
3-11708
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Release No.
3-11012
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Release No.
3-11666
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Release No.
3-11664
File Number:
3-11664
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Release No.
3-11690
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Release No.
3-11628
File Number:
3-11628
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Release No.
3-11573
File Number:
3-11573
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Release No.
3-11626
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Release No.
3-11594
File Number:
3-11594
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Release No.
3-11616
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Release No.
3-11679
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Release No.
3-11626
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Release No.
3-11629
File Number:
3-11629
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Release No.
3-11634
File Number:
3-11634
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Release No.
3-11012
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Release No.
3-11650
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Release No.
3-11626
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Release No.
3-11560
File Number:
3-11560
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Release No.
3-11616
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Release No.
3-11537
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Release No.
3-11584
File Number:
3-11584
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Release No.
3-11330
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Release No.
3-11567
File Number:
3-11567
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Release No.
3-11553
File Number:
3-11553
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Release No.
3-11543
File Number:
3-11543
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Release No.
3-10624
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Release No.
3-11179
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Release No.
3-11537
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Release No.
3-11537
File Number:
3-11537
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Release No.
3-11471
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Release No.
3-11346
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Release No.
3-11465
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Release No.
3-11468
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Release No.
3-11465
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Release No.
3-11501
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Release No.
3-11471
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Release No.
3-11491
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Release No.
3-11501
File Number:
3-11501
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Release No.
3-11462
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Release No.
3-11503
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Release No.
3-11487
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Release No.
3-11463
File Number:
3-11463
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Release No.
3-11465
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Release No.
3-11420
File Number:
3-11420
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Release No.
3-11487
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Release No.
3-11443
File Number:
3-11443
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Release No.
3-11437
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Release No.
3-11459
File Number:
3-11459
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Release No.
3-11465
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Release No.
3-11460
File Number:
3-11460
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Release No.
3-11403
File Number:
3-11403
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Release No.
3-11442
File Number:
3-11442
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Release No.
3-11367
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Release No.
3-11361
File Number:
3-11361
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Release No.
3-11346
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Release No.
3-11442
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Release No.
3-11433
File Number:
3-11433
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Release No.
3-11432
File Number:
3-11432
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Release No.
3-11084
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Release No.
3-11367
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Release No.
3-11317
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Release No.
3-11420
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Release No.
3-11361
File Number:
3-11361
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Release No.
3-11317
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Release No.
3-11420
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Release No.
3-11385
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Release No.
3-11361
File Number:
3-11361
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Release No.
3-11317
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Release No.
3-11084
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Release No.
3-11317
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Release No.
3-11317
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Release No.
3-11346
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Release No.
3-11330
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Release No.
3-11330
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Release No.
3-11343
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Release No.
3-11367
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Release No.
3-11390
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Release No.
3-11310
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Release No.
3-11317
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Release No.
3-11361
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