ALJ Orders: Administrative Law Judges

During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.

View orders arranged by date below.

Quick Links

Litigated AP Case Materials (Open)
Litigated AP Case Materials (Closed)
Electronic Filings in Administrative Proceedings (eFAP)

Date	Respondents
Date: Aug. 13, 1997	Respondents: Combined Companies International Corp. Release No. 3-9322 File Number: 3-9322
Date: July 11, 1997	Respondents: Dennis Lindsay Helliwell Release No. 3-9210 File Number: 3-9210
Date: April 17, 1997	Respondents: Peter M. Harrington Release No. 3-9205 File Number: 3-9205
Date: Jan. 24, 1997	Respondents: Ronald M. Zook Release No. 3-9059
Date: Jan. 16, 1997	Respondents: Bernard Zelenka Release No. 3-9130 File Number: 3-9130
Date: Jan. 8, 1997	Respondents: Republic International Corporation Release No. 3-9112 File Number: 3-9112