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ALJ Initial Decisions:
Administrative Law Judges

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

Third Quarter | Second Quarter | First Quarter 

Additional Archives

Release No. Date Respondents
Fourth Quarter
544 Dec. 31, 2013 Gregg C. Lorenzo Francis V. Lorenzo and Charles Vista, LLC
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15211
(Note: Order Instituting Proceedings, Release No. 33-9385)
543 Dec. 24, 2013 ICC Worldwide, Inc., et al.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15636
(Note: Order Instituting Proceedings, Release No. 34-70987; Finality Order, Release No. 34-71496)
542 Dec. 18, 2013 Houseraising, Inc., iElement Corporation, et al.
Cameron Elliot,
Administrative Law Judge
File No. 3-15615
(Note: Order Instituting Proceedings, Release No. 34-70896); Finality Order, Release No. 34-71433)
541 Dec. 17, 2013 Craig Berkman, d/b/a Ventures Trust LLC, et al.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15249
(Note: Order Instituting Proceedings, Release No. 33-9394; Finality Order, Release Nos. 33-9520, 34-71431, IA-3766, IC-30896)
540 Dec. 6, 2013 Raymond J. Lucia Companies, Inc. and Raymond J. Lucia, Sr.
Cameron Elliot,
Administrative Law Judge
File No. 3-15006
(Note: Order Instituting Proceedings, Release No. 34-67781)
539 Dec. 4, 2013 Kiavanni Pringle
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15442
(Note: Order Instituting Proceedings, Release No. 34-70266; Finality Order, Release No. 34-71328)
538 Dec. 3, 2013 Newtech Resources LTD.
Cameron Elliot,
Administrative Law Judge
File No. 3-15576
(Note: Order Instituting Proceedings, Release No. 34-70722; Finality Order, Release No. 34-71336)
537 Dec. 3, 2013 G-Cats Acquisition Corp., et al.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-15431
(Note: Order Instituting Proceedings, Release No. 34-70238; Finality Order, Release No. 34-71320)
536 Dec. 2, 2013 iVoice, Inc., Protectus Medical Devices, Inc., and St. Lawrence Energy Corp.
Cameron Elliot,
Administrative Law Judge
File No. 3-15416
(Note: Order Instituting Proceedings, Release No. 34-70179; Finality Order, Release No. 34-71355)
535 Nov. 27, 2013 Bonanza One, Inc., et al.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15516
(Note: Order Instituting Proceedings, Release No. 34-70475; Finality Order, Release No. 34-71322)
534 Nov. 26, 2013 Frank Bluestein
Cameron Elliot,
Administrative Law Judge
File No. 3-15317
(Note: Order Instituting Proceedings, Release No. 34-69529); Finality Order, Release No. 34-71316)
533 Nov. 26, 2013 James A. Philbrook
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15575
(Note: Order Instituting Proceedings, Release No. 34-70716; Finality Order, Release No. 34-71302)
532 Nov. 26, 2013 Heritage Worldwide, Inc., et al.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-15596
(Note: Order Instituting Proceedings, Release No. 34-70783; Finality Order, Release No. 34-71356)
See also: Release No. 34-71281 and 34-71072
531 Nov. 22, 2013 Acies Corporation, Immtech Pharmaceuticals, Inc., et al.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-15597
(Note: Order Instituting Proceedings, Release No. 34-70785); Finality Order, Release No. 34-71358)
530 Nov. 22, 2013 China Ruitai International Holdings Co., Ltd.
Cameron Elliot,
Administrative Law Judge
File No. 3-15545
(Note: Order Instituting Proceedings, Release No. 34-70580; Finality Order, Release No. 34-71323)
529 Nov. 20, 2013 James L. Brandolino
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15546
(Note: Order Instituting Proceedings, Release No. 34-70581); Finality Order, Release No. 34-71317)
528 Nov. 20, 2013 High End Ventures, Inc.
Cameron Elliot,
Administrative Law Judge
File No. 3-15577
(Note: Order Instituting Proceedings, Release No. 34-70724); Finality Order, Release No. 34-71359)
527 Nov. 19, 2013 Shawn H. Moore
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15560
(Note: Order Instituting Proceedings, Release No. 34-70650; Finality Order, Release No. 34-71308; Order Vacating Finality Notice, Release No. 34-71334)
526A Nov. 19, 2013 Edmund E. Wilson (Corrected)
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15501
(Note: Order Instituting Proceedings, Release No. 34-70447; Finality Order, Release No. 34-71313)
525 Nov. 15, 2013 American Asset Development, Inc., aVinci Media Corp., Ceragenix Pharmaceuticals, Inc., Marshall Holdings International, Inc., Medcom USA, Incorporated, and Millenium Holding Group, Inc.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-15505
(Note: Order Instituting Proceedings, Release No. 34-70455; Finality Order, Release No. 34-71338)
524 Nov. 15, 2013 GEI Financial Services, Inc., Norman Goldstein, and Laurie Gatherum
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15447
(Note: Order Instituting Proceedings, Release No. 34-70297; Finality Order, Release No. 34-71314)
523 Nov. 14, 2013 Lanbo Financial Group, Inc.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-15341
(Note: Order Instituting Proceedings, Release No. 34-69662; Finality Order, Release No. 34-71337)
522 Nov. 14, 2013 American Wenshen Steel Group, Inc., Case Financial, Inc., Global ePoint, Inc., and iMedia International, Inc.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15386
(Note: Order Making Findings and Revoking Registrations by Default, Release No. 34-70157; Finality Order, Release No. 34-71339)
521 Nov. 14, 2013 Skyview Holdings Corp., Stonecrest One, Inc., et al.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-15515
(Note: Order Instituting Proceedings, Release No. 34-70474; Finality Order, Release No. 34-71321)
520 Nov. 14, 2013 Philip David Horn
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-15520
(Note: Order Instituting Proceedings, Release No. 34-70490); Finality Order, Release No. 34-71291)
519 Nov. 14, 2013 Exmocare, Inc. (n/k/a Second Solar, Inc.), First Transaction Management, Inc., et al.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-15455
(Note: Order Instituting Proceedings, Release No. 34-70351); Finality Order, Release No. 34-71357)
518 Nov. 13, 2013 Carbiz, Inc., Inzon Corporation, et al.
Chief Brenda P. Murray,
Administrative Law Judge
File No. 3-15469
(Note: Order Instituting Proceedings, Release No. 34-70374; Finality Order, Release No. 34-71319)
517 Nov. 8, 2013 Michael Bresner, Ralph Calabro, et al.
Cameron Elliot,
Administrative Law Judge
File No. 3-15015
(Note: Order Instituting Proceedings, Release No. 33-9359; Finality Order, Release No. 33-9502)
516 Nov. 7, 2013 Toby G. Scammell
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15271
(Note: Order Instituting Proceedings, Release No. IA-3584)
515A Nov. 19, 2013 James R. Lanier (Corrected)
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15513
(Note: Order Instituting Proceedings, Release No. 34-70471); Finality Order, Release No. 34-71318)
514 Nov. 5, 2013 A.G. Volney Center, Inc. (F/K/A Buddha Steel, Inc.), China Green Material Technologies, Inc., China Tractor Holdings, Inc., and Franklin Towers Enterprises, Inc.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-15497
(Note: Order Instituting Proceedings, Release No. 34-70434; Finality Order, Release No. 34-71110)
513 Oct. 29, 2013 Miguel A. Ferrer and Carlos J. Ortiz
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-14862
(Note: Order Instituting Proceedings, Release No. 33-9317; Finality Order, Release No. 33-9496)
512 Oct. 29, 2013 Patch International, Inc., Quadtech International, Inc., Strategic Resources, Ltd., and Virtual Medical Centre, Inc.
Cameron Elliot,
Administrative Law Judge
File No. 3-15499
(Note: Order Instituting Proceedings, Release No. 34-70438; Finality Order, Release No. 34-71111)
511 Oct. 25, 2013 Home System Group
Cameron Elliot,
Administrative Law Judge
File No. 3-15506
(Note: Order Instituting Proceedings, Release No. 34-70456; Finality Order, Release No. 34-71112)
510 Oct. 23, 2013 AcuNetx, Inc., et al.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15517
(Note: Order Instituting Proceedings, Release No. 34-70481; Finality Order, Release No. 34-71026)
509 Oct. 23, 2013 American Energy Production, Inc., et al.
Cameron Elliot,
Administrative Law Judge
File No. 3-15496
(Note: Order Instituting Proceedings, Release No. 34-70433; Finality Order, Release No. 34-71003)
508 Oct. 9, 2013 Christopher A. Seeley
Cameron Elliot,
Administrative Law Judge
File No. 3-15124
(Note: Order Instituting Proceedings, Release No. 34-69100; Finality Order, Release No. 34-70941)
507 Oct. 8, 2013 David F. Bandimere and John O. Young
Cameron Elliot,
Administrative Law Judge
File No. 3-15124
(Note: Order Instituting Proceedings, Release Nos. 33-9372, 34-68372, IC-30293, IA-3511)
506 Oct. 4, 2013 David F. Bandimere and John O. Young
Cameron Elliot,
Administrative Law Judge
File No. 3-15124
(Note: Order Instituting Proceedings, Release Nos. 33-9372, 34-68372, IC-30293, IA-3511; Finality Order, Release Nos. 33-9483, 34-70932)
505 Oct. 4, 2013 Joshua Constantin and Brian Solomon
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15332
(Note: Order Instituting Proceedings, Release No. 34-70280); Finality Order, Release No. 34-70960)
Third Quarter
504 Sep. 10, 2013 S.W. Hatfield, CPA, and Scott W. Hatfield, CPA
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15012
(Note: Order Instituting Proceedings, Release Nos. 34-67793, AAER-3415)
503 Aug. 22, 2013 Joseph Contorinis
Cameron Elliot,
Administrative Law Judge
File No. 3-15308
(Note: Order Instituting Proceedings, Release Nos. 34-69472, IA-3596)
502 Aug. 2, 2013 Daniel Bogar, Bernerd E. Young, and Jason T. Green
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15003
(Note: Order Instituting Proceedings, Release No. 33-9356; Finality Order, Release No. 33-9499)
501 Jul. 31, 2013 Angelica Aguilera
Cameron Elliot,
Administrative Law Judge
File No. 3-14999
(Note: Order Instituting Proceedings, Release No. 34-67748; Finality Order, Release No. 34-71121)
500 Jul. 30, 2013 Mark A. Gelazela and Steven E. Woods
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15177
(Note: Order Instituting Proceedings, Release No. 34-68670; Finality Order, Release No. 34-70476)
499 Jul. 25, 2013 Stefan H. Benger
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15189
(Note: Order Instituting Proceedings, Release No. 34-68749); Finality Order, Release No. 34-70667)
498 Jul. 24, 2013 Jeffrey A. Liskov
Cameron Elliot,
Administrative Law Judge
File No. 3-15155
(Note: Order Instituting Proceedings, Release No. IA-3527); Finality Order, Release Nos. 34-70477, IA-3675)
497 Jul. 24, 2013 EagleEye Asset Management, LLC
Cameron Elliot,
Administrative Law Judge
File No. 3-15156
(Note: Order Instituting Proceedings, Release No. IA-3528); Finality Order, Release Nos. 34-70478, IA-3676)
496 Jul. 12, 2013 Walter V. Gerasimowicz
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15024
(Note: Order Instituting Proceedings, Release Nos. 33-9361, 34-67860, IA-3464, and IC-30202; Finality Order, Release Nos. 33-9451, 34-70430, IA-3670, IC-30688)
495 Jul. 8, 2013 Raymond J. Lucia Companies, Inc. and Raymond J. Lucia, Sr.
Cameron Elliot,
Administrative Law Judge
File No. 3-15006
(Note: Order Instituting Proceedings, Release Nos. 34-67781, IA-3456, and IC-30193)
494 Jul. 2, 2013 Jay T. Comeaux
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15002
(Note: Order Instituting Proceedings, Release Nos. 33-9355, 34-67768, IA-3452, and IC-30189 )
Second Quarter
493 Jun. 19, 2013 Guy W. Gane, Jr.
Brenda P. Murray
Chief Administrative Law Judge
File No. 3-15210
(Note: Order Instituting Proceedings, Release No. 34-68940; Finality Order, Release No. 34-70249)
492 Jun. 17, 2013 Ward Onsa
Brenda P. Murray
Chief Administrative Law Judge
File No. 3-15221
(Note: Order Instituting Proceedings, Release No. IA-3559; Finality Order, Release Nos. 34-70248, IC-30672)
491 June 14, 2013 David Mura
Cameron Elliot
Administrative Law Judge
File No. 3-15045
(Note: Order Instituting Proceedings, Release No. 34-67920)
490 Jun. 7, 2013 optionsXpress, Inc., et al.
Brenda P. Murray
Chief Administrative Law Judge
File No. 3-14848
(Note: Order Instituting Proceedings, Release Nos. 33-9313, 34-66815, IC-30034); Finality Order as to Thomas E. Stern, Release Nos. 33-9473, 34-70809, IC-30773)
489 May 22, 2013 David E. Ruskjer
Cameron Elliot
Administrative Law Judge
File No. 3-15147
(Note: Order Instituting Proceedings, Release No. 34-68499; Finality Order, Release No. 34-69803)
488 May 22, 2013 Medis Technologies Ltd., Modern Medical Modalities Corp., National Datacomputer, Inc., New Media Lottery Services, Inc., Sino-Bon Entertainment, Inc., Tamir Biotechnology, Inc., and Techmedia Advertising, Inc.
Cameron Elliot
Administrative Law Judge
File No. 3-15185
(Note: Order Instituting Proceedings, Release No. 34-68991; Finality Order, Release No. 34-69805)
487 May 15, 2013 Law Enforcement Associates Corp., Matrixx Resource Holdings, Inc., Sonnen Corp., Mortgage Assistance Center Corp., MVP Network, Inc., Sino Shipping Holdings, Inc., Sonnen Corp., Superior Oil & Gas Co., Tekoil & Gas Corp., Trend Mining Co., and Unico, Inc.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15186
(Note: Order Instituting Proceedings, Release No. 34-68731); Finality Order, Release No. 34-69799)
486 May 3, 2013 Largo Vista Group, Ltd., et al.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-15187
(Note: Order Instituting Proceedings, Release No. 34-68731); Finality Order, Release No. 34-69798)
485 Apr. 30, 2013 Artfest International, Inc., et al.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-15207
(Note: Order Instituting Proceedings, Release No. 34-68902); Finality Order, Release No. 34-69676)
484 Apr. 17, 2013 Adam Harrington a/k/a Adam Rukdeschel and Adam Harrington Ruckdeschel
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15119
(Note: Order Instituting Proceedings, Release No. 34-68365); Finality Order, Release No. 34-70149)
483 Apr. 16, 2013 Jilaine H. Bauer, Esq.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-15020
(Note: Order Instituting Proceedings, Release No. 34-67845)
First Quarter
482 Feb. 13, 2013 Alero Odell Mack, Jr.
Cameron Elliot,
Administrative Law Judge
File No. 3-15036
(Note: Order Instituting Proceedings, Release No. IA-3472.pdf; Finality Order, Release Nos. 34-69455 and IA-3593)
481 Jan. 28, 2013 DIAS Holding, Inc., Earthblock Technologies, Inc., Ensurapet, Inc., FIIC Holdings, Inc., GEM Solutions, Inc., Gold Star Tutoring Services, Inc., and GPS Industries, Inc.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-15090
(Note: Order Instituting Proceedings, Release No. 34-68221; Finality Order, Release No. 34-69155)
480 Jan. 18, 2013 Andrew J. Franz
Cameron Elliot,
Administrative Law Judge
File No. 3-14960
(Note: Order Instituting Proceedings, Release No. 34-67491; Finality Order, Release Nos. 34-69145 and IA-3567)
479 Jan. 7, 2013 Omar Ali Rizvi
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-14984
(Note: Order Instituting Proceedings, Release No. 34-67661; Finality Order, Release Nos. 34-69019 and IA-3561)
478 Jan. 3, 2013 Ross Mandell
Cameron Elliot,
Administrative Law Judge
File No. 3-14981
(Note: Order Instituting Proceedings, Release No. 34-67645)

 

http://www.sec.gov/alj/aljdec/aljdecarchive/aljdecarc2013.shtml


Modified: 07/30/2014