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ALJ Initial Decisions:
Administrative Law Judges
Archives 2009

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

Fourth Quarter | Third Quarter | Second Quarter | First Quarter 

Additional Archives

Release No. Date Respondents
Fourth Quarter
392 Dec. 18, 2009 James C. Dawson
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-13579
(Note: Opinion, Release No. IA-3057)
391 Dec. 11, 2009 David G. Ghysels, Kenneth E. Mahaffy, Jr., and Linus N. Nwaigwe
Robert G. Mahony,
Administrative Law Judge
File No. 3-13481
(Note: Finality Order, Release No. 34-61581)
390 Nov. 16, 2009 RDM Sports Group, Inc., Real Del Monte Mining Corp., Recoton Corp., Red Hot Concepts, Inc., Red Hand International, Inc. (n/k/a African Diamond Co., Inc. or Coal Corp.), Redlaw Industries, Inc., Republic Resources, Inc., Reward Enterprises, Inc., Rhino Enterprises Group, Inc. (n/k/a Physicians Adult Daycare, Inc.), Ridgeview, Inc., Riverside Group, Inc., and Rocky Mount Undergarment Co., Inc.
James T. Kelly,
Administrative Law Judge
File No. 3-13556
(Note: Finality Order, Release No. 34-61184)
Third Quarter
389 Sep. 29, 2009 Paivis Corp., Peabodys Coffee, Inc., Penge Corp., Petrol Industries, Inc. (n/k/a Caddo International, Inc.), Phantom Entertainment, Inc., Phoenix Medical Technology, Inc., Phoenix Metals Usa II, Inc., Phymed, Inc., Pico Products, Inc., and Piemonte Foods, Inc.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-13527
(Note: Finality Order, Release No. 34-60884)
388 Sep. 24, 2009 Frederick J. Barton
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-13548
(Note: Finality Order, Release No. 34-60885)
387 Aug. 31, 2009 CentreInvest, Inc., OOO CentreInvest Securities, Vladimir Chekholko, William Herlyn, Dan Rapoport, and Svyatoslav Yenin
Robert G. Mahony,
Administrative Law Judge
File No. 3-13304
(Note: Order Denying Motion To Set Aside Dan Rapoport Default Order, Release No. 34-63744; Order Dismissing Petition for Review and Notice of Finality, Release No. 34-61448)
386 Aug. 24, 2009 Phillip J. Milligan
Robert G. Mahony,
Administrative Law Judge
File No. 3-13482
(Note: Opinion, Release No. 34-61790)
385 Aug. 13, 2009 Fortel, Inc., now known as Envit Capital Group, Inc.
Robert G. Mahony,
Administrative Law Judge
File No. 3-13465
(Note: Finality Order, Release No. 34-60658)
384 Aug. 7, 2009 Stanley Johnson
Robert G. Mahony,
Administrative Law Judge
File No. 3-13494
(Note: Finality Order, Release No. 34-60617)
383 Jul. 17, 2009 Matthew La Madrid
Robert G. Mahony,
Administrative Law Judge
File No. 3-13415
(Note: Finality Order, Release No. IA-2915)
382 Jul. 14, 2009 Alan Brian Baiocchi
Carol Fox Foelak,
Administrative Law Judge
File No. 3-13380
(Note: Finality Order, Release No. 34-60483)
381 Jul. 13, 2009 David A. Finnerty, Donald R. Foley II, Scott G. Hunt, Thomas J. Murphy, Jr., Kevin M. Fee, Frank A. Delaney IV, Freddy Deboer, Todd J. Christie, James V. Parolisi, Robert W. Luckow, Patrick E. Murphy, Robert A. Johnson, Jr., Patrick J. McGagh, Jr., Joseph Bongiorno, Michael J. Hayward, Richard P. Volpe, Michael F. Stern, Warren E. Turk, Gerard T. Hayes, and Robert A. Scavone, Jr.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-11893
(Note: Finality Order, Release Nos. 33-9061, 34-60498)
Second Quarter
380 Jun. 9, 2009 Newbridge Securities Corp., Guy S. Amico, Scott H. Goldstein, Eric M. Vallejo, and Daniel M. Kantrowitz
James T. Kelly,
Administrative Law Judge
File No. 3-13099
(Note: Finality Order, Release No. 34-62565)
379 Jun. 5, 2009 Lexington Resources, Inc., Grant Atkins, and Gordon Brent Pierce
Carol Fox Foelak,
Administrative Law Judge
File No. 3-13109
(Note: Finality Order, Release No. 33-9050)
378 May 15, 2009 Chemfix Technologies, Inc., Bagdad Chase, Inc., Cincinnati Microwave, Inc., Sun Television & Appliances, Inc., and Telegroup, Inc.
Carol Fox Foelak,
Administrative Law Judge
File No. 3-13385
(Note: Finality Order, Release No. 34-60104)
377 May 6, 2009 Byron S. Rainner
Robert G. Mahony
Administrative Law Judge
File No. 3-12828
(Note: Finality Order, Release Nos. 34-60073; IA-2890)
376 Apr. 22, 2009 Michael W. Crow and Robert David Fuchs
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-13309
(Note: Finality Order, Release No. 34-59982)
375 Apr. 17, 2009 Alberto W. Vilar and Gary Alan Tanaka
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-13345
(Note: Finality Order, Release No. IA-2882)
374 Apr. 3, 2009 Diane M. Keefe
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-13337
(Note: ALJ Opinion, Initial Decision Release No. 410; Remand Order, Release Nos. 34-61928, IA-3016, IC-29207)
First Quarter
373 Mar. 10, 2009 Joseph C. Lavin
Robert G. Mahony,
Administrative Law Judge
File No. 3-13222
(Note: Finality Order, Release No. IA-2870)
372 Feb. 25, 2009 Martin A. Armstrong
Robert G. Mahony,
Administrative Law Judge
File No. 3-13121
(Note: Opinion, Release No. IA-2926)
See also:  Court of Appeals Opinion
371 Feb. 24, 2009 Kent D. Nelson
Robert G. Mahony,
Administrative Law Judge
File No. 3-13112
(Note: Finality Order, Release Nos. 34-59787, IA-2868)
370 Feb. 12, 2009 Don Warner Reinhard
Carol Fox Foelak,
Administrative Law Judge
File No. 3-13280
(Note: ALJ Opinion, Initial Decision Release No. 396; Order Denying Summary Affirmance and Remanding for Additional Proceedings, Release Nos. 34-61506, IA-2984)
369 Jan. 29, 2009 Michael Lauer
Robert G. Mahony,
Administrative Law Judge
File No. 3-13265
(Note: Finality Order, Release No. IA-2848)
368 Jan. 16, 2009 Meditecnic, Inc. (f/k/a Viking Broadcasting Corp.)
Carol Fox Foelak,
Administrative Law Judge
File No. 3-13184
(Note: Finality Order, Release No. 34-59411)
367 Jan. 14, 2009 Steven Altman, Esq.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-12944
(Note: Order Denying Motion for Reconsideration and a Stay, Release No. 34-63665; Opinion, Release No. 34-63306)
See also:  Court of Appeals Opinion

 

http://www.sec.gov/alj/aljdec/aljdecarchive/aljdecarc2009.shtml


Modified: 10/16/2014