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ALJ Decisions & Orders:
Administrative Law Judges
Archives 2003

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

Additional Archives

Release No. Date Respondents
Fourth Quarter
242 Dec. 4, 2003 Roger M. Detrano
James T. Kelly,
Administrative Law Judge
File No. 3-11169
(Note: Finality Order)
241 Nov. 24, 2003 Michael Flanagan, Ronald Kindschi, and Spectrum Administration, Inc.
James T. Kelly,
Administrative Law Judge
File No. 3-9784-EAJA
(Note: Opinion)
PDF version
240 Nov. 24, 2003 Investco, Inc.
Robert G. Mahony,
Administrative Law Judge
File No. 3-11228
PDF version
(Note: Finality Order)
239 Oct. 23, 2003 J.W. Barclay & Co., Inc., John A. Bruno, Michael J. Wills, Edgar B. Alacan, Emmanuel P. Cube, Mayer Dallal, Danoo Noor, Sr, Emanuele A. Scarso, Michael B. Scott
James T. Kelly,
Administrative Law Judge
File No. 3-10765
(Note: Opinion; ID-233)
238 Oct. 21, 2003 Leslie A. Arouh
Carol Fox Foelak,
Administrative Law Judge
File No. 3-10884
(Note: Opinion: Release No. 34-50889)
Third Quarter
237 Sep. 30, 2003 Richard P. Callipari and Thomas J. Connolly
Carol Fox Foelak,
Administrative Law Judge
File No. 3-11205
(Note: Finality Order)
236 Sep. 26, 2003 Salvatore Piazza, et al.
Robert G. Mahony,
Administrative Law Judge
File No. 3-10229
(Note: Finality Order)
235 Sep. 8, 2003 James F. Glaza d/b/a Falcon Financial Services, Inc.
Robert G. Mahony,
Administrative Law Judge
File No. 3-11012
(Note: Opinion: Release Nos. 33-8498 and 34-50474)
234 Sep. 3, 2003 Peter C. Lybrand f/k/a Peter C. Tosto
Lillian A. McEwen,
Administrative Law Judge
File No. 3-11028
(Note: Finality Order)
233 Jul. 23, 2003 J.W. Barclay & Co., Inc., John A. Bruno, Michael J. Wills, Edgar B. Alacan, Emmanuel P. Cube, Mayer Dallal, Danoo Noor, Sr., Emanuele A. Scarso, Michael B. Scott
James T. Kelly,
Administrative Law Judge
File No. 3-10765
(Note: Finality Order; ID-239)
232 Jul. 14, 2003 Stansbury Holdings Corporation
James T. Kelly,
Administrative Law Judge
File No. 3-11108
(Note: Finality Order)
Second Quarter
231 Jun. 27, 2003 A.S. Goldmen & Co., Inc., Anthony J. Marchiano, Stuart E. Winkler, John T. Diasabeyagunawardena (a.k.a. John Abbey), John P. Delcioppo, Christopher M. Delcioppo, Vincent J. Lia, Duane P. Taylor, and Charles Trento
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-9933
(Note: Opinion (Stuart E. Winkler);
Opinion (Charles Trento)
230 Jun. 17, 2003 John Christopher McCamey and Sierra Equity Partners, LP
Robert G. Mahony,
Administrative Law Judge
File No. 3-10911
(Note: Finality Order)
229 Jun. 13, 2003 Clarke T. Blizzard and Rudolph Abel
Carol Fox Foelak,
Administrative Law Judge
File No. 3-10007
(Note: Opinion: Release No. IA-2253)
228 May 20, 2003 Nano World Projects Corporation
Robert G. Mahony,
Administrative Law Judge
File No. 3-11066
(Note: Finality Order)
227 May 15, 2003 Freedom Golf Corporation
Carol Fox Foelak,
Administrative Law Judge
File No. 3-11082
(Note: Finality Order)
226 May 8, 2003 Dennis E. Ward
Lillian A. McEwen,
Administrative Law Judge
File No. 3-10485
(Note: Finality Order)
First Quarter
225 Mar. 19, 2003 Chris Woessner
Robert G. Mahony,
Administrative Law Judge
File No. 3-10607
(Note: Order Permitting Withdrawal)
224 Feb. 25, 2003 Michael D. Richmond
Robert G. Mahony,
Administrative Law Judge
File No. 3-10848
(Note: Finality Order)
223 Feb. 24, 2003 Hamilton Bancorp, Inc.
Robert G. Mahony,
Administrative Law Judge
File No. 3-10976
(Note: Finality Order)
222 Feb. 6, 2003 Applications of Enron Corp.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-10909
(Note: Opinion)
221 Feb. 5, 2003 Dale E. Frey, Roger A. Rawlings, and William C. Piontek
Lillian A. McEwen,
Administrative Law Judge
File No. 3-10310
(Note: Opinion (William C. Piontek))
220 Jan. 29, 2003 Zion Capital Management LLC, and Ricky A. Lang
Carol Fox Foelak,
Administrative Law Judge
File No. 3-10659
(Note: Opinion)

http://www.sec.gov/alj/aljdec/aljdecarchive/aljdecarc2003.shtml


Modified: 10/16/2014