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ALJ Decisions & Orders:
Administrative Law Judges
Archives 1994

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

Additional Archives

Release No. Date Respondents
Fourth Quarter
59 Dec. 8, 1994 Consolidated Investment Services, Inc., Norman P. Rounds, James L. Fainter
Glenn Robert Lawrence,
Administrative Law Judge
File No. 3-8312
58 Nov. 4, 1994 Michael Gartner
Edward J. Kuhlmann,
Administrative Law Judge
File No. 3-8371
Third Quarter
57 Sep. 21, 1994 Steven Telsey and First Securities Transfer Systems, Inc.
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-8247
56 Sep. 19, 1994 Jay Houston Meadows
Glenn Robert Lawrence,
Administrative Law Judge
File No. 3-8257
(Note: Opinion)
See also:  Court of Appeals Opinion
55 Aug. 26, 1994 George W. Phillips
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-8145
54 Jul. 13, 1994 David M. Haber
Edward J. Kuhlmann,
Administrative Law Judge
File No. 3-8155
Second Quarter
53 Jun. 30, 1994 BC Financial Corp., Stuart M. Cohen, David Disner, James Snelgrove
Edward J. Kuhlmann,
Administrative Law Judge
File No. 3-8166
52 Jun. 20, 1994 Alexander V. Stein
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-8112
51 Jun. 15, 1994 John Harvey Early
Glenn Robert Lawrence,
Administrative Law Judge
File No. 3-8213
50 Jun. 2, 1994 Martin B. Sloate
Glenn Robert Lawrence,
Administrative Law Judge
File No. 3-8232
(Note: Opinion)
49 May 27, 1994 Juan Carlos Schidlowski
Edward J. Kuhlmann,
Administrative Law Judge
File No. 3-8186
48 May 19, 1994 Roberts D. Potts, CPA
Edward J. Kuhlmann,
Administrative Law Judge
File No. 3-7998
(Note: Opinion)
See also:  Court of Appeals Opinion
47 Apr. 12, 1994 Patricia A. Johnson
Glenn Robert Lawrence,
Administrative Law Judge
File No. 3-8205
First Quarter
46 Feb. 25, 1994 Michael Keith Howard
Warren E. Blair,
Chief Administrative Law Judge
File No. 3-8056
45 Feb. 16, 1994 Jones & Ward Securities, Inc., Ivan D. Jones, Jr., Roy P. Akers and Investment/Timing Systems, Inc.
Warren E. Blair,
Chief Administrative Law Judge
File No. 3-8037
See also:  Court of Appeals Opinion
44 Jan. 24, 1994 Ahmed Mohamed Soliman
Brenda P. Murray,
Chief Administrative Law Judge
File No. 3-7954

 

http://www.sec.gov/alj/aljdec/aljdecarchive/aljdecarc1994.shtml


Modified: 10/16/2014