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ALJ Initial Decisions

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

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Date Sort ascending	Respondents
Dec. 28, 1983	Charles Schwab & Co., Inc. David J. Markun, Administrative Law Judge Release No. 3-6222 File Number: 3-6222
Dec. 19, 1983	Raymond L. Dirks, John D. Sullivan Irving Schiller, Administrative Law Judge Release No. 3-6183 File Number: 3-6183
Dec. 12, 1983	David R. Williams (International Securities, Inc.) Ralph Hunter Tracy, Administrative Law Judge Release No. 3-6238 File Number: 3-6238
Dec. 9, 1983	Steven R. Grayson Warren E. Blair, Chief Administrative Law Judge Release No. 3-6268 File Number: 3-6268
Sept. 6, 1983	Robert Blakeney Stevenson (Spaulding Securities Corporation) Jerome K. Soffer, Administrative Law Judge Release No. 3-6165 File Number: 3-6165
Aug. 29, 1983	Pagel, Inc. Release No. 3-6142 File Number: 8-16764
July 25, 1983	Financial Planning Center of Greater Washington, Inc. (801-15007), Walter H.T. Seager Warren E. Blair, Chief Administrative Law Judge Release No. 3-6219 File Number: 3-6219
July 7, 1983	A. L. Williamson & Co., Grover MacConnell Max O. Regensteiner, Administrative Law Judge Release No. 3-6149 File Number: 3-6149
May 25, 1983	Keith E. Wentz, Ronald P. Bynum Max O. Regensteiner, Administrative Law Judge Release No. 3-6180 File Number: 3-6180
April 29, 1983	Joseph Eugene Polk, Individually and doing business as Equity Investments, Ltd. (801-11790) Jerome K. Soffer, Administrative Law Judge Release No. 3-6148 File Number: 3-6148
April 11, 1983	Harbine Financial Service (801-11538), Jesse Rosenblum Warren E. Blair, Chief Administrative Law Judge Release No. 3-6150 File Number: 3-6150
March 23, 1983	Thomas J. Furnari Jerome K. Soffer, Administrative Law Judge Release No. 3-6091 File Number: 3-6091
March 21, 1983	Larry D. Blavin, Individually and d/b/a Providence Investment Advisory Ralph Hunter Tracy, Administrative Law Judge Release No. 3-6076 File Number: 3-6076
Feb. 7, 1983	Wall Street West, Inc. (8-22329), General Bond & Share Co. (8-7303), Theodore V. Abbruzzese, John L. Brown, Walter G. Asmus, Kenneth W. Sandberg, Sam C. Pandolfo Ralph Hunter Tracy, Administrative Law Judge Release No. 3-6119 File Number: 3-6119