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ALJ Initial Decisions

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

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Date Sort ascending	Respondents
Nov. 11, 1976	Robert N. Campbell Irving Sommer, Administrative Law Judge Release No. 3-4743 File Number: 3-4743
Nov. 5, 1976	Daycon Investors Associates, Inc., Joseph P. D'Angelo Jerome K. Soffer, Administrative Law Judge Release No. 3-5098 File Number: 3-5098
Oct. 28, 1976	Nassar and Company, Inc. (8-20862) Irving Schiller, Administrative Law Judge Release No. 3-5074 File Number: 3-5074
Sept. 8, 1976	Amswiss International Corp. (8-14349), Glenn Woo Jerome K. Soffer, Administrative Law Judge Release No. 3-4733 File Number: 3-4733
Sept. 3, 1976	Executive Securities Corp. (8-13526), Richard O. Bertoli, Arnold L. Freilich Ralph Hunter Tracy, Administrative Law Judge Release No. 3-4694 File Number: 3-4694
Aug. 30, 1976	Carob Securities, Inc. and Robert A. Schilleman (8-20294) Edward B. Wagner, Administrative Law Judge Release No. 3-4980 File Number: 3-4980
Aug. 19, 1976	Jay Rutledge (Stephenson, Leydecker & Co.) David J. Markun, Administrative Law Judge Release No. 3-4724 File Number: 3-4724
Aug. 12, 1976	Research Automation Corporation (24NY-7584) Irving Sommer, Administrative Law Judge Release No. 3-4890 File Number: 3-4890
July 19, 1976	Investors Research Corporation, Mullaney, Wells and Company, James E. Stowers, Richard H. Driehaus Ralph Hunter Tracy, Administrative Law Judge Release No. 3-4669 File Number: 3-4669
July 9, 1976	Berkley Land and Investment Corporation (24W-3169) David J. Markun, Administrative Law Judge Release No. 3-4837 File Number: 3-4837
June 25, 1976	Lamb Brothers, Inc. (8-17965), Clyde C. Lamb, Jr. Warren E. Blair, Chief Administrative Law Judge Release No. 3-4706 File Number: 3-4706
May 28, 1976	Mitchum, Jones & Templeton, Inc. (Laidlaw & Co., Inc.) Max O. Regensteiner, Administrative Law Judge Release No. 3-4506 File Number: 3-4506
May 20, 1976	First California Co., et al. Jerome K. Soffer, Administrative Law Judge Release No. 3-4647 File Number: 3-4647
May 6, 1976	Application for Unlisted Trading Privileges in Common Stock of Ludlow Corporation by the Boston Stock Exchange, Release No. 3-4646 File Number: 7-4596
April 12, 1976	Edward J. Mawod & Company (8-14068), Edward Joseph Mawod, John William Airsman Ralph Hunter Tracy, Administrative Law Judge Release No. 3-4547 File Number: 3-4547
Feb. 23, 1976	A.J. Carno Co., Inc. (8-8936), Anthony Nadino Ralph Hunter Tracy, Administrative Law Judge Release No. 3-4516 File Number: 3-4516
Jan. 29, 1976	Mineral Exploration Company Release No. 3-3748,3-4755thru3-4768 File Number: 20-1924A5
Jan. 15, 1976	Richard John Mishlen, Morris Cohen d/b/a Marshall Company et al. (8-6420) Ralph Hunter Tracy, Administrative Law Judge Release No. 3-4536 File Number: 3-4536