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ALJ Decisions & Orders:
Administrative Law Judges
Archives 1974

Administrative Law Judges issued the following Initial Decisions pursuant to 5 U.S.C § 557 and 17 C.F.R. § 201.360(a).

Fourth Quarter | Third Quarter | Second Quarter | First Quarter

Additional Archives

AP No. Date Respondents
Fourth Quarter
3-4268-1 Dec. 30, 1974 E. F. Henderson & Co., Inc., et al. (8-7439)
Edward B. Wagner,
Administrative Law Judge
3-4368 Dec. 26, 1974 James J. Chica, Carrol P. Teig, Peter R. Super
(First Minneapolis Investment Corp., 8-15965)
Warren E. Blair,
Chief Administrative Law Judge
3-3101 Dec. 20, 1974 Steadman Security Corporation, Steadman Investment Services Corporation (8-14704), Republic Securities Corporation (8-13223), The Steadman Corporation of America (8-13955), Aberdeen Management Corporation (8-1867),
Charles W. Steadman
David J. Markun,
Administrative Law Judge
3-2848 Dec. 13, 1974 Lincoln Securities, et al. (8-15573)
Edward B. Wagner,
Administrative Law Judge
3-4495 Dec. 3, 1974 Delta Steel Corporation (24SF-4052)
Max O. Regensteiner,
Administrative Law Judge
3-4388 Nov. 15, 1974 Richard R. Carta
(Smith & Medford, Inc., 8-15976)
Ralph Hunter Tracy,
Administrative Law Judge
Third Quarter
3-4401 Sep. 13, 1974 Maxwell Bentley
Warren E. Blair,
Chief Administrative Law Judge
3-4283 Aug. 2, 1974 Midland Securities Corporation, Richard B. Berdahl, Robert O. Knutson, William H. Harrison, Bruce L. Hankerson, James R. Ehlen
David J. Markun,
Administrative Law Judge
3-4395 Jul. 15, 1974 Scientronic Corporation (24W-3141)
Ralph Hunter Tracy,
Administrative Law Judge
3-3460 Jul. 12, 1974 Black & Company, Inc., Lawrence S. Black, Roy A. Pitt, Jr., R.W. Pressprich & Co., Inc.
David J. Markun,
Administrative Law Judge
Second Quarter
3-3643 Jun. 28, 1974 First Fidelity, Inc. (8-15684), David R. Nemelka, Jerry R. Zabriskie, William B. Hesterman, Jr., Parker-Mawod & Co. (8-14068), Trent J. Parker, Edward J. Mawod, Transamerican Securities, Inc. (8-14736), Duane Smith Jenson, Melvin H. Miller, Donald D. Glenn
Sidney L. Feiler,
Administrative Law Judge
3-3492 Jun. 28, 1974 Robert Hoffman, Walston & Co., Inc. (8-4824), Sydney Senior Smith, Daniel T. Cullen
Sidney L. Feiler,
Administrative Law Judge
3-3826 Jun. 26, 1974 Andrew A. Pilato (8-13487), Andrew A. Pilato & Company, Inc. (8-17122), Andrew A. Pilato, Individually, Melvin Lloyd Richards, James S. Ross
Ralph Hunter Tracy,
Administrative Law Judge
3-3640 and
3-3988
Jun. 26, 1974 Delmarva Power & Light Company, Delmarva Power & Light Company of Maryland, Delmarva Power & Light Company of Virginia (59-114 and 31-736)
Warren E. Blair,
Chief Administrative Law Judge
3-4356 May 31, 1974 The Registration Statement of Croyle Computer Services, Inc., File No. 2-46544
Sidney L. Feiler,
Administrative Law Judge
3-2783 Apr. 9, 1974 Jack Schaefer
Ralph Hunter Tracy,
Administrative Law Judge
First Quarter
3-3253 Mar. 11, 1974 Albert Heglund, Jr., Fred O. Paulsell, Jr.
Ralph Hunter Tracy,
Administrative Law Judge
3-2497 Feb. 22, 1974 Philip S. Budin & Co., Inc., Philip S. Budin,
(File No. 8-13488)
Sidney L. Feiler,
Administrative Law Judge
3-3734 Jan. 14, 1974 Oppenheimer & Co. (8-1756 & 801-1177)
Warren E. Blair,
Chief Administrative Law Judge

http://www.sec.gov/alj/aljdec/aljdecarchive/aljdecarc1974.shtml


Modified: 10/16/2014