U.S. Securities & Exchange Commission
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U.S. Securities and Exchange Commission

Spotlight on
The Global Research Analyst Settlement

Note: This page has been archived and is no longer being updated. It may include obsolete or out-of-date information.

Information for Investors Seeking Restitution:

Distribution Plan Timeline

Answers to Frequently Asked Questions

Fund Administrator's Website

Court Orders and Related Documents

SEC Press Releases and General Information

Information by Company

Bear, Stearns & Co. Inc.

Citigroup Global Markets Inc., f/k/a Salomon Smith Barney Inc.;
Jack Benjamin Grubman

Citigroup Global Markets
Jack B. Grubman

Credit Suisse First Boston LLC, f/k/a Credit Suisse First Boston Corporation

Deutsche Bank Securities Inc.

Goldman, Sachs & Co.

J.P. Morgan Securities Inc.

Lehman Brothers Inc.

Merrill Lynch, Pierce, Fenner & Smith Incorporated; Henry M. Blodget

Merrill Lynch, Pierce, Fenner & Smith Incorporated
Henry M. Blodget

Morgan Stanley & Co. Incorporated

Thomas Weisel Partners LLC

UBS Securities LLC, f/k/a UBS Warburg LLC

U.S. Bancorp Piper Jaffray Inc.



Modified: 10/12/2005