Comments on NASD Rulemaking
Self-Regulatory Organizations; Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the National Association of Securities Dealers, Inc. Relating to Proposed Rule 2130 Concerning the Expungement of Customer Dispute Information From the Central Regiatration Depository System
(Release No. 34-47435; File No. SR-NASD-2002-168)
- Comments of Edward Turan, Chairman, SIA Arbitration Committee, Securities Industry Association, January 20, 2003 (File name: sia012004.htm)
- Comments of Jim Aldendifer, October 12, 2003 (File name: jadlendifer101203.txt)
- Comments of David W. Haburjak, July 8, 2003 (File name: dwhaburjak070803.txt)
- Comments of Steve Kus, July 2, 2003 (File name: kus070203.txt)
- Comments of Richard LaVoice, June 29, 2003 (File name: rlavoice062903.txt)
- Comments of David Macias, June 10, 2003 (File name: dmacias061003.txt)
- Comments of Mike Marchetta, June 10, 2003 (File name: mmarchetta061003.txt)
- Comments of an Anonymous reviewer, June 10, 2003 (File name: djslikerick1061003.txt)
- Comments of Robert Eastmann, June 3, 2003 (File name: reastmann060303.txt)
- Comments of Robert L. Hicks, President, Finance 500, Inc., May 19, 2003 (File name: finance051903.htm)
- Comments of Daniel Barba, President, Private Portfolio, May 19, 2003 (File name: srnasd2002168-24.pdf)
- Comments of Steven K. McGinnis, May 19, 2003 (File name: skmcginnis051903.txt)
- Comments of Dan Jamieson, April 25, 2003 (File name: djamieson042503.htm)
- Comments of C. Thomas Mason, JD, CEBS, CFP, March 31, 2003 (File name: ctmason033103.htm)
- Comments of Stuart J. Kaswell, Senior Vice President and General Counsel, Securities Industry Association, March 31, 2003 (File name: sia033103.htm)
- Comments of Steven M. Sherman, Law Office of Steven M. Sherman, March 31, 2003 (File name: smsherman033103.txt)
- Comments of John J. Miller, Law Office of John J. Miller, P.C., March 30, 2003 (File name: jjmiller033003.txt)
- Comments of Barry D. Estell, Esq., March 28, 2003 (File name: bdestell032803.htm)
- Comments of Alan L. Sachs, March 28, 2003 (File name: alsachs032803.txt)
http://www.sec.gov/rules/sro/nasd2002168.shtml