Comments on Concept Release:
Securities Transactions Settlement

[Release No. 33-8398; File No. S7-13-04]

• Gene Finn, August 2, 2012 (File name: s71304-63.htm)
   
• Gene Finn, July 25, 2012 (File name: s71304-62.htm)
   
• Kelly Bruce Beeman, June 8, 2008 (File name: s71304-61.htm)
   
• Jim Mulkey, Englewood, FL, June 10, 2006 (File name: jmulkey061006.htm)
   
• Ed Morgan, March 31, 2006 (File name: emorgan033106.htm)
   
• Michael Stevenson, March 2, 2006 (File name: mstevenson8554.htm)
   
• Will Hobson, May 30, 2005 (File name: whobson053005.pdf)
   
• Darla C. Stuckey, Corporate Secretary, New York Stock Exchange, Inc., August 3, 2004 (File name: nyse080304.pdf)
   
• Margaret R. Blake, Counsel to the Association, Dan W. Schneider, Counsel to the Association, The Association of Global Custodians, June 28, 2004 (File name: s71304-27.pdf)
   
• Jill M. Considine, Chairman and Chief Executive Officer, June 23, 2004 (File name: s71304-26.pdf)
   
• Stephan Miller, June 22, 2004 (File name: stemiller062204.txt)
   
• Ian Gilhooley, The Canadian Depository for Securities Limited, June 16, 2004 (File name: s71304-25.pdf)
   
• Frank DiMarco, Merrill Lynch & Co., Inc., Chair, STP Steering Committee, The Bond Market Association, June 16, 2004 (File name: bondmarket061604.pdf)
   
• Jeffrey C. Bernstein, Chairman, SIA STP Steering Committee, Securities Industry Association, June 16, 2004 (File name: sia061604.pdf)
   
• Steven Donovan, Director Of Global Investment Technology, MFS Investments, June 16, 2004 (File name: mfsinvest061604.pdf)
   
• William A. Harris, Vice President & Assistant General Counsel, Mellon Investor Services LLC, June 16, 2004 (File name: mellonis061604.pdf)
   
• Fionnuala Martin, STP Program Manager, BMO Nesbitt Burns, June 16, 2004 (File name: bmonesbitt061604.pdf)
   
• Christine Sumner, Pacific Life Insurance Company, Chair, The Asset Managers Forum STP Committee, June 16, 2004 (File name: assetmanagers061604.pdf) (Attachment)
   
• Norman Eaker, Principal, Edward Jones, June 16, 2004 (File name: edwardjones061604.pdf)
   
• W. Leo McBlain, Chairman and Thomas J. Jordan, Executive Director, Financial Information Forum, June 16, 2004 (File name: fif061604.pdf)
   
• Michael O'Conor, Chairman Global Steering Committee and Peter Randall, Executive Director, FIX Protocol Limited, June 16, 2004 (File name: fpl061604.pdf)
   
• Michael J. Alexander, Senior Vice President, Charles Schwab & Co., Inc., June 16, 2004 (File name: charlesschwab061604.pdf)
   
• Diane M. Butler, Director - Transfer Agency & International Operations, Investment Company Institute, June 16, 2004 (File name: ici061604.pdf)
   
• Dave Patch, June 16, 2004, (File name: dpatch7937.htm)
   
• Kevin R. Smith, Chair, ISITC-IOA (North America), June 16, 2004 (File name: isitc-ioa061604.pdf)
   
• G.J. (Gerry) O'Mahoney, Chair, Board of Directors, Canadian Capital Markets Association ( Association canadienne des marches des capitaux), June 16, 2004 (File name: s71304-16.pdf)
   
• Charles V. Rossi, President, The Securities Transfer Association, Inc., June 15, 2004 (File name: sta061504.pdf)
   
• Wayne A. Wirtz, Assistant General Counsel, SBC Communications Inc., June 15, 2004 (File name: s71304-17.pdf)
   
• Carl T. Hagberg, Carl T. Hagberg and Associates, June 15, 2004 (File name: cthagberg061504.pdf)
   
• David C. Donald, Research Associate, Institute for Law and Finance, June 15, 2004 (File name: ilf061604.pdf)
   
• Will DuMond, Metropolitan College of New York-School of Business, June 15, 2004 (File name: wdumond061604.pdf)
   
• Steve G. Nelson, President and Chairman of the Board, Continental Stock Transfer & Trust Company, June 15, 2004 (File name: cstt061504.pdf)
   
• Donald J. Kenney, Chairman, President, and Chief Executive Officer, EquiServe, Inc., June 14, 2004 (File name: s71304-14.pdf)
   
• Richard M. Barnowski, Secretary-Treasurer, Securities Transfer Association of Canada, June 14, 2004 (File name: stac061404.pdf)
   
• Karl H. Wagner, President, Corporate Transfer Association, June 14, 2004 (File name: cta061404.pdf)
   
• Comments of John T. W. Pace, President, Cape Securities, Inc, Jacksonville, North Carolina, June 14, 2004, (File name: jtpace7249.htm)
   
• Thomas Sargant, President, Regional Municipal Operations Association, June 14, 2004 (File name: rmoa061404.txt)
   
• Jeff Potter, Vice President, The Northern Trust Company, June 14, 2004 (File name: northerntrust061404.pdf)
   
• Michael Atkin, Vice President and Director, Financial Information Services Division, Software & Information Industry Association, June 13, 2004 (File name: siia061304.pdf)
   
• David G. Tittsworth, Executive Director, Investment Counsel Association of America, June 11, 2004 (File name: icaa061104.pdf)
   
• Michael Manton, President, The Securities Information Center, June 4, 2004 (File name: sic060404.pdf)
   
• Adam J. Bryan, President and CEO, Omgeo LLC, June 4, 2004 (File name: s71304-12.pdf)
   
• Drew Field Law Offices, June 1, 2004 (File name: drewfield060104.htm)
   
• Ms. Marialina Dominguez, Executive Director – Shareowner Services, Verizon Communications Inc., May 27, 2004 (File name: mdominguez052704.txt)
   
• Martin Wilson, Chairman, May 27, 2004 (File name: ipug052704.pdf)
   
• Sennett Kirk, May 27, 2004 (File name: skirk052704.htm)
   
• James L. Nesfield, May 23, 2004 (File name: jlnesfield052304.txt)
   
• Michael Sweeney, Vice President, Custody Services, Sumitomo Trust & Banking, Co. (USA), May 20, 2004 (File name: stbusa052004.pdf)
   
• David Patch, Topsfield, Massachusetts, May 18, 2004, (File name: dpatch4870.htm)
   
• Viking, May 17, 2004 (File name: viking051704.txt)
   
• Leonard W. Burningham, Esq., May 17, 2004 (File name: lwburningham051704.txt)
   
• Cary Klafter, Chair, Public Company Affairs Committee, American Society of Corporate Secretaries, May 10, 2003 (File name: cklafter051004.txt)
• James M. Grant, Senior Director-Investor Relations, RadioShack Corp., Fort Worth, Texas, May 4, 2004, (File name: jmgrant1486.htm)
• Dr. Arnold J. Wolf, April 30, 2004 (File name: ajwolf043004.txt)
• Nicholas Fung, Independent Brokerage Consultant, April 21, 2004 (File name: nfung04212004.htm)
   
• James J. Angel, Ph.D., CFA, Associate Professor of Finance, McDonough School of Business, Georgetown University, Washington D.C., April 9, 2004 (File name: jjangel04092004.pdf)
   
• Ralph S. Saul, Philadelphia, Pennsylvania, April 5, 2004 (File name: s71304-5.pdf)
   
• Robert Goldberg, President, e3m Investments Inc., April 5, 2004 (File name: e3minvest040504.pdf)
   
• Larry Bush, March 24, 2004 (File name: lbush032404.htm)
   
• Medha Parthasarathy, ACA, Govandi, Mumbai, India, March 22, 2004 (File name: mparathasarathy032204.txt)
   
• Kevin Kopaunik, President, Fidelity Transfer Company, Salt Lake City, Utah, March 18, 2004 (File name: kkopaunik031804.txt)
   
• Bruce Barrett, March 13, 2004 (File name: bbarrett031304.txt)
   
• Dave Patch, www.investigatethesec.com, March 13, 2004 (File name: dpatch031304.txt)
   

http://www.sec.gov/rules/concept/s71304.shtml